Exploring Industry Driven Marketing Influences on Young People who Drink Alcohol Stephanie O’Neil Thesis submitted in partial fulfillment for the qualification of Doctor of Philosophy Institute of Health and Society, Faculty of Medical Sciences Newcastle University October 2012 Table of Contents Table of Contents ...................................................................................................................... ii List of Figures ........................................................................................................................... vi List of Tables ............................................................................................................................ vi Abstract ................................................................................................................................. viii Acknowledgements .................................................................................................................. xi Abbreviations .......................................................................................................................... xii Chapter 1: Introduction ...................................................................................................... 1 1.1. Background and area of study .................................................................................... 1 1.1.1. Young people and alcohol consumption ............................................................ 1 1.1.2. Psycho-Social, Structural and Environmental Influences on Young People’s Alcohol Consumption ....................................................................................................... 4 Parents ......................................................................................................................... 5 Siblings ......................................................................................................................... 9 Peers and Social Networks ...........................................................................................10 Socio-Economic Status (SES) ........................................................................................11 Religion, Ethnicity and Race .........................................................................................13 Gender ........................................................................................................................14 Price and Wider Marketing (industry-driven or otherwise) ..........................................15 1.1.3. Alcohol Policy and Young People ......................................................................19 Youth-specific UK Alcohol Policy ..................................................................................20 UK Policy on the Pricing and Wider Marketing of Alcohol.............................................21 Importance of UK Policy on the Pricing and Wider Marketing of Alcohol to Young People .........................................................................................................................27 Current Recommendations and The New UK Alcohol Strategy – Signs of Change .........31 Comparing UK alcohol regulations to tobacco control ..................................................34 1.2. Rationale for the Current Study ............................................................................... 36 1.3. Aims and Objectives of the Research ....................................................................... 37 1.4. Overview of the thesis ............................................................................................. 37 Chapter 2: Structure and Agency in Young People’s Health Behaviours (Theoretical Framework) 40 2.1. Overview of the Chapter .......................................................................................... 40 2.2. What is ‘Choice’? ..................................................................................................... 40 2.3. Structure and Agency in Young People’s Choices about Health Behaviour ................ 42 2.4. Combining Structure and Agency: Bourdieu’s ‘Habitus’ ............................................ 45 2.5. Capitalism and Consumerism ................................................................................... 48 2.6. Constructing ‘Political Economies of Health’ ............................................................ 49 2.7. Chapter Summary .................................................................................................... 51 Chapter 3: Study Design and Research Philosophy .............................................................52 3.1. Overview of the Chapter .......................................................................................... 52 3.2. Research Philosophy ................................................................................................ 52 3.2.1. Ontology and Epistemology..............................................................................53 3.2.2. Realism versus Relativism.................................................................................53 3.3. Critical Realism ........................................................................................................ 55 3.4. Chapter Summary .................................................................................................... 58 Chapter 4: The impact of industry-driven price and other marketing activities on the drinking behaviour of young people: A systematic review of the primary literature.................60 4.1. Overview of the Chapter .......................................................................................... 60 4.2. Why conduct a systematic literature review? ........................................................... 60 4.3. Limitations of systematic reviews............................................................................. 61 4.4. Context for the current systematic review ............................................................... 62 4.5. Research question, aims and objectives of the review .............................................. 64 4.6. Research Process ..................................................................................................... 64 4.6.1. Assessing the Eligibility of Studies for Inclusion in the Review ..........................65 4.6.2. Searching and Identifying Literature .................................................................66 Electronic searches ......................................................................................................67 Search Terms ...............................................................................................................68 Screening of studies.....................................................................................................69 4.6.3. Quality appraisal and data extraction of included material ...............................69 4.6.4. Synthesis of findings .........................................................................................72 4.7. Narrative synthesis of findings ................................................................................. 73 4.7.1. Papers reporting the impact of alcohol ‘price’ ..................................................74 4.7.2. Papers reporting the impact of alcohol ‘product’ ..............................................82 4.7.3. Papers reporting the impact of alcohol ‘place’ ..................................................91 4.7.4. Papers reporting the impact of alcohol ‘promotion’ .......................................103 4.8. Limitations of the papers included in the review .................................................... 144 4.9. Key Conclusions and Implications for Policy and Practice ....................................... 147 4.9.1. Key Conclusions .............................................................................................147 4.9.2. Implications for policy and practice ................................................................149 Chapter 5: Qualitative Methods and Methodology ..........................................................151 5.1. Overview of the Chapter ........................................................................................ 151 iii 5.2. Why Qualitative Interviews? .................................................................................. 151 5.3. Research Process ................................................................................................... 153 5.3.1. In-depth Interviews ........................................................................................153 Data collection ..........................................................................................................153 Data analysis .............................................................................................................155 5.3.2. Sampling, Recruitment and Participants .........................................................156 5.4. The nature of conducting research with young people ........................................... 162 5.4.1. Ethical considerations ....................................................................................162 5.4.2. Further methodological issues of conducting research with young people .....168 5.5. Chapter Summary .................................................................................................. 169 Chapter 6: ‘Intoxigenic’ Environments - Extending Interpretations of Young People’s Engagement with Alcohol Marketing (Qualitative Interview Findings) ...................................170 6.1. Overview of the Chapter ........................................................................................ 170 6.2. Young people’s engagement with price and other marketing techniques ............... 170 The ‘cost’ of alcohol and the role of ‘price’ ................................................................170 The Role of Wider Alcohol Marketing ........................................................................177 6.3. Young people as ‘sophisticated’ and ‘critical’ consumers........................................ 179 6.4. Personal Relationships: The ‘Fifth P’ in Alcohol Marketing ..................................... 181 6.5. Chapter Summary .................................................................................................. 183 Chapter 7: Using Structure and Agency and Bourdieu’s ‘Habitus’ as a Framework for Exploring Young People’s Alcohol Use (Qualitative Interview Findings)..................................185 7.1. Overview of the Chapter ........................................................................................ 185 7.2. ’Choosing To Drink’ ................................................................................................ 185 7.3. Alcohol Rules, Rituals and Patterns ........................................................................ 187 7.4. Social control, Sites of Consumption and Changing Drinking Behaviours ................ 193 7.5. Chapter Summary .................................................................................................. 196 Chapter 8: Q Methodology ..............................................................................................198 8.1. Overview of the Chapter ........................................................................................ 198 8.2. What is Q Methodology? ....................................................................................... 198 8.3. Key principles of Q methodology ........................................................................... 199 8.3.1. Epistemology and Ontology............................................................................199 8.3.2. Subjectivity and Self-Reference ......................................................................199 8.3.3. Operant Subjectivity .......................................................................................200 8.4. Research Process ................................................................................................... 201 8.4.1. The Concourse ...............................................................................................201 8.4.2. Selection of Statements (developing the Q set) ..............................................202 iv 8.4.3. Sampling and Participants (the P Set) .............................................................204 8.4.4. The Q Sort ......................................................................................................205 8.5. Analysis ................................................................................................................. 207 8.5.1. Data Entry ......................................................................................................208 8.5.2. Factor Analysis in Q methodology ..................................................................208 8.5.3. Factor Extraction and Rotation Techniques ....................................................211 Principle components analysis and varimax rotation ..................................................211 Centroid factor analysis and theoretical rotation .......................................................212 8.5.4. Interpretation and deciding on a number of factors .......................................213 8.6. Strengths of Q Methodology .................................................................................. 214 8.7. Criticisms of Q Methodology .................................................................................. 216 8.8. Why use Q? ........................................................................................................... 219 8.9. Chapter Summary .................................................................................................. 220 Chapter 9: The Q Study ...................................................................................................222 9.1. Overview of the Chapter ........................................................................................ 222 9.2. Research Question ................................................................................................. 222 9.3. The Q set ............................................................................................................... 222 9.4. The person sample................................................................................................. 224 9.5. Administering the Q sort ........................................................................................ 230 9.6. Analysis ................................................................................................................. 231 9.7. Findings: The Factors ............................................................................................. 233 9.7.1. Factor One: Autonomous, Mature and Active Choosers. ................................238 9.7.2. Factor Two: Freebies, Accessibility and Special Offers ....................................243 9.7.3. Factor Three: Pragmatic Hedonism… ..............................................................249 9.8. Discussion and Chapter Summary .......................................................................... 256 9.8.1. Items of consensus .........................................................................................257 9.8.2. Bipolarity .......................................................................................................260 9.8.3. Deciding on a final number of factors .............................................................264 9.9. Chapter Summary .................................................................................................. 266 Chapter 10: Discussion and Conclusions ............................................................................267 10.1. Overview of the Chapter .................................................................................... 267 10.2. Summary and Interpretation of Key Findings ...................................................... 267 10.2.1. Price ...............................................................................................................267 10.2.2. Engagement with Wider Marketing Techniques .............................................270 10.2.3. Choosing to Drink and the Wider Alcohol ‘Habitus’ ........................................272 v 10.3. Limitations of the Study ..................................................................................... 275 10.4. Contributions of the Study ................................................................................. 280 Theoretical Contributions ..........................................................................................280 Methodological Contributions ...................................................................................281 Practice and Policy Level Contribution .......................................................................282 10.5. Areas of Future Research ................................................................................... 284 10.6. Concluding Remarks ........................................................................................... 285 References ............................................................................................................................290 Appendices ...........................................................................................................................325 List of Figures Figure 4.1: Flow chart of study selection process (based on PRISMA statement) .....................71 Figure 4.2: Breakdown of papers (by marketing element) included in the review ....................74 Figure 8.1: Q Sort Response Grid ...........................................................................................206 Figure 9.1: Factor array for Factor One ..................................................................................239 Figure 9.2:Factor Array for Factor Two ..................................................................................244 Figure 9.3: Factor Array for Factor Three ...............................................................................250 Figure 9.4: Individual Q Sort for Participant 32 ......................................................................261 Figure 9.5: Individual Q Sort for Participant 39 ......................................................................261 List of Tables Table 3.1: Methodological strategy of the research .................................................................58 Table 4.1: Systematic Review Inclusion and Exclusion Criteria .................................................66 Table 4.2: Studies reporting the impact of ‘price’ on young people’s drinking behaviour .........78 Table 4.3: Studies reporting the impact of ‘product’ on young people’s drinking behaviour ....85 Table 4.4: Studies reporting the impact of ‘place’ on young people’s drinking behaviour ........95 Table 4.5: Studies reporting the impact of ‘promotion’ on young people’s drinking behaviour .............................................................................................................................................112 Table 5.1: Characteristics of Qualitative Interview Participants ..............................................161 Table 7.1: Differences in young people’s narratives in relation to sites of discipline and sites of control ..................................................................................................................................194 Table 8.1: Glossary of Q factor analysis terms used ...............................................................209 Table 9.1: Age and Gender Breakdown of Q Study Participants .............................................226 Table 9.2: Summary of characteristics of Q study participants ...............................................227 Table 9.3: Q study characteristics by individual participants ..................................................228 Table 9.4: Factor matrix with an X indicating a defining sort ..................................................234 vi Table 9.5: Factor arrays, factor scores listed by statement ....................................................237 Table 9.6: Factor Three and Hedonism: words and phrases grouped together in the positive pole of the factor array. ........................................................................................................251 Table 9.7: Factor Three and Purpose: words and phrases grouped together in the positive pole of the factor array. ................................................................................................................252 Table 9.8: Consensus statements which specifically relate to alcopops. .................................258 vii Abstract Background: While the overall proportion of young people who report drinking alcohol in the UK appears to have decreased over the past fifteen years, those who do drink are consuming in larger quantities, and drinking more frequently. An association between industry-driven alcohol marketing and young people’s drinking behaviour has been demonstrated in a number of cross-sectional, longitudinal and qualitative studies, but less is known about how young people are affected by alcohol marketing and how marketing processes knit with other widely studied influences on young people’s drinking behaviour. This study aimed to investigate the influence of industry- driven alcohol marketing processes (price, promotion, product branding and placing) on young people’s drinking choices and behaviour. Methods: A mixed-methods approach underpinned by a critical realist perspective was adopted. A systematic review examined empirical studies concerning the impact of industry-driven price and other marketing techniques on young people’s drinking behaviour. Qualitative interviews were conducted with young people aged 14-17 from NE England (n=31) to explore accounts of when, why, where and how they drink alcohol. Q methodology was used to derive ‘factors’ underlying alcohol choices, based on the results of a card sorting procedure undertaken with young people aged 14-17 from NE England (n=28). Findings: The systematic review identified 32 papers which were predominantly cross- sectional in design, and focused on the impact of alcohol promotion on young people’s alcohol use. Although industry-driven alcohol marketing appeared to influence young people’s drinking behaviour, studies reported on a variety of populations, study designs, exposure measures and outcome measures, making synthesis and extrapolation difficult, as well as underlining a shortage of longitudinal work establishing the effect of alcohol marketing over time. The review highlighted a paucity of studies conducted in the UK as well as a lack of research examining the influence of price for those under the legal drinking age only and exploring the impact of digital or social media marketing on young people’s drinking behaviour. Young people interviewed in the qualitative study appeared to make micro-level choices about alcohol (between products and brands), positioning themselves as autonomous agents and unaffected by overt forms of alcohol marketing. However, the majority of viii participants were able to recount brands and slogans, did not recognise less visible aspects of promotion (e.g. sponsorship, viral and digital marketing) and did not associate the pricing of alcohol as a form of marketing. Therefore, advertising and other promotional activity seemed to play a role in building recognisable imagery linked to alcohol products, as well as associations and expectancies related to drinking. The advisability of drinking per se did not appear to have been questioned by participants and was considered an acceptable and normal practice. Participants reported that they were not exclusively price-led and choices were made in conjunction with other criteria (e.g. taste, availability, strength and image). Q factor analysis revealed three accounts: Factor one illustrates a sense of individuality, autonomy, and maturity in alcohol choices; factor two is price-led, choosing to drink whatever is most accessible, cheapest or on special offer; and factor three is an account of bounded adventure, pleasure and hedonism. Conclusions: Bourdieu’s concept of ‘habitus’ is drawn on to illustrate that young people’s alcohol choices are influenced by structural predispositions (including industry processes and alcohol marketing) but that ‘taste’, social norms and inter- personal relationships (recognised as agency) can also play a role in reinforcing, normalising and driving behaviour. Deeply embedded social norms and industry processes culminate in ‘political economies of health’ where health behaviours are governed by historical traditions and the logic of advanced capitalism (the need to make a profit), and choices constrained into seemingly free, naturalised directions. Thus, a description of young people as individual, rational agents, who can make the ‘correct’ choices about alcohol use, minimises structural and cultural factors that are, in part, shaped by the alcohol industry in conjunction with other influences such as inter-personal relationships and social norms, and which constrain health choices and behaviours of young people. Public Responsibility Deals and voluntary self-regulation of alcohol marketing may be inadequate to counter this. Instead, it needs to be identified that young people are being subtly bombarded and further work is required to ‘unravel’ this impact. Nevertheless, tighter restrictions on the marketing of alcohol, such as a policy resembling France’s Loi Evin should be given consideration. The current alcohol strategy for England and Wales includes a commitment to implementing an alcohol minimum unit price. However, findings from this doctoral work demonstrate that it is difficult to disentangle the four elements of the marketing ix mix. Price encompasses just one facet of alcohol marketing and makes up only a small part of the external world in which young people are becoming acculturated. The effect that price changes alone could have on young people’s alcohol use should not be overemphasised. Thus, as well as examining the impact of price on young people’s drinking behaviour pre and post legislative change, further work should also explore the changing nature of industry-driven alcohol marketing processes. In particular, the influence of digital and social media marketing on young people’s drinking behaviour needs to be examined further, as well as the combined contribution that alcohol marketing, long-standing social norms and inter-personal relationships (‘the alcohol habitus’) all can make towards a ubiquitous culture of alcohol consumption. x
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