Physiological Ecology A Series of Monographs, Texts, and Treatises Series Editor Harold A. Mooney Stanford University, Stanford, California Editorial Board Fakhri Bazzaz F. Stuart Chapin James R. Ehleringer Robert W. Pearcy Martyn M. Caldwell E.-D. Schulze T. T. KOZLOWSKI (Ed.). Growth and Development of Trees, Volumes I and II, 1971 D. HILLEL (Ed.). Soil and Water: Physical Principles and Processes, 1971 V. B. YOUNGER and C. M. McKELL (Eds.). The Biology and Utilization of Grasses, 1972 J. B. MUDD and T. T. KOZLOWSKI (Eds.). Responses of Plants to Air Pollution, 1975 R. DAUBENMIRE (Ed.). Plant Geography, 1978 J. LEVITT (Ed.). Responses of Plants to Environmental Stresses, 2nd Edition. Volume I: Chilling, Freezing, and High Temperature Stresses, 1980 Volume II: Water, Radiation, Salt, and Other Stresses, 1980 J. A. LARSEN (Ed.). The Boreal Ecosystem, 1980 S. A. GAUTHREAUX, JR. (Ed.). Animal Migration, Orientation, and Navigation, 1981 F.J. VERNBERG and W. B. VERNBERG (Eds.). Functional Adaptations of Marine Organisms, 1981 R. D. DURBIN (Ed.). Toxins in Plant Disease, 1981 C. P. LYMAN, J. S. WILLIS, A. MALAN, and L. C. H. WANG (Eds.). Hibernation and Torpor in Mammals and Birds, 1982 T. T. KOZLOWSKI (Ed.). Flooding and Plant Growth, 1984 E. L. RICE (Ed.). Allelopathy, Second Edition, 1984 M. L. CODY (Ed.). Habitat Selection in Birds, 1985 R.J. HAYNES, K. C. CAMERON, K. M. GOH, and R. R. SHERLOCK (Eds.). Mineral Nitrogen in the Plant-Soil System, 1986 T. T. KOZLOWSKI, P.J. KRAMER, and S. G. PALLARDY (Eds.). The Physiological Ecology of Woody Plants, 1991 H. A. MOONEY, W. E. WINNER, and E. J. PELL (Eds.). Response of Plants to Multiple Stresses, 1991 A complete list of titles in this series appears at the end of this volume. Exploitation of Environmental Heterogeneity by Plants Ecophysiological Processes Above- and Belowground Edited by Martyn M. Caldwell Department of Range Science and the Ecology Center Utah State University Logan, Utah Robert W. Pearcy Department of Botany University of California, Davis Davis, California Academic Press A Division of Harcourt Brace & Company San Diego New York Boston London Sydney Tokyo Toronto This book is printed on acid-free paper. © Copyright © 1994 by ACADEMIC PRESS, INC. All Rights Reserved. No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopy, recording, or any information storage and retrieval system, without permission in writing from the publisher. Academic Press, Inc. 525 Β Street, Suite 1900, San Diego, California 92101-4495 United Kingdom Edition published by Academic Press Limited 24-28 Oval Road, London NW1 7DX Library of Congress Cataloging-in-Publication Data Exploitation of environmental heterogeneity by plants : ecophysiological process above- and below ground / edited by Martyn M. Caldwell, Robert W. Pearcy. p. cm. — (Physiological ecology) Includes bibliographical references and index. ISBN 0-12-155070-2 1. Plant ecophysiology. I. Caldwell Martyn M. Date II. Pearcy, R. W. (Rober W.), Date III. Series. QK905.E96 1994 581.5-dc20 93-14291 CIP PRINTED IN THE UNITED STATES OF AMERICA 94 95 96 97 98 99 BC 9 8 7 6 5 4 3 2 1 Contributors Numbers in parentheses indicate the pages on which the authors' contributions begin. Dennis Baldocchi (21), Atmospheric Turbulence and Diffusion Divi sion, Air Resources Laboratory, National Oceanic and Atmospheric Administration, Oak Ridge, Tennessee 37831 Carlos L. Ballaré (73), Department de Ecologia, Facultad de Agronomia, Universidad de Buenos Aires, 1417 Buenos Aires, Argentina F. A. Bazzaz (349), Department of Organismic and Evolutionary Biology, Harvard University, Cambridge, Massachusetts 02138 Graham Bell (391), Department of Biology, McGill University, Montreal, Quebec, Canada H3A 1B1 Martyn M. Caldwell (325), Department of Range Science and the Ecol ogy Center, Utah State University, Logan, Utah 84322 Robin L. Chazdon (175), Department of Ecology and Evolutionary Biol ogy, University of Connecticut, Storrs, Connecticut 06269 Serge Collineau (21), Atmospheric Turbulence and Diffusion Division, Air Resources Laboratory, National Oceanic and Atmospheric Admin istration, Oak Ridge, Tennessee 37831 A. H. Fitter (305), Department of Biology, University of York, York YOl 5DD, England J. P. Grime (1), NERC Unit of Comparative Plant Ecology, Department of Animal and Plant Sciences, The University of Sheffield, Sheffield S10 2TN, England Katherine L. Gross (237), W. K. Kellogg Biological Station, and Depart ments of Botany and Zoology, Michigan State University, Hickory Corners, Michigan 49060 Louis J. Gross (175), Department of Mathematics, University of Tennes see, Knoxville, Tennessee 37996 Manfred Kuppers (111), Institut fur Botanik, Technische Hochschule Darmstadt, D-64287 Darmstadt, Germany Martin J. Lechowicz (391), Department of Biology, McGill University, Montreal, Quebec, Canada H3A 1B1 Keith A. Mott (175), Department of Biology, Utah State University, Logan, Utah 84322 xiii XIV Contributors Park S. Nobel (285), Department of Biology, and Laboratory of Biomedi cal and Environmental Sciences, University of California, Los Angeles, California 90024 Alma Orozco-Segovia (209), Centro de Ecologia, UNAM, Ciudad Uni- versitaria 04510, Mexico Robert W. Pearcy (145, 175), Department of Botany, University of Cali fornia, Davis, Davis, California 95616 G. Philip Robertson (237), W. K. Kellogg Biological Station, and Depart ment of Crop and Soil Sciences, Michigan State University, Hickory Corners, Michigan 49060 Daniel A. Sims (145), Department of Botany, University of California, Davis, Davis, California 95616 John M. Stark (255), Department of Biology, Utah State University, Logan, Utah 84322 Carlos Vazquez-Yanes (209), Centro de Ecologia, UNAM, Ciudad Uni- versitaria 04510, Mexico P. M. Wayne (349), Department of Organismic and Evolutionary Biol ogy, Harvard University, Cambridge, Massachusetts 02138 Preface Considerable interest in the role played by temporal and spatial hetero geneity in ecological organization and biodiversity has emerged in the past decade. Pertinent aspects of heterogeneity are involved in the scaling of patterns and operational organization among different levels of time and space. Yet, the functional responses of organisms to heterogeneity in different environments has received much less attention. This book ex amines a synthesis of plant response to temporal and spatial heterogene ity, the exploitation of resources from pulses and patches by plants, and their competition with neighbors in the face of this variability. Approxi mately half of this volume is directed to the aboveground environment, addressing the nature of canopy patchiness and light transitions—the mechanisms by which plants perceive, acclimate and exploit this patchi ness. The remainder explores analogous questions of the belowground environment, heterogeneity in the soil environment and how root sys tems adjust and acquire nutrients and water in the context of soil tempo ral and spatial variability. While the importance of scale in addressing temporal and spatial het erogeneity has long been recognized in ecology, the quantification of pattern and scale of heterogeneity is still an evolving field. Even the definition of gaps, sunflecks and fertile soil microsites, though seemingly straightforward, is more complicated upon further inspection. Geosta- tistical approaches to assessing the scale and structure of variability are gaining acceptance in ecological study. Scale-dependent autocorrelation, rather than continuous autocorrelation, may emerge as a common phe nomenon and be linked with plausible causal agents. Applications of wavelet theory in quantifying light variability may eventually experience the same adoption as geostatistics belowground. Although physical mea sures of heterogeneity receive the most attention and probably will con tinue to be emphasized, using the physiological responses of plants to determine meaningful scales of variability is clearly pertinent (e.g., At what level are light transitions simply integrated by plants and at what level are they perceived as significant?). At longer and larger scales, the growth and reproductive success of individual plants or local populations is arguably the most meaningful barometer of heterogeneity in a particu- xv XVI Preface lar case study. However, comparative studies across different environ ments will still likely depend on physical characterizations. Plant plasticity is clearly a central theme in plant exploitation of re sources in the face of environmental heterogeneity. Altered biomass allocation of shoots toward canopy gaps or by root proliferation in fertile soil patches are obvious and well known. However, architectural plasticity may be more important than biomass allocation in root exploitation of fertile patches. Plastic adjustment of physiological processes of both indi vidual leaves and roots occurs. However, physiological plasticity is usually closely coupled with growth and development, both above- and below ground. While the time scale of biochemical regulatory events, such as induction of the carboxylating enzyme, may be on the scale of minutes, acclimatizing physiological changes of both leaves and roots appear to operate on the scale of days and involve developmental alterations. Costs of acclimation or foraging are, of course, very pertinent. These include investments in new structure and in new metabolic capacities that are well understood at the leaf and whole-plant level, but poorly for belowground organs. There are clearly linkages between investments in different parts of the plant in order to maintain functional balance— more assimilatory capacity of the shoots demands more support in water and nutrient supply. Many counterintuitive findings are emerging: Precision in allocating new root mass preferentially into nutrient-rich patches may be a property not of the dominant, fast growing plants, but of the subordinate commu nity members; slow growing plants may be more adept in capitalizing on nutrient pulses of short duration than fast growing species; sun- acclimated leaves do not reap a great return on investment in high light; high respiration rates in leaves does not necessarily indicate high mainte nance costs; root shrinkage during pulses of water deprivation may be an important regulator of water transport between plant and soil. When water does move from roots to soil, there can be benefits to the entire root system in acquiring both water and nutrients. An effective, timely response to opportunities presented by heteroge neous environments requires perception of the opportunities and of present or impending competition for these resources by neighbors. Seeds have evolved many responses to environmental cues, including germination after exposure to millisecond light flashes, and the ability to differentiate between passing light flecks during the day and opportuni ties presented by gap formation. Plants can detect the presence of neigh bors long before appreciable shading develops. Finally, although environmental heterogeneity involves a sizeable ele ment of stochasticity, evolutionary molding of plasticity is most likely driven by this heterogeneity. Yet, little is known about this evo- Preface XVI i lution, especially at the genetic level. While the importance of environ mental heterogeneity is widely appreciated in modern ecology, the processes and mechanisms by which plants cope and exploit resources, and how these mechanisms evolve, remain a pertinent challenge in physi ological ecology. MARTYN M. CALDWELL ROBERT W. PEARCY The Role of Plasticity in Exploiting Environmental Heterogeneity J. P. Grime In recent years, theories of the functioning and evolution of vascular plants, such as the resource-ratio hypothesis (Huston and Smith, 1987; Tilman, 1988), have placed heavy emphasis on the relative abundance of resources above and below ground and trade-offs in the allocation of captured resources between roots and shoots. This chapter reviews the results of experimental studies of plant re sponses to resource heterogeneity conducted over the period 1958 to the present. It is concluded that the resource-ratio hypothesis underestimates the interdependence of roots and shoots and, in particular, does not sufficiently allow for the expenditure of assimilate necessary to allow the extension of roots from the localized zones of depletion that are an inevitable consequence of the rapid rates of mineral nutrient in-flow achieved by plants of productive habitats. It is suggested that in fast- growing species exploiting fertile soil, the swift incorporation of carbon and mineral nutrients into plant tissue and the relative constancy of plant chemical composition will dictate strong covariance between root and shoot function. In the slow-growing plants of unproductive habitats, the relationship between root and shoot activity may relax considerably; here resource heterogeneity in time rather than space is often critical and capture of resources both above and below ground often depends on long-lived tissues that remain viable under extreme conditions. These tissues exploit pulses of resource enrichment that may be of insufficient duration to reward those foraging mechanisms that rely on growth responses. Evidence is presented of a trade-off between the scale and precision Copyright © 1994 by Academic Press, Inc. Exploitation of Environmental Heterogeneity by Plants 1 All rights of reproduction in any form reserved. 2 J. P. Grime of resource foraging by leaf canopies and root systems. It is suggested that this trade-off is relevant to theories of species coexistence in plant communities. Future studies of this trade-off must take account of phylo- genetic constraints and will need to recognize the modifying effect of moisture stress on the development and evolution of root morphology. I. Introduction In the majority of animals and in most fungi, bacteria, algae, and bryo- phytes, all essential resources are absorbed through the same surfaces. This contrasts strongly with the trophic design of vascular land plants, in most of which photons and carbon dioxide are captured by leaves whereas mineral nutrients and water are intercepted by roots. Such specialization in function above and below ground has prompted the hypothesis that the most severe challenges of environmental heterogene ity to the fitness of vascular plants growing in natural environments will arise from the competing claims of roots and shoots on the synthetic capacity of the plant. Hence it has been argued (Newman, 1973, 1983; Iwasa and Roughgarden, 1984; Huston and Smith, 1987; Tilman, 1988, 1989) that, on both an evolutionary time scale and within the life span of an individual phenotype, trade-offs in allocation of captured resources between shoot and root will be of paramount importance. Theories that recognize a pivotal role for root-shoot partitioning in the evolution of flowering plants have become known collectively as the "resource-ratio hypothesis" and they have been formally expressed in models of func tional types (Huston and Smith, 1987; Tilman, 1988) in which plants with relatively large shoots (assumed to be superior competitors for light) are distinguished from those with relatively large roots (assumed to be strong competitors for below-ground resources). In this chapter various sources of evidence are assembled to support an alternative interpretation of the role of plasticity in exploiting environ mental heterogeneity. Here, in marked contrast to Huston and Smith (1987) and Tilman (1988), recognition is given to (1) differences between habitats with respect to spatial and temporal patchiness in resource sup ply, (2) the capacity of fast-growing plants in productive habitats to generate local resource gradients both above and below ground, (3) limits to root-shoot trade-offs imposed by the physiological interdependence of photosynthesis and mineral nutrient capture and the constancy of plant chemical composition across the plant kingdom, (4) covariance in the resource foraging characteristics of leaf canopies and root systems of annual and perennial plants of productive habitats, and (5) genetic differences between dominant and subordinate components of plant communities in the scale and precision of resource interception.