Palgrave Studies in European Union Politics Series Editors Michelle Egan School of International Service, American University Washington, District of Columbia, USA Neill Nugent Manchester Metropolitan University Manchester, United Kingdom William E. Paterson Aston University Birmingham, United Kingdom Following on the sustained success of the acclaimed European Union Series, which essentially publishes research-based textbooks, Palgrave StudiesinEuropeanUnionPoliticspublishescuttingedgeresearch-driven monographs. The remit of the series is broadly defined, both in terms of subject and academic discipline. All topics of significance concerning the nature and operation of the European Union potentially fall within the scope of the series. The series is multidisciplinary to reflect the growing importance ofthe EU asapolitical, economic andsocialphenomenon. More information aboutthisseries at http://www.springer.com/series/14629 PatriciaMindus European Citizenship after Brexit Freedom of Movement and Rights of Residence PatriciaMindus PhilosophyDepartment UppsalaUniversity Uppsala,Sweden PalgraveStudiesinEuropeanUnionPolitics ISBN978-3-319-51773-5 ISBN978-3-319-51774-2(eBook) DOI10.1007/978-3-319-51774-2 LibraryofCongressControlNumber:2017930933 ©TheEditor(s)(ifapplicable)andTheAuthor(s)2017.Thisbookisanopenaccesspublication. OpenAccess ThisbookislicensedunderthetermsoftheCreativeCommonsAttribution 4.0InternationalLicense(http://creativecommons.org/licenses/by/4.0/),whichpermits use,sharing,adaptation,distributionandreproductioninanymediumorformat,aslongas you giveappropriate credittothe originalauthor(s)andthe source,providealink tothe CreativeCommonslicenseandindicateifchangesweremade. Theimagesorotherthirdparty materialinthisbookare includedin thebook’sCreative Commonslicense,unlessindicatedotherwiseinacreditlinetothematerial.Ifmaterialisnot includedinthebook’sCreativeCommonslicenseandyourintendeduseisnotpermittedby statutoryregulationorexceedsthepermitteduse,youwillneedtoobtainpermissiondirectly fromthecopyrightholder. Theuseofgeneraldescriptivenames,registerednames,trademarks,servicemarks,etc.inthis publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesare exemptfromtherelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. Thepublisher,theauthorsandtheeditorsaresafetoassumethattheadviceandinformation in this book are believed to be true and accurate at the date of publication. Neither the publishernortheauthorsortheeditorsgiveawarranty,expressorimplied,withrespectto thematerialcontainedhereinorforanyerrorsoromissionsthatmayhavebeenmade.The publisher remains neutral with regard to jurisdictional claims in published maps and institutionalaffiliations. Cover pattern © Melisa Hasan; released under a Creative Commons Attribution 4.0 InternationalLicense(CCBY4.0) Printedonacid-freepaper ThisPalgraveMacmillanimprintispublishedbySpringerNature TheregisteredcompanyisSpringerInternationalPublishingAG Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland “[T]hat isthe miracle ofUnion citizenship: itstrengthens theties between usand our States(inso far aswe areEuropean citizensprecisely becausewearenationalsofourStates)and,atthesametime,itemancipates us fromthem(in so faras we arenowcitizensbeyond States)” AG PoiaresMaduro,Opinionon theRottman case (2010) “Un miracle, selonl’énergiedu mot,estune choseadmirable(…). Onexige doncque la doctrinesoit appuyée par lesmiracles,et les miracles par la doctrine” Voltaire,Dictionairephilosophique (1764) C ONTENTS 1 Introduction 1 Notes 4 References 4 2 TheStatus of EuropeanCitizenship: AnOverview 7 2.1 EU Citizenship: A BriefHistory 8 2.1.1 TheBackground 8 2.1.2 A Farewell to TraditionalInternationalLaw 11 2.2 The DerivativeCharacter of UnionCitizenship 15 2.3 Entitlements Connected to theStatus 18 2.4 Conclusion 23 Notes 24 References 26 3 ASudden Lossof Rights 29 3.1 The HomeOffice’s NewWorkload 32 3.2 From Expat to Post-European 34 Notes 39 References 41 4 UnderstandingCitizenship: The Functionalist Approach 45 4.1 Four Argumentsin Favourof Theory 45 4.2 Applying CitizenshipTheory to Brexit 51 4.2.1 TheFunctionalist Theory 51 vii viii CONTENTS 4.2.2 How Can itbeAppliedto Brexit? 54 Notes 57 References 59 5 CanRightsBe Frozen? 61 5.1 Lessons fromInternationalLaw 62 5.1.1 Dutyto Negotiate Solutions 63 5.1.2 Dutyto Inform 64 5.1.3 Rightto Option 65 5.2 Saving Citizens’Rights? 66 5.2.1 TheKurićDoctrine 68 5.2.2 Residence Rights inthe EU 70 5.3 The Wrong Saviour? 72 Notes 73 References 75 6 Who Getsto Withdrawthe Status? 77 6.1 Who Gets to WithdrawUnion Citizenship? 77 6.2 Limits ofPublic InternationalLaw 80 6.3 EU Law Limits to State Discretion 81 6.3.1 ResistingTemptation 83 6.3.2 Consequences forthe UK 85 6.3.3 Consequences forMember States 86 6.4 To ChallengeLoss of Status 88 6.5 Enacting UnionCitizenship 92 Notes 94 References 98 7 Towards aFunctionalist Readingof UnionCitizenship 103 Notes 112 References 112 Index 115 CHAPTER1 Introduction Abstract The book aims to explain the problems faced by European citizens in the UK and by UK citizens residing in member states of the EuropeanUnion(EU)afterBrexit.Particularemphasisislaidonfreedom of movement and rights relating to residence. A conceptually solid approach is suggested so as to disentangle the various aspects of the question. No matter its shape, Brexit will need to imply changing the territorialscopeofapplicationoftheEUTreatises.Thiswillbringchanges to the personal sphere of validity of EU law. The citizenry is expected to shrinkinsizeandchangeincomposition,andsomepartsofitwillbeleft in potentiallyvulnerablepositions. Keywords Europeancitizenship(cid:1)Brexit(cid:1)UnitedKingdom(cid:1)Freedomof movement(cid:1) Rightof residence(cid:1) EUlaw Thereferendumon23June2016triggeredawaveofconcernonmatters political, constitutional, international and more. There are many issues surrounding the procedure of exiting, when the UK will do it, about the constitutionally legitimate procedure to do so, about the drafting techni- quesofthetreaties,inparallelorsubsequently,thatArticle50willrequire onexitandfuturerelations,andhowtheBrexitwithdrawalTreatymaybe enforced, what happens if the UK changes its mind during the negotia- tions,andmore.1 ©TheAuthor(s)2017 1 P.Mindus,EuropeanCitizenshipafterBrexit,PalgraveStudies inEuropeanUnionPolitics,DOI10.1007/978-3-319-51774-2_1 2 EUROPEANCITIZENSHIPAFTERBREXIT Thequestionaskedhereis:WhataretheconsequencesthatBrexitmay entail for the regulation of nationality and migration, taking into consid- eration European Union (EU) citizenship? The book investigates European citizenship after Brexit, in light of the functionalist theory, thatis,ageneraltheorythatdevelopsanepistemologicallystrongaccount oftheconceptofstatuscivitatis(Mindus2014a,b;Cuono2015).Sucha theoretically informed inquiry is warranted for a number of reasons and enables relevantpolicysuggestions. Asthingscurrentlystand,outcomesofnegotiationscannotbeforeseen. Focus here will be on determining what resources, if any, are available to the legal scholar regardless of what may happen in negotiations. Therefore, this study is made under the assumption of a non-negotiated withdrawal. Manyhave,ofcourse,pointedouttheunlikelihoodofnon-negotiated withdrawal.Yet,Iwilloperateunderthisassumption,ortheassumptionof awithdrawaltreatymakingnomentionoffreemovementrights,whichfor the present purposes would amount to the same thing. I have chosen to operate under this assumption because the question of remedies in the absence of an agreement is relevant since there is no guarantee that any future agreement would have terms that are favourable to all affected groups and/or that any agreement would claim comprehensiveness. The political likelihood of determinate negotiational outcomes is therefore secondarytoestablishingthelegalsituationthatwouldprevailinabsence ofagreementstocome.Knowingwhatnegotiationscandohelpsusassess the quality ofthe output ofthese. So without engaging in predictions about what is likely to happen politically or in the negotiations, the book aims to explain the problems faced by European citizens in the UK and by British citizens resident in member states of the EU after Brexit. Particular emphasis is laid on free- domofmovementandrightsrelatingtoresidence.Thisallowsthereader tounderstandthelegalcomplexitiesaffectingthosewho,onbothsidesof theUKborder,havereliedonfreemovementinmakingtheirlifechoices. Thebooksuggestsadoptingaconceptuallysolidapproachsoastodisen- tangle the various aspects of the question because, no matter its shape, Brexit will need to imply changing the territorial scope of application of the EU Treatises.2 This will bring changes to citizenship, that is, the ‘personalsphereofvalidityofthelegalorder’(Kelsen1945).Thecitizenry isexpectedtoshrinkinsizeandchangeincomposition,andsomepartsof it willbe left inpotentially vulnerablepositions.
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