Film Extrusion Manual Third Edition Process, Materials, Properties Global Editor: James F. Macnamara Jr. Copyright© 2020 TAPPI PRESS 15 Technology Parkway South Peachtree Corners, GA 30092 U.S.A. www.tappi.org All rights reserved The Association assumes no liability or responsibility in connection with the use of this information or data, including, but not limited to, any liability or responsibility under patent, copyright, or trade secret laws. The user is responsible for determining that this document is the most recent edition published. Within the context of this work, the authors and their employers assume no liability or responsibility in connection with the use of this information or data. The information contained in each of the chapters is believed to be true and accurate, but all statements or suggestions are made without warranty, expressed or implied. The author(s) may use as examples specific manufacturers of equipment. 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ISBN: 978-1-59510-299-7 TAPPI PRESS Item Number: 0101R360EL Printed in the United States of America Table of Contents Preface xv Chapter Editors and Author/Contributor Contact Information xvii Chapter 1—Film Extrusion Introduction Chapter Editor: BRUCE FOSTER, PolyKnows LLC Section 1.1—Film Extrusion Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 BRUCE FOSTER, PolyKnows LLC Introduction 3 History 3 Since 2005 3 The Future 3 References and Additional Resources 4 Chapter 2—PRIMARY EQUIPMENT Chapter Editor: MARTINE MICHON, Atlantic Coated Papers Ltd. Section 2.1—The Film Extruder . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .7 DONN C . LOUNSBURY, D.C.L. Solutions, Inc. and BILL HELLMUTH, Battenfeld Gloucester Engineering Introduction 7 The Extruder 7 The Barrel and Feed Section 7 Barrel Heating and Cooling Systems 7 Closed-Loop Liquid Cooling 9 Gearcase and Thrust Bearing Assembly 11 Screws 13 Extruder Drives 16 The DC Static Drive 16 AC Variable-Frequency Drive 17 Description 17 Heat Control Panels 18 Extruder Maintenance 18 Preventive Measures 20 Unusual Noise Indicators 20 iii iv Table of Contents Drive Motor Maintenance 21 Stocking Spares and Limiting Downtime 21 Screw Removal: Why, When, and How 22 The Grooved-Feed Extruder 23 History 23 Concept and Description 24 The Process 24 Screw Characteristics 25 References and Additional Resources 27 Section 2.2—Screw Design . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 ANDREW W . CHRISTIE, SAM North America, LLC Introduction 29 Feedscrew Terminology 29 Extruder Functions and Plasticating Screw Design 30 Feeding/Solids Conveying 30 Grooved Feed-Throat Extruders 32 Plug Flow Compared to Melt Flow 33 Melting 33 Barrier Screw Designs 34 Energy Required for Extrusion 34 Melt Conveying 35 Mixing in an Extruder 35 Mixers 36 Plasticating Screw Design Summary 38 Materials of Construction 38 Extrusion Process Analysis and Operation 39 Objective (Online Measured) Variables 39 Subjective (Offline Measured) Variables 39 Polymer Variables 40 Operating the Extruder 40 Feed Zone 41 Screw Running Tips 42 Summary 42 References and Additional Resources 42 Section 2.3—Die Design . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 BILL BODE, Battenfeld Gloucester Engineering Introduction and Function of Die 45 Single-Layer Spiral Mandrel Die Components 45 Spiral Mandrel and Body 45 Die Lip Sets 45 Die Gaps 48 Mechanical Considerations 48 Stiffness of Components/Assembly/Disassembly 48 Additional Considerations 48 Materials of Construction and Surface Coatings 49 Materials 49 Plating/Surface Coatings 49 Corrosion 49 Cleaning 49 Coextrusion Dies 50 Rheological (Flow) Considerations 50 Table of Contents v Mechanical Considerations 52 Other Types of Film Dies 52 Spider Dies 52 Wraparound Coathanger Dies 52 Upper Die Geometry 53 Controls 53 Section 2.4—Stacked-Die Technology for Tubular Film Coextrusion . . . . . . . . . . . . . . . . . . . . . . . . . . 55 JOHN PERDIKOULIAS, Compuplast International Inc. Introduction 55 Conventional Coextrusion Dies 55 Stacked Dies 57 References and Additional Resources 61 Section 2.5—Winding and Web Handling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63 R . DUANE SMITH, Davis-Standard LLC Introduction 63 Definition of a Quality Roll 63 How to Achieve Roll Hardness 65 Winder Components 70 The Spreading Operation 72 Winder Drives and Tension Control Systems 74 Proper Shaft Selection 76 Automatic Roll Changing Systems 77 Conclusions 78 References and Additional Resources 78 CHAPTER 3—ANCILLARY EQUIPMENT Chapter Editor: RORY WOLF, ITW Pillar Technologies Section 3.1- Gear Pumps, Filtration, Static Mixers—Function, Design, Parameters, Examples . . . . . . . . . . . 81 KEVIN TUTTLE, Nordson Polymer Processing Systems Gear Pumps 81 Filtration 84 Static Mixers 92 Gear Pump Addendum 95 References and Additional Resources 95 Section 3.2—Feedblock Technology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97 CHRISTINE RONAGHEN, Cloeren Incorporated Introduction 97 Primary Functions 97 Coextrusion Behavior: A Brief Introduction to Viscosity 100 Beyond Conventional Coextrusion 102 Coextrusion Performance and Corrective Actions 102 Specifying a Feedblock 104 References and Additional Resources 104 Section 3.3—Film Stabilization, Forming and Collapsing Systems . . . . . . . . . . . . . . . . . . . . . . . . . . 105 JAMES STOBIE and HARINDER TAMBER, Macro Engineering and Technology Inc. Introduction 105 Film Tube Collapse 108 Bubble Collapsing Improvements 111 vi Table of Contents Tube Containment in High Cooling Applications 113 Summary 113 References and Additional Resources 113 Section 3.4—Material Handling Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115 CLIFFORD J . WEINPEL and WALTER FOLKL, Foremost Machine Builders Introduction 115 Bulk Unloading and Storage 115 In-Plant Distribution Systems 119 Piping Systems 121 Controls 122 Gravimetric Metering and Blending 122 Accuracy and Resolution 131 Summary 132 Addendum A 132 Addendum B 133 Addendum C 134 Addendum D 137 Section 3.5—Instrumentation and Process Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 139 TED SCHNACKERTZ, NDC Technologies Introduction 139 Process Controls 142 Summary 143 References and Additional Resources 143 Section 3.6—Blown-Film Cooling Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 145 HARINDER TAMBER, Macro Engineering and Technology Inc. Introduction 145 Single-Orifice Air Rings 145 Dual-Orifice Air Rings 147 Modified Dual-Orifice Air Rings 148 Automatic Air Rings for Gauge Control 148 Internal Bubble Cooling (IBC) 149 Multiple Air Rings 151 High Cooling Rates 151 Cooling Rate Equations 152 Thermal Analysis of Blown Film Quenching 153 Thermal Load 153 Heat Removal 155 General Considerations for Blown-Film Systems 155 Summary 155 References and Additional Resources 155 Section 3.7—Surface Treatment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 157 RORY WOLF, ITW Pillar Technologies Introduction: The Need for Surface Treatment 157 Flame Treatment 157 Plasma Treatment 158 Atmospheric Plasma Treatment (APT) Process 159 ASTM Test Methods 161 Table of Contents vii Cotton Swab Method 162 Drawdown Test Method 162 Warnings and Cautions 163 Corona Treating 163 Types of Corona—Treatment Systems 164 Bare-Roll System 165 Universal—Roll System 166 Power Supply for Corona Treating 166 Corona—Treating Applications 167 Sizing: Material/Process Parameters 168 Conclusions 170 References and Additional Resources 170 Section 3.8—Atmospheric-Pressure Plasmas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 173 RORY WOLF, ITW Pillar Technologies Introduction 173 The Ionization Process 176 Surface Effects 176 Influence on Adhesion 178 Surface Modification by Cleaning and Etching 178 Surface Temperature Elevation 179 Surface Sputtering 179 Surface Etching 179 Surface Modification by Functionalization 182 Characterizations of Surface Modification Effects 183 CHAPTER 4—MATERIALS Chapter Editors: KELLY FREY, Chevron Phillips Chemical Company and DORENE SMITH, Westlake Chemical Corporation Section 4.1—Low-Density Polyethylene . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 187 JOEL PERRITT, Westlake Chemical Corporation Introduction 187 Reactor Technology 187 Polymer Characterization—Properties and Terminology 188 Molecular Weight Distribution 191 Common Polyethylene Additives 193 Film Properties of Polyethylenes 195 General Processing Guidelines for LPDE 196 General Uses of LDPE 197 Section 4.2—Linear Low-Density Polyethylene (LLDPE) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 199 NORMAN AUBEE, NOVA Chemicals Introduction 199 Applications 199 Polymer Characterization 200 Super Hexene LLDPE 202 Typical Film Properties 203 General Processing Guidelines 204 Blends 204 viii Table of Contents Section 4.3—Metallocene Polyethylene . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 207 NILESH SAVARGAONKAR, ExxonMobil Chemical Company Introduction 207 Metallocene LLDPE 207 Introduction of Long-chain Branching (LCB) 208 Rheological Behavior and Processing of mLLDPE 208 Physical Properties of mLLDPE 209 Sealing Behavior of mVLDPE and Plastomers 210 Physical Properties of Blends of Plastomers 212 Applications for Metallocene LLDPE 212 Newer Products 212 Summary 212 References and Additional Resources 214 Section 4.4—Polyolefin Plastomers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 215 JACQUELYN DEGROOT and JEFFREY ARIONUS, The Dow Chemical Company Introduction 215 Properties 215 Hot Seal and Hot Tack of Ethylene-Based Polymers 217 Propylene-Based Plastomers 218 Applications 218 Processing Polyolyfin Plastomers 218 Acknowledgements 220 References and Additional Resources 221 Section 4.5—High Molecular Weight—High Density Polyethylene . . . . . . . . . . . . . . . . . . . . . . . . . . 223 MARK CANRIGHT and AMY M . LAIRD, ExxonMobil Chemical Company Introduction 223 Polymer Characterization 223 Typical Polymer Properties 225 Biaxial Orientation 225 General Processing Guidelines 226 Blown-Film Die 227 Film Cooling 227 Collapsing Parameters 227 Treating 227 Applications and End Uses 227 Summary 228 References and Additional Resources 228 Section 4.6—Polybutylene-1 for Peelable Seals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 229 STEFANO PASQUALI, LyondellBasell Industries Introduction 229 Polybutene-1 Key Features 229 Easy-Peel Application 229 Hot to Design a Peelable Film 229 Advantages of Using PB-1 in Easy-Peel Applications 232 Application Examples 233 Quality Testing 234 Summary 234 References and Additional Resources 234 Table of Contents ix Section 4.7—Polypropylene . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 235 THOMAS J . SCHWAB and MARIO PERRON, LyondellBasell Industries Introduction 235 Types of Polypropylene (PP) 235 Polypropylene Film Manufacture 236 Additives 237 References and Additional Resources 237 Section 4.8—Nylons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 239 SERGI SALVÀ SÀEZ and JA’NAYSHA HAMILTON, UBE America Inc. Introduction 239 Nomenclature 239 Nylon Synthesis and Chemistry 239 Nylon Extrusion 242 Processing Techniques Used for Nylon Resins 245 Nylon Film Properties 247 Applications 249 Summary 251 References and Additional Resources 252 Section 4.9—Ethylene Vinyl Alcohol Copolymers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 253 MARK PUCCI, Soarus, L.L.C. Introduction 253 Synthesis of EVOH Copolymers 253 Oxygen Barrier Properties of EVOH 253 Other Properties of EVOH 254 Multilayer Structures with EVOH 255 Solvent Barrier Prperties of EVOH 256 Processing of EVOH 256 Summary 257 Section 4.10—Polyesters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 259 JOSE TORRADAS, SALTOR LLC Introduction 259 History 259 Chemistry 259 Pet Versatility 260 Physical State 260 Rheology 261 Properties of Polyester 261 General Processing 263 Specific Film Processes 265 Secondary Operations 265 Applications 266 Summary 266 References and Additional Resources 266 Section 4.11—Tie Polymers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 269 BARRY A . MORRIS and I-HWA LEE, The Dow Chemical Company Introduction 269 Tie-Resin Selection 269 Bonding During Coextrusion 270 Bonding in End Use 271 Processing Guidelines 271 x Table of Contents Summary 272 References and Additional Resources 272 Section 4.12—Ethylene Vinyl Acetate . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 273 MATTHEW SONNYCALB, LyondellBasell Industries Introduction 273 Polymer Characterization 273 Applications 275 General Processing Recommendations 276 References and Additional Resources 276 Section 4.13—Acrylate Copolymers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 277 MICHAEL G . BAKER, Westlake Chemical Corporation Introduction 277 Chemistry and Manufacturing 277 Property Review 277 Processing Guidelines 278 Applications 280 Handling and Safety 280 Regulatory 281 Section 4.14—Acid Copolymers and Ionomers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 283 BARRY A . MORRIS and SCOTT B . MARKS, The Dow Chemical Company Introduction 283 Properties 283 Applications 287 General Processing Considerations 287 References and Additional Resources 288 Section 4.15—Polyvinylidene Chloride (PVDC) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 289 KUN SUP HYUN, Formerly of the Dow Chemical Company Introduction 289 Characteristics 289 Processing 289 References and Additional Resources 290 Section 4.16—Polymer Processing Additives (PPA) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 291 CLAUDE LAVALLÉE, 3M Company Introduction 291 Interactions 299 Conclusions 301 References and Additional Resources 301 Section 4.17—Additives for Film Products . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 303 TAD FINNEGAN and R . E . KING, III, BASF Corporation Introduction 303 Acid Scavengers 303 Adhesion Promoters 303 Antiblock Agents 304 Antifogging Agents 305 Anti-Gas Fading (For Color-Critical Applications) 305 Antioxidants (For Long-Term Stability) 306 Antistatic Agents 307 Biocides 308 Cling Agents 308 Colorants 308