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Essential Image Processing and GIS for Remote Sensing. Techniques and Applications PDF

472 Pages·2009·30.27 MB·English
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Image processing and GIS for remote Sensing Image processing and GIS for remote Sensing Techniques and applications Jian Guo Liu and philippa J. Mason Department of Earth Science and Engineering, Imperial College London Second edItIon This edition first published 2016 © 2016 by John Wiley & Sons, Ltd. Registered Office John Wiley & Sons, Ltd., The atrium, Southern Gate, Chichester, West Sussex, PO19 8SQ, UK Editorial Offices 9600 Garsington Road, Oxford, OX4 2DQ, UK The atrium, Southern Gate, Chichester, West Sussex, PO19 8SQ, UK 111 River Street, Hoboken, NJ 07030‐5774, USa For details of our global editorial offices, for customer services and for information about how to apply for permission to reuse the copyright material in this book please see our website at www.wiley.com/wiley‐blackwell. The right of the author to be identified as the author of this work has been asserted in accordance with the UK Copyright, Designs and Patents act 1988. all rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, except as permitted by the UK Copyright, Designs and Patents act 1988, without the prior permission of the publisher. Designations used by companies to distinguish their products are often claimed as trademarks. all brand names and product names used in this book are trade names, service marks, trademarks or registered trademarks of their respective owners. The publisher is not associated with any product or vendor mentioned in this book. Limit of Liability/Disclaimer of Warranty: While the publisher and author(s) have used their best efforts in preparing this book, they make no representations or warranties with respect to the accuracy or completeness of the contents of this book and specifically disclaim any implied warranties of merchantability or fitness for a particular purpose. It is sold on the understanding that the publisher is not engaged in rendering professional services and neither the publisher nor the author shall be liable for damages arising herefrom. If professional advice or other expert assistance is required, the services of a competent professional should be sought. Library of Congress Cataloging‐in‐Publication data applied for ISBN: 9781118724200 a catalogue record for this book is available from the British Library. Wiley also publishes its books in a variety of electronic formats. Some content that appears in print may not be available in electronic books. Cover image: The cover image is a 3D perspective view of a Landsat 8 OLI (Operational Land Imager) image, draped over a Digital Elevation Model (SRTM3 1-arc-second 30 m), displaying rocks of Proterozoic age outcropping over an area of the atlas Mountains of Morocco, which also host many mineral deposits. The colour composite is composed of OLI bands 6-4-2 in RGB, with a DDS (Direct Decorrelation Stretch) enhancement; bands which are in the Short-Wave InfraRed (6), Red (4) and Blue (2) spectral regions. The bright green features in this image would therefore actually appear distinctly red to the naked eye. Geologically, the beautiful and complex colour patterns are caused by folds and faults systems which have deformed a series of different rock types exposed in the semi-arid environment of Morocco. (Courtesy to NaSa/JPL and USGS). Set in 8.5/12pt Meridien by SPi Global, Pondicherry, India 1 2016 Contents Overview of the book, xi 3.6 Standardization and logarithmic residual, 29 3.7 Simulated reflectance, 29 3.7.1 Analysis of solar radiation balance and Part I Image processing simulated irradiance, 29 1 Digital image and display, 3 3.7.2 Simulated spectral reflectance image, 30 1.1 What is a digital image?, 3 3.7.3 Calculation of weights, 31 1.2 Digital image display, 4 3.7.4 Example: ATM simulated reflectance 1.2.1 Monochromatic display, 4 colour composite, 31 1.2.2 Tristimulus colour theory and RGB (red, 3.7.5 Comparison with ratio and logarithmic green, blue) colour display, 5 residual techniques, 33 1.2.3 Pseudo‐colour display, 6 3.8 Summary, 33 1.3 Some key points, 8 3.9 Questions, 34 1.4 Questions, 8 4 Filtering and neighbourhood processing, 35 2 Point operations (contrast enhancement), 9 4.1 FT: Understanding filtering in image frequency, 35 2.1 Histogram modification and lookup table, 9 4.2 Concepts of convolution for image filtering, 37 2.2 Linear contrast enhancement (LCE), 11 4.3 Low pass filters (smoothing), 38 2.2.1 Derivation of a linear function 4.3.1 Gaussian filter, 39 from two points, 12 4.3.2 K nearest mean filter, 39 2.3 Logarithmic and exponential contrast 4.3.3 Median filter, 40 enhancement, 13 4.3.4 Adaptive median filter, 41 2.3.1 Logarithmic contrast enhancement, 13 4.3.5 K nearest median filter, 41 2.3.2 Exponential contrast enhancement, 14 4.3.6 Mode (majority) filter, 41 2.4 Histogram equalisation (HE), 14 4.3.7 Conditional smoothing filters, 41 2.5 Histogram matching (HM) and Gaussian stretch, 15 4.4 High pass filters (edge enhancement), 42 2.6 Balance contrast enhancement technique 4.4.1 Gradient filters, 43 (BCET), 16 4.4.2 Laplacian filters, 44 2.6.1 Derivation of coefficients a, b and c for a 4.4.3 Edge‐sharpening filters, 45 BCET parabolic function (Liu 1991), 17 4.5 Local contrast enhancement, 45 2.7 Clipping in contrast enhancement, 18 4.6 FFT selective and adaptive filtering, 46 2.8 Tips for interactive contrast enhancement, 18 4.6.1 FFT selective filtering, 47 2.9 Questions, 19 4.6.2 FFT adaptive filtering, 47 4.7 Summary, 52 3 Algebraic operations (multi‐image point 4.8 Questions, 52 operations), 21 3.1 Image addition, 21 5 RGB‐IHS transformation, 55 3.2 Image subtraction (differencing), 22 5.1 Colour co‐ordinate transformation, 55 3.3 Image multiplication, 22 5.2 IHS de‐correlation stretch, 57 3.4 Image division (ratio), 22 5.3 Direct de‐correlation stretch technique, 58 3.5 Index derivation and supervised enhancement, 26 5.4 Hue RGB colour composites, 60 3.5.1 Vegetation indices, 26 5.5 Derivation of RGB‐IHS and IHS‐RGB 3.5.2 Iron oxide ratio index, 27 transformation based on 3D geometry of the 3.5.3 T M clay (hydrated) mineral ratio index, 27 RGB colour cube, 63 v vi Contents 5.5.1 Derivation of RGB‐IHS transformation, 63 8.2.3 Seed selection, 94 5.5.2 Derivation of IHS‐RGB transformation, 64 8.2.4 Cluster splitting along PC1, 95 5.6 Mathematical proof of DDS and its properties, 65 8.3 Supervised classification, 96 5.6.1 Mathematical proof of DDS, 65 8.3.1 Generic algorithm of supervised 5.6.2 The properties of DDS, 65 classification, 96 5.7 Summary, 67 8.3.2 Spectral angle mapping classification, 96 5.8 Questions, 67 8.4 Decision rules: Dissimilarity functions, 97 8.4.1 Box classifier, 97 6 Image fusion techniques, 69 8.4.2 Euclidean distance: Simplified 6.1 R GB‐IHS transformation as a tool for data maximum likelihood, 97 fusion, 69 8.4.3 Maximum likelihood, 97 6.2 B rovey transform (intensity modulation), 71 8.4.4 Optimal multiple point re‐assignment 6.3 S moothing filter‐based intensity modulation, 71 (OMPR), 98 6.3.1 The principle of SFIM, 71 8.5 Post‐classification processing: Smoothing and 6.3.2 Merits and limitations of SFIM, 73 accuracy assessment, 98 6.3.3 An example of SFIM pan‐sharpen 8.5.1 Class smoothing process, 98 of Landsat 8 OLI image, 75 8.5.2 Classification accuracy assessment, 98 6.4 Summary, 75 8.6 Summary, 101 6.5 Questions, 75 8.7 Questions, 101 9 Image geometric operations, 103 7 Principal component analysis, 77 9.1 Image geometric deformation, 103 7.1 Principle of the PCA, 77 9.1.1 Platform flight coordinates, sensor status 7.2 PC images and PC colour composition, 79 and imaging position, 103 7.3 Selective PCA for PC colour composition, 82 9.1.2 Earth rotation and curvature, 105 7.3.1 Dimensionality and colour confusion 9.2 Polynomial deformation model and image reduction, 83 warping co‐registration, 106 7.3.2 Spectral contrast mapping, 83 9.2.1 Derivation of deformation model, 106 7.3.3 FPCS spectral contrast mapping, 83 9.2.2 Pixel DN re‐sampling, 108 7.4 De‐correlation stretch, 84 9.3 GCP selection and automation of image 7.5 Physical property orientated coordinate co‐registration, 109 transformation and tasselled cap 9.3.1 Manual and semi‐automatic GCP transformation, 85 selection, 109 7.6 Statistical methods for band selection, 87 9.3.2 Automatic image co‐registration, 109 7.6.1 Review of Chavez’s and Sheffield’s 9.4 Summary, 110 methods, 87 9.5 Questions, 110 7.6.2 Index of three‐dimensionality, 88 7.7 Remarks, 88 10 Introduction to interferometric synthetic aperture 7.8 Questions, 89 radar technique, 113 10.1 The principle of a radar interferometer, 113 8 Image classification, 91 10.2 Radar interferogram and DEM, 115 8.1 A pproaches of statistical classification, 91 10.3 Differential InSAR and deformation 8.1.1 Unsupervised classification, 91 measurement, 117 8.1.2 Supervised classification, 91 10.4 Multi‐temporal coherence image and random 8.1.3 Classification processing change detection, 119 and implementation, 91 10.5 Spatial de‐correlation and ratio coherence 8.1.4 Summary of classification approaches, 92 technique, 121 8.2 Unsupervised classification (iterative clustering), 92 10.6 Fringe smoothing filter, 123 8.2.1 Iterative clustering algorithms, 92 10.7 Summary, 124 8.2.2 Feature space iterative clustering, 93 10.8 Questions, 125 Contents vii 11 Sub‐pixel technology and its applications, 127 13.5.4 The effect of resolution, 160 11.1 Phase correlation algorithm, 127 13.5.5 Representing surface phenomena, 160 11.2 PC scanning for pixel‐wise disparity 13.6 Vector data, 161 estimation, 132 13.6.1 Vector data models, 162 11.2.1 Disparity estimation by PC scanning, 132 13.6.2 Representing logical relationships 11.2.2 The median shift propagation through geometry and feature technique for disparity refinement, 133 definition, 162 11.3 Pixel‐wise image co‐registration, 134 13.6.3 Extending the vector data 11.3.1 Basic procedure of pixel‐wise image model, 167 co‐registration using PC, 135 13.6.4 Representing surfaces, 168 11.3.2 An example of pixel‐wise image 13.7 Data conversion between models and co‐registration, 135 structures, 171 11.3.3 Limitations, 136 13.7.1 Vector to raster conversion 11.3.4 Pixel‐wise image co‐registration‐based (rasterisation), 171 SFIM pan‐sharpen, 136 13.7.2 Raster to vector conversion 11.4 Very narrow‐baseline stereo matching and 3D (vectorisation), 173 data generation, 139 13.8 Summary, 174 11.4.1 The principle of stereo vision, 139 13.9 Questions, 175 11.4.2 Wide‐baseline vs. narrow‐baseline 14 Defining a coordinate space, 177 stereo, 140 14.1 Introduction, 177 11.4.3 Narrow‐baseline stereo matching 14.2 Datums and projections, 177 using PC, 140 14.2.1 Describing and measuring the 11.4.4 Accuracy assessment and application earth, 177 examples, 141 14.2.2 Measuring height: The geoid, 179 11.5 Ground motion/deformation detection 14.2.3 Coordinate systems, 179 and estimation, 143 14.2.4 Datums, 180 11.6 Summary, 146 14.2.5 Geometric distortions and projection models, 181 14.2.6 Major map projections, 183 Part II Geographical information systems 14.2.7 Projection specification, 187 12 Geographical information systems, 151 14.3 How coordinate information 12.1 Introduction, 151 is stored and accessed, 188 12.2 Software tools, 152 14.4 Selecting appropriate coordinate systems, 189 12.3 GIS, cartography and thematic mapping, 152 14.5 Questions, 189 12.4 Standards, inter‐operability and 15 Operations, 191 metadata, 153 15.1 Introducing operations on spatial data, 191 12.5 GIS and the internet, 154 15.2 Map algebra concepts, 192 13 Data models and structures, 155 15.2.1 Working with Null data, 192 13.1 Introducing spatial data in representing 15.2.2 Logical and conditional processing, 193 geographic features, 155 15.2.3 Other types of operator, 193 13.2 How are spatial data different from other 15.3 Local operations, 194 digital data?, 155 15.3.1 Primary operations, 195 13.3 Attributes and measurement scales, 156 15.3.2 Unary operations, 195 13.4 Fundamental data structures, 156 15.3.3 Binary operations, 198 13.5 Raster data, 157 15.3.4 N‐ary operations, 198 13.5.1 Data quantisation and storage, 157 15.4 Neighbourhood operations, 199 13.5.2 Spatial variability, 159 15.4.1 Local neighbourhood, 199 13.5.3 Representing spatial relationships, 159 15.4.2 Extended neighbourhood, 206 viii Contents 15.5 Vector equivalents to raster map algebra, 206 18.3 Uncertainty, 248 15.5.1 Buffers, 207 18.3.1 Criterion uncertainty, 248 15.5.2 Dissolve, 207 18.3.2 Threshold uncertainty, 249 15.5.3 Clipping, 208 18.3.3 Decision rule uncertainty, 249 15.5.4 Intersection, 208 18.4 Risk and hazard, 250 15.6 Automating GIS functions, 209 18.5 Dealing with uncertainty in GIS‐based spatial 15.7 Summary, 209 analysis, 250 15.8 Questions, 210 18.5.1 Error assessment (criterion uncertainty), 251 16 Extracting information from point 18.5.2 Fuzzy membership (threshold and data: Geostatistics, 211 decision rule uncertainty), 251 16.1 Introduction, 211 18.5.3 Multi‐criteria decision making 16.2 Understanding the data, 211 (decision rule uncertainty), 252 16.2.1 Histograms, 212 18.5.4 Error propagation and 16.2.2 Spatial auto‐correlation, 212 sensitivity analysis (decision rule 16.2.3 Variograms, 213 uncertainty), 253 16.2.4 Underlying trends and natural 18.5.5 Result validation (decision rule barriers, 214 uncertainty), 254 16.3 Interpolation, 214 18.6 Summary, 254 16.3.1 Selecting sample size, 216 18.7 Questions, 255 16.3.2 Interpolation methods, 217 16.3.3 Deterministic interpolators, 217 19 Complex problems and multi‐criterion 16.3.4 Stochastic interpolators, 221 evaluation, 257 16.4 Summary, 224 19.1 Introduction, 257 16.5 Questions, 225 19.2 Different approaches and models, 258 19.2.1 Knowledge‐driven (conceptual), 258 17 Representing and exploiting surfaces, 227 19.2.2 Data‐driven (empirical), 258 17.1 Introduction, 227 19.2.3 Data‐driven (neural network), 259 17.2 Sources and uses of surface data, 227 19.3 Evaluation criteria, 259 17.2.1 Digital elevation models, 227 19.4 Deriving weighting coefficients, 260 17.2.2 Vector surfaces and objects, 229 19.4.1 Rating, 260 17.2.3 Uses of surface data, 230 19.4.2 Ranking, 261 17.3 Visualising surfaces, 230 19.4.3 Pairwise comparison, 261 17.3.1 Visualising in two dimensions, 231 19.5 Multi‐criterion combination methods, 263 17.3.2 Visualising in three dimensions, 233 19.5.1 Boolean logical combination, 263 17.4 Extracting surface parameters, 236 19.5.2 Index‐overlay and algebraic 17.4.1 Slope: Gradient and aspect, 236 combination, 264 17.4.2 Curvature, 238 19.5.3 Weights of evidence modelling based 17.4.3 Surface topology: Drainage networks on Bayesian probability theory, 264 and watersheds, 241 19.5.4 Belief and Dempster‐Shafer 17.4.4 Viewshed, 242 Theory, 266 17.4.5 Calculating volume, 245 19.5.5 Weighted factors in linear combination 17.5 Summary, 245 (WLC), 267 17.6 Questions, 246 19.5.6 Fuzzy logic, 269 18 Decision support and uncertainty, 247 19.5.7 Vectorial fuzzy modelling, 270 18.1 Introduction, 247 19.6 Summary, 272 18.2 Decision support, 247 19.7 Questions, 272

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John Wiley, 2016. — 472. Second editionRemote sensing is a mechanism for collecting raster data or images, and remotely sensed images represent an objective record of the spectrum relating to the physical properties and chemical composition of the earth surface materials. Information extraction fr
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