EXAMINING ELECTRONIC MEDICAL RECORDS SYSTEM ADOPTION AND IMPLICATIONS FOR EMERGENCY MEDICINE PRACTICE AND PROVIDERS A Dissertation Submitted to the Graduate Faculty of the Louisiana State University and Agricultural and Mechanical College in partial fulfillment of the requirements for the degree of Doctor of Philosophy in The Department of Communication Studies by Barbara Cook Overton B.A., University of Charleston, 1995 M.F.A., University of New Orleans, 1999 August 2015 This dissertation was inspired by and is dedicated to my husband, the love of my life. Obtaining my doctorate would not have been possible without his love, support, patience, and encouragement. I am forever grateful to him. ii ACKNOWLEDGEMENTS This dissertation was made possible because of the emergency medicine physicians, midlevel providers, nurses, and technicians at Hospital H who welcomed me into their emergency room and shared their insights and opinions. I am grateful for their support and honesty. I hope that this dissertation makes them proud, and that the challenges of their work and intricacies of emergency medicine practice are appreciated more fully by those who read this document. I am indebted to the emergency medicine physicians who consented to interviews with me at medical conferences. Dr. Ken Milne and Dr. Peter Viccellio shared their insights with me when I am certain their time may have been spent more richly not discussing electronic medical records systems. I thank them for humoring a doctoral student’s inquiries. Dr. Richard Bukata, an awe-inspiring emergency medicine physician and scholar, has lectured and written about electronic medical records systems for years. His keen insights and intellect shaped significantly my view of the topic. I am grateful for his scholarship. I am appreciative of Dr. Anne Nicotera’s guidance. She shared her work on structurational divergence theory with me and helped me to see my research site, study participants, and data in a new light. With her prodding, I discovered important connections and made theoretical linkages that, otherwise, I may have missed. My dear friend and mother-in-law, Charlotte, supported and nourished me throughout this journey. Without her love and home-cooked meals, I would not have endured. I am thankful for her friendship, and happy that she entrusted me with her son. ii i Jack, Béni, Chanceux, Veinard, and Élu provided companionship through what, oftentimes, was a lonely pursuit. Their presence was much valued. My family and friends, neglected regularly, were patient and kind as I navigated this dissertation. I appreciate immensely their understanding and support. I hope that my nieces and nephews will be inspired by “Aunt B’s” accomplishment and that they, too, will follow their dreams, no matter how daunting the pursuit may seem. If I can do this, they can do anything. I appreciate the guidance given by my dissertation committee members, Dr. Graham Bodie and Dr. Renee Edwards. They, thankfully, whittled an overly ambitious prospectus into a manageable dissertation project. Dr. Lawrence Frey, a dear friend and brilliant scholar, volunteered to serve on my committee, and I am forever in his debt. He painstakingly reviewed and edited multiple drafts of this very long dissertation. Dr. Frey’s insights have made me a better scholar and a better writer. Dr. Loretta Pecchioni was my advisor, but, more important, she is my friend. As I wallowed in seemingly endless details, she reminded me to look at the big picture. Dr. Pecchioni’s encouragement and commitment helped me to earn this doctorate. I am proud to know her and pleased to have worked with her. A Louisiana State University Dissertation Year Fellowship funded my research. I am appreciative that the faculty of the Department of Communication Studies nominated my work for consideration and that fellowship committee members selected it as 1 of 10 winning proposals. I am grateful for the financial assistance. iv I am thankful to have had the support and encouragement of so many people. I am deeply grateful for all of you. I am especially grateful for Dr. C. Thank you for everything. v TABLE OF CONTENTS ACKNOWLEDGEMENTS iii LIST OF TABLES viii LIST OF FIGURES ix ABSTRACT x CHAPTER ONE: INTRODUCTION 1 CHAPTER TWO: REVIEW OF LITERATURE 12 Communication Research in Healthcare Contexts 12 Communication and Health Information Technologies 29 Communication Research in Emergency Room Settings 42 Emergency Medicine and Electronic Medical Records Systems 56 Consequences of Using Electronic Medical Records Systems 84 Conclusion 95 CHAPTER THREE: PRELIMINARY RESEARCH, THEORETICAL FRAMEWORKS, AND RESEARCH QUESTIONS 97 Preliminary Research 97 Theoretical Frameworks Used to Analyze Effects of Electronic Medical Records Systems in Emergency Rooms 114 Research Questions 134 CHAPTER FOUR: METHODOLOGY 135 Methodological Issues in Observational Emergency Room Studies 135 Ethnographic Methods 137 Research Sites 140 Participants 148 Data Collection 151 Validity of Findings 162 Researcher Subjectivity 163 Ethical Concerns 169 Data Analysis 172 CHAPTER FIVE: FINDINGS 177 Electronic Medical Records System Training for Providers 177 Appropriation Moves 192 Structurational Divergence 234 Providers’ Strategies for Coping with Electronic Medical Records Systems 273 How the Electronic Medical Records System Affected Communication Patterns among Providers 283 v i How the Electronic Medical Records System Affected Provider–Patient Interactions and Patients’ Satisfaction 291 Unintended and Perverse Consequences of Electronic Medical Records Systems 298 Conclusion 314 CHAPTER SIX: DISCUSSION 319 Research Goals 319 Summary of Major Findings that Addressed the Research Questions and Contributed to the Scholarly Literature 322 Conceptual/Theoretical, Methodological, and Practical Implications of the Findings 330 Limitations of the Study and Directions for Future Research 359 Conclusion 363 REFERENCES 365 APPENDIX A. INTERNAL REVIEW BOARD EXEMPTION 389 B. HIPAA AGREEMENT 393 C. QUESTIONNAIRE ADMINISTERED DURING PRELIMINARY RESEARCH 394 D. PHYSICIANS’ TSHEET 413 E. PHYSICIANS’ ORDER SET 415 F. NURSES’ NOTE 417 G. AFFILIATION AGREEMENT 423 H. QUESTIONNAIRE 427 I. MODIFIED INTERNAL REVIEW BOARD EXEMPTION 432 VITA 433 vi i LIST OF TABLES 4.1 Themes and Subthemes for Identifying Structural Changes Amid an Electronic Medical Records System Adoption 175 5.1 Microanlysis of Providers’ Talk: The 12 Words and Phrases Used Most Frequently to Describe the Electronic Medical Records System 194 5.2 Responses to the Questionnaire Item, “Overall, how satisfied are you with the EMR that your emergency room uses?” 232 5.3 Responses to the Questionnaire Item, “I feel burned out from my work.” 247 5.4 Responses to the Questionnaire Item, “I have become more callous toward people since I took this job.” 248 5.5 Individual Burnout Scores 249 5.6 Individual Structurational Divergence Scores 272 5.7 Responses to the Questionnaire Item, “How has the EMR system impacted communication between you and your coworkers?” 284 vi ii LIST OF FIGURES 5.1 Word Cloud Illustrating the Words and Phrases Used Most by Providers to Describe the Electronic Medical Record System 195 5.2 Physician Workflow When Using Paper TSheets 213 5.3 The Interpenetration of Contradictory Structures and the Resulting Negative Spiral 242 5.4 Computer on Wheels 293 ix ABSTRACT This ethnographic research study documented the use and effects of an electronic medical records system (EMR) by healthcare providers working in a community hospital- based emergency room. Using data collected from participant observation, in-depth interviews, questionnaires, and hospital documents, the research findings suggest EMRs impinge providers’ agency, alter emergency room systems, affect communication patterns among providers, and exacerbate structurational divergence (SD) conditions. Findings suggest that providers’ attempts to regain lost agency tips the SD-nexus into an SD-cycle, characterized by negative communication spirals between providers. The discussion chapter examines the impact of EMRs on emergency room structures, system reproduction, providers’ workflow and communication patterns, patients’ experiences, and unintended consequences, and it expounds implications of the study with regard to what lessons learned from this analysis suggests might be best practices for hospitals and emergency rooms adopting EMRs. x
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