FAO VialedelleTermediCaracalla 00100Rome,Italy Tel.:(+39)0657051 Fax:(+39)0657053152 Internet:www.fao.org Copyrightedmaterial '''OfMCsS®*" 4 Ethical issues in fisheries The Organization acknowledges the contribution ofVilhjalmur Arnason,DevinBartley,SergeGarcia,RobertH.Haraldsson,Dagfinnur SveinbjornssonandHiromotoWatanabetothepreparationofthis publication. FOODANDAGRICULTUREORGANIZATIONOFTHEUNITEDNATIONS Rome,2005 Copyrightedmaterial EditorialProPdruocdtuicoendabn>-dtDheesignGroup Publishing.MaFnAaOgementService Thedesignationsemployedandthepresentationof materialinthisinformationproductdonotimplythe expressionofanyopinionwhatsoeveronthepartofthe FoodandAgricultureOrganizationoftheUnitedNations concerningthelegalordevelopmentstatusofanycountry, territory,cityorareaorofitsauthorities,orconcerningthe delimitationofitsfrontiersorboundaries. ISB,\92-5-105322-7 Allrightsreserved.Reproductionanddisseminationofmaterialinthis informationproductforeducationalorothernon-commercialpurposesare authorizedwithoutanypriorwrittenpermissionfromthecopyrightholders providedthesourceisfullyacknowledged.Reproductionofmaterialinthis wiinftohromuattwirointtpernodpuecrtmifsosriroensaolfetohreoctohpeyrricgohmtmehrolcdiearls.puAprpploisceastiisonpsrofhoirbsiutcehd permissionshouldbeaddressedtotheChief,PublishingManagement Service,InformationDivision,FAO,VialedelleTermediCaracalla,00100 Rome,[email protected] ©FAO2005 Copyrightedmaterial Contents V Foreword 1 3 7 Mainpthicalissuesinfisheries 12 Institutionalframeworks Anethicalanalysisoffisheries 22 2a References Xhi Foreword • Sinceancienttimes,fisherieshavebeenanimportantsourceof food,employment,andeconomicandsocialbenefits,aswellasa foundationforgreatcultures.Thattherearelimitstotheextraction offisheryresourceshaslongbeenrecognizedbyscience,butpoliciesand managementhavefailedtoconsiderthemadequately,leadingtoregrettable environmentalandsocio-economicconsequences.Itisnowgloballyclear thatfisheriesresourcescannolongersustainthehistoricalrapid-and oftenuncontrolled-exploitationanddevelopmentrates,andthatnew managementandconservationapproachesareneeded. AnumberofFAOConferences,theUnitedNationsConferenceon EnvironmentandDevelopment(1992),theMillenniumAssemblyofthe UnitedNations(2000)andtheWorldSummitonSustainableDevelopment (2002)haveraisedawarenessofgrowingconcerns.Todate,thepolicyand managementissuesrelatedtofisheriesresources,suchasoverfishing,bycatch anddiscards,foodquality,safetyonboard,illegalfishing,endangered species,resourceallocationsandfishingrights,havebeenexploredlargely fromecological,technologicalandsocio-economicstandpoints,whilethe ethicalcomponentsoftheseissueshavebeenaddressedimplicitlyatbest. Themostadvancedandcompletepolicyframeworkandreferencefor globalfisheriesistheCodeofConductforResponsibleFisheries,adoptedin 1995bytheFAOConference.AlthoughtheCodehasbeenelaboratedmainly fromtechnological,social,economicandpoliticalperspectives,itcontainsa numberoflessexplicit,butnonethelessfundamental,ethicalconsiderations andaddressesbothhumanandecologicalconcernsdirectly. Today,ethicalconcernsrelatedtothewell-beingofhumansandthe ecosystemarecentraltothedebateaboutthefuturewewantforfisheriesand fishers.Aglobalviewofethicsisemerging.Humanhealthandwell-being andbasichumanrights,suchastherighttofood,areconsideredalongwith environmentalstewardshipandtheintrinsicvaluesandalternativeusesof naturalresourcesandtheenvironment.Attentiontotheseconcernshasbeen increasing,andwillcontinuetoincrease,inpartasaresponsetotrendsin anumberofspheres,amongwhicharedemographicchange;thesituation oftheresourcesandtheirassociatedecosystems,includingincreased fishingpressureandenvironmentaldegradation;progressinscienceand technology,encompassingaquaculturedevelopment,biotechnologyand geneticengineering,andtheso-called"informationrevolution";andsocial Copyrightedmaterial andeconomicevolutionworldwide,exemplifiedbyglobalization,the increasingroleofthemarketandtheconcentrationofeconomicpower. ThetimelyEthicali.sxiiesinfisheriesisthefourthstudyintheFAOEthics Series.InordertoaddresstheethicalissuesbroadlyraisedbyFAOinfood andagriculture,withaparticularfocusonfisheries,thisdocumentsuggests andelaborateswaystoimplementtheethicalprinciplesdrawnfromagreed internationalinstrumentsonfisheriesandecosystems.Thediscussion outlinesthemainethicalissuesinfisheriesandthemoralimperativesto whichtheygiverise,considerstheroleandscopeofethicsinthiscontextand recallsbrieflytheinstitutionalfoundationsoffisheriespoliciesasreflectedin theCodeofConductforResponsibleFisheries.Itpresentsaholisticethical approachtofisheries,payingspecialattentiontotheeffectsoffisheries managementandsocialpolicyuponpeople'slivingconditions.Concrete examplesandcasestudiesareprovidedtosupportorillustratethethemes presented. Inthetwenty-firstcentury,fisherieswillseeafurtherincreaseinthe impactoftheethicaldimensionsoffishingandnaturalresourcesmanagement onfisheriesdevelopmentandenvironmentalconservation.Theobjectiveof thisdocumentistostimulatereflectiononethicsinfisheries,withaneye toinitiatingandsupportingaprocessleadingtoabetterandmorewidely sharedandacceptedunderstandingabouttheroleofethicsinthesector -andaboutpossiblewaysforwardtoaddresstheissue.FAOintendsto continueadvancingtheethicaldiscoursepertainingtofoodandagriculture, includingfisheriesandaquaculture,asacomponentofitseffortstosecure sustainableutilizationofaquaticlivingresourcesandfoodsecurityforall peopleintheworldinthecurrentandfuturegenerations.• JacquesDiouf FAODirector-General Copyrightedmaterial 1 Introduction Iisheriesandfishingpoliciesdeeplyaffecl Fithelivingconditionsofpeopleinmany partsoftheworld.Sinceancienttimes, fishinghasbeenaveryimportantsourceof food,employmentandeconomicandsocial benefits,asw'ellasafoundationforgreat cultures.Despitecenturies-oldrecognition thatnaturalcommonresourcescanbedepleted,fisheryresourceswere,until recently,treateddefactoasifinexhaustible,withlittleregardforenvironmen- talconsequences.Inthefaceofgrowinginternationaldemandforfishandfish products,worldfisheriesbecamea"market-driven"anddynamicallydeveloping sectorofthefoodindustry.Fromtheearly1970s,andwiththeadoptionofthe UnitedNationsConventionontheLawoftheSea(UNCLOS)in1982,coastal statesendeavouredtotakeadvantageofnewopportunitiestodeveloptheir newlyacquiredexclusiveeconomiczone(FEZ),investingheavilyinmodern fishingfleetsandprocessingfactories. However,duringthisperioditbecamegloballyclearthatfisheriesresourcescould nolongersustaintherapidandoftenuncontrolledexploitationanddevelopment, andnewapproachesofconservationandenvironmentalconsiderationwould beneeded(FAO,1993).AwarenessincreasedrapidlywiththeUnitedNations ConferenceonEnvironmentandDevelopment(UNCED)in1992,theMillennium AssemblyoftheUnitedNationsin2000andtheWorldSummitonSustainable De\elopment(WSSD)in2002. Theneedtointegratebio-ecological,socio-cultural,legal,institutionalandtechno- economicconsiderationsintodiscussiononfisheriesresourceshasbeenwidely accepted.Aneffortisnowbeingmadetoarticulatetheethicaldimensionsofthe sustainabledevelopmentoffisheriesasanimportantpartofthisawareness. Thedegreetowhichfisheriesactresponsiblyshouldbejudgedagainstthe principlesandcriteriaofthesustainableuseofnaturalrenewableresourcesand, inparticular,theircontributiontohumanandecosystemwell-being.Evidence indicatesthat,inmanyareas,fishingmanagementisfailingonbothcounts (Cochrane,2000).Insomecases,fishstockshavecollapsed,andthemajorityarc atthelimitsoftheirbiologicalproductivityorareseverelyoverutilized(Garcia andNewton,1997;FAO,2005a).Althoughaggressiveexploitationhas,insome areas,resultedineconomicbenefits,conserx'ativeestimatesindicatethatthe globalsystemhasbeenoperatingatatotaldeficitofUSS14.5-20.0billionper year(Milazzo,1998).Thesystemis,therefore,notoperatinginasustainableand efficientmanner.Furthermore,althoughlargelygearedtowardsfullemployment andsocialpeace,themanagementoffisheriesrunsshortofprovidingsocial benefitstotheextentitcouldandshould. Copyrightedmaterial 2 Ethicalissl'esinfisheries Fisheriespolicyandmanagementhavemainlybeenconsideredfromecological, technologicalandsocitT-economicstandpoints.Someofthekeyissuesrelatedto human,scientificorenvironmentalethicshavebeenaddressedimplicitlyfrom thesestandpoints.Inmanycases,however,theyhavebeenlargelyignored,e.g. intheslowlydevelopingfieldofanimalwelfare.Thereisnoexplicitframework fordealingwithethicalconcerns,despitetheirpotentialsignificantcontribution tosolvingtheproblemsfacedbyfisheriesandfishingcommunities. ToaddresstheethicalissuesbroadlyraisedbyFAO(2001a)infoodandagriculture inthespecificareaoffisheries,thisdocumentwillsubstantiateandsuggestways toimplementethicalprinciplesdrawnfromagreedinternationalinstrumentsinthe managementoffisheries.Thedocumentstartswithageneralintroductiontothe roleandscopeofethics,exploringthemesthatpertaintofisheriesethics.Itfollows withanoutlineofthemainethicalissuesinfisheriesandthemoralimperativesto whichtheygiverise.Afterrecallingbrieflytheinstitutionalfoundationsoffisheries policies,itpresentsaholisticethicalapproachforaddressing,inmoredetail,the numerousethicalissuesassociatedwithfisheries,payingspecialattentiontothe effectsoffisheriesmanagementanddevelopmentstrategiesandsocialpolicy uponpeople'slivingconditions.• Copyrightedmaterial