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Ethics for Bioengineering Scientists: Treating Data as Clients PDF

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ETHICS FOR BIOENGINEERING SCIENTISTS ETHICS FOR BIOENGINEERING SCIENTISTS Treating Data as Clients Howard Winet First edition published 2022 by CRC Press 6000 Broken Sound Parkway NW, Suite 300, Boca Raton, FL 33487-2742 and by CRC Press 2 Park Square, Milton Park, Abingdon, Oxon, OX14 4RN © 2022 Howard Winet CRC Press is an imprint of Taylor & Francis Group, LLC Reasonable efforts have been made to publish reliable data and information, but the author and publisher cannot assume responsibility for the validity of all materials or the consequences of their use. The authors and publishers have attempted to trace the copyright holders of all material reproduced in this publication and apologize to copyright holders if permission to publish in this form has not been obtained. If any copyright material has not been acknowledged please write and let us know so we may rectify in any future reprint. Except as permitted under U.S. Copyright Law, no part of this book may be reprinted, reproduced, transmitted, or utilized in any form by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying, microfilming, and recording, or in any information storage or retrieval system, without written permission from the publishers. For permission to photocopy or use material electronically from this work, access www.copyright.com or contact the Copyright Clearance Center, Inc. (CCC), 222 Rosewood Drive, Danvers, MA 01923, 978-750-8400. For works that are not available on CCC please contact [email protected] Trademark notice: Product or corporate names may be trademarks or registered trademarks and are used only for identification and explanation without intent to infringe. Library of Congress Cataloging-in-Publication Data Names: Winet, Howard, author. Title: Ethics for bioengineering scientists : treating data as clients / Howard Winet. Description: First edition. | Boca Raton, FL : CRC Press, 2022. | Includes bibliographical references and index. | Summary: “This book introduces bioengineers who must generate and/or report scientific data to the ethical challenges they will face in preserving the integrity of their data. It provides the perspective of reaching ethical decisions via pathways that treat data as clients to whom they owe a responsibility”‐‐ Provided by publisher. Identifiers: LCCN 2021032695 (print) | LCCN 2021032696 (ebook) | ISBN 9781032052359 (hardback) | ISBN 9781032053547 (paperback) | ISBN 9781003197218 (ebook) Subjects: LCSH: Bioengineering‐‐Moral and ethical aspects. Classification: LCC QH332 .W56 2022 (print) | LCC QH332 (ebook) | DDC 174.2‐‐dc23 LC record available at https://lccn.loc.gov/2021032695 LC ebook record available at https://lccn.loc.gov/2021032696 ISBN: 978-1-032-05235-9 (hbk) ISBN: 978-1-032-05354-7 (pbk) ISBN: 978-1-003-19721-8 (ebk) DOI: 10.1201/9781003197218 Typeset in Times by MPS Limited, Dehradun Dedication This work is dedicated to two of my mentors, Theodore Y. Wu who taught me that “arrogant scientist” is an oxymoron and Richard P. Feynman who taught me that data trumps all theory and its integrity is the measure of its reporter; and my wife Carol, who made my composition readable and the effort enlightening. Contents Preface.....................................................................................................................xiii Acknowledgments..................................................................................................xvii Introduction.............................................................................................................xix Author Biography...................................................................................................xxi Acronyms..............................................................................................................xxiii Chapter 1 Bioengineering and Ethics..................................................................1 1.1 Bioengineering as an Interdisciplinary Profession................1 1.2 What BEs May Do.................................................................1 1.3 Basis for Value Conflict between Bio and Engineering.......2 1.4 The Ancient Period and First Western Societies..................2 1.5 The Classical Period—Mythos and Logos............................4 1.6 Decline of the Latin World and Rise of the Islamic World......................................................................................8 1.7 The 12th-century Rise of the Universities (800–1400)............................................................................10 1.8 The Italian Renaissance (1400–1650)..................................12 1.9 Emergence of Science from Philosophy—The Enlightenment (1650–1750).................................................17 1.10 The Industrial Revolution—Determinism and Reductionism........................................................................18 1.11 The Industrial Revolution—Causalism and Empiricism in Science..............................................................................20 1.12 The Second Industrial Revolution—Darwin Changes Human Concept of Self in the 19th Century......................23 1.13 The Path to Bioengineering from 1927...............................28 1.14 The Advent of Bioengineering.............................................30 1.15 Bioengineering and Epidemiology.......................................31 Chapter 2 Ethics Biology: Are There Ethical Genomes?.................................33 2.1 Some Definitions....................................................................33 2.2 The Unethical Experiment......................................................33 2.3 Can We Infer a Genetic Basis for Altruistic Behavior from Psychology?...................................................................34 2.4 A Partial Substitute for the Human Experiment: Evolutionary Psychology........................................................35 2.5 Ethical/Moral Behavior in NonHuman Primates (from de Waal 1997)..............................................................38 2.6 The Key to Ethical Motivation Is That Which Is Valued....39 2.7 The Biological Structure of Moral/Ethical Behavior............40 vii viii Contents 2.8 Classical Case Supporting a Biological Basis for Morality/Ethical Behavior......................................................42 2.9 Evolutionary Psychology and Social Darwinism..................43 Chapter 3 Philosophical Basis for Moral Analysis...........................................45 3.1 The Eugenics Movement, a General Case Study Illustrating the Need for Ethical Analysis...........................45 3.2 Macroethics vs. Microethics (Herkert 2005).......................46 3.3 The Concept of Moral Theory.............................................46 3.4 Motivation for Applying Moral Theories............................47 3.5 Overview of Moral Theories Used in This Book...............48 3.6 Consequentialism—General and Specific-type Utilitarianism........................................................................48 3.7 Nonconsequentialism—Deontology.....................................52 3.8 Kantian Deontology..............................................................53 3.9 Rossian Deontology..............................................................55 3.10 Contractarianism...................................................................56 3.11 Virtue Ethics.........................................................................58 3.12 Feminist Ethics—The Ethics of Care..................................60 3.13 Critiques of the Five Moral Theories..................................63 Chapter 4 Moral Analysis: Deriving a Moral Decision....................................67 4.1 Recognizing that an Ethical Problem Exists.........................67 4.2 Kinds of Moral Challenges....................................................68 4.3 Commitment to Implementing a Solution.............................69 4.4 Basic Strategy for Moral/ethical Analysis.............................69 4.5 Example Case (Adapted From Rowan and Zinaich 2003)..........................................................................70 4.6 Actual Case Example, John Moore v. Regents, University of California et al. (Supreme Court of California No. S006987).................................................................................75 4.7 A Word about Applications of Moral Analysis in this Chapter....................................................................................80 4.8 How Will You Apply a Moral Analysis?..............................81 Chapter 5 Separating Professional from Lay Ethics.........................................83 5.1 Ethics and Professional Responsibility..................................83 5.2 Lay Ethics of Employee–Employee and Supervisor– Employee Interactions............................................................84 5.3 Professionals as Employees and Supervisors........................86 5.4 Professionals and Clients........................................................87 5.5 Individual Goals that Should Be Accomplished (Adapted from Faber 2003)....................................................88 Contents ix 5.6 Level/Form of Participation in Decision-Making and Implementation (Adapted from Faber 2003).........................89 5.7 Prima Facie Obligations of All Professionals: Confidentiality, Client Autonomy..........................................94 5.8 When Obligations Conflict: Conflict of Interest....................97 5.9 Coworkers and Clients...........................................................97 Chapter 6 Engineering Ethics..........................................................................103 6.1 The Engineer’s Client...........................................................104 6.2 The Classic Engineering Ethics Case—Monetary Value of a Human Life...................................................................105 6.3 Engineering Codes of Ethics................................................109 6.4 The BART Case—Unprotected Whistleblowing by Engineers...............................................................................110 6.5 The Challenger Case—Failure to Blow the Whistle...........112 6.6 Basic Engineering Business Ethics......................................113 6.7 Cultural Variation in Business Ethics..................................113 6.8 Intellectual Property..............................................................114 6.9 The Key Lessons..................................................................114 Chapter 7 Medical Ethics.................................................................................117 7.1 The Physician’s Client........................................................118 7.2 The Standard of Care.........................................................118 7.3 Autonomy as It Relates to the Health Professions............119 7.4 Example of Autonomy in Action.......................................119 7.5 The Components of Autonomy..........................................120 7.6 Two Interpretations of Autonomy......................................121 7.7 Deciding If the Patient Has True Autonomy....................122 7.8 Physician Role in Autonomy.............................................124 7.9 Physician Role in Confidentiality......................................125 7.10 Physician Guidelines When Patient Information Must Be Shared..................................................................126 7.11 Physician’s Code of Ethics................................................126 7.12 Conflict of Interest in the Health Profession.....................127 7.13 The Impact of Science on the Physician–Patient Relationship........................................................................129 7.14 The Hospital IRB as the Patient’s Local Watchdog.........130 7.15 The Advanced Health-care Directive.................................130 7.16 Ethical Issues Associated with Treatment.........................131 7.17 The Physician, a Life of Diagnosis and Treatment...........132 Chapter 8 Bioengineering Scientist Ethics......................................................137 8.1 Bioengineers as Scientists..................................................137

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