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ERIC EJ1144815: Promoting Social and Emotional Competencies in Elementary School PDF

2017·0.24 MB·English
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Promoting Social and Emotional Competencies in Elementary School Promoting Social and Emotional Competencies in Elementary School Stephanie M. Jones, Sophie P. Barnes, Rebecca Bailey, and Emily J. Doolittle Summary There’s a strong case for making social and emotional learning (SEL) skills and competencies a central feature of elementary school. Children who master SEL skills get along better with others, do better in school, and have more successful careers and better mental and physical health as adults. But evidence from the most rigorous studies of elementary-school SEL programs is ambiguous. Some studies find few or no effects, while others find important and meaningful effects. Or studies find effects for some groups of students but not for others. What causes such variation isn’t clear, making it hard to interpret and act on the evidence. What are the sources of variation in the impacts of SEL programs designed for the elementary years? To find out, Stephanie Jones, Sophie Barnes, Rebecca Bailey, and Emily Doolittle examine how the theories of change behind 11 widely used school-based SEL interventions align with the way those interventions measure outcomes. Their central conclusion is that what appears to be variation in impacts may instead stem from imprecise program targets misaligned with too-general measures of outcomes. That is to say, program evaluations often fail to measure whether students have mastered the precise skills the programs seek to impart. The authors make three recommendations for policy makers, practitioners, and researchers. The first is that we should focus more on outcomes at the teacher and classroom level, because teachers’ own social-emotional competency and the quality of the classroom environment can have a huge effect on students’ SEL. Second, because the elementary years span a great many developmental and environmental transitions, SEL programs should take care to focus on the skills appropriate to each grade and age, rather than taking a one-size-fits-all approach. Third, they write, measurement of SEL skills among children in this age range should grow narrower in focus but broader in context and depth. www.futureofchildren.org Stephanie Jones is the Marie and Max Kargman Associate Professor in Human Development and Urban Education at Harvard Graduate School of Education. Sophie P. Barnes is research coordinator and Rebecca Bailey is research manager for the Ecological Approach to Social Emotional Learning (EASEL) Laboratory at Harvard Graduate School of Education. Emily J. Doolittle is team lead for social behavioral research in the National Center for Education Research, Institute of Education Sciences, US Department of Education. Gretchen Brion-Meisels of Harvard University reviewed and critiqued a draft of this article. VOL. 27 / NO. 1 / SPRING 2017 49 Stephanie M. Jones, Sophie P. Barnes, Rebecca Bailey, and Emily J. Doolittle Research has shown that effects from interventions designed for the during the elementary school elementary school years, and many individual years, social and emotional studies that find important and meaningful skills are related to positive effects.6 What causes such variation isn’t academic, social, and mental clear, making it hard to interpret and act on health outcomes. For example, correlational the evidence.7 This confusion allows those studies show that classrooms function more debating the merits of incorporating social effectively and student learning increases and emotional learning (SEL) in schools when children can focus their attention, to cherry-pick findings and adopt the ones manage negative emotions, navigate that suit their own arguments. Does the relationships with peers and adults, and mixed evidence result from different ways of persist in the face of difficulty.1 Children measuring social and emotional skills? From who effectively manage their thinking, differences in intervention approaches and attention, and behavior are also more variation in implementation? From different likely to have better grades and higher ways of studying interventions during standardized test scores.2 Children with the elementary years? To answer those strong social skills are more likely to make questions, we examine how the theories of and sustain friendships, initiate positive change behind 11 widely used school-based relationships with teachers, participate SEL interventions align with the way those in classroom activities, and be positively interventions measure outcomes. In doing engaged in learning.3 Indeed, social and so, we hope to shed light on the mixed or emotional skills in childhood have been tied null findings from past evaluations of such to important life outcomes 20 to 30 years programs. later, including job and financial security, as well as physical and mental health.4 Social and Emotional Skills in Middle Childhood This compelling evidence suggests that there’s a strong case for making such Middle childhood, spanning roughly 5 non-academic skills and competencies a to 11 years of age, is often treated as if it central feature of schooling, both because were a single developmental period. But of their intrinsic value to society and, from the span from kindergarten through fifth a pragmatic standpoint, because they may grade and into middle school encompasses help to reduce achievement and behavior substantial biological, social, cognitive, and gaps and mitigate exposure to stress.5 But emotional changes. Children are exposed what do we know about efforts designed to to an increasing number of contexts and are improve and support social and emotional expected to develop an ever-growing set of skills in the elementary years? The evidence diverse skills, all of which have implications from gold-standard studies—in which for SEL interventions.8 one group is randomly assigned to receive an intervention while another is not—is Many frameworks and organizational ambiguous. What works, for whom it systems, from a variety of disciplines, works, and under what conditions often describe and define social and emotional varies. For example, we’ve seen large- skills during this period.9 These frameworks scale national studies that find small or no may refer to the same skill or competency 50 THE FUTURE OF CHILDREN Promoting Social and Emotional Competencies in Elementary School with different names, or use the same name and it encompasses skills that help children to refer to two conceptually distinct skills.10 prioritize and sequence behavior, inhibit They also vary in the type of construct they dominant or familiar responses in favor of a address—from skills, behaviors, and attitudes more appropriate one (for example, raising to traits, strengths, and abilities. their hands rather than blurting out an answer), keep task-relevant information in mind (for example, remembering a teacher’s Different SEL frameworks request to turn to a partner and talk over a may refer to the same skill question before the group discussion begins), resist distractions, switch between task goals or competency with different or even between different perspectives, use names, or use the same name information to make decisions, and create to refer to two conceptually abstract rules and handle novel situations.13 Children use cognitive regulation skills distinct skills. whenever they face tasks that require concentration, planning, problem-solving, coordination, conscious choices among To organize our discussion, we use a alternatives, or inhibiting impulses.14 framework developed by Stephanie Jones (a coauthor of this article).11 This Emotional processes are skills that help framework focuses largely on intervention children recognize, express, and regulate approaches designed for the elementary their own emotions, as well as understand school years, based on a review of research the emotional perspectives of others.15 in developmental and prevention science They allow children to recognize how and a scan of the major defining frameworks different situations make them feel and and curricular approaches for SEL. It to handle those feelings in prosocial ways. categorizes social and emotional skills Consequently, such emotional skills are often and behaviors into three primary groups: fundamental to positive social interactions cognitive regulation, emotional processes, and to building relationships with peers and and social/interpersonal skills. This system adults. Without the ability to recognize and has been reflected in other review papers, regulate your own emotions or empathize but it doesn’t include attitudinal constructs with others’ perspectives, it’s very difficult such as character and mindsets, which are to maintain and focus attention (cognitive increasingly incorporated in other organizing regulation) and to interact positively with frameworks and are gaining attention in others.16 intervention development and testing, largely Finally, social and interpersonal skills help with students in middle and high school.12 children and adolescents accurately interpret In the most general sense, cognitive other people’s behavior, effectively navigate regulation comprises the basic cognitive skills social situations, and interact positively with required to direct behavior toward attaining peers and adults.17 Social and interpersonal a goal. It’s closely related to the concept skills build on emotional knowledge and of executive function, which comprises processes; children must learn to recognize, attention, inhibition, and working memory, express, and regulate their emotions before VOL. 27 / NO. 1 / SPRING 2017 51 Stephanie M. Jones, Sophie P. Barnes, Rebecca Bailey, and Emily J. Doolittle they can be expected to interact with and goals with children’s sequence of skill others. Children who use these social and development may be more successful than interpersonal processes effectively can interventions that target the same skills, collaborate, solve social problems, and regardless of age. coexist peacefully with others. Evidence from SEL Programs What do we know about developmental Recent interest and investment in social- changes in cognitive regulation, emotional processes, and social/interpersonal emotional skill development is due in large skills during middle childhood? Basic part to the growing evidence that SEL developmental theory indicates that some programs affect academic, behavioral, skills act as building blocks for other, more emotional, social, and cognitive outcomes. complex skills that emerge later on.18 This Our understanding of what works is guided means that children must develop certain largely by two comprehensive meta-analytic basic competencies in each of the SEL reviews (a meta-analysis is a strategy for domains (cognitive, emotional, social/ analyzing findings across different studies interpersonal) before they can master to reach a synthesis), which compiled and others, and that previously acquired skills analyzed findings from a large number support the development of new or more of studies of school-based SEL and/or complex ones.19 Developmental theory behavioral learning programs (213 studies in also suggests that some skills are stage- one case and 75 in the other).22 salient—that is, they help children to meet Both reviews found that universal, school- the demands of a particular developmental based SEL programs produced statistically stage and/or setting.20 In other words, some significant positive effects on a host of SEL skills are more important in middle social-emotional and related outcomes. childhood than in other periods. For That is, students who participated in example, when children first begin formal SEL programs had significantly better schooling, a key task is learning how to outcomes than students who did not. The understand their own emotions and those of others; they’re exposed to a wide variety average effect sizes, or the magnitude of emotion words and an array of emotions of the difference in impacts between expressed by their new peers. By the time groups, ranged from small in some areas to children transition out of middle childhood, moderate-to-large in others.23 These results they must use previously learned emotion- empirically support the widely held belief related skills to support more sophisticated that SEL programs can produce meaningful social problem-solving in more complex changes in students’ lives—particularly for social interactions. Thus, there’s reason to the set of outcomes the programs target— believe that certain SEL skills should be and have motivated continued research in taught before others, and within specific this area. Both reviews included studies that grades or age ranges. However, SEL didn’t use random assignment, meaning programs and interventions frequently that something other than the SEL program target the same skills in the same ways being evaluated could have influenced the across multiple years.21 Elementary outcomes that were measured. Because of interventions that align their content this, the SEL program effects documented 52 THE FUTURE OF CHILDREN Promoting Social and Emotional Competencies in Elementary School in these reviews could be inflated, though and academic outcomes.26 The authors that’s not necessarily so. For this reason, make the logical point that although this in this article we focus on programs general framework applies overall, different and interventions that have undergone programs and approaches prioritize randomized trials. different outcomes and underlying mechanisms. For example, some programs These meta-analyses suggest that SEL focus on executive function and self- interventions are effective. But as we regulation (the cognitive domain), while noted at the outset, results from research others prioritize basic social skills and on the impact of specific SEL programs behaviors (the interpersonal domain). Our often vary. For example, the Social point isn’t that one approach is better or and Character Development Research more effective than another; rather, it’s Consortium (SACD) examined seven SEL that to accurately understand the efficacy programs over three years and found no of these interventions, we need to clearly differences between the groups receiving understand what they target and how. the interventions and those who did not.24 Therefore, in interpreting intervention Ignoring such null findings could produce programs’ effects, we focus particularly on an inaccurate picture of the evidence the alignment between program inputs and behind SEL interventions. Perhaps measured outcomes, the role of context more important, we need to carefully (including features of settings, place of consider the range of evidence behind delivery, and participant characteristics), SEL interventions in elementary school, and the importance of considering including null, negative, and positive developmental stages. effects—essentially by mapping program theory and targets to outcomes and Our Approach measures to specific and concrete effects. Otherwise, we limit our understanding of Rather than a comprehensive summary why one study shows effects and another of SEL program evaluations, we aim does not, or why similar programs show to provide a snapshot of the evidence effects on different outcomes. behind 11 widely used school-based SEL interventions. These interventions have A chapter in the recently published undergone randomized controlled trials Handbook of Social and Emotional that were published in peer-reviewed Learning identifies the core mechanisms journals between 2004 and 2015, with a or “active ingredients” of evidence-based majority published after 2009. We reviewed SEL programs in elementary school.25 The the following programs: Fast Track PATHS, chapter’s broad theoretical framework, PATHS, Positive Action, Responsive which is consistent with others, suggests Classroom, Second Step, RULER, that effectively using the core components 4Rs, MindUP, Making Choices, Good of SEL interventions can affect a set of Behavior Game, and Positive Behavioral immediate outcomes (classroom social Interventions and Supports (PBIS).27 and instructional environment and student social and emotional skills) and eventually To understand each program and represent influence long-term social, behavioral, variation in their approaches, we reviewed VOL. 27 / NO. 1 / SPRING 2017 53 Stephanie M. Jones, Sophie P. Barnes, Rebecca Bailey, and Emily J. Doolittle the most recent randomized controlled trial long-term outcomes, and the mechanisms or trials and documented four key elements: by which the program will achieve those outcomes. For instance, some programs’ 1. Setting. Where does the theories of change emphasize the regulation intervention take place? Categories of thought and action (MindUP); others included the whole school, highlight emotional literacy and emotional classroom, miscellaneous (for intelligence (RULER) or social problem- example, during recess), and among solving and conflict resolution (Making adults. Choices, Good Behavior Game, 4Rs); and still others emphasize adult practices and 2. SEL program targets. Which strategies and/or the environment (PBIS, domain or domains does the Responsive Classroom). Ideally, the theory program focus on? In alignment of change serves as a blueprint or guide with the framework we described to identifying an intervention’s expected above, SEL program targets were outcomes and selecting appropriate measures cognitive, social, and emotional. to capture those outcomes. A key question we examined was whether the program targets 3. Program components. What are and expected outcomes aligned with the the program’s parts, in addition measures used and the impacts documented to the classroom and school- (see table 1). To underscore the differences based elements? Categories between SEL programs, we reviewed included training, coaching, parent programs individually and documented the involvement (such as parent SEL program target of each one. guides, training and home links for families), and other supports Summary of the Evidence (for example, toolkits and other resources). In the following section, we summarize our findings for our four key elements (setting, 4. Outcomes. What do the program program target, program components, and evaluations measure? Outcomes outcomes). were organized into two main categories: (1) student-level Setting outcomes, and (2) classroom- and Setting refers to the context or contexts of school-level outcomes. program implementation. School-based Though all the interventions fall under programs dominate SEL programming in the SEL umbrella, they can be loosely middle childhood. Within the school, settings organized based on their theoretical include the classroom, the whole school, and orientations and theories of change. A other contexts like recess or adult-focused theory of change (sometimes referred to activities. Setting can also indicate the primary as a theory of action) is a road map that recipient of the intervention. Students are the describes a program’s assumptions and primary focus of programs that conduct their inputs, outputs, and expected outcomes.28 work in classrooms, the whole school, or other It typically describes the program’s core within-school settings. By contrast, adult- components, the expected short- and focused programs deliver material directly to 54 THE FUTURE OF CHILDREN Promoting Social and Emotional Competencies in Elementary School Table 1. An Overview of Primary SEL Program Targets and Measured Outcomes Program Targets and Measured Outcomes     Cognitive Social Emotional Academic Behavioral Fast Track Targets ✓ ✓ ✓     PATHS Outcomes ✓ ✓     ✓ PATHS Targets ✓ ✓ ✓     Outcomes   ✓    ✓ ✓ MindUP Targets ✓ ✓       Outcomes ✓ ✓ ✓ ✓ ✓ RULER Targets     ✓     Outcomes     ✓     4Rs Targets ✓ ✓       Outcomes ✓ ✓   ✓ ✓ Positive Targets ✓ ✓       Action Outcomes     ✓ ✓ ✓ Second Targets ✓ ✓ ✓     Step Outcomes ✓ ✓ ✓   ✓ Responsive Targets   ✓       Classroom Outcomes       ✓   Making Targets   ✓       Choices Outcomes ✓ ✓     ✓ Good Targets   ✓       Behavior Outcomes   ✓     ✓ Game Note: Though we reviewed 11 programs, we didn’t include Positive Behavioral Interventions and Supports (PBIS) in this table because it’s a different type of program—a noncurricular prevention strategy that changes the school environment by enhancing school systems and procedures rather than a classroom-based curricular approach or a professional development program focused on teaching strategies. teachers and school staff, investing in adults Most programs were delivered in the to drive student-level change. classroom, but few studies measured classroom-level outcomes. Similarly, Nine of the 11 programs we reviewed were although many programs invested significant designed for and delivered in the classroom. resources in implementing aspects of the Three of them (PATHS, Fast Track PATHS, program in multiple settings, as with those and Positive Action) also included a whole- that include whole-school approaches, they school component. The fact that whole- didn’t measure whole-school outcomes, such as organizational health, teacher turnover, school approaches in these three programs school climate, and structural resources. didn’t exist on their own suggests that they’re intended to reinforce classroom-level efforts. Although most SEL programs focus solely or Two of the programs (Responsive Classroom, primarily on what goes on in the classroom, PBIS) were adult-focused; PBIS also children also need SEL skills on playgrounds, included whole-school and miscellaneous in lunchrooms, in hallways and bathrooms, components. and in out-of-school settings. Student VOL. 27 / NO. 1 / SPRING 2017 55 Stephanie M. Jones, Sophie P. Barnes, Rebecca Bailey, and Emily J. Doolittle surveys and hot-spot mapping, in which Components students draw maps of the areas where they Considering program components is feel unsafe, show that children feel least important for thinking about whether real- secure in these unmonitored and sometimes world program implementation is feasible unstructured zones.29 Students need support and for understanding the magnitude of to navigate such spaces and to make the impacts in light of the amount of support entire school environment safe, positive, and offered to schoolteachers and staff. conducive to learning. Even when students don’t consider them to be dangerous, these Overall, the 11 programs involved significant contexts offer vital opportunities for students time commitment. This reflected not only to practice their SEL skills. Future research training and ongoing support, but also the should investigate the effects of SEL time needed to implement the curriculum in programs on contexts outside the classroom. the classroom and school. All the programs required training and many also required Target follow-up booster sessions. Coaching was also present in many of the programs. SEL program target refers to the domains Several programs specified a set number or areas of focus that the program describes. of coaching meetings (for example, 4Rs Based on our organizing framework for SEL had a minimum of 12 contacts per year). skills in middle childhood, we summarize Seven of the programs also encompassed SEL program targets as cognitive, social, parent components, including training, and emotional. Typically, a program’s parent guides, or home links for families. lessons, curricula, and other approaches Interestingly, no program’s theory of change are organized around the SEL targets. For considered the role of parents and the home example, the RULER program’s SEL target environment, and data were collected from is, broadly, emotions, and RULER’s Feelings parents infrequently. Like the ones we Word Curriculum focuses on building reviewed, SEL programs typically include emotion skills. multiple components (curriculum, training, Not surprisingly, most programs target ongoing support, and family/parent and skills in more than one domain (table community activities), but we know little 1).30 Three programs, PATHS, Fast Track about the role and relative importance of each, making it hard to say whether schools PATHS, and Second Step, targeted all three can expect similar findings with different domains (cognitive, social, and emotional). levels of support, a different array of Three programs targeted skills in two components, or fewer components. domains, most often cognitive and social (Positive Action, MindUP, and 4Rs). Almost Outcomes all the programs targeted skills in the social domain (PATHS, Fast Track PATHS, Good We divided outcomes into two groups: (1) Behavior Game, Positive Action, Responsive student-level outcomes, which includes Classroom, Second Step, 4Rs, MindUP, cognitive, emotional, social, behavioral, and and Making Choices), which is logical given academic categories, and (2) classroom- and children’s increasing interaction with peers in school-level outcomes. At the student level, middle childhood.31 we include the set of short-term outcome 56 THE FUTURE OF CHILDREN Promoting Social and Emotional Competencies in Elementary School areas defined above (cognitive, emotional, intervention compared to girls who did not and social), as well as the behavioral (this difference wasn’t seen among boys) and academic outcomes that theoretical and for children who scored poorly based frameworks often describe as being affected on pretest measures. Problem-solving was in the longer term, but that are typically measured in the Second Step evaluation, but measured in the evaluations along with findings were not statistically significant. short-term outcomes. Some programs, such SEL programs have the potential to impact as 4Rs, specify in very concrete terms their both foundational and more complex expectations for short- and longer-term cognitive skills. But studies haven’t always changes (for example, changes in social found statistically significant effects even for and emotional outcomes after one year of programs that targeted this domain, and in exposure, and in behavior and academics general, effect sizes have ranged from small after two years).32 to moderate. Furthermore, most studies Student-level outcomes: cognitive. Few included only one measure relevant to the studies measured skills in the cognitive cognitive domain and many studies didn’t domain. One possible explanation is measure the same skill, which limited our that in middle childhood, students are ability to gauge the breadth and depth of acquiring complex cognitive skills—such as the programs’ impacts. Given the crucial organization, planning, and goal-setting— cognitive development that occurs in the that are often categorized as academic skills elementary years and the fact that several and that aren’t typically targeted in SEL programs target this domain specifically, it’s programs. As a result, few studies in middle surprising that programs measured so few childhood measure foundational cognitive cognitive outcomes. Executive function skills, skills like executive function, which has been for example, develop rapidly in the early linked to a host of important outcomes, school years, and they form the foundation including academic achievement.33 for other skills in the cognitive domain, such as planning and goal setting, as well as skills Cognitive outcomes in the studies we in the emotion and social domains.34 reviewed included executive function tasks, mindfulness (generally defined as the ability Student-level outcomes: emotion. Building to focus awareness on thoughts, feelings, emotion skills is a focal point of many or perceptions of the present moment elementary social-emotional learning without judgment), cognitive concentration programs. Yet the number and type (concentration, attention, work completion), of emotion skills that programs target and problem-solving. Only one program, are poorly aligned with the measured MindUP, included measures of executive outcomes. Programs tend to target basic or function skills, finding small but statistically fundamental emotion skills, such as emotion significant effects. MindUP also generated knowledge, emotion vocabulary, and emotion statistically significant, moderately sized expression. But they measure more complex effects on mindfulness. Making Choices outcomes that build on or use these basic generated small effects on cognitive emotion skills. For example, 40 percent of concentration for the overall sample, but PATHS lessons focus on skills related to moderate effects for girls who received the understanding and communicating emotions, VOL. 27 / NO. 1 / SPRING 2017 57 Stephanie M. Jones, Sophie P. Barnes, Rebecca Bailey, and Emily J. Doolittle and RULER targets five key emotion skills and social situations. They need a variety of through the Feeling Words curriculum, but interpersonal skills, such as the capacity to neither study included measures of these develop sophisticated friendships, engage basic emotional skills. in prosocial and ethical behavior, and solve social conflicts.35 Most of the studies we Student-level outcomes in the emotion reviewed measured social outcomes, and domain were measured infrequently; those many studies measured several of them. that were measured included emotional The measured outcomes included social problems, life satisfaction, emotional competence, peer nominations of prosocial control, emotional management, and behavior and peer acceptance, empathy, positive affect. Second Step and Positive perspective taking, and social problem- Action showed small effects on emotional solving. problems and life satisfaction, while MindUP generated moderate effects on emotional Social competence was measured frequently; control. Second Step’s effects on emotion effects ranged from nonsignificant in Making management and Positive Action’s on positive Choices to small in Fast Track PATHS. affect weren’t statistically significant. Effects on peer nominations—in which students are asked to rate their peers based on characteristics like prosocial behavior, Overall, the 11 programs aggression, and peer acceptance and involved significant time rejection—ranged from nonsignificant to commitment. large. In Making Choices, notably, children categorized as at-risk by their teachers at the beginning of the study showed moderate to In sum, SEL programs’ effects on emotion large gains. Effects on empathy ranged from outcomes are mixed, ranging from non- nonsignificant in Second Step to moderate in significant to moderate, and outcome MindUP; effects on perspective taking were measures focus narrowly on a set of more also moderate in MindUP. complex emotion outcomes rather than skills When social problem-solving outcomes were that the programs specifically target. This misalignment poses a challenge; if we don’t measured, 4Rs and PATHS showed generally understand how SEL programs affect basic small effects for hostile attribution bias (a emotional skills, we may underestimate or form of cognitive distortion that makes it misinterpret their potential in this domain. more likely children will respond to social It also illustrates a larger problem—when problems with aggression); in the same programs measure outcomes that are in a programs, effects on reducing the likelihood certain domain but aren’t closely aligned with of using aggression to resolve social conflicts the program targets in that domain, we may were statistically significant only during the miss important effects. second year of implementation, with small to moderate effect sizes. Effects on normative Student-level outcomes: social. During beliefs about aggression were not significant. middle childhood, children’s social environments become increasingly important Overall, the studies included a wide range as they navigate more complex friendships of social outcomes and found a wide range 58 THE FUTURE OF CHILDREN

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