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UUnniivveerrssiittyy ooff PPeennnnssyyllvvaanniiaa SScchhoollaarrllyyCCoommmmoonnss Department of Anthropology Papers Department of Anthropology 11-25-2009 EEvvaalluuaattiioonn ooff GGrroouupp GGeenneettiicc AAnncceessttrryy ooff PPooppuullaattiioonnss FFrroomm PPhhiillaaddeellpphhiiaa aanndd DDaakkaarr iinn tthhee CCoonntteexxtt ooff SSeexx--BBiiaasseedd AAddmmiixxttuurree iinn tthhee AAmmeerriiccaass Klara Stefflova University of Pennsylvania Matthew C. Dulik University of Pennsylvania, [email protected] Athma A. Pai University of Pennsylvania Amy H. Walker University of Pennsylvania Charnita M. Zeigler-Johnson University of Pennsylvania See next page for additional authors Follow this and additional works at: https://repository.upenn.edu/anthro_papers Part of the Biological and Physical Anthropology Commons, and the Genetics Commons RReeccoommmmeennddeedd CCiittaattiioonn Stefflova, K., Dulik, M. C., Pai, A. A., Walker, A. H., Zeigler-Johnson, C. M., Gueye, S. M., Schurr, T. G., & Rebbeck, T. R. (2009). Evaluation of Group Genetic Ancestry of Populations From Philadelphia and Dakar in the Context of Sex-Biased Admixture in the Americas. PLoS ONE, 4 (11), 1-10. https://doi.org/10.1371/ journal.pone.0007842 This paper is posted at ScholarlyCommons. https://repository.upenn.edu/anthro_papers/23 For more information, please contact [email protected]. EEvvaalluuaattiioonn ooff GGrroouupp GGeenneettiicc AAnncceessttrryy ooff PPooppuullaattiioonnss FFrroomm PPhhiillaaddeellpphhiiaa aanndd DDaakkaarr iinn tthhee CCoonntteexxtt ooff SSeexx--BBiiaasseedd AAddmmiixxttuurree iinn tthhee AAmmeerriiccaass AAbbssttrraacctt Background Population history can be reflected in group genetic ancestry, where genomic variation captured by the mitochondrial DNA (mtDNA) and non-recombining portion of the Y chromosome (NRY) can separate female- and male-specific admixture processes. Genetic ancestry may influence genetic association studies due to differences in individual admixture within recently admixed populations like African Americans. Principal Findings We evaluated the genetic ancestry of Senegalese as well as European Americans and African Americans from Philadelphia. Senegalese mtDNA consisted of ~12% U haplotypes (U6 and U5b1b haplotypes, common in North Africa) while the NRY haplotypes belonged solely to haplogroup E. In Philadelphia, we observed varying degrees of admixture. While African Americans have 9–10% mtDNAs and ~31% NRYs of European origin, these results are not mirrored in the mtDNA/NRY pools of European Americans: they have less than 7% mtDNAs and less than 2% NRYs from non-European sources. Additionally, there is <2% Native American contribution to Philadelphian African American ancestry and the admixture from combined mtDNA/NRY estimates is consistent with the admixture derived from autosomal genetic data. To further dissect these estimates, we have analyzed our samples in the context of different demographic groups in the Americas. Conclusions We found that sex-biased admixture in African-derived populations is present throughout the Americas, with continual influence of European males, while Native American females contribute mainly to populations of the Caribbean and South America. The high non-European female contribution to the pool of European-derived populations is consistently characteristic of Iberian colonization. These data suggest that genomic data correlate well with historical records of colonization in the Americas. DDiisscciipplliinneess Biological and Physical Anthropology | Genetics AAuutthhoorr((ss)) Klara Stefflova, Matthew C. Dulik, Athma A. Pai, Amy H. Walker, Charnita M. Zeigler-Johnson, Serigne M. Gueye, Theodore G. Schurr, and Timothy R. Rebbeck This journal article is available at ScholarlyCommons: https://repository.upenn.edu/anthro_papers/23 Evaluation of Group Genetic Ancestry of Populations from Philadelphia and Dakar in the Context of Sex-Biased Admixture in the Americas Klara Stefflova1*, Matthew C. Dulik2, Athma A. Pai2, Amy H. Walker1, Charnita M. Zeigler-Johnson1, Serigne M. Gueye3, Theodore G. Schurr2, Timothy R. Rebbeck1,4 1DepartmentofBiostatisticsandEpidemiology,SchoolofMedicine,UniversityofPennsylvania,Philadelphia,Pennsylvania,UnitedStatesofAmerica,2Departmentof Anthropology,UniversityofPennsylvania,Philadelphia,Pennsylvania,UnitedStatesofAmerica,3HoˆpitalGe´ne´raldeGrandYoffandUniversite´CheikhAntaDiop,Dakar, Senegal,4AbramsonCancerCenter,SchoolofMedicine,UniversityofPennsylvania,Philadelphia,Pennsylvania,UnitedStatesofAmerica Abstract Background:Population history can be reflected in group genetic ancestry, where genomic variation captured by the mitochondrial DNA (mtDNA) and non-recombining portion of the Y chromosome (NRY) can separate female- and male- specific admixture processes. Genetic ancestry may influence genetic association studies due to differences in individual admixture withinrecently admixedpopulations likeAfrican Americans. PrincipalFindings:WeevaluatedthegeneticancestryofSenegaleseaswellasEuropeanAmericansandAfricanAmericans from Philadelphia. Senegalese mtDNA consisted of ,12% U haplotypes (U6 and U5b1b haplotypes, common in North Africa) while the NRY haplotypes belonged solely to haplogroup E. In Philadelphia, we observed varying degrees of admixture.WhileAfricanAmericanshave9–10%mtDNAsand,31%NRYsofEuropeanorigin,theseresultsarenotmirrored in the mtDNA/NRY pools of European Americans: they have less than 7% mtDNAs and less than 2% NRYs from non- Europeansources.Additionally,thereis,2%NativeAmericancontributiontoPhiladelphianAfricanAmericanancestryand theadmixturefromcombinedmtDNA/NRYestimatesisconsistentwiththeadmixturederivedfromautosomalgeneticdata. To further dissect these estimates, we have analyzed our samples in the context of different demographic groups in the Americas. Conclusions:Wefoundthatsex-biasedadmixtureinAfrican-derivedpopulationsispresentthroughouttheAmericas,with continualinfluenceofEuropeanmales,whileNativeAmericanfemalescontributemainlytopopulationsoftheCaribbean and South America. The high non-European female contribution to the pool of European-derived populations is consistently characteristic of Iberian colonization. These data suggest that genomic data correlate well with historical records ofcolonizationin theAmericas. Citation:StefflovaK,DulikMC,PaiAA,WalkerAH,Zeigler-JohnsonCM,etal.(2009)EvaluationofGroupGeneticAncestryofPopulationsfromPhiladelphiaand DakarintheContextofSex-BiasedAdmixtureintheAmericas.PLoSONE4(11):e7842.doi:10.1371/journal.pone.0007842 Editor:JohnRelethford,StateUniversityofNewYorkCollegeatOneonta,UnitedStatesofAmerica ReceivedJuly9,2009;AcceptedOctober15,2009;PublishedNovember25,2009 Copyright:(cid:1)2009Stefflovaetal.Thisisanopen-accessarticledistributedunderthetermsoftheCreativeCommonsAttributionLicense,whichpermits unrestricteduse,distribution,andreproductioninanymedium,providedtheoriginalauthorandsourcearecredited. Funding:ThisstudywassupportedbygrantsfromthePublicHealthService(R29-ES08031,R01-CA85074,andP50-CA105641)toTRRandFacultyResearchFunds fromPenntoTGS.Thefundershadnoroleinstudydesign,datacollectionandanalysis,decisiontopublish,orpreparationofthemanuscript. CompetingInterests:Theauthorshavedeclaredthatnocompetinginterestsexist. *E-mail:[email protected] Introduction each group, yet fail to predict the extent of the contribution from each parental populationtodifferent SIREgroups [1]. Populationsofthepresent-dayAmericaswereshapedbydiverse One example where SIRE may inadequately represent this incoming groups and their intermixing. Although the number of diverse contribution from parental populations is population the Native Americans was greatly reduced due to conflict and stratification bias in molecular epidemiology case-control associa- disease they, together with the early arriving Europeans and tionstudies[2].Whileancestryinformationinmolecularepidemi- surviving Africans brought to the Americas during the massive ologyisusuallystudiedintermsofindividualancestry,maternaland AfricanDiaspora,alllefttheirgeneticimprintinmultipleadmixed paternalgroupancestrycanprovideinformationabouttheancestry populations. Later, several other immigrant groups from around of populations without making inferences about individuals, the World (e.g. Asian populations) and increasingly common accountingforallsignificantlycontributingpopulations.Uniparen- admixture among the existing groups further amplified the tally inherited mitochondrial DNA (mtDNA) and Y-chromosome admixed character of this continent. This complicated ancestry (NRY) behave as uninterrupted single loci that are often used in and admixture is reflected in an individual’s genetic background. estimatinggroupancestryandpredictinggender-specificpopulation While recognizing that each individual is genetically unique, it is demographicprocesses[3,4].Together,theycanaccuratelyreflect stillcommoninepidemiologytocategorizepeopleintoafewself- the average autosomal group ancestry [5]. Individually, they can identifiedraces(SIRE)thatpartlyreflectthecomplicatedhistoryof helptoseparategender-biasedadmixtureprocesses[6,7]. PLoSONE | www.plosone.org 1 November2009 | Volume 4 | Issue 11 | e7842 PhiladelphiaGeneticAncestry Because they have a higher incidence of several common theQiagen9604BrobotwiththeQIAamp96DNABuccalSwab diseases [8] and a complicated history, African Americans have BiorobotKit(Valencia,CA).Priortotyping,thewholegenomeof been studied in a variety of epidemiological and population these samples was amplified using the GenomePlex Complete geneticsettings.AsaSIREgroup,theyrepresentthedescendants Whole Genome Amplification kit (Sigma,St.Louis, MO). of Africans brought mainly during the African Diaspora from W/WC/SW/SE Africa, admixed with Europeans and possibly mtDNA, NRY, and AIMs Typing NativeAmericans.Still,everyregionalgroupofAfricanAmericans Thefirstandsecondhypervariablesegments(HVSIandHVSII) may have been drawn from different African sources or have a ofmtDNAwereamplifiedandbothstrandssequencedbetweenbp unique history that will influence the extent and pattern of 16,030–16,490 and bp 50–710 (Table S1) using a BigDyeTM admixture and make them a unique group. Similar regionally- Terminatorv3.1(AppliedBiosystems)afterpurifyingwithExoSAP- specific admixture most likely influences other groups in the IT(USB,Cleveland,OH).AfterpurificationwiththeQIAquick96 Americas. PCR Purification kit (Qiagen), the sequences were read using an Based on reports of low resolution maternal and paternal ABI Prism 3130xl Genetic Analyzer (Applied Biosystems) and ancestry, mtDNA and NRY reveal a sex-biased gene flow from analyzedusingSequencherv4.7software(GeneCodesCorp.,Ann European males to US/Jamaican African Americans, but the Arbor, MI). Each sample was then hierarchically typed for extent of group maternal and paternal European admixture mutationsinthemtDNAcodingregionusingRestrictionFragment greatly varies [5,9] (e.g. 0–15% for mtDNA and 8.6–46.9% for Length Polymorphism (RFLP) assays to correctly assign each of NRY in 9 US populations in Parra et al.). This sex-biased themintoaparticularhaplogroup(TableS2).Aphylogenetictree admixture was also reported in African-descended populations in (Figure1)wasdrawnmanually,basedonthemedian-joiningtree Uruguay [10] and both White and African Brazilians [11–13], constructed using Network 4.5.0.2 [17], listing the diagnostic whileastudydealingwiththeFBImtDNAdatabaseshowslimited mutations RFLP-typed in coding and present in sequenced gene flow of non-Europeans to the pool of US European hypervariableregions. Americans[14].DetailedassessmentofAfrican,NativeAmerican, ForNRY,thesamplesweretypedusingpre-designedTaqMan and European admixture in both European- and African- assays in combination with multiplex fragment analysis and descended groups in different populations of the Americas may RFLP (Figure 2). The SNPs are listed in Table S3 (see also improveourunderstandingofvariationwithinandbetweeneach References S1) together with the haplogroup designation SIRE group from different regions. This combined analysis can established by the Y-Chromosome Consortium in 2002 [18] and help to approximate the parental populations for any unchar- revisedinKarafetetal.2008[19].BothmtDNA,NRYvariation acterizedgroupineachregionduringearlyepidemiologicalstudy andethnicity informationislistedin FileS1. design and aid in understanding if African- and European- For a small subset of the reported samples (31 African descended American SIRE means the same in different parts of Americans, and 6 European Americans), we also estimated the theAmericas. autosomalancestrybygenotypingthesamplesonacommercially Therefore, we estimated maternal and paternal continental available Illumina Golden Gate 1509 AIMs chip. The resulting admixture proportions and report on the group ancestry of three genotypes were combined with available genotypes from an populations: admixed Philadelphian African Americans and Illuminaadmixturepanel(YOR,CEU,JPT+CHB)thatrepresent European Americans, as well as a control sample of Senegalese the ancestral African, European and Asian populations. The fromDakarasoneofthepossiblesourcepopulations.Further,we corresponding admixture proportions were estimated using the have mined the published literature for raw mtDNA/NRY data program STRUCTURE running 10,000/50,000 burn-in/repeti- (Brazil and Cuba) or ancestry estimates (Caribbean, Colombia, tions, assuming an admixture model with correlated allele Uruguay) as well as census data in order to interpret our results frequencies, running K=1–5 and reporting estimates for K=3 withinthecontext oftheAmericas. founding populations, where the posterior probability ln P(D) plateaus (TableS4). Methods Phylogenetic and Statistical Analysis Sampling, DNA Handling WeusedArlequin3.11[20]toestimategeneticdistancesbased The Philadelphia samples consisted of 217 self-identified on Slatkin’s linearized F to construct multidimensional scaling ST African Americans and 204 self-identified European Americans. (MDS) plots to assess ‘‘between group’’, ‘‘within-population’’ and Theseindividualswereascertainedbetween1995and2007aspart ‘‘between population within group’’ variation via the analysis of of a prostate cancer case-control study, with cases identified molecularvariance(AMOVA)[21].Weincludedthephylogenetic through Urologic Oncology Clinics at multiple hospitals of the relationshipofmtDNAhaplotypes/NRYhaplogroupsintheform University of Pennsylvania Health System (UPHS) and controls of haplotypes (mtDNA) or distance matrix (NRY) and assumed beingmenattendingUPHSgeneralmedicineclinics.Additionally, Tamura and Nei’s [22] model for nucleotide substitution for 49 subjects from Senegal (all cancer-free controls) were identified mtDNAsequences.TheMDSplotswereconstructedusingSPSS andascertainedfromuniversityandhospitalpopulationsinDakar, with input data in the form of an Arlequin-generated matrix of Senegal.AllstudysubjectsfromUSandSenegalprovidedwritten Slatkin’s linearized F distances [23]. For each MDS plot, we ST informed consentforparticipationinthisresearch.IRBapproval report the stress and RSQ statistics, which summarize the for this study has been provided by the Committee on Studies goodness of fit of multidimensional data in two dimensions. Involving Human Beings of the University of Pennsylvania Additionally, AMOVAwas reported fortheparental populations (Protocol#3614-2)andbytheCommissionEthiqueetEvaluation (indicatedineachMDSplotinFigure3)showingthepercentage attheHopitalGeneraldeGrandYoffinDakar(FWA00002772). of variationcaptured by definingthecontinental groups. Genomic DNA was obtained from buccal swabs (Cyto-Pak Cytosoft Brush, Medical Packaging Corporation, Camarillo, CA) Admixture Analysis processed using either a protocol modified from Richards et al. AdmixturewasestimatedusingtheADMIX2.0[24]software. [15]asdescribedpreviously[16]orusingamodifiedprotocolon We ran 50,000/100,000 (mtDNA/NRY) bootstrap simulations PLoSONE | www.plosone.org 2 November2009 | Volume 4 | Issue 11 | e7842 PhiladelphiaGeneticAncestry Figure1.MitochondrialDNAphylogenetictree.TreeofmtDNAhaplotypesbasedonmedianjoiningnetworkwithAfricanAmericancases (yellow), African American controls (orange), Senegalese (white), European American cases (light green), and European American controls (dark green).Nodesizesareproportionaltothesamplesizes,indicatedbynumberswithinthenode,withtheexceptionofhaplogroupsHandKlabeledby numbers in red. Variable positions typed for these samples in coding, HVS I, and HVS II region are distinguished by red, black and grey font, respectively.ThemaincontinentallocationisindicatedbythebackgroundcolorwithochreindicatingpredominantlyAfrican,greenWestEurasian, greyAsian,andpinkAmerindianhaplogroups.TherawdatacanbefoundinFileS1. doi:10.1371/journal.pone.0007842.g001 PLoSONE | www.plosone.org 3 November2009 | Volume 4 | Issue 11 | e7842 PhiladelphiaGeneticAncestry Figure2.Ychromosomephylogenetictree.NRYtreehaplogroupsobservedinPhiladelphiaandSenegaldatawithtypedSNPsindicatedon eachbranch.AssociatedwitheachbranchisthenumberofsamplesobservedforeachhaplogroupinthepoolofAfricanAmericans(AA,n=199), European Americans (EA, n=190), and Senegalese (Af, n=33). We have omitted from the NRY tree M148 SNP designatingE1b1b1a3a (formerly E3b1a).OneEAsamplebelongingtothishaplogroupwasaddedtoE1b1b1(#).OneEAsamplewas12f2a*(HgJ)butwasgroupedwithJ1(*) becauseofspaceconstraints.TherawdatacanbefoundinFileS1. doi:10.1371/journal.pone.0007842.g002 and report the estimates as a percent of contribution from a analyzed for admixture using ADMIX. The genetic variation particular parental population, along with an estimate of the combinedwithphylogeneticdistanceswascapturedby9–18NRY sampling error (SD). These calculations incorporate molecular haplogroups and 335 mtDNA haplotypes, defined by distance divergence and haplotype frequencies, with both mtDNA and matrix (NRY) and sequences of HVS I/II and part of HVS III/ NRYbeingtreatedasasinglelocus.WeinitiallyexploredK=2–4 codingregion(mtDNA). offoundingpopulationsandbothbasedontheSDoftheestimates and previous reports, we only pursued K=3 where the Native Results American andAsianfounding populations seem tobecombined. ForthemtDNAanalysis,weusedpreviouslypublishedsetsdrawn First,wedeeplytypedbothmtDNAandNRYinPhiladelphian from: West Africa (n=819, represented by Guinea Bissau [25], African Americans and European Americans. We also typed the Senegal (our and published [26] data), and Sierra Leone [27]); samemarkersinagroupofSenegaleseinordertogaininsightinto Europe [28] (n=3532); and the Americas [29] (n=58) as the thedetailedcompositionofoneofthefoundingpopulations(e.g.the parental populations (note that the estimate represented by the presence of ‘‘Eurasian’’ haplotypes) instead of relying on less well Americas will partially overlap with the possible admixture from characterized published data. We then proceeded to phylogenet- SE Asia). For the NRY analysis, our parental populations were ically analyze these haplotypes in parallel withadmixture analysis defined asfollows:West/West-Central Africa(n=834,represent- usingADMIX,exploringthepossiblefoundingpopulations.Based ed by Guinea Bissau [30], Mali, Ghana, Benin, Senegambia [7] on these analyses, we focused further on analysis using three (adding Senegalese reported in this publication) and Cameroon founding populations (K=3 was also corroborated by our [7,31]); West Eurasia [32] (n=481, represented by Germany, STRUCTUREanalysisusingautosomalAIMs). Denmark,Galicia,andTurkey);andtheAmericas[33](n=398). ThemtDNAandNRYvariationinBrazilianadmixedpopulations Mitochondrial DNA (mtDNA) wasfirstminedfromtheliterature:Afro-BrazilianmtDNA[34–36] We assessed the contribution of European, African and Native (n=277) and NRY [12,34,35] (n=380) and White Brazilian American populations to the pool of Senegalese, Philadelphian mtDNA [11,12] (n=247) and NRY [12] (n=180) and mtDNA/ AfricanAmericansandPhiladelphianEuropeanAmericansbytwo NRY n=245/132 of the general population of Cuba [37]. The means:1) by admixture analysis usingADMIX [24](deriving the combined datasets for each marker and group were subsequently possibleparental(ancestral)regionsfrompublishedsetscomprising PLoSONE | www.plosone.org 4 November2009 | Volume 4 | Issue 11 | e7842 PhiladelphiaGeneticAncestry Figure3.ContributionofEuropean,African,andNativeAmericanfemaleandmalelineagestothepopulationsofPhiladelphia, Brazil,andCuba.MtDNA(1)andNRY(2)profileofAfricanAmericansorAfricanBrazilians(AA)andEuropeanAmericansorWhiteBrazilians(EA) from USA (Philadelphia, PHL) and Brazil (BRZ), as well as general the population of Cuba (mix) projected either (A) as their position in the multidimensionalscaleplots(MDS)depictingthegeneticdistanceswithrespecttoAfrica,Europe,andAmericaprojectedontothetwodimensional planeor(B)aspiecharts,showingtherelativecontributionsfromAfrican(yellow),European(green)andNativeAmerican/Asian(pink)populations calculatedbyADMIX.Thesecomplementaryanalysesshowgender-biasedadmixtureinSouthandNorthAmericansofprimarilyAfricanorEuropean descent.AMOVAF representsthevariationcapturedbetweenthethreeparentalcontinents. ST doi:10.1371/journal.pone.0007842.g003 West/West Central Africa, Europe/West Eurasia, and the was comprised of other haplogroups, including R9a (East Asian), Americas), and 2) by counting haplotypes assigned to be of West E1a(Melanesian)andahaplogroupMsequenceofunknownorigin. Eurasian, Native American, Southeast Asian and African origin The ancestral composition of 204 Philadelphian European basedonpublishedliteratureanddeepphylogeneticanalysisofour Americans was estimated to be 93% European (SD: 7%), with a samples.ThemtDNAvariationinallthreepopulationssampledis small (although not significant) contribution from Native Amer- shown in Figure 1 using a phylogenetic tree, adapted from its ican (1.6%, SD: 2%) and African (5.5%, SD: 5%) populations median-joiningoutline[17]. (Table S5). Further analysis of these mtDNA haplotypes Among 49 Senegalese, ancestry was composed mainly of confirmed that theancestry of nearly allPhiladelphian European African haplogroups, except for six individuals with haplotypes Americans is of European origin. We observed mainly West of Eurasian origin that are commonly found in North Africa Eurasian haplotypes (Table 1), with the exception of five (U6 and U5b1b [38,39], Table 1). The ancestral composition haplotypes that can beconsidered East Asian (G3,M7b, andD4 of 217 Philadelphian African Americans was estimated by [40]) and North African (U6), accounting for the non-zero ADMIXtobe9.1%European(SD:3%),1.7%NativeAmerican ADMIX estimates of Native American (here overlapping with (SD:0.9%),and89.2%African(SD:3%).Additionaldetailsofthis SEAsia)and Africanadmixture inthispopulation. distributioncanbefoundinTableS5(seealsoReferencesS1). The breakdown of major mtDNA haplogroups and haplotypes is Y Chromosome (NRY) presented in Table 1. These data suggest that our admixture Theancestryof33Senegaleseindividualswascomposedsolely estimates are almost identical to the ancestry frequencies based of African haplogroup E, reflecting the typical pool of West simplyoncountingtheknownWestEurasian/NativeAmerican/SE African NRY chromosomes [30]. The ancestral composition of Asian/African haplotypes. From these estimates, the ancestral 199PhiladelphiaAfricanAmericans,basedonadmixtureanalysis contributions were counted to be 10.1% West Eurasian, 1.4% estimates, was 31.2% West Eurasian (SD: 4%), 1.3% Native NativeAmericanand87.1%African.Inaddition,1.4%ofancestry American (SD: 1.5%), and 67.5% African (SD: 4%) (Table S5). PLoSONE | www.plosone.org 5 November2009 | Volume 4 | Issue 11 | e7842 PhiladelphiaGeneticAncestry Table1. MitochondrialDNAvariation inthe Senegalese andPhiladelphian populations. AAControls AACases SenegalControls EAControls EACases Geogr.origin Majorhaplogr. Sub-haplogr. n=90 n=127 n=49 n=78 n=126 America A/B A2/B4 1/0 1/1 - - - Asia R/E/M R9/E1/M - 1/1/1 - - - G/N/D/M G/N1b/D4/M7b - - - - 1/1/1/1 WEurasia H/pre-HV H/pre-HV 7/0 2/1 - 35 44 HV/V HV/V - - - 2/1 5/3 J/T J/T 0/1 1/2 - 6/8 12/9 U U/K 1/0 0/5 - 8/12 20/17 I/W/X I/W/X - 1/1/0 - 3/0/2 7/2/2 Africa U6/U5* U6/U5b1 1/0 - 4/2 1/0 0/1 L0 L0a/L0k 3/1 10/0 - - - L1 L1b/L1c 8/9 9/10 8/2 - - L2 L2a 17 21 5 - - L2b 1 4 1 - - L2c 2 3 6 - - L2d 3 1 - - - L3 L3b 6 10 10 - - L3d 5 11 5 - - L3e 20 20 3 - - L3f/L3h 1/1 9/1 2/1 - - L4 L4h/L4g 1/1 - - - - MajormtDNAhaplogroupspresentinPhiladelphianAfricanAmerican(AA),EuropeanAmerican(EA),andSenegalesesamples.Thephylogeneticdetailsaredepictedin thetreeinFigure1andthesequencespresentedinFileS1. (*Note:AlthoughhaplogroupUisofEurasianorigin,weplacedtheU6andU5b1haplotypesunder‘‘Africa’’sincetheyarecommonlyfoundinNorthAfrican populations). doi:10.1371/journal.pone.0007842.t001 For the NRY haplogroups, summarized in Figure 2, we see South America (Brazil) and North America (Philadelphia). As nearly identical estimates: 31.5% West Eurasian, 1.5% Native shown in Figure 3, wepresent Multidimensional Scaling (MDS) American,and 67%African. plots (based on Arlequin-derived Slatkin’s F genetic distances ST In contrast, the ancestral composition of 190 Philadelphia [20]) and admixture estimates depicted as pie charts. These European Americans was estimated by admixture analysis to be admixtureestimateswerecalculatedusingADMIX[24],defining almost 100% European (98.3% West Eurasian (SD: 3%), 1.1% thethree possibleancestral regions asWest/West Central Africa, Native American (SD: 1.5%), and 0.6% African (SD: 1.4%)). Europe/West Eurasia, and the Americas (and SE Asia, in our Theseestimateswereconsistentwithanalysisofcontinent-specific initial analysis considering four populations) and using phyloge- NRY haplogroups: 98.5% West Eurasian, 1% Native American neticrelationshipsbetweentheobservedhaplotypes.Weobserved and 0.5% African haplogroups. The NRY variation set into a astrikingdifferenceintheextentofadmixturebetweenNorthand phylogenetic tree isdepicted inFigure 2. South America in both populations, with Brazilians having in general higher admixture with the exception of White Brazilian Autosomal Ancestry Informative Markers (AIMs) NRYs.Additionally,NRYandmtDNAprofiles,reflectinggender- In addition to the maternal and paternal ancestry, we have specific admixture patterns, suggest diverging patterns of admix- assessed theautosomal ancestryfor a subset of African American ture in male and female populations. This gender-biased (n=31) and European American (n=6) samples by genotyping admixture is clearly identifiable both by the position in MDS these on the commercially available Illumina 1509 AIMs chip, plotsandancestryproportionsofthegeneralpopulationofCuba followed by estimating the admixture proportions using the (Figure3).ThesedatasuggestthatitisprimarilyEuropeanmales program STRUCTURE (K=3) (Table S4). These estimates and African/Native American females that contributed to the show.20%EuropeanancestryinAfricanAmericans(23.7%)and genetic ancestry of admixed populations of the Caribbean/South a small African component in European Americans (2.5%) with America. NativeAmerican/SEAsianpopulationscontributinglessthan2% toboth.Theseestimateswerecomparedtotheputativeautosomal Discussion group ancestry proportions calculated from the maternal and paternal admixture estimates. We have characterized the mitochondrial DNA (mtDNA) and non-recombining portionof Y-chromosome(NRY)variationin a Gender-Biased Admixture in the Americas sample from Senegal as well as two major groups of Philadel- We compared admixture patterns in two populations self- phians: self-identified European Americans and African Ameri- identifiedaseitherprimarilyofAfricanorEuropeanancestryfrom cans. These two groups comprise over 88% of the Philadelphian PLoSONE | www.plosone.org 6 November2009 | Volume 4 | Issue 11 | e7842 PhiladelphiaGeneticAncestry population (45% and 43.2%, respectively, according to the 2000 represent the country. First, we analyzed admixture in published U.S. Census). We found mainly African haplogroups in the reports that contained mtDNA and NRY data from White and Senegalese sample, with the exception of 12.2% of Senegalese African Brazilians that were comparable to the data we collected (3Wolof,2Fulbe,and1Sahalle)carryingU6andU5b1bmtDNA in our Philadelphia sample (Figure 3). This analysis revealed haplogroups that, although haplogroup U is of Eurasian origin, directionaladmixturepatterns.First,separatingthematernaland can be found throughout North Africa as a result of an ancient paternaladmixtureshowsclearlythatEuropeanmalescontributed migrationbacktoAfrica.InPhiladelphianAfricanAmericans,we tothepopulationsofAmericatoagreaterdegreethanEuropean observed a significant European admixture (mtDNA.9% and females. This is true for both African- and European-derived NRY.31%) as well as a small (,2%) contribution from Native Americans, although less pronounced in the case of the Americans.Tocalculatethecorrespondingautosomalancestryof Philadelphian European American sample. The admixture data self-identified African Americans, accounting for both maternal inthegeneral population ofCuba support thistrend. and paternal contributions, we used our data to compute Therefore, while male admixture is dominated by European m =K m +K m [5], which was estimated to Y-chromosomes, the female admixture shows a remarkable AUTO mtDNA NRY be:78.4%African,20.1%European,and1.5%NativeAmerican. influence of African and Native American female ancestors, the These calculated estimates seem to accurately reflect the latter prominent mainly in the South American/Caribbean pool, autosomal group admixture, based on typing a small subset of as seen in Brazilians and Cubans. For example, both African samples using autosomal AIMs (n=31, 74.4% African, 23.7% Americans and African Brazilians have a high percentage of European, and 1.9% SE Asian/Native American, Table S4). admixture from European NRYs and some non-African mtDNA Also, these estimates parallel previous reports, although our admixture that is drawn mainly from European or Native estimates suggest a higher European contribution, especially American mtDNA pools in North and South America, respec- compared to the 12.7–13.8% autosomal and 2.8–11% low tively. On the other hand, both European Americans from resolution maternal European ancestry found in a sample from PhiladelphiaandWhiteBrazilians[11]donotshowadmixturein PhiladelphiareportedbyParraetal.[9].Forexample,European their paternal gene pool (NRY being almost 100% European in contributiontoNRY,autosomes,andmtDNAwasestimatedtobe both cases), while, as in the case of African-derived populations, 28.46%, 19.99%, and 8.51%, respectively, in African Americans the African and Native American mtDNAs contribute greatly to from Pittsburg, Chicago, Baltimore and North Carolina [5], or the maternal pool of White Brazilians. This is in contrast to the autosomal ancestry of African Americans from NY state was maternal pool of Philadelphian European Americans that shows estimated to be 83% African, 15% European and 2% Native ,7% admixture from non-European sources, consistent with the American [1]. EuropeanAmericansfromtheFBImtDNAdatabase[14].Thus, In contrast to the admixed nature of African Americans, we therearedistinctdifferencesbetweenNorthandSouthAmericain observedlittleadmixtureintheEuropeanAmericansample(,7% theextentofadmixturefromthethreefoundingpopulationsinthe in mtDNA and ,1.7% in NRY). Group ancestry or uniparental pool of New World individuals who self-identify as ‘‘black’’ and admixtureinEuropeanAmericanshasnotbeenwidelyreported. ‘‘white’’ (TableS5). However, reports of admixture using the FBI mtDNA database To further investigate whether the patterns we observed in [14]orautosomallocihavepresentedestimatesthatareconsistent Philadelphian, Brazilian, and Cuban populations have a similar withourfindingsthatEuropeanpopulationshavecontributedthe impactinothercountriesintheAmericas,wecomparedpublished vastmajorityofancestryofEuropeanAmericans.Inourcase,the mtDNA and NRY frequencies of African-derived and general calculatedautosomaladmixtureis95.8%European,withAfrican populations, considering the demographics of the investigated and Native American contributing less than 5% (2.8% African, countries. Focusing first on the published mtDNA and NRY 1.4%SEAsian/NativeAmerican),consistentwithpublishedwork admixture of African-derived populations of the Caribbean, (1.6%and1.2%,respectively,intheUS[41]),aswellasourown Colombia, Brazil, and Uruguay, it is clear that they show the autosomal estimates from a subset of the samples (95.7% same trend as the African American and African Brazilian European). populations analyzed in this paper (Table 2). Namely, from To further characterize the ancestry of Philadelphian popula- North to South, there is a decrease in the contribution of both tions within the global context, we mined the literature for maternalandpaternalAfricanancestry,mainlyduetoadmixture published reportsofmtDNAandNRYvariation, selectingBrazil with Native American females and European males. Also, we andCubaasrepresentativeofSouthAmericaandCaribbeanthat detectthesamesex-biasedadmixture,wheremoreAfricanfemales have sufficient resolution, sampling range, and sample size to thanmalescontributedtothepoolofAfrican-derivedpopulations Table2. Published mtDNAand NRY profiles ofAfrican-descendedAmericans. Africa-derivedpopulations mtDNA NRY Citations Africa Eurasia America Africa Eurasia America USA 94.7% 3.7% 1.6% 73.6% 26.4% 0% [33,49] Caribbean* 90.3% 4.3% 5.3% 68% 32% 0% [50] Colombia 78.8% 1.6% 19.7% 63% 36% 1% [51,52] Brazil 76.7% 3% 20.3% 52.7% 44.3% 3% [12,13,34–36,53,54] Uruguay 52.3% 19% 28.7% 30.2% 64.1% 5.1% [10] TheboldnumbersindicatetheNorth-SouthgradientofdecreasingorincreasingtrendsinAfricanandNativeAmerican/WestEurasianadmixtureformtDNAandNRY. (*Note:Afro-CaribbeansrepresentthepopulationsfromtheislandsofDominica,Grenada,Jamaica,St.Kitts,St.Lucia,St.Thomas,St.Vincent,andTrinidad). doi:10.1371/journal.pone.0007842.t002 PLoSONE | www.plosone.org 7 November2009 | Volume 4 | Issue 11 | e7842 PhiladelphiaGeneticAncestry acrosstheAmericas.WhiletheobservedNorth-Southtrendsseem of using uninterrupted single locus-like information to trace to be consistent in African American populations, in order to maternal and paternal ancestry, the use of uniparental markers dissectingreaterdepththeprocessesthatshapedthepopulations is limited to group ancestry estimates, bearing only very limited of North and South America differently, we turned our focus to information about the ancestry of an individual. Care should European-derived populations. therefore be exercised when interpreting our results on anything Since previously published data on maternal and paternal other than thegroupancestry level. ancestry of European-derived populations are scarce [11,14], we We have shown that estimates of group ancestry derived from studiedthisgroupindirectlybycorrelatingtheknownmtDNAand combinedmtDNAandNRYadmixtureestimatespredictaverage NRY ancestry of African-derived and general populations with autosomal ancestry. When separated, these estimates mirror demographic information. First, although only 5% of the African gender-specific admixture processes, reflecting diverse socio- slavetradearrivedinNorthAmerica[42],theUShasthehighest historical demographic processes. Also, groups sharing the label proportion of self-identified African Americans (,13%) out of the of self-identified race across the Americas are often shaped by regionsstudied(withtheexceptionofsomeoftheCaribbeanislands, differentsocialpressuresandthiswillbereflectedintheirgenome. such as Jamaica, which has up to 91% self-identified African- This may add to the complexity of the population stratification descended individuals). This implies that a significant portion of issue in molecular epidemiology, which strives for enhancing the African parental variation in South America (and parts of the analysis by increasing the number of individuals. In the future, Caribbean)existsaspartofadmixedpopulations(e.g.,Mulatoand characterization of source European, American and, more Pardo, although little African admixture was reported in Mestizos importantly, genetically diverse African populations that contrib- [43]).Toevaluatewhetherthegeneticdataareconsistentwiththis uted to the admixed pool of the Americas would enhance the hypothesis,wecalculatedtheproportionofAfricanmaleandfemale present analysis. lineages that were contributed to the general population solely by individuals who self-identify as ‘‘black’’ or African (Table S6). Supporting Information NearlyallofAfricanY-chromosomesarefoundinindividualsthat File S1 mtDNA sequence data, NRY marker data and ethnic self-identify as ‘‘black’’, whereas less than 50% of the African information. mtDNAsarefoundintheseindividuals.Inotherwords,asignificant Found at: doi:10.1371/journal.pone.0007842.s001 (0.14 MB fraction of African mtDNAs are found in groups that do not self- XLS) identify as ‘‘black’’. To determine which other populations these African maternal lineages significantly contribute to, we estimated Table S1 Primers used for sequencing mtDNA HVS I and II. the possible admixture in European-derived populations. While Sequence pairs and the annealing temperatures used for theseestimatesareonlyapproximate,theproportionofcontribution amplification and sequencingof HVSI andHVS IIregions [1]. of European females to the pool of ‘‘white’’ individuals in the Found at: doi:10.1371/journal.pone.0007842.s002 (0.03 MB Iberian-foundedCaribbeanandSouthAmericaisclearlylowerthan DOC) to European Americans in the United States, with variable TableS2 ListofmtDNARFLPassays.RFLPassaysofmtDNA proportions of African and Native American females contributing coding region that were used to ascertain the correct placement toeachofthesepopulations(TableS7). into aparticular mtDNA haplogroup. Sex-biased admixture is not a process unique to the Americas. Found at: doi:10.1371/journal.pone.0007842.s003 (0.05 MB The pattern of NRY variation documents this phenomenon on DOC) every continent. For example,the uniqueY chromosome lineage spreadby(malesrelatedto)GenghisKhanoverthevaststeppesof TableS3 ListofSNPstypedforNRY.Fromlefttoright:SNP, Asia [44] or uni-directional mating of Bantu males and Pygmy nomenclature published by YCC in 2002 [2], nomenclature females [45–47] can both serve as examples of the history of a published by YCC in 2008 [3], SNP rs number. Rs numbers population being reflected in Y chromosome phylogeography in ending with the symbol # were typed using multiplex fragment the Asian and African continents. In the Americas, European analysis. In case rs numbers are not established yet, these SNPs males contributed significantly to all admixed populations [43]. canbetypedusingdetailsinHammer1998[4](*),Underhill2001 However, the difference between North and Caribbean/South [5] (**),or Hammer2001[6](***). Americaliesbothinthediverseculturalhistoriesthatcategorized Found at: doi:10.1371/journal.pone.0007842.s004 (0.06 MB peopleofadmixedancestryeitherbydescentorcolor[48],aswell DOC) astheavailabilityofEuropeanwomen.Whileindividualswithany Table S4 Autosomal AIMs ancestry estimates. Estimated amountofAfricanancestrywereconsidered‘‘AfricanAmerican’’ admixture for subset of African American (n=31) and European intheUnitedStates(the‘‘onedroprule’’),inBrazil,wheremostof American(n=6)samplesgenotypedusingcommerciallyavailable the first settlers were male, unions between European males and Illuminaancestrypanelofautosomalancestryinformativemarkers Native American/African females were common and the ‘‘skin (AIMs). Estimates are reported by STRUCTURE software as tone’’ of offspring was used to define an individual’s ‘‘race’’ average estimated membership in African, European and SE [14,36]. Therefore, in contrast to European North Americans, Asian/Native American clusters and average span of 90% who have relatively low levels of non-European admixture from probabilityinterval(PI)thatcanbetransposedtopseudo-standard both male and female predecessors, individuals categorized as error (pSE) by pSE=1/2 (PI/1.645). Posterior probabilities (Ln ‘‘White’’ Brazilians show higher levels of African and Native P(D)) for K=1–5 were the following: 2731,387 (K1), 2491,546 American admixture. This non-European ancestry is almost (K2), 2469,725(K3), 2467,914(K4), 2466,163(K5). entirely derivedfrom maternallineages. Found at: doi:10.1371/journal.pone.0007842.s005 (0.03 MB Thereareseverallimitationsofourstudy.First,ourestimatesof DOC) admixture in European-derived populations in the Americas should serve only as approximations, since this information was Table S5 MtDNA and NRY ancestry of populations from mined from indirect sources (genetic data from complementary Philadelphia,BrazilandCuba.ProportionsofAfrican,European, populationsanddemographics).Second,inspiteoftheadvantages andNativeAmericanancestryinthepopulations of Philadelphia, PLoSONE | www.plosone.org 8 November2009 | Volume 4 | Issue 11 | e7842

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origin, these results are not mirrored in the mtDNA/NRY pools of European Americans: they have less than Biological and Physical Anthropology | Genetics. Author(s) continual influence of European males, while Native American females contribute mainly to populations of the Caribbean and South
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