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Farming in the European Union: from organic to sustainable An assessment of a legal transition based on land stewardship and participatory guarantee systems Javier Munoz-Blanco Garcia Master Thesis Series in Environmental Studies and Sustainability Science,   No 2015:002  A thesis submitted in partial fulfillment of the requirements of Lund University  International Master’s Programme in Environmental Studies and Sustainability Science  (30hp/credits)  LUCSUS   Lund University Centre for Sustainability Studies Farming in the European Union: from organic to sustainable An assessment of a legal transition based on land stewardship and participatory guarantee systems Javier Munoz-Blanco Garcia A thesis submitted in partial fulfilment of the requirements of Lund University International Master’s Programme in Environmental Studies and Sustainability Science Submitted May 13, 2015 Supervisor: Mine Islar, LUCSUS, Lund University Abstract The conventional agricultural production system is not sustainable. Organic agriculture is assumed to be sustainable from the environmental perspective, and its production and labelling has been regulated in the European Union (EU). The EU organic regime has been challenged by proponents of agroecology, a philosophy that merges agriculture and ecology and considers environmental and social aspects. Some other initiatives at the local and regional level propose different ways of producing food sustainably. In 2015, a Spanish environmental NGO called RCTCMM launched a market of products coming from land stewardship (LS) agreements certified with participatory guarantee systems (PGSs), claiming it to be a sustainable alternative to the products certified as EU organic. Using strong/weak and soft-path/hard-path sustainability frameworks I analyse the sustainability features of the EU organic regime, agroecology, LS, and PGSs from the environmental and social points of view. I also do a SWOT analysis on the implementation of RCTCMM’s project. My analysis finds: 1) the EU organic regime is not sustainable because it does not take into account important local and global environmental impacts, and leaves out of the market responsible farmers who cannot compete in the global markets, afford the cost of certification, or participate in the selection of the certification criteria; 2) agroecology is a strong sustainability, soft-path solution from both social and environmental dimensions; 3) LS and PGSs can solve some of the current EU organic regime’s sustainability issues, with multifunctional agriculture, short commercial channels, and inclusiveness and participation of farmers in the certification process; and 4) RCTCMM’s project needs to improve some organisational aspects for the successful implementation of their initiative in Spain, although there are other external risks that require changes at the EU-level to dissipate. Using transition theory, I offer three legal transitions towards a less unsustainable EU regime: A) a ‘patch’ to the current EU organic regime with an update of the current criteria and the allowance of group certification; B) a parallel alternative system of incentives for initiatives like PGSs and LS; and C) a reform of the whole EU agricultural regime conforming to agroecological principles. I suggest Option B because it is a strong sustainability alternative and it is the easiest to implement considering the transaction costs involved in the other two. Keywords: organic farming, agroecology, land stewardship, participatory guarantee systems, legal transition, multifunctional agriculture Word count: 13,757 i Acknowledgements I would like to thank Montse Masó and José Ignacio Gómez for their time, predisposition, and help provided for this work. I also would like to thank Molly MacGregor and Chad Boda for their valuable advice and support. I am also grateful to my thesis group, supervised by Mine Islar, for their involvement, moral support, and for their suggestions for improvement. ii Abbreviations CAP Common Agricultural Policy CNC Critical Natural Capital EU European Union FRECT Foro de Redes y Entidades de Custodia del Territorio GMO Genetically Modified Organism IFOAM International Federation of Organic Agriculture Movements LS Land Stewardship LSN Land Stewardship Network LSO Land Stewardship Organisation NGO Non-Governmental Organisation PGS Participatory Guarantee System RCTCMM Red de Custodia del Territorio de Castilla-La Mancha y Madrid TTIP Transatlantic Trade and Investment Partnership WTO World Trade Organisation XCT Xarxa de Custòdia del Territori iii Table of contents 1 Introduction ................................................................................................ 1 1.1 Problem identification and research questions .................................................... 1 1.2 Relevance for sustainability science ..................................................................... 2 2 Background ................................................................................................. 3 2.1 The EU regime of organic farming ............................................................................ 3 2.2 Agroecology: the union of ecology and agriculture ................................................... 4 2.3 Land Stewardship (LS) .............................................................................................. 5 2.3.1 Definition for this thesis and its use in Spain....................................................... 5 Definition and main elements .............................................................................................................. 5 LS agreements ..................................................................................................................................... 5 LS in Spain: organisation in regional networks .................................................................................... 6 2.3.2 LS in the rest of the world .................................................................................. 7 2.3.3 Other uses of the term ....................................................................................... 7 2.4 Participatory Guarantee Systems (PGSs) .................................................................. 7 3 Methodology ............................................................................................... 9 3.1 Ontology and epistemology ..................................................................................... 9 3.2 Research structure ................................................................................................... 9 3.2.1 Phase 1: Analysing sustainability on the EU organic regime, LS, and PGSs .......... 9 Methods .............................................................................................................................................. 9 3.2.2 Phase 2: Case study of LS and PGSs in Spain ..................................................... 10 Case presentation of RCTCMM’s project ............................................................................................ 11 iv Methods ............................................................................................................................................ 13 3.2.3 Limitations ...................................................................................................... 14 4 Theoretical framework ............................................................................... 15 4.1 Conception of sustainability ................................................................................... 15 4.1.1 Strong vs weak sustainability ........................................................................... 15 4.1.2 Hard-path vs soft-path solutions ...................................................................... 15 4.1.3 Dimensions of sustainability ............................................................................ 16 4.2 Transition theory ................................................................................................... 16 4.3 Legal positivism standpoint .................................................................................... 18 5 Findings and analysis .................................................................................. 20 5.1 Agroecology: a strong sustainability perspective on farming................................... 20 5.1.1 Strong sustainability ........................................................................................ 20 5.1.2 Soft-path solution ............................................................................................ 20 5.1.3 Holistic approach ............................................................................................. 20 5.2 The EU regime on organic farming through a sustainability lens ............................. 21 5.2.1 Social aspects .................................................................................................. 21 Globalisation and conventionalisation............................................................................................... 21 Participation constraint ..................................................................................................................... 22 Certification costs .............................................................................................................................. 23 5.2.2 Environmental aspects ..................................................................................... 23 Local impacts ..................................................................................................................................... 23 Global impacts ................................................................................................................................... 24 v 5.3 Solutions for the EU regime from PGSs ................................................................... 25 5.3.1 Horizontality ................................................................................................... 25 5.3.2 Peer-certification ............................................................................................. 25 5.3.3 Transparency and traceability .......................................................................... 26 5.4 Solutions for the EU regime from LS ....................................................................... 26 5.4.1 Multifunctional agriculture and ecosystem services ......................................... 26 5.4.2 Partnership perspective ................................................................................... 27 5.4.3 Local production and short distribution channels ............................................. 27 5.5 PGSs and LS combined as a solution ....................................................................... 28 5.5.1 Synergies between LS and PGSs ....................................................................... 28 5.5.2 Alignment with agroecology ............................................................................ 29 5.6 SWOT analysis for the implementation of RCTCMM’s LS market ............................. 31 5.6.1 Strengths ......................................................................................................... 31 5.6.2 Weaknesses ..................................................................................................... 32 5.6.3 Opportunities .................................................................................................. 32 5.6.4 Threats ............................................................................................................ 33 5.6.5 SWOT analysis interpretation .......................................................................... 34 6 Discussion .................................................................................................. 36 6.1 Transitions to sustainability ................................................................................... 36 6.2 From a private agreement among local NGOs to an EU-level regulation .................. 37 6.3 Different options for the EU policy ......................................................................... 37 vi

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Keywords: organic farming, agroecology, land stewardship, participatory The research design for this phase is a case study (Bryman, 2008).
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