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European Competition Law Annual 2005: The Interaction between Competition Law and Intellectual Property Law (European Competition Law Annual) PDF

768 Pages·2007·2.72 MB·English
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(A) Ehlermann 06 Prelims 2/3/07 09:38 Page i EUROPEAN COMPETITION LAW ANNUAL 2005: The Interaction between Competition Law and Intellectual Property Law (A) Ehlermann 06 Prelims 2/3/07 09:38 Page ii (A) Ehlermann 06 Prelims 2/3/07 09:38 Page iii EUROPEAN COMPETITION LAW ANNUAL: 2005 The Interaction between Competition Law and Intellectual Property Law Edited by Claus-Dieter Ehlermann and Isabela Atanasiu OXFORD – PORTLAND OREGON 2007 (A) Ehlermann 06 Prelims 2/3/07 09:38 Page iv Published in North America (US and Canada) by Hart Publishing c/o International Specialized Book Services 920 NE 58th Avenue, Suite 300 Portland, OR 97213-3786 USA Tel: +1 503 287 3093 or toll-free: (1) 800 944 6190 Fax: +1 503 280 8832 E-mail: [email protected] Website: www.isbs.com © The editors and contributors severally 2007 The editors and contributors have asserted their right under the Copyright, Designs and Patents Act 1988, to be identified as the authors of this work. All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any mean, without the prior permission of Hart Publishing, or as expressly permitted by law or under the terms agreed with the appropriate reprographic rights organisation. Enquiries concerning reproduction which may not be covered by the above should be addressed to Hart Publishing at the address below. Hart Publishing, 16C Worcester Place, Oxford, OX1 2JW Telephone: +44 (0)1865 517530 Fax: +44 (0) 1865 510710 E-mail: [email protected] Website: http://www.hartpub.co.uk British Library Cataloguing in Publication Data Data Available ISBN-13: 978-1-84113-645-5 (hardback) ISBN-10: 1-84113-645-X (hardback) Typeset by Hope Services, Abingdon Printed and bound in Great Britain by Biddles, King’s Lynn, Norfolk (A) Ehlermann 06 Prelims 2/3/07 09:38 Page v P E R M A N E N T S P O N S O R S O F T H E A N N UA L E U I C O M P E T I T I O N WO R K S H O P S Blake, Cassels & Graydon LLP Contact: Calvin S. Goldman, QC Commerce Court West 199 Bay Street Toronto, Ontario Canada M5L 1A9 Tel: 416 863 22 80 Fax: 416 863 26 53 E-mail: [email protected] Cleary Gottlieb Contact: Mario Siragusa Rome Office Piazza di Spagna 15 I-00187 Rome Tel: (06) 695 221 Fax: (06) 692 00 665 E-mail: [email protected] Hengeler Müller Contact: Jochen Burrichter Benrater Strasse 18-20 40213 Düsseldorf Germany Fax: 00 49 211 83 04 222 E-mail: [email protected] Howrey Simon Arnold & White LLP Contact: James F. Rill, Esq. 1299 Pennsylvania Ave., NW Washington, DC 20004 Tel: (001 202) 383 65 62 E-mail: [email protected] Fax: (001 202) 383 66 10 (A) Ehlermann 06 Prelims 2/3/07 09:38 Page vi vi Permanent Sponsors of the Annual EUI Competition Workshops Martinez Lage & Asociados Contact: Santiago Martínez Lage Claudio Coello 37 - 28001 Madrid Tel (34) 91 426 44 70 – Fax (34) 91 577 37 74 E-mail: [email protected] Skadden Contact: Barry Hawk Brussels Office 523 Avenue Louise B-1050 Brussels Tel: (32 2) 639 03 00 Fax: (32 2) 639 03 39 E-mail: [email protected] White & Case LLP Contact: Ian S. Forrester, QC Brussels Office 62, rue de la Loi B-1040 Brussels Tel: (32 2) 219 16 20 Fax: (32 2) 219 16 26 E-mail: [email protected] WilmerHale Contact: John Ratliff Bastion Tower Place du Champ de Mars/Marsveldplein 5 B-1050 Brussels, Belgium Tel: (32 2) 285 49 08 Fax: (32 2) 285 49 49 E-mail: [email protected] (A) Ehlermann 06 Prelims 2/3/07 09:38 Page vii 1 0 T H A N N UA L E U C O M P E T I T I O N L AW A N D P O L I C Y WO R K S H O P : T H E I N T E R AC T I O N B E T W E E N C O M P E T I T I O N L AW A N D I N T E L L E C T UA L P RO P E RT Y L AW 3–4 June 2005, EUI Florence Participants Abbott Alden, Federal Trade Commission, Washington DC, USA. Allendesalazar Corcho Rafael, Martínez Lage & Asociados, Madrid, Spain. Amato Giuliano, Minister of Home Affairs of Italy, former President of the Italian Antitrust Authority and former Professor of Law at the European University Institute, Florence, Italy. Anderman Steven, University of Essex, School of Law, Essex, UK. Bishop Simon, RBB Economics, London, UK. Burrichter Jochen, Hengeler Müller, Düsseldorf, Germany. DrexlJosef,Institute for International Law at the University of Munich, and Director at the Max Planck Institute for Intellectual Property, Competition and Tax Law, Munich, Germany. Dreyfuss Rochelle, New York University, School of Law, New York, USA. Durand Benoît, Chief Economist Team, DG Competition, European Commission—Brussels, Belgium. Ehlermann Claus-Dieter, WilmerHale, Brussels, former Professor of Law at the EUI, and forner Director General of the Legal Service and Competition Directorate at the European Commission, Brussels. Fels Allan, Dean of the The Australia and New Zealand School of Government (ANZSOG), Melbourne, Australia. Fingleton John, Chief Executive, Office of Fair Trading, London, UK, and former Chairman of the Irish Competition Authority, Dublin, Ireland. Forrester Ian,White and Case, Brussels, Belgium. Fox Eleanor, New York University, School of Law—New York, USA. Ghidini Gustavo, LUISS University, andDirector of the Osservatorio di pro- prietà intelletuale, concorrenza e communicazioni—Rome, Italy. Goldman Calvin, Blake, Cassels & Graydon LLP—Toronto, Canada. Jenny Frédéric, Department of Economics, and Director of International (A) Ehlermann 06 Prelims 2/3/07 09:38 Page viii viii List of Participants at the 2005 Workshop Relations, ESSEC Business School, Paris, France, former Vice-President of the French Competition Council. Kjøelbye Lars, Deputy Head of Unit Enforcement Priorities and Decision Scrutiny, DG Competition, European Commission—Brussels, Belgium. Komninos Assimakis, White & Case, Brussels, Belgium. Lowe Philip, Director General, DG Competition, Brussels, Belgium. Melamed Douglas, WilmerHale, Washington DC, USA. Mestmäcker Ernst-Joachin,Max Planck Institut für ausländisches und inter- nationales Privatrecht, Hamburg, Germany. Newman Penny, Chief of Antitrust, Bertelsmann AG, Brussels, Belgium. Pate Hewitt, Hunton & Wiliams, Washington DC, formerAssistant Attorney General, US Department of Justice, Washington DC, USA. Peeperkorn Luc, DG Competition, Policy Development Unit, Technology Transfer Review, Brussels, Belgium. Platt Majoras Deborah, Chairman of the Federal Trade Commission, Washington DC, USA. Plompen Peter,Plompen Law, Eindhoven, The Netherlands. Rey Patrick, Institut d’économie industrielle, Université des Sciences Sociales, Toulouse, France. Rill James,Howrey LLP, Washington DC, USA. Schweitzer Heike, Max Planck Institut für ausländisches und internationales Privatrecht, Hamburg, Germany. Siragusa Mario, Cleary Gottlieb, Rome, Italy. Ullrich Hanns, Law Department, European University Institute, Florence, Italy. Venit James, Skadden, Brussels, Belgium. Vinje Thomas,Clifford Chance, Brussels, Belgium. (A) Ehlermann 06 Prelims 2/3/07 09:38 Page ix C O N T E N T S List of Sponsors v Participants vii Table of Cases xiii INTRODUCTION xxvii SESSION ONE: GENERAL ASPECTS 1 1 PANELI:TOWHATEXTENTDOESIP REQUIRE/JUSTIFY ASPECIALTREATMENTUNDERCOMPETITIONRULES? 3 Discussion 3 PANELII:A CRITICALEXAMINATIONOFTHETTBLOCKEXEMPTION REGULATIONANDTTGUIDELINES 34 Discussion 34 2 Working Papers 47 I R. Hewitt Pate:Competition and Intellectual Property in the US:Licensing Freedom and the Limits of Antitrust 49 II Ian S. Forrester QC: Regulating Intellectual Property Via Competition? Or Regulating Competition Via Intellectual Property? Competition and Intellectual Property:Ten Years On, The Debate Still Flourishes 59 III Philip Lowe and Luc Peeperkorn: Intellectual Property:How Special is its Competition Case? 91 IV Gustavo Ghidini and Emanuela Arezzo: On the Intersection of IPRs and Competition Law With Regard to Information Technology Markets 105 V Rochelle Dreyfuss: Unique Works/Unique Challenges at the Intellectual Property/Competition Law Interface 119 VI Simon Bishop and Dan Gore: From Black and White to Enlightenment?An Economic View of the Reform of ECCompetition Rules on Technology Transfer 141 VII Lars Kjøelbye and Luc Peeperkorn: The New Technology Transfer Block Exemption Regulation and Guidelines 161 VIII Steven Anderman: Technology Transfer and the IP/Competition Interface 211 (A) Ehlermann 06 Prelims 2/3/07 09:38 Page x x Contents SESSION TWO: SELECTED PROBLEM AREAS 237 1 PANELIII:PATENTPOOLS 239 Discussion 239 PANELIV:COLLECTINGSOCIETIES 254 Discussion 254 2 Working Papers 271 I A. Douglas Melamed and David Lerch:Uncertain Patents, Antitrust, and Patent Pools 273 II Peter Plompen: The New Technology Transfer Guidelines (TTG)as Applied to Patent Pools and Patent Pool Licensing: Some Observations Regarding the Concept of ‘Essential Technologies’ 295 III Hanns Ullrich: Patent Pools:Approaching a Patent Law Problem ViaCompetition Policy 305 IV Allan Fels, AO and Jill Walker: Australian Intellectual Property Law, Competition and Collecting Societies: Efficiency, Monopoly, Competition and Regulation 329 V Ernst-Joachim Mestmäcker: Collecting Societies 343 VI Frédéric Jenny: ECCompetition Law Enforcement and Collecting Societies for Music Rights:What Are We Aiming For? 361 VII Rafael Allendesalazar and Roberto Vallina: Collecting Societies:The Usual Suspects 371 VIII Thomas Vinje and Ossi Niiranen: The Application of Competition Law to Collecting Societies in a Borderless Digital Environment 399 SESSION THREE: SELECTED PROBLEM AREAS (CONTINUED) 419 1 PANELV:INTELLECTUALPROPERTYANDMERGERCONTROL 421 Discussion 421 PANELVI:ABUSEOFDOMINANCEINLICENSINGANDREFUSALTO LICENSE 439 Discussion 439 2 Working Papers 461 I Deborah Platt Majoras:The Role of Intellectual Property in Merger Review:Recent Cases from the USAntitrust Enforcement Agencies 463 II Benoît Durand: Intellectual Property and Merger Control:Review of the Recent Experience under the European Merger Regulation 475

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