UUnniivveerrssiittyy ooff MMaassssaacchhuusseettttss AAmmhheerrsstt SScchhoollaarrWWoorrkkss@@UUMMaassss AAmmhheerrsstt Open Access Dissertations 9-2012 EEssssaayyss oonn UUrrbbaann SSpprraawwll,, RRaaccee,, aanndd EEtthhnniicciittyy Jared M. Ragusett University of Massachusetts Amherst Follow this and additional works at: https://scholarworks.umass.edu/open_access_dissertations Part of the Economics Commons RReeccoommmmeennddeedd CCiittaattiioonn Ragusett, Jared M., "Essays on Urban Sprawl, Race, and Ethnicity" (2012). Open Access Dissertations. 658. https://doi.org/10.7275/3531232 https://scholarworks.umass.edu/open_access_dissertations/658 This Open Access Dissertation is brought to you for free and open access by ScholarWorks@UMass Amherst. It has been accepted for inclusion in Open Access Dissertations by an authorized administrator of ScholarWorks@UMass Amherst. For more information, please contact [email protected]. ESSAYS ON URBAN SPRAWL, RACE, AND ETHNICITY A Dissertation Presented by JARED M. RAGUSETT Submitted to the Graduate School of the University of Massachusetts Amherst in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY September 2012 Economics © Copyright by Jared M. Ragusett 2012 All Rights Reserved ESSAYS ON URBAN SPRAWL, RACE, AND ETHNICITY A Dissertation Presented By JARED M. RAGUSETT Approved as to style and content by: ____________________________ Michael Ash, Chair ____________________________ Carol Heim, Member ____________________________ Henry Renski, Member _______________________ Michael Ash, Department Chair Economics DEDICATION For my parents and grandparents. ACKNOWLEDGMENTS I wish to thank the members of my dissertation committee for their support, patience, and always challenging insights. In the fall of 2006, I wandered into Michael Ash’s office with a few disjointed ideas for a dissertation. While never minimizing the challenges of this process, his enthusiasm and encouragement were invaluable sources of motivation and focus. I would like to thank Carol Heim for her thorough feedback, which has strengthened my analytical and writing skills, and for her organization and preparation for our many lengthy discussions. I would also like to thank Henry Renski for his commentary and interest in this project, as well as his advising on being a scholar. Although they did not contribute directly to this dissertation, I wish to thank Rick Wolff and Léonce Ndikumana for their support and advising over the years. Several individuals provided research assistance, guidance, and access to data and software. Qian Yu (UMass – Amherst, Department of Geosciences), Dennis Swartwout (UMass – Amherst, Earth Science Information Office), and James Shimota (Environmental Systems Research Institute) were extremely helpful in acquiring GIS software and data, and for likely answering dumb questions. For their guidance with the critical replication, I thank Chenghuan Sean Chu (Federal Reserve) and Matthew Kahn (UCLA). For their research assistance with the replication, I thank the staff of the Harvard University Archives. I am also grateful to my colleagues and support staff at Western New England University (WNE) and Central Connecticut State University (CCSU). For their encouragement and support, I especially thank Anita Dancs and Karl Petrick of WNE, as well as Paramita Dhar and Neva Deutsch of CCSU. For providing me with a steady income throughout this process, and no shortage of work, I am indebted to my former department chairs Herbert Eskot and Michael Meeropol of WNE, and current department chair Carlos Liard-Muriente of CCSU. Finally, I wish to thank the many friends and family members who have been there for me throughout this journey: my parents; my cousin Stacy and godson Kristian; my friends Carrie Wareck, Emily Collins, and Michael Davenport; my ‘New England’ mother Sue Davenport; and finally, my fellow graduate students in the Economics Department at UMass – Amherst. v ABSTRACT ESSAYS ON URBAN SPRAWL, RACE, AND ETHNICITY SEPTEMBER 2012 JARED RAGUSETT, B.A., KALAMAZOO COLLEGE M.A., UNIVERSITY OF MASSACHUSETTS AMHERST Ph.D., UNIVERSITY OF MASSACHUSETTS AMHERST Directed by: Professor Michael Ash This dissertation investigates the economic consequences of urban sprawl for US minorities. Each essay focuses on a key empirical debate related to that relationship. The first essay establishes a set of attributes and empirical measures of sprawl based upon a comprehensive review of the literature. I define sprawl as a multi-faceted pattern of three land-use attributes: low density, deconcentration, and decentralization. I then resolve several methodological inconsistencies in the measurement of sprawl. Extensive analysis of spatial and economic data finds that metropolitan areas do not commonly exhibit high- sprawl (or low-sprawl) features across multiple measures. Instead, they often exhibit unique combinations of low-sprawl and high-sprawl attributes. The second essay examines the effect of sprawl on minority housing consumption gaps since the housing bust. I make two contributions to the literature. First, I reveal a facet of the relationship between sprawl and the Black-White housing gap not examined by previous econometric studies: Sprawl only contributes to reducing that gap once a metropolitan area reaches a critical threshold level of sprawl, typically at high levels of sprawl. Below a threshold, sprawl facilitates an expansion of the Black-White housing gap. Second, I compare results for Blacks, Asians, and Hispanics using recent data. For Blacks, the benefits from sprawl occur above an even higher threshold, as compared to preceding studies using 1990’s data. For Asians, sprawl yields significant gains in housing consumption relative to Whites. As such, arguments that anti-sprawl policies reduce minority gains in housing should be treated with considerable skepticism in the post-Great Recession economy. The third essay explores the relationship between sprawl and racial and ethnic segregation. This econometric study advances the understanding of that relationship in two ways. First, I examine the effect of countervailing patterns of multiple land-use attributes, i.e. unique combinations of low-sprawl and high-sprawl attributes, on all five of the dimensions of segregation. Second, I compare outcomes for Blacks, Hispanics, and Asians. The study analyzes the contribution and transmission of countervailing spatial patterns of land use to increasing (or decreasing) segregation. These complex effects bring new precision and insights to the analysis of racial and ethnic inequality in an age of rapid demographic change. vi TABLE OF CONTENTS Page ACKNOWLEDGMENTS………………………………………………………………...v ABSTRACT……………………………………………………………………………...vi LIST OF TABLES………………………………………………………………………...x LIST OF FIGURES………………………………………………………………...……xii CHAPTER 1. INTRODUCTION……………………………………………………………………..1 1.1 Motivations and Research Objectives………………………………………...1 1.2 Plan of the Dissertation……………………………………………………….4 2. ALTERNATIVE MEASURES OF URBAN SPRAWL: ATTRIBUTES AND EMPIRICAL EVIDENCE FROM 2000…………………………………………..7 2.1 Introduction…………………………………………………………………...7 2.2 Literature Survey……………………………………………………………..8 2.3 Alternative Attributes and Measures of Urban Sprawl……………………...12 2.3.1 Density…………………………………………………………….16 2.3.1.1 Average MA Density…………………………………….16 2.3.1.2 Densities Using Percentiles………………….…………..17 2.3.2 Concentration……………………………………………………...19 2.3.2.1 The Delta Index………………………………………….20 2.3.2.2 The Gini Coefficient……………………………………..21 2.3.3 Centrality…………………………………………………………..22 2.3.3.1 The Glaeser-Kahn Method…………………………...….24 2.3.3.2 The Absolute Centralization Index…………………..…..26 2.3.3.3 The Standardized Centrality Index……..………………..27 2.4 Data Description…………………………………………………………….28 2.5 Results and Analysis………………………………………………………...34 2.5.1 Analysis of Residential Housing Sprawl…………………………..37 vii 2.5.1.1 Residential Housing Density.............................................37 2.5.1.2 Residential Housing Concentration...................................40 2.5.1.3 Residential Housing Centrality..........................................42 2.5.2 Analysis of Employment Sprawl…………………………………..45 2.5.2.1 Employment Density.........................................................45 2.5.2.2 Employment Concentration...............................................46 2.5.2.3 Employment Centrality......................................................48 2.6 Conclusion…………………………………………………………………..49 2.7 Tables………………………………………………………………………..52 3. IS URBAN SPRAWL GOOD FOR US MINORITY HOUSING CONSUMPTION? A CRITICAL ASSESSMENT OF KAHN (2001)………………………………….62 3.1 Introduction………………………………………………………………….62 3.2 Replication of Kahn (2001)………………………………………………....65 3.2.1 Replication of Descriptive Analysis……………………………….66 3.2.2 Replication of Regression Analysis………………………………..69 3.3 Threshold Effects and the Black-White Housing Consumption Gap……….72 3.4 Urban Sprawl and Minority Housing Consumption Gaps since the Housing Bust………………………………………………………………………77 3.5 Discussion…………………………………………………………………...81 3.5.1 Is urban sprawl good for minorities?................................................82 3.5.2 What explains the presence of thresholds for Black housing consumption?.................................................................................83 3.5.3 Has urban sprawl made housing more affordable for Blacks and Hispanics?......................................................................................86 3.5.4 Why does sprawl yield significant housing opportunities for Asians?...........................................................................................89 3.6 Conclusion…………………………………………………………………..91 3.7 Tables and Figures…………………………………………………………..93 4. RACIAL AND ETHNIC SEGREGATION IN THE ERA OF URBAN SPRAWL: A COMPARATIVE ANALYSIS OF BLACK, HISPANIC, AND ASIAN OUTCOMES…………………………………………………………………...105 4.1 Introduction………………………………………………………………...105 4.2 Literature Survey…………………………………………………………..108 4.3 Framework and Theoretical Approach……………………………………..112 viii 4.3.1 Configurations of Land Use……………………………………...112 4.3.2 Dimensions and Measures of Segregation……………………….117 4.3.3 Research Questions and Hypotheses……………………………..120 4.4 Data and Summary Statistics………………………………………………121 4.5 Regression Analysis………………………………………………………..125 4.6 Discussion………………………………………………………………….128 4.6.1 Analysis of Black Segregation……………………………….......128 4.6.2 Analysis of Hispanic Segregation………………………………..132 4.6.3 Analysis of Asian Segregation……………………………………134 4.6.4 Summary of Segregation Analysis……………………………….138 4.7 Conclusion…………………………………………………………………140 4.8 Tables and Figures………………………………………………………….142 5. CONCLUSION………………………………………………….…...……………...149 APPENDICES A: CALCULATION OF EMPLOYMENT DECENTRALIZATION………………….153 B: MEASURES OF RESIDENTIAL SEGREGATION………………………………..155 BIBLIOGRAPHY………………………………………………………………………158 ix
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