JOURNALOFAPPLIEDBEHAVIORANALYSIS 2006, 39, 253–256 NUMBER2 (SUMMER2006) ENHANCING FREQUENCY RECORDING BY DEVELOPMENTAL DISABILITIES TREATMENT STAFF DENNIS B. MOZINGO AND TRISTRAM SMITH UNIVERSITYOFROCHESTERSCHOOLOF MEDICINEANDDENTISTRY MARY R. RIORDAN AND MAXIN L. REISS BEHAVIORMANAGEMENTCONSULTANTS,INC. TALLAHASSEE,FLORIDA AND JON S. BAILEY FLORIDASTATEUNIVERSITY We evaluated a staff training and management package for increasing accuracy of recording frequencyofproblembehaviorinaresidentialcarefacility.Amultiplebaselinedesignacrossthe firstandsecondworkshiftsshowedthat2of8participantsincreasedtheiraccuracyfollowingin- servicetraining,andall8improvedduringaconditionwithsupervisorpresenceandfeedback. Improvementsweremaintainedwhenfeedbackwasremovedandgeneralizedtoactivityperiods when neither supervisor presence nor feedback was provided. Other staff behavior was not adverselyaffected bythe intervention package. DESCRIPTORS: staff management, frequency recording, feedback, data collection, developmental disabilities _______________________________________________________________________________ A cornerstone of applied behavior analysis is tal disabilities in a residential care facility. We precise data collection to support objective then examined whether accuracy improved with evaluation of interventions in educational and standard behavior-analytic methods for improv- human service environments (Baer, Wolf, & ing staff performance (in-service training fol- Risley,1968).However,littleresearchisavailable lowed by performance feedback from super- onthereliabilityofdataobtainedfromstaffwho visors; Reid, 1998). We then conducted probes provide ongoing service delivery in community to evaluate generalization and maintenance. settings. To address this issue, we assessed staff accuracy in recording frequency of problem METHOD behaviordisplayedbypersonswithdevelopmen- Participants and Setting The study was completed in partial fulfillment of the Participants were 8 paraprofessional direct- requirements for the PhD by the first author at Florida careinstructors(DCI)inaresidentialtreatment StateUniversity. We thank Terry Revell and MattRevell setting for persons with developmental disabili- fortheirsupportoftheresearch.Inaddition,thankstothe staffandconsumerswhoparticipatedinthestudy.Wealso ties.DCIswerewomen(exceptBD),aged22to thank David McAdam for his helpful comments on the 60 years old, with 1 month to 11 years finalmanuscript. 9 months experience in developmental disabili- Requests for reprints and all other correspondence can ties.EachDCIworkedduringeitherthefirstor be addressed to Dennis B. Mozingo, Department of Pediatrics, School of Medicine and Dentistry, University second shift, and each was assigned to either of Rochester, 601 Elmwood Ave., Box 671, Rochester, Treatment Group 1 (3 women with profound New York 14642 (e-mail: Dennis_Mozingo@urmc. mental retardation) or Group 2 (2 men with rochester.edu). doi:10.1901/jaba.2006.55-05 profound mental retardation). 253 254 DENNIS B. MOZINGO et al. Design and Procedure dependent measure was percentage agreement A multiple baseline design was appliedacross between each DCI and observers regarding the staff on the first and second shifts in each occurrence of target problem behavior, in- treatment group. During baseline, DCIs fol- cluding its time (to the minute), code, and lowed their usual routines. Supervisors, who number of tallies. Target problem behavior included the senior behavior analyst (the first included physical and verbal aggression, self- author) and two female DCI supervisors, were injury, property destruction, disrobing, and present and gave performance feedback, al- pica. Data were also collected to confirm that though they did not follow a specific protocol the intervention did not have adverse effects on for doing so. other staff duties and to verify that supervisors The first intervention was a 45- to 60-min adheredtoobservationandfeedbackprocedures in-service training session that consisted of (details available from the first author). a lecture by the first author on frequency data Primary observations of DCI data collection collection, followed by distribution of materials were conducted 4 to 5 days per week in to ensure that each DCI had one pouch card classrooms and living, dining, and recreation withaccuratedefinitionsandspacetoenterdata rooms. Generalization observations, during for each person with target problem behaviors. which supervisors were absent, were performed Each card was 8 cm by 13 cm; data were 2 to 3 days per week in the hour following recorded on the occurrence of a behavior and primary observations for Group 1 (second the time (indicated by wall-mounted digital shift), 3 hr later for Group 2 (second shift), clocks with large numbers). and4 hrlaterforGroups1and2(firstshift)in The second intervention was a systematic living, dining, and recreation rooms. All procedureforsupervisorpresenceandfeedback. observations were 55 min long. Agreement At the onset of each session, the supervisor between independent observers was assessed in entered the observation area, observed for 29%ofsessions;themeanwas90%(range,0% 6 min, and recorded each target behavior that to 100% across sessions). occurred on his or her own set of pouch cards. ThesupervisorthenapproachedtheDCIoneat RESULTS AND DISCUSSION a time, compared the DCI’s data entries to his orherownentriesandgavefeedback,including The top two graphs of Figure 1 depict the (a) a statement of agreement that the target percentage of problem behaviors recorded by behavior did or did not occur, (b) praise for individual DCIs in each of the two shifts, for agreements, (c) prompts to practice by copying each of the two treatment groups, during the supervisor’s entry if there were disagree- primary observation sessions. Data points ments, and (d) reminders to continue to make represent DCI performance on days when entries throughout the work shift. The final target problem behaviors occurred, providing condition involved supervisor presence without the opportunity to make frequency recordings. feedback. During this condition the supervisor When 2 DCIs were present, data are shown for entered the observation area, made entries on each. The mean number of target behaviors per his or her pouch cards, and left at the end of session ranged from 1 to 4.3 across conditions 6 min without providing feedback. forallshiftsexceptGroup1(secondshift).This shiftencounteredproblembehaviormoreoften, Measurement and Interobserver Agreement with means ranging from 4.5 to 15 across Trained student research assistants served as conditions. observers,acommonpracticeinthesettingthat The results show that the in-service training may have reduced staff reactivity. The main had no effect on 5 of the 8 DCIs’ frequency- ENHANCING FREQUENCY RECORDING 255 Figure1. Thetoptwographsdepictpercentageoftargetproblembehaviorsrecordedbydirect-careinstructorsfor Groups 1 and 2 across first and second shifts in primary observations. Data points represent sessions in which target problembehaviors occurred.Thebottomgraphdepictsperformanceingeneralizationsessions;thenumbersontopof eachbar indicate the numberof sessions inwhich target problem behaviors occurred. 256 DENNIS B. MOZINGO et al. recording performance (there was no opportu- present. Further, improvements were main- nity to assess AB’s performance in this tained even after feedback was abruptly with- condition). Supervisor presence and feedback drawn and may have generalized to sessions ledtoimmediateandmarkedimprovementsfor when supervisory techniques were never ap- those DCIs who did not respond to the initial plied. Moreover, because target problem behav- training. The improvement in JA’s frequency iors occurred in a minority of observation recording following the in-service training was intervals, supervisor feedback regarding the maintained in the condition with supervisor nonoccurrence of problem behavior seems to presence and feedback, and AW showed have been enough to increase DCI frequency additional improvement over that obtained recording. Finally, it appears that high rates of with the in-service training. Improvements problem behaviors (Group 1, second shift) appeared to be maintained and perhaps in- resulted in more variable staff performance, creased during supervisor presence without suggesting the need for enhanced supervision feedback, although additional data are needed (e.g., longer monitoring periods) or alternative to confirm this finding. Group 1 (second shift) methods of measuring problem behavior in showed the greatest fluctuation in performance such cases. in the supervision conditions, perhaps due to Supervisory techniques in other settings in the higher rate of problem behaviors that the which behavioral data are collected (e.g., class- group had to record. rooms) and with different types of data The bottom graph in Figure 1 displays collection warrant further investigation. Anoth- generalization data for those DCIs who had er topic for research is whether in-service opportunitiestorespondinbaselineandatleast training is necessary or whether supervision two experimental conditions. The number of and feedback alone are effective in improving sessions when problem behavior occurred is staff performance. Nevertheless, the supervision depicted above each bar. The data suggest that methodsinthisstudymaybeanefficientmeans staff generalized accurate data collection to ofimprovingandmaintainingstaffrecordingof settings in which supervisors were absent, but problem behavior, which may, in turn, support this conclusion must be made with caution sounder evaluations of services for people with because of the small number of data points. developmental disabilities. One implication of the findings is that the supervisor presence already inherent in the REFERENCES treatmentenvironmentdidnotleadtoadequate frequencyrecording.Hence,theintroductionof Baer,D.M.,Wolf,M.M.,&Risley,T.R.(1968).Some staff management techniques was apparently current dimensions of applied behavior analysis. JournalofAppliedBehavior Analysis, 1,91–97. necessary. Also, consistent with other research Gardner,J.M.(1972).Teachingbehaviormodificationto (e.g., Gardner, 1972), in-service training by non-professionals. Journal of Applied Behavior Analy- itself was ineffective in improving performance, sis, 5,517–521. suggesting that skill deficits alone were not the Reid, D. H. (Ed.). (1998). Organizational behavior management and developmental disabilities services: major factor that contributed to DCI baseline Accomplishments and future directions. Journal of or post-in-service performance. Organizational BehaviorManagement,18(2/3). DCI performance improved substantially with a very brief supervisory period (6 min) Received April 25,2005 followed by feedback. Thus, most frequency Final acceptance January20, 2006 recording occurred when supervisors were not Action Editor,Dennis Reid