Core Text Series (cid:116)(cid:1)(cid:1)(cid:56)(cid:83)(cid:74)(cid:85)(cid:85)(cid:70)(cid:79)(cid:1)(cid:88)(cid:74)(cid:85)(cid:73)(cid:1)(cid:66)(cid:86)(cid:85)(cid:73)(cid:80)(cid:83)(cid:74)(cid:85)(cid:90)(cid:1)(cid:67)(cid:90)(cid:1)(cid:77)(cid:70)(cid:66)(cid:69)(cid:74)(cid:79)(cid:72)(cid:1)(cid:84)(cid:86)(cid:67)(cid:75)(cid:70)(cid:68)(cid:85)(cid:1)(cid:70)(cid:89)(cid:81)(cid:70)(cid:83)(cid:85)(cid:84) (cid:116)(cid:1)(cid:1)(cid:53)(cid:66)(cid:76)(cid:70)(cid:84)(cid:1)(cid:66)(cid:1)(cid:71)(cid:80)(cid:68)(cid:86)(cid:84)(cid:84)(cid:70)(cid:69)(cid:1)(cid:66)(cid:81)(cid:81)(cid:83)(cid:80)(cid:66)(cid:68)(cid:73)(cid:13)(cid:1)(cid:77)(cid:70)(cid:66)(cid:69)(cid:74)(cid:79)(cid:72)(cid:1)(cid:77)(cid:66)(cid:88)(cid:1)(cid:84)(cid:85)(cid:86)(cid:69)(cid:70)(cid:79)(cid:85)(cid:84)(cid:1)(cid:84)(cid:85)(cid:83)(cid:66)(cid:74)(cid:72)(cid:73)(cid:85)(cid:1)(cid:85)(cid:80)(cid:1)(cid:85)(cid:73)(cid:70)(cid:1)(cid:73)(cid:70)(cid:66)(cid:83)(cid:85)(cid:1)(cid:80)(cid:71)(cid:1) (cid:85)(cid:73)(cid:70)(cid:1)(cid:84)(cid:86)(cid:67)(cid:75)(cid:70)(cid:68)(cid:85) (cid:116)(cid:1)(cid:1)(cid:36)(cid:77)(cid:70)(cid:66)(cid:83)(cid:13)(cid:1)(cid:68)(cid:80)(cid:79)(cid:68)(cid:74)(cid:84)(cid:70)(cid:13)(cid:1)(cid:84)(cid:85)(cid:83)(cid:66)(cid:74)(cid:72)(cid:73)(cid:85)(cid:71)(cid:80)(cid:83)(cid:88)(cid:66)(cid:83)(cid:69)(cid:1)(cid:66)(cid:79)(cid:66)(cid:77)(cid:90)(cid:84)(cid:74)(cid:84)(cid:1)(cid:80)(cid:71)(cid:1)(cid:85)(cid:73)(cid:70)(cid:1)(cid:84)(cid:86)(cid:67)(cid:75)(cid:70)(cid:68)(cid:85)(cid:1)(cid:66)(cid:79)(cid:69)(cid:1)(cid:74)(cid:85)(cid:84)(cid:1)(cid:68)(cid:73)(cid:66)(cid:77)(cid:77)(cid:70)(cid:79)(cid:72)(cid:70)(cid:84) Series Editor: Nicola Padfield Company Law: Alan Dignam and John Lowry Constitutional and Administrative Law: Neil Parpworth Criminal Law: Nicola Padfield Employment Law: Robert Upex, Richard Benny and Stephen Hardy European Union Law: Margot Horspool and Matthew Humphreys Evidence: Roderick Munday Family Law: Mary Welstead and Susan Edwards Intellectual Property Law: Jennifer Davis Land Law: Kevin Gray and Susan Francis Gray Medical Law: Jonathan Herring The Law of Contract: Janet O’Sullivan and Jonathan Hilliard The Law of Trusts: James Penner The Legal System: Kate Malleson, Richard Moules Tort: Stephen Hedley For further information about titles in the series, please visit www.oup.co.uk/series/cts (cid:2) 00_Horspool_Prelims.indd i 7/17/2012 7:30:03 PM We have Europe covered… Barnard: The Substantive Law of the EU Craig & de Burca: EU Law Text, Cases, and Materials Foster: EU Law Directions Foster: Foster on EU Law Foster & Sule: German Legal System and Laws Hartley: The Foundations of European Union Law Horspool & Humphreys: EU Law (Core Text Series) Steiner: French Law – A Comparative Approach Weatherill: Cases and Materials on EU Law Woods & Watson: Steiner & Woods EU Law EU law textbooks are accompanied by a wide range of online teaching and learning resources including interactive maps and timelines, updates, links and study guidance www.oxfordtextbooks.co.uk/orc/eulaw Take your research Be exam ready… further… Barnard: EU Employment Law Biondi, Eeckhout & Ripley: EU Law After Foster: Blackstone’s EU Treaties and Lisbon Legislation Craig: EU Administrative Law Foster: Q&A EU Law Craig: The Lisbon Treaty Hargreaves: EU Law Concentrate Craig & de Burca: The Evolution of EU Law For more details on any of these books or to see our full range of EU law publishing please visit the OUP website at www.oup.co.uk/law 00_Horspool_Prelims.indd ii 7/17/2012 7:30:03 PM CORE TEXT SERIES European Union Law Seventh Edition MARGOT HORSPOOL Emeritus Professor of European and Comparative Law at the University of Surrey; Fellow in European Law of the British Institute of International and Comparative Law; Visiting Professor, Queen Mary University, London MATTHEW HUMPHREYS Professor of Law and Head of School, Kingston Law School, Kingston University Series Editor NICOLA PADFIELD 1 00_Horspool_Prelims.indd iii 7/17/2012 7:30:04 PM 3 Great Clarendon Street, Oxford, OX2 6DP, United Kingdom Oxford University Press is a department of the University of Oxford. It furthers the University’s objective of excellence in research, scholarship, and education by publishing worldwide. Oxford is a registered trade mark of Oxford University Press in the UK and in certain other countries © Oxford University Press 2012 Th e moral rights of the authors have been asserted Fourth Edition Published 2006 Fift h Edition Published 2008 Sixth Edition Published 2010 Impression: 1 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing of Oxford University Press, or as expressly permitted by law, by licence or under terms agreed with the appropriate reprographics rights organization. Enquiries concerning reproduction outside the scope of the above should be sent to the Rights Department, Oxford University Press, at the address above You must not circulate this work in any other form and you must impose this same condition on any acquirer Public sector information reproduced under Open Government Licence v1.0 (http://www.nationalarchives.gov.uk/doc/open-government-licence/open-government-licence.htm) Crown Copyright material reproduced with the permission of the Controller, HMSO (under the terms of the Click Use licence) British Library Cataloguing in Publication Data Data available Library of Congress Cataloging in Publication Data Data available ISBN 978–0–19–963981–6 Printed in Great Britain by Ashford Colour Press Ltd, Gosport, Hampshire Links to third party websites are provided by Oxford in good faith and for information only. Oxford disclaims any responsibility for the materials contained in any third party website referenced in this work. 00_Horspool_Prelims.indd iv 7/17/2012 7:30:04 PM MARGOT Ter herinnering aan mijn moeder, Johanna van Ling (1908–1997) and to Isabella, Amelia, Jude, Opre and Johan, Europeans of the new Millennium. MATTHEW For Emma and Sam, Beth and Henry. 00_Horspool_Prelims.indd v 7/17/2012 7:30:04 PM Foreword to the sixth edition, at the time of the coming into force of the Lisbon Treaty Much has changed in the fi eld of EU law since the publication of the fi ft h edition of this book—most of all, as a result of the Lisbon Treaty coming into force. On the simplest level, the structure of the Treaties has been changed and the Articles have been renumbered. But the substantive changes are extensive and their conse- quences are potentially far-reaching. What was formerly the Th ird Pillar (Freedom, Security and Justice—formerly Justice and Home Aff airs) has been removed from the loose structures of inter-governmental negotiation, and brought within the discipline of the ‘Community system’. Proposals in this fi eld of activity will now be fully subject to parliamentary and judicial con- trol, although public understanding is not made any easier by the proliferation of opt- outs. Indeed, the number and complexity of Protocols and Declarations make the legal regime extremely confusing, even for experts. Two consequences of Lisbon have been less widely noticed and commented upon than they should have been, in Britain at any rate. Th e fi rst is the importance attached by the Treaty on European Union to the principles of conferral, subsidiarity and proportionality. All proposals must now pass these tests which are, in principle at least, judicially enforceable. Judicial enforcement is, however, the ultimate sanction. Of greater practical importance will be the disciplines imposed on the political institutions, especially the Commission. Th e second consequence, intimately connected with the fi rst, is the role given to national Parliaments as guardians of these principles in the evolution of EU proposals. Th e Council, as an institution, represents the governments of the Member States and is closely involved in the evolution of legislative proposals. Th e Lisbon Treaty pre- supposes that national Parliaments may, and sometimes will, raise objections to pro- posals that have found favour with their governments. Th e political consequences are potentially far-reaching. In addition, the Treaty recognises, for the fi rst time, the existence of regional Parliaments with legislative powers. Admittedly, they are only to be consulted by national Parliaments, and then only ‘where appropriate’. But the recognition that EU proposals may be of legitimate concern to democratically accountable actors below the level of the Member States is also a recognition that respect for subsidiarity is not the exclusive prerogative of national institutions. 00_Horspool_Prelims.indd vi 7/17/2012 7:30:05 PM Foreword to the sixth edition vii Looked at from this point of view, the Lisbon Treaty is not a further step towards a ‘European super-state’, but rather a step towards a Europe that recognises and protects the variable geometry of its constituent parts. For one observer at least, it is a pity that the Lisbon Treaty marks the end of the ‘European Community’—a title that is less ambitious than ‘European Union’, but perhaps more truly refl ective of what we would like to build. David Edward Edinburgh 25 June 2010 00_Horspool_Prelims.indd vii 7/17/2012 7:30:05 PM Foreword to the fi rst edition Th e law of the European Union has evolved considerably both in scope and importance since the early days. Th e rapidly changing legal landscape has made it one of the most interesting fi elds of law for the student, the teacher, the practitioner and even the legal philosopher. Once perceived as a curiosity of only marginal interest to all but the spe- cialist, it has become of central importance for many aspects of the national legal scene, so that the lawyer who dismisses Community law as an irrelevance does so at his—and his insurer’s—peril. Th is risk is all the greater because much of Community law is hid- den behind national legislation. In the early days, when lawyers asked what EC law was about, one could simply recom- mend them to read the Treaty. Its structure was straightforward and so, for the most part, were its terms. Th is is still good advice, for the Treaty remains the primary source of law and it is impossible to understand Community law without knowing one’s way round the Treaty. But the treaty structure has been complicated by the addition—with- out a clear indication of their inter-relationship—of the Single European Act, the EU Treaty and now, increasingly, Th ird Pillar Conventions. Th e EC Treaty itself has been radically amended, and there has been an explosion of secondary legislation, much of it highly technical. Some of the new texts seem designed to paper over political diff erences rather than to set out in a coherent way the legal rules and institutional relationships that form the basis of the European Union. To an increasing extent, the Court of Justice is called upon to complete or explain legislative uncertainties. So, simply to read the texts would give a very incomplete understanding of their legal eff ect. Th ey must be set in their historical and political context and the special methods of interpreting multilingual texts must be mastered. Th is presents a challenge to the student and the teacher. Th e contours of the Community legal system change so rapidly that textbooks quickly become out-of-date. Th e student should, in any event, be exposed to more than one view of how the law has evolved, and how it should be read, understood and applied. Margot Horspool’s new book presents EU law, not as a static body of legal rules, but as a dynamic system, evolving as much through case law and academic discussion as leg- islative activity. It off ers a comprehensive guide to the Union and Community system, looking at the institutional structure and processes as well as the substantive and pro- cedural law. A particular strength of the book is that it encourages the reader to adopt a pro-active, refl ective approach through the inclusion, at the end of each chapter, of self-test capsules of questions and points for discussion. 00_Horspool_Prelims.indd viii 7/17/2012 7:30:05 PM Foreword to the fi rst edition ix Th is book is a worthy addition to the valuable contribution that University College London has already made to the study of European law in the United Kingdom. Judge David Edward Court of Justice of the European Communities Luxembourg 3 September 1998 00_Horspool_Prelims.indd ix 7/17/2012 7:30:05 PM