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EU Regional and Urban Policy: Innovations and Experiences from the 2014–2020 Programming Period PDF

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SPRINGER BRIEFS IN APPLIED SCIENCES AND TECHNOLOGY  POLIMI SPRINGER BRIEFS Valeria Fedeli Camilla Lenzi Paola Briata Luisa Pedrazzini EU Regional and Urban Policy Innovations and Experiences from the 2014–2020 Programming Period 123 SpringerBriefs in Applied Sciences and Technology PoliMI SpringerBriefs Editorial Board Barbara Pernici, Politecnico di Milano, Milano, Italy Stefano Della Torre, Politecnico di Milano, Milano, Italy Bianca M. Colosimo, Politecnico di Milano, Milano, Italy Tiziano Faravelli, Politecnico di Milano, Milano, Italy Roberto Paolucci, Politecnico di Milano, Milano, Italy Silvia Piardi, Politecnico di Milano, Milano, Italy More information about this subseries at http://www.springer.com/series/11159 http://www.polimi.it Valeria Fedeli Camilla Lenzi Paola Briata (cid:129) (cid:129) (cid:129) Luisa Pedrazzini EU Regional and Urban Policy Innovations and Experiences – from the 2014 2020 Programming Period 123 Valeria Fedeli Camilla Lenzi DASTU ABC Politecnico di Milano Politecnico di Milano Milan,Italy Milan,Italy PaolaBriata LuisaPedrazzini DASTU Regione Lombardia Politecnico di Milano Milan,Italy Milan,Italy ISSN 2191-530X ISSN 2191-5318 (electronic) SpringerBriefs inApplied SciencesandTechnology ISSN 2282-2577 ISSN 2282-2585 (electronic) PoliMI SpringerBriefs ISBN978-3-030-34574-7 ISBN978-3-030-34575-4 (eBook) https://doi.org/10.1007/978-3-030-34575-4 ©TheAuthor(s),underexclusivelicensetoSpringerNatureSwitzerlandAG2020 Thisworkissubjecttocopyright.AllrightsaresolelyandexclusivelylicensedbythePublisher,whether thewholeorpartofthematerialisconcerned,specificallytherightsoftranslation,reprinting,reuseof illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmissionorinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilar ordissimilarmethodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfrom therelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, expressed or implied, with respect to the material contained hereinorforanyerrorsoromissionsthatmayhavebeenmade.Thepublisherremainsneutralwithregard tojurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. ThisSpringerimprintispublishedbytheregisteredcompanySpringerNatureSwitzerlandAG Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland Contents 1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 2 The Reform of Cohesion Policy in the 2014–2020 Programming Period and the Regional Smart Specialization Strategy . . . . . . . . . . 9 2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 2.2 The 2014–2020 Reform of CP . . . . . . . . . . . . . . . . . . . . . . . . . . 11 2.2.1 The Changing and Uneven Nature of the Economic Geography of the EU. . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 2.2.2 The Conceptual Debate on the Reform of CP . . . . . . . . . . 12 2.2.3 The Main Novelties of the 2014–2020 CP . . . . . . . . . . . . 15 2.3 EU Regional Innovation Policy and the Conceptual Underpinnings of the Smart Specialization Strategy . . . . . . . . . . . 19 2.4 The Early Experience and the Emerging Weaknesses . . . . . . . . . . 21 2.5 Final Remarks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 3 Regions and Macro-regions in European Territorial Cooperation: Today and 2021+ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 3.2 The Territorial Cohesion Process in the EU Policy. . . . . . . . . . . . 30 3.2.1 Sources and Evolution . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 3.2.2 The Emerging Picture of a Regionalised Europe . . . . . . . . 34 3.3 The Macro Regional Strategy in Re-shaping European Space . . . . 38 3.4 The EUSALP Case. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43 3.5 Final Remarks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46 v vi Contents 4 The Urban Question and the EU Integration Project: A Continuous Experiment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 4.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 4.2 Politics and Problem Setting: Understanding the Specificities of the Urban in Europe. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52 4.3 Problem Solving: From Pilot Projects to the EU Urban Agenda, an Open Experiment . . . . . . . . . . . . . . . . . . . . . . . . . . . 55 4.4 Final Remarks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 5 Innovation in EU “Urban Policy” During the 2014–2020 Programming Period: Conceptions, Experiences and Perspectives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63 5.1 The Core Role of “Innovation” 2014–2020 Programming Cycle. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63 5.2 Social Innovation in a Context of Economic and Financial Crisis. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66 5.3 The EU Conception and Support of Social Innovation . . . . . . . . . 69 5.4 The Programs with/for the Cities: Between Urban Innovation and Mainstreaming. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70 5.5 Urbact and the UIAs: Two Examples in Milan. . . . . . . . . . . . . . . 74 5.6 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80 6 Conclusions: Present and Future of Cohesion Policy . . . . . . . . . . . . 83 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87 Chapter 1 Introduction Abstract This chapter introduces the book by explaining the novelties it aims at introducing,thescientific,researchandteachingactivitiesthatsupporteditselabora- tionand,lastly,theplanofitsconstitutivechaptersandtheirrespectiveachievements. Thechapter highlights how thebook offersaunique criticalreflection onsomeof themostimportantinnovationsandexperimentationsintroducedintheframeworkof renewedEUurbanandregionalpolicyoverthelastprogrammingperiodbyempha- sisingtheinterplaybetweentheurbanandregionaldimensionsofthereformedEU cohesionpolicy. · · Keywords EUurbanandregionalpolicy Cohesionpolicy 2014–2020 programmingperiod Europeanstudiesare“alwaysreadythereandstillinformation”(Calhoun2003:1). Infact,thecontinuouslyevolvingnatureoftheEuropeanUnion(EU)playsacentral roleinredefining,renovatingandreproducingthesingularitiesoftheEUproject,in maintainingitsrelevanceforscholars’agendasand,asaconsequence,insettingthe boundariesfortheintegrationofEuropeanstudiesandspecificdisciplinaryfields. Thisisparticularlytrueinthefieldofurbanandregionalstudiesandevenmoreso inplanning.PoliciespromotedbytheEUhaveconsistentlytransformedthelandscape of public action in urban and regional programs (see among others, in the field of spatial planning, Atkinson and Zimmermann 2018). However, urban and regional policy has played a different role in the construction of the project for European integration.WhileregionalpolicyhasbeenapillarsincethefoundationoftheUnion, the integration of urban policy with the territorial dimension is a relatively recent achievement.Notwithstanding,theroleofcitiesindealingwithterritorialimbalances hasbeenacentralpointintheEUdebatesincethe1950sand60s(Kazepov2005). At the same time, despite the high degree of internationalization and the use of comparativeapproaches,urbanstudieshasnotyetfullyestablishedandrootedthe impactsandimportanceofthedebatepromotedbytheEU(Roy2011;Sanyal2005), especiallyregardingeducationalpracticesandprograms. ThedialoguebetweenEuropeanstudies,ontheonehand,andurbanandregional studies, on the other, has met with increasing recognition during the 2014–2020 programmingperiod;thisrecognitionwasmotivatedandsupportedbyimportantand ©TheAuthor(s),underexclusivelicensetoSpringerNatureSwitzerlandAG2020 1 V.Fedelietal.,EURegionalandUrbanPolicy, PoliMISpringerBriefs,https://doi.org/10.1007/978-3-030-34575-4_1 2 1 Introduction originalpolicyandresearchdocuments(Barca2009;Barcaetal.2012)promoting theso-calledplace-basedapproachtolocaldevelopmentpolicy.Inthisspirit,awhole rangeofnewopportunitiesforinnovationinurbanandregionalpolicyandplanning wasintroduced(McCannandOrtega-Argilés2015). In this context, this book offers critical reflection on some of the most impor- tantinnovationsandexperimentationswithintheframeworkofrenewedEUurban andregionalpolicyoverthelastyears.Similarexercisesalreadyexistinthelitera- ture(McCannandOrtega-Argilés2015;McCannetal.2016;Medeiros2019),yet oftentheydidnotfullydevelop(ifnotoutrightneglect)theurbandimensionofthe reformedEUcohesionpolicy,somethingthatiscentraltoourapproach,especially initsinterplaywiththeregionaldimension. Thestronginterconnectionsbetweentheurbanandregionaldimensions—supported and elaborated in this book—find robust conceptual underpinnings in the idea of place-basedpoliciesdevelopedduringthefirstdecadeof2010s,sustainingtheneedto matchandanchorpolicystrategies,designandimplementationtolocalneeds. This conceptual premise also found fertile ground for experimentation and consolidation in the research and teaching project entitled EU urban and regional policy: fostering innovation in urban research and practice, conducted in the period 2015–2018. This project was financed by the Jean Monnet Action of the EU Erasmus+ programme and was conducted by the authors at the Politecnico di Milano. The Erasmus+ programme provides funding in the fields of Education, Training, Youth and Sport and is managed by the European Education, Audio- visual and Culture Executive Agency. This year it is celebrating its 30th edition, enjoyinganever-increasingnumberofparticipants,nationsandorganizations.This programmeincludesthreeso-calledkeyactionsandtwoadditionalspecificactions, the Jean Monnet Project dedicated to sports and education. In particular, the Jean MonnetProjectisanEUspecificactivitydedicatedtothepromotionofexcellence in research and teaching in the field of EU studies in higher education. The Jean Monnetprojectalsoseekstopromoteandsupportdialoguebetweenacademiaand policy-makersinordertoimproveEUpolicygovernance.Theprojecthonoursthe memoryofJeanMonnet(1888–1979)whoisregardedbymanyasoneofthechief architectsofEuropeanintegration. More specifically, over the past ten years, the Master of Science program in UrbanPlanningandPolicyDesignattheSchoolofArchitecture,UrbanStudiesand ConstructionEngineeringatPolitecnicodiMilanohasmadetargetedinvestmentsin ordertodeliverformationregardingtheroleofEUinthefieldofurbanandregional studiesandpolicy.Thischoicewasquiteconsistentwiththegeneraldirectionthat Politecnico di Milano, along with other EU universities, has taken over the last twentyyearstowardsinternationalizationandinnovation.Politecnicohastakenon the challenges of educating new generations of qualified professionals worldwide, involvingstudentsfromdifferentbackgroundsandplacesfromthroughouttheworld, providingthemwiththeopportunitytounderstandnotonlytheItalianplanningand urbanstudiestraditionbuttheEuropeanoneaswell. 1 Introduction 3 TheJeanMonnetmoduleentitledEUurbanandregionalpolicy:fosteringinno- vationinurbanresearchandpracticerepresentedanimportantoccasiontoleverage this general orientation and the early teaching experience. The course was offered withintheMasterofScienceinUrbanPlanningandPolicyDesigninordertopro- videstudentswithamoredirect,operativeandcriticalunderstandingoftheroleof EU-promoted urban and regional policy, and to establish the EU dimension in the fieldofurbanandregionalstudiesandpolicyinamoreintegratedandvividway.This goalwasachievedbyadvancingandsupportingcritical,reflexiveandactivelearning, byproposingadvancedtopicsinthefieldalongwithanoriginalmixofinteractive teachingandlearningactivitiesincludingnotonlytraditionallecturesbutalsofield trips,trainingactivities,criticalroundtablesandmeetingswithimportantactorsand internationalscholars,tocriticallydiscussthestrategicroleofEUinthefield.The coursesoughttoprovidestudentswithin-depthknowledgeandcriticalandpragmatic abilities regarding some core issues of the 2014–2020 economic planning period. Moreover,itsoughttodevelopstudents’awarenessofhowtheinputprovidedbyEU urbanandregionalpolicy,bothonthelocalandnationallevels,cangrantnewlegit- imacytoandeffectivenessofpublicactioninthefield.ThegoalssetbytheEurope 2020 Strategy for smart, sustainable and inclusive growth provide the framework fordevelopinganewintegratedapproachwithafocusontheurbandimensionand socialinclusion,supportingamoreactiveroleoflocalcommunitiesandauthorities. Inthislight,thecoursefocusedonaselectionof“keywords”,principlesandoper- ativetoolspromotedinthe2014–2020periodbycriticallyexploringtheirpotential forinnovation. In particular, the course started by proposing advanced understanding of Euro- pean spatial planning, economics and policies and by framing this analysis within the broader EU policy context. This perspective was considered crucial in light of thegrowingguidingandleadingroleoftheEuropeanUnion(EU)insingleMember States and Regions’ initiatives, even at the local and urban levels and in the field ofurbanandregionalpolicies.Thisunderstandingwaselaboratedbyexploringthe development of EU spatial (now cohesion) policies from a historical perspective whileemphasizingtheunderlyingeconomicrationales,mechanisms,anddynamics, stressingcommonalities,differencesanddisparitiesacrossregionsandcitiesinthe EU. The acknowledgment of such heterogeneity and imbalance within European spaceraisesseveralquestionstowhichthecoursesoughttoprovideanswers:What arethespatialeffectsofEUintegrationprocessesandEU(sector)policies,ifany? How does the EU address and trytomitigate itsinternal disparities? What arethe spatialimpactsoftheEUfinancialandeconomiccrisis?Whatistheroleof(different types)ofcitiesinthecurrenteconomicdownturn?Whatistheroleoftheregionsin futurespatialdevelopmentandglobalcompetition?Whataresomeofthepossible futureterritorialscenariosandwhatwillbetheirimpactontheEUsocioeconomic landscape?Howcansector(competitiveness)policiesbeappliedinaterritorialcon- text? How will EU macro-regions (e.g., Baltic, Danube, Ionian and Alpine) shape andinfluencetheimpendingconfigurationofEuropeanditscharacteristics?

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