EVERYTHING YOU ALWAYS WANTED TO KNOW ABOUT REDISTRICTING* *But Were Afraid To Ask! AMERICAN CIVIL LIBERTIES UNION VOTING RIGHTS PROJECT APRIL, 2001 TABLE OF CONTENTS INTRODUCTION . . . . . . . . . . . . . . . . . .1 I. REDISTRICTING AND REAPPORTIONMENT . . . . . . . . . . .2 Q: What is redistricting? . . . . . . . .2 Q: Is redistricting different from reapportionment? . . . . . . . . .2 II. ONE PERSON, ONE VOTE . . . . . . . . .2 Q: Why bother to redraw district lines? . . . . . . . . . . . . . . . .2 Q: As far as state and local offices are concerned, how does one person, one vote work? . . . . .3 Q: How can a jurisdiction justify a total deviation among districts of greater than 10%? . . . . . . . . . .4 Q: Do the same deviation rules apply to congressional redistricting? . . . . . . . . . . . . . . . .4 Q: How often must a state redistrict? . . . . . . . . . . . . . . . . . . .5 III. MINORITY VOTE DILUTION . . . . . . .6 AMERICAN CIVIL LIBERTIES UNION FND. 2725 HARRIS TOWER Q: What is minority vote 233 PEACHTREE STREET dilution? . . . . . . . . . . . . . . . . . . .6 ATLANTA, GEORGIA 30303 (404) 523-2721 Q: How do some redistricting plans FAX: (404) 653-0331 dilute minority voting strength? . .6 i Q: Is vote dilution prohibited Q: How pervasive must white by the Constitution? . . . . . . . . . . .7 bloc voting be to satisfy the third Gingles factor? . . . . . . . . . .12 Q: Does the Voting Rights Act prohibit vote dilution in Q: Can two minority groups, redistricting? . . . . . . . . . . . . . . . .7 such as African-Americans and Hispanics, ever be combined for Q: Who is protected by the purposes of Section 2? . . . . . . . .13 Voting Rights Act? . . . . . . . . . . . .7 Q: Since we have a secret ballot, how is it possible to show racial IV. SECTION 2 OF THE VOTING bloc voting? . . . . . . . . . . . . . . . .13 RIGHTS ACT . . . . . . . . . . . . . . . . .8 Q: Is it necessary to prove Q: What does Section 2 provide? . .8 that voters are voting because of race? . . . . . . . . . . . . . . . . . . .14 Q: Why did Congress dispense with the requirement of proving racial Q: Which elections are the most purpose under Section 2? . . . . . . .8 important in proving racial bloc voting and in determining Q: How do you prove a violation of whether it is legally significant? . .14 the results standard of Section 2? . .9 Q: What is “proportionality” Q: How compact must a district and does it play a role in the be to satisfy Section 2 and the Gingles analysis? . . . . . . . . . . . .15 first Gingles factor? . . . . . . . . . .10 Q: If a plan drawn to remedy Q: What is the test for determining a Section 2 violation would whether a minority is a “majority” necessarily exceed proportionality, in a district? . . . . . . . . . . . . . . . .11 would it for that reason be unacceptable? . . . . . . . . . . . . . . .15 Q: If a minority is too small to be a majority in a district, can it bring a Q: Does the Gingles analysis Section 2 claim on the ground that also apply to single-member its ability to influence elections has district plans? . . . . . . . . . . . . . . .16 been diluted? . . . . . . . . . . . . . . .11 Q: How does a court determine V. SECTION 5 OF THE VOTING whether a minority is politically RIGHTS ACT . . . . . . . . . . . . . . . .16 cohesive within the meaning of the second Gingles factor? . . . . . . . .12 Q: How does Section 5 work? . .16 ii iii Q: What states are covered by VI. THE SHAW/MILLER CASES . . . . . .21 Section 5? . . . . . . . . . . . . . . . . .16 Q: What did the Supreme Court Q: What voting changes are hold in Shaw v.Reno? . . . . . . . .21 by Section 5? . . . . . . . . . . . . . . .17 Q: Has the Court limited Shaw Q: Is Section 5 permanent? . . . . .17 type claims to districts that were bizarrely shaped? . . . . . . . . . . . .21 Q: How is preclearance obtained? . . . . . . . . . . . . . . . . . .17 Q: Did the Court in the Shaw and Miller cases establish special Q: What if a jurisdiction refuses rules for white voters allowing to submit a voting change for them to challenge majority- preclearance? . . . . . . . . . . . . . . .18 minority districts? . . . . . . . . . . .22 Q: What standard do the District Q: Are the Shaw/Miller cases of Columbia Court and the consistent with the spirit of the Attorney General use in determining Fourteenth Amendment? . . . . . . .22 whether a proposed change has a discriminatory effect? . . . . . . . .18 Q: Is it still permissible to draw majority-minority districts? . . . . .23 Q: Can an intervening court decision alter the benchmark for Q: Are majority-minority districts determining retrogression under a form of gerrymandering? . . . . .24 Section 5? . . . . . . . . . . . . . . . . .19 Q: Are majority-minority districts Q: What is the standard for a form of affirmative action? . . .24 determining whether a proposed change has a discriminatory Q: Do majority-minority districts purpose under Section 5? . . . . . .19 segregate voters? . . . . . . . . . . . .25 Q: Can minorities participate in the Q: Is race simply a stereotype Section 5 preclearance process? . .20 that should be avoided in redistricting? . . . . . . . . . . . . . . .25 Q: What is the procedure for making a Section 5 comment? . . .20 Q: Do majority-minority districts stigmatize or harm voters? . . . . .26 Q: If a voting change has been precleared under Section 5, can Q: Do majority-minority districts it still be challenged under increase racial tension? . . . . . . . .27 Section 2? . . . . . . . . . . . . . . . . .20 iv v Q: Have majority-minority VIII.THE 2000 CENSUS . . . . . . . . . . . .33 districts increased political opportunities for minorities? . . . .27 Q: What is Public Law 94-171 data? . . . . . . . . . . . . . . . . . . . . .33 Q: Are majority-minority districts still needed? . . . . . . . . . .27 Q: What is the difference between the census enumeration and the Q: Is there any way to avoid a corrected count? . . . . . . . . . . . . .33 Shaw/Miller challenge? . . . . . . . .28 Q: Is statistical sampling something Q: Are minorities better off new for the census bureau? . . . . .34 influencing the election of white candidates, rather than Q: What is the basis of the dispute minority candidates whom they concerning use of corrected data? .35 might prefer? . . . . . . . . . . . . . . .30 Q: Which data – the enumeration Q: Did the creation of majority- or the corrected data – did the minority districts have unintended census bureau decide to release as political consequences by causing PL 94-171 data for redistricting? .36 the Democratic party to lose control of Congress in 1994? . . . . . . . . .30 Q: Was the enumerated undercount reduced in the 2000 census? . . . .36 Q: Shouldn’t redistricting be color blind? . . . . . . . . . . . . . . . .31 Q: Will the corrected data for the 2000 census be released in the future? . . . . . . . . . . . . . . . . .37 VII. PARTISAN GERRYMANDERING . . .32 Q: What impact does the decision Q: Can the party in control enact to release the enumerated data as a plan to limit the political the PL 94-171 have on the opportunities of another party? . .32 redistricting process and on racial minorities in particular? . .37 Q: Have the courts invalidated many redistricting plans on the Q: What impact would future basis that they were partisan release of corrected data have on gerrymanders? . . . . . . . . . . . . . .33 the redistricting process? . . . . . . .38 Q: Did the 200 census use multi- racial or multi-ethnic categories? .38 Q: What impact will the new categories likely have on redistricting? . . . .39 vi vii CONCLUSION . . . . . . . . . . . . . . . . . . .39 INTRODUCTION ENDNOTES . . . . . . . . . . . . . . . . . . . .40 This pamphlet attempts to answer some of the questions most frequently asked APPENDIX A about redistricting: thus the question and Organizations that work with answer format. Several caveats are in redistricting and other voting order. The law in the voting area is rights issues . . . . . . . . . . . . . . . .49 always evolving and different courts often interpret the same laws differently. APPENDIX B If you have a specific question about District Maps from Bush v. Vera . .53 redistricting or a problem not adequately covered in this pamphlet, you should seek legal advice. Redistricting is often thought of as being highly technical and something best left to the politicians and the experts. Nothing could be further from the truth. Every voter has a vital stake in redistrict- ing because it determines the composition of districts that elect public officials at every level of government. Given the advances in modern map drawing tech- nology, it is now possible for everyone to participate directly in the redistricting process. But to be an effective player, you need to know the rules of the game. For more information or assistance in redistricting, contact the ACLU’s Voting Rights Project at the number and address listed on the front of this pamphlet. viii 1 REDISTRICTING AND equitable thing to do. Historically, many states did not redistrict to reflect shifts REAPPORTIONMENT and growth in their populations. As a consequence, the voting power of resi- Q: What is redistricting? dents of heavily populated areas was often significantly diluted. In Georgia, for example, in statewide contests a vote in Redistricting refers to the process of 45 sparsely populated rural counties had redrawing the lines of districts from which 20 times the weight of a vote in urban public officials are elected.1 Redistricting Fulton County.4 The voters from the 103 typically takes place after each census and smallest counties in the state, which had affects all jurisdictions that use districts, only 22% of the population, also elected whether for members of Congress, state a majority of the members of the house.5 legislatures, county commissions, city In a series of cases in the 1960s, one of councils, school boards, etc. which coined the phrase “one person, one vote,” the Supreme Court held that Q: Is redistricting different from the Fourteenth Amendment guaranteed reapportionment? “equality” of voting power and that the electoral systems in states which failed to Technically, yes, but as a practical matter, allocate voting power on the basis of no. Reapportionment in its most narrow, population were unconstitutional.6 technical sense refers to the allocation of representatives to previously established Q: As far as state and local voting areas, as when Congress allocates, offices are concerned, how does or “apportions,” seats in the U.S. House one person, one vote work? of Representatives to the several states following the decennial census.2 But the terms “reapportionment” and “redis- For state and local offices, one person, tricting” are generally used interchange- one vote requires the jurisdiction to make ably and refer to the entire process, at “an honest and good faith effort” to con- whatever level it takes place, of redraw- struct districts which elect representatives ing district lines after the census.3 as nearly of equal population as is practi- cable.7 Population equality is determined by calculating a district’s deviation from ONE PERSON, ONE VOTE ideal district size. Ideal district size is determined by dividing the total popula- tion by the number of seats involved. Q: Why bother to redraw district Deviation is determined by calculating lines? the extent to which an actual district is larger (has a “+” deviation) or smaller The U.S. Constitution and the federal (has a “-” deviation) than the ideal dis- courts require it. It’s also the fair and trict size. 2 3 Plans with a total population deviation Fourteenth Amendment.12 The courts (the sum of the largest plus and minus have interpreted Article I as imposing a deviations) under 10% are regarded as much stricter population equality stan- complying with one person, one vote.8 dard in congressional redistricting. Plans with deviations between 10% and Congressional districts must be “as 16.4% are acceptable onlyif they can be mathematically equal as reasonably pos- justified “based on legitimate considera- sible.”13 Deviations from ideal district tions incident to the effectuation of a size can in theory be justified by a con- rational state policy.”9 Plans with devia- sistently applied state policy. However, tions greater than 16.4% are regarded in a case from New Jersey, the Supreme as unconstitutional and are probably Court invalidated a congressional plan never justifiable.10 that contained a total deviation of only 0.6984% on the grounds that it was pos- Q: How can a jurisdiction justify a sible to draw a plan with a smaller devi- total deviation among districts of ation and the state’s asserted policy had not been consistently applied.14 greater than 10%? Given modern technology and the large A state can justify a deviation greater size of congressional districts, it is gen- than 10% based on a rational state poli- erally possible to draw plans that cy, such as drawing districts that are com- accommodate a state’s policies with vir- pact and contiguous (all parts connected tually no deviations at all. A number of and touching), keeping political subdivi- states drew plans after the 1990 census sions intact, protecting incumbents, pre- with a deviation of only one person serving the core of existing districts, and from ideal district size. complying with the Voting Rights Act.11 Given the ease with which districts of Q: How often must a state equal population can be drawn using redistrict? modern redistricting technology, and the fact that a plan with an excessive devia- tion is an invitation to a lawsuit, a juris- As a matter of federal law, redistricting is diction has every incentive to draw a plan required only once a decade, and only with a deviation of less than 10%. then if districts are malapportioned.15 States are free to redistrict more often if Q: Do the same deviation they wish, but there is little incentive for them to do so. Redistricting is time con- rules apply to congressional suming and disruptive. There are general- redistricting? ly no more accurate data available than the preexisting federal census. And No. The duty to reapportion Congress is incumbents are disinclined to change the imposed by Article I, Section 2 of the districts from which they were elected. U.S. Constitution rather than the Indeed, some states have enacted laws 4 5 prohibiting redistricting more frequently tricts.18 All of these techniques may result than once every ten years.16 in a districting plan that violates the Voting Rights Act, as well as the Fourteenth Amendment.19 MINORITY VOTE DILUTION Q: Is vote dilution prohibited by the Constitution? Q: What is minority vote dilution? Yes. A reapportionment plan that dilutes Vote dilution, as opposed to vote denial, minority voting strength is unconstitu- refers to the use of redistricting plans and tional if it was conceived or operated as a other voting practices that minimize or purposeful device to further racial dis- cancel out the voting strength of racial crimination.20 Race need not be the sole and other minorities. In the words of the or main purpose, but only a motivating Supreme Court, the essence of a vote factor in the decisionmaking process.21 dilution claim “is that a certain electoral law, practice, or structure interacts with Q: Does the Voting Rights social and historical conditions to cause Act prohibit vote dilution in an inequality in the opportunities enjoyed by black and white voters to elect their redistricting? preferred representatives.”17 Yes. Two provisions of the Voting Rights Q: What are some of the techniques Act, Section 222 and Section 5,23 prohibit used in redistricting plans to dilute the use of voting practices or procedures, minority voting strength? including redistricting plans, that dilute minority voting strength. Three techniques frequently used to Q: Who is protected by the Voting dilute minority voting strength are Rights Act? “cracking,” “stacking,” and “packing.” “Cracking” refers to fragmenting con- centrations of minority population and When it was first enacted, the Voting dispersing them among other districts to Rights Act prohibited discrimination based ensure that all districts are majority on “race or color.”24 In 1975 Congress white. “Stacking” refers to combining extended the protection of the Act to lan- concentrations of minority population guage minorities, defined as American with greater concentrations of white pop- Indians, Asian-Americans, Alaskan ulation, again to ensure that districts are Natives, and persons of Spanish Heritage.25 majority white. “Packing” refers to con- centrating as many minorities as possible in as few districts as possible to minimize the number of majority-minority dis- 6 7 SECTION 2 OF THE VOTING requirement of proving the subjective motives of a legislative body imposed an RIGHTS ACT “inordinately difficult” burden of proof on minority plaintiffs.27 As Judge John Q: What does Section 2 provide? Minor Wisdom wrote in an early voting case, requiring proof of an unconstitu- tional legislative purpose was “to burden Section 2 provides that a voting practice the plaintiffs with the necessity of finding is unlawful if it “results” in discrimina- the authoritative meaning of an oracle tion, i.e., if, based on the totality of cir- that is Delphic only to the court.”28 cumstances, it provides minorities with “less opportunity than other members of Q: How do you prove a violation of the electorate to participate in the politi- the results standard of Section 2? cal process and to elect representatives of their choice.”26 Although Section 2 does not require proof of racial purpose, prac- The most important case interpreting tices which were enacted or are being Section 2 is Thornburg v. Gingles,29 in maintained for the purpose of discrimi- which the Supreme Court invalidated nating on the basis of race or language multi-member legislative districts in a minority status would also be unlawful redistricting plan adopted by North under the statute. Carolina after the 1980 census. The Court identified three factors, known as the Q: Why did Congress dispense with “Gingles factors,” that are of primary the requirement of proving racial importance in determining a violation of the statute when the racial makeup of an purpose under Section 2? election district is challenged: (1) whether “the minority group . . . is sufficiently large Congress did not require proof of racial and geographically compact to constitute a purpose for a statutory violation for sev- majority in a single-member district;” (2) eral reasons, the most important of whether “the minority group . . . is politi- which was that, to ask whether public cally cohesive,” i.e., tends to vote as a bloc; officials acted out of bias or intended to and (3) whether “the majority votes suffi- discriminate against a minority group, ciently as a bloc to enable it - in the absence was to ask the “wrong question.” The of special circumstances . . . usually to relevant inquiry, according to Congress, defeat the minority’s preferred candidate.”30 was whether minorities “have equal access to the process of electing their rep- The legislative history further provides resentatives.” The intent requirement that “a variety of factors, depending upon was also “unnecessarily divisive” because the kind of rule, practice, or procedure it required plaintiffs to allege and prove called into question” are also relevant in that local officials, or indeed entire com- determining a violation.31 Typical factors munities, were racists. Finally, the identified in the Senate report include: the 8 9
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