EU Rule of Law Promotion Abroad and Its cooperation with China in the Context of International Rule of Law by ZHANG Jiao Doctor of Philosophy in Law 2014 Faculty of Law University of Macau EU Rule of Law Promotion Abroad and Its cooperation with China in the Context of International Rule of Law by ZHANG, Jiao SUPERVISOR: ZENG, Lingliang Doctor of Philosophy in Law 2014 Faculty of Law University of Macau Author’s right 2014 by ZHANG, Jiao Acknowledgements During the process of writing this thesis, I received support, intellectually, morally and personally, from a number of persons as well as various institutes. I feel how inadequate these few words will be to express my gratitude. I would like to thank each of you individually but it is impossible to do so here. There are, however, a few people I must mention. For stimulating, encouraging and awakening my interest in the EU-China relations and the international rule of law, I would like to thank my supervisor: Professor Zeng Lingliang. The thesis was stimulated by an article written by Professor Zeng – ‘The Chinese Practice of International Rule of Law: Great Progress in the Past Thirty Years and Growing Challenges ahead’ – which I ‘accidentally’ translated at the request of Centre for Law Studies at the University of Macau. The many discussions with Professor Zeng on law and legal scholarship were invaluable to me during my first excursions into the field of academic. His attitudes towards life and learning set me a model of active, optimistic, and academic rigour. I owe special gratitude to Professor Paulo Canelas de Castro, who first taught me the EU law, accepted me as his research assistant and integrated me into his research team six years ago when I was a master student. He provided invaluable academic advices, exchange opportunities, and personal encouragement throughout my six- year study at the University of Macau. His generous support made many of my achievements possible. I greatly cherish the days working together with him. I also wish to express my special gratitude to Professor Cheng Weidong, for his encouragement and inspiration throughout the preparation of the thesis. He, together with Dr. Ye Bin, helped me to improve and insist on my points, especially in the conceptual phase of the thesis when some doubted the feasibility of a Ph.D. thesis to handle issues concerning the ‘rule of law’. Among the scholars from whom I have learned most about the external relations law of the EU, the EU-China relations, and the concept of the rule of law, I am also deeply grateful to: Professor Chabenet Didier who graciously acted as my host during my first visit to the European University Institute; Professor Jónatas Machado, Professor João Loureiro, and Professor Benedita Urbano with whom I have had invaluable inspiring discussions during my visit to the University of Coimbra; and Professor Francis Snyder who provided memorable lectures and generous advices on many occasions. Special thanks also go to the University of Macau, in particular the Faculty of Law, for providing me with the necessary support to successfully complete my Ph.D. study. I am grateful to professors at the Faculty of Law for their generous encouragements and advices, especially to Professor Mo Shijian for his generosity with which he chose to share his insights and knowledge with young academics and students; Professor Liu Gaolong and Professor Wei Dan who accepted to be the members of the thesis supervision committee; Professor Fan Jianhong, Professor Rostam J. Neuwirth, Professor Sten Verhoeven and Professor Tu Guangjian with whom I have had interesting and valuable discussions on both academic and life issues. I owe i special thanks to the thesis defense committee, composed of Vice-Rector Haydn H. D. Chen, Professor Zeng Lingliang, Professor Francis Snyder, Professor Cheng Weidong, Professor Gu Minkang, Professor Mo Shijian, and Professor Rostam J. Neuwirth. Their comments to the thesis are valuable for improving the thesis itself and my future writing and research life. I am also grateful to the administrative staffs at the Faculty of Law who facilitated my study and who did much to encourage my research. I owe a special debt to libertarians at the University Library who efficiently provided me with requested documents and materials from overseas libraries. Thanks also go to the East Asia Hall that provided me with comfortable and friendly accommodation, and the Communications Office which offered me an opportunity to be one of the Student Ambassadors of the University. Financial support for my Ph.D. study and research came from: the European Union Academic Programme in Macau, Institute of European Studies of Macau, and the Faculty of Law of the University of Macau. The European Union Academic Programme in Macau not only provided me with the PhD studentship but also granted me financial assistance for conducting research at the University of Coimbra. I would also like to thank other institutes that hosted me and/or my research project, namely Faculty of Law of the University of Coimbra, Academy of European Law at the European University Institute in Florence, International Civil Servants Capacity Building Training Programme in Beijing, Catholic University of Lyon, and Institute of European Studies of Macau. For this institutional support, I am grateful in particular to the following individuals: at the University of Coimbra, Dr. Isaías Hipólito, Dr. Helena Rodrigues, Telma Correia, Ana Trigo, Lian Huan; at European University Institute: Ms. Joyce Davies; at International Civil Servants Capacity Building Training Programme: Mr. Zhang Yi and Ms. Liu Hua; at Institute of European Studies of Macau: Professor José Luís de Sales Marques. I thank the EU-China Observer and the Asia Pacific Journal of EU Studies for generously editing and publishing my articles which contribute directly to this thesis. I also thank the following for allowing me to present papers: Annual Conference of the Chinese EU Legal Study Association (Shanghai, Guilin, Xi’an, Wuhan, 2010- 2013); Graduate Forum held by the Centre for European Studies at Guangdong Foreign Studies University (Guangdong, China, 2013); Annual Conference of EUSA-Asia Pacific (Thailand, Singapore, Macau, 2011-2013); Asia-Pacific EU Centre Graduate Students Workshop (Fukuoka, Japan, 2013); New Zealand European Union Centres Network Conference (Waikato, New Zealand, 2011). Generous suggestions and feedback from the editors and the conference participators must be acknowledged. The following colleagues and friends in the various academic settings deserved to be thanked for the peer support they provided: Yan Hui, Li Zhou, Chen Wenwen, Chen Shi, Fan Yayun, Wang Kunjie, Zhou Chenyan, Wu Yanni, Guo Jing, Sharon Cheang, Guo Shanzhi, Huang Meng, Chen Guanhua, and Lv Kai. They encouraged me when I depressed, brought me joy when I feel boring, accompanied me when I feel lonely. I am so lucky and happy to have them with me during these years. I owe special thanks to two colleagues who have proofread this thesis: Omoleye Segun Emmanuel at the English Department and Luo Nan at the Faculty of Law. Without their helps, I would not be confident enough to submit the thesis. Most of all, I own an enormous debt of gratitude to my husband, Zhao Lirui, for his support, understanding, and tolerance during the preparation of this thesis. He has also proofread this thesis and provided his comments from the perspective of a legal practitioner in China. An enormous debt of gratitude also goes to my parents, Zhang Yilong and Zhou Aimei, for their continuous support and endless love. The final stages in writing the thesis are intense, sometimes exhilarating, sometimes exhausting, and sometimes difficult. Much of the outcome is due to their patience and trust. Thanks also go to my parents-in-law and sister-in-law for their support and understanding. Preparing this thesis has been a philosophical as well as an academic experience. Conducting a Ph.D. study is indeed a unique life experience. Thanks to all mentioned above, for presenting to the memorable and precious period of my life. In my undertaking such a lengthy and time-consuming project, my loved ones have invariably suffered from my either not being around very much or not turning up for the several events. Thank you for all your understanding. Despite the generous help of many professors and friends, and the support of various institutions, all responsibility for any shortcomings in the conception and organisation of this thesis, and the commentary is my own. All suggestions for improvement are welcome. Zhang Jiao Macau Shanghai 2 May 2014 Abstract This thesis is an attempt to identify, analyse and reflect on some of the doctrines and discourses that governs the rule of law promotion. Specifically, it seeks to search an answer to the following question: is there any possibility of the cooperation between the EU and China in the area of the rule of law, which may satisfy the EU policy concerning the rule of law promotion, substantively assist the rule of law process in China, and contribute to the building of an international rule of law. The structure, the approaches and the analyses in the thesis contain a proposal for such cooperation. The proposal is presented in three steps: conceptualising the transnational rule of law promotion, understanding the EU rule of law promotion abroad, and considering the EU rule of law promotion in China. Part I contains analyses of the core issues within the worldwide rule of law promotion. It is argued that current rule of law promotion reflects a lack of study, compared with the expanding practices. Part II represents a thorough analysis of the EU activities for promoting the rule of law abroad. It is demonstrated that unlike the external dimension of the human rights policy that has special strategy and instrument, EU activities for promoting the rule of law are contained in various geographic and thematic programmes. Finally, Part III attempts to propose a framework for opening the way to bilateral cooperation between the EU and China in the area of the rule of law, against the background of the building of an international rule of law. Basically, it is proposed that the cooperation between the EU and China in promoting the rule of law at the national and international levels may be possible based on the following three changes in the strategy: from promoting ‘the rule of law’ to promoting ‘a rule of law’; from unilateral promotion of the rule of law to bilateral cooperation on the rule of law; and from promoting the rule of law at the national level to promoting the rule of law at both national and international levels. iv
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