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ERIC ED616879: Student-Teacher Ethnoracial Matching in the Earliest Grades: Benefits for Executive Function Skills. EdWorkingPaper No. 22-511 PDF

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EdWorkingPaper No. 22-511 Student-Teacher Ethnoracial Matching in the Earliest Grades: Benefits for Executive Function Skills Michael Gottfried Michael Little Arya Ansari University of Pennsylvania North Carolina State University Ohio State University The benefits of student-teacher ethnoracial matching on student outcomes—ranging from academic achievement to postsecondary attainment—are well documented. Yet, we know far less about the role of student-teacher ethnoracial matching in the earliest grades school and on less about effects on non-academic outcomes. The purpose of this study is to advance our understanding of student-teacher ethnoracial matching in early elementary school by exploring two executive function outcomes – working memory and cognitive flexibility. Drawing on data from the Early Childhood Longitudinal Study – Kindergarten Class of 2011, our findings suggest student-teacher ethnoracial matching benefits on working memory skills, though not cognitive flexibility. Observed associations for working memory are of similar size to those for academic achievement outcomes and are largest for Black and Latinx students. VERSION: January 2022 Suggested citation: Gottfried, Michael, Michael Little, and Arya Ansari. (2022). Student-Teacher Ethnoracial Matching in the Earliest Grades: Benefits for Executive Function Skills. (EdWorkingPaper: 22-511). Retrieved from Annenberg Institute at Brown University: https://doi.org/10.26300/42eb-rw67 Running head: RACIAL MATCHING AND EXECUTIVE FUNCTION 1 Student-Teacher Ethnoracial Matching in the Earliest Grades: Benefits for Executive Function Skills? RACIAL MATCHING AND EXECUTIVE FUNCTION 2 Abstract The benefits of student-teacher ethnoracial matching on student outcomes—ranging from academic achievement to postsecondary attainment—are well documented. Yet, we know far less about the role of student-teacher ethnoracial matching in the earliest grades school and on less about effects on non-academic outcomes. The purpose of this study is to advance our understanding of student-teacher ethnoracial matching in early elementary school by exploring two executive function outcomes – working memory and cognitive flexibility. Drawing on data from the Early Childhood Longitudinal Study – Kindergarten Class of 2011, our findings suggest student-teacher ethnoracial matching benefits on working memory skills, though not cognitive flexibility. Observed associations for working memory are of similar size to those for academic achievement outcomes and are largest for Black and Latinx students. Keywords: student-teacher race and ethnicity match; ethnoracial match; teacher diversity; executive function; elementary school; demographic match; ECLS-K: 2011; race/ethnicity RACIAL MATCHING AND EXECUTIVE FUNCTION 3 Student-Teacher Ethnoracial Matching in the Earliest Grades: Benefits for Executive Function Skills? The academic benefits of student-teacher ethnoracial matching on academic outcomes are well documented (Gershenson et al., 2021; Redding, 2019). Experimental evidence from Tennessee, for example, finds that Black students randomly assigned to a Black teacher in elementary school demonstrate stronger math and reading skills, are more likely to graduate from high school, and are more likely to enroll in college (Gershenson et al., 2018; Dee, 2004). In response to findings such as these, there has been a push from researchers, policymakers, and advocates to enact reforms that (1) increase the diversity of the teacher workforce, (2) increase student assignments to teachers of color, and (3) improve teacher skills in working with students of all backgrounds (Gershenson et al., 2021). Current reforms underway include President Biden’s Executive Order “ensuring that all Black students have access to […] diverse teachers and school leaders and other professionals who understand students’ lived experiences and can effectively meet their learning, social, and emotional needs” (White House, 2021). Although this literature is robust in terms of academic achievement and other long-term academic outcomes, the literature on the benefits of student-teacher ethnoracial matching remains underdeveloped in the earliest grades and for non-academic outcomes. This is a key gap in our understanding of the importance of student-teacher ethnoracial matching. Even though schools are academic institutions, they also play important roles in shaping children’s non- academic skills, including executive function (EF) (Little, 2016; Diamond & Lee, 2011). To fill in these gaps in knowledge, we draw upon data from the nationally representative Early Childhood Longitudinal Study- Kindergarten Class of 2010-11 (ECLS-K:2011) to address the following three research questions: RACIAL MATCHING AND EXECUTIVE FUNCTION 4 Research Question 1: Do students in kindergarten and first grade who have an ethnoracial match with their teachers demonstrate higher working memory and cognitive flexibility skills? Research Question 2: Do the benefits of ethnoracial matching vary between Black, Latinx, and Asian students? Research Question 3: How do the findings for students’ EF outcomes compare with measures of reading and math achievement? Using our preferred student-fixed effects estimation approach, we find benefits of student-teacher ethnoracial matching in terms of working memory but not cognitive flexibility. We also find that: (a) the benefits for working memory are most pronounced for Black and Latinx students; and (b) associations for EF are similar in magnitude to reading and math achievement, which we explored in this study in order to make comparisons with our EF outcomes. In the next section, we provide further background on the ethnoracial matching and EF literatures and present our conceptual framework. We then detail our methodological approach and results. In the final section, we explore the implications of our findings in the areas of research, policy, and practice. We pay particular attention to how this research contributes to discussions about advancing educational equity. Student-Teacher Ethnoracial Match and Student Outcomes Most of the literature on student-teacher ethnoracial matching has focused on the achievement benefits of these matches (Redding, 2019). Furthermore, most of this literature has focused on the third grade and higher, since it is in grades three and higher where state test scores become available. Due to this data constraint, an extremely limited body of work has focused on RACIAL MATCHING AND EXECUTIVE FUNCTION 5 matching in the “early grades”, which we define as those prior to the third grade. For instance, Gottfried et al. (2019) compared ethnoracial matching benefits on a range of outcomes between kindergartners with and without disabilities. Yet, they found no benefits of match on academic achievement outcomes. Banerjee (2017) drew on the same dataset and examined the link between ethnorcial match and placement in ability groups in the early grades. The author found that Latinx students were more likely to be placed in higher ability groups when assigned to a Latinx teacher in first grade. Consistent with studies on academic outcomes, research on non-academic outcomes is concentrated in higher grades. Studies have explored the benefits of student-teacher ethnorcial match on a wide variety of non-academic outcomes, ranging from absenteeism (Gottfried et al., 2021; Tran & Gershenson, 2021) to student attitudes, including happiness and motivation (Egalite & Kisida, 2017). The analysis from Tran and Gershenson (2021), for example, found that when Black students were randomly assigned to Black teachers, the probability of the student being chronically absent was reduced by 26 percent. Gottfried and colleagues (2021) found that Latinx students with Latinx teachers had fewer missed school days in high school. Hence, evidence is certainly being amassed that ethnoracial matching matters for different student groups across non-testing outcomes. However, limiting our search to studies focused in the early grades, there is far less research in this area. For example, a study from Wright et al. (2017) examined ethnoracial matching in kindergarten and found only limited evidence of benefits on a range of social-emotional outcomes. These results corroborated a study by Jennings and DiPrete (2010) that found limited evidence of benefits of ethnoracial match on similar outcomes. With speculation, the limited findings here might have arisen given that social-emotional outcomes rely on subjective teacher- RACIAL MATCHING AND EXECUTIVE FUNCTION 6 rated ratings of children and thus may differ as such. A key benefit of the present study is that we rely on direct-assessment measures of EF, which overcomes this limitation associated with teacher-reported measures of non-testing skills. Prior to elementary school, we are aware of only two studies focused on ethnoracial matching in early childhood settings, such as prekindergarten. Drawing on Head Start FACES data, Markowitz and colleagues (2020) found that student-teacher ethnoracial match in Head Start was associated with higher levels of parental engagement and fewer absences, particularly among Latinx families. In another study, Downer and colleagues (2016) used a dataset that included data from Pre-K programs in 11 different states and found benefits of student-teacher ethnoracial matching on assessment measures of academic skills for Latinx children, but not for Black children. To summarize, the literature on student-teacher ethnoracial matching is robust in terms of academic outcomes and in the tested grades (third grade and beyond). In the present study we sought to understand the outcomes of ethnoracial matching in the early grades, particularly in the context of non-academic outcomes. The literature in this area is sparse and indicates the necessity of studies like the present one. Although others have examined non-academic skills in the early grades, the outcomes examined were limited by being teacher-reported. Yet, what this limited literature does suggest is that student-teacher ethnoracial matching can matter in the early grades, but there is nuance based on outcomes that needs to be more thoroughly unpacked. Importance of Executive Function Skills Missing from the student-teacher ethnoracial matching conversation is a focus on children’s EF skills. These EF skills, which help children engage in goal-directed behavior, have become a prominent area of scholarly interest in recent years (Little, 2016, 2021; Diamond & RACIAL MATCHING AND EXECUTIVE FUNCTION 7 Lee, 2011). EF skills are comprised of three components: (1) working memory, which is the ability to hold and process information in our mind; (2) cognitive flexibility, which is the ability to change your attention and perspectives; and (3) inhibitory control, which is the ability to stay focused on tasks when distracted. Part of the growing interest in these skills is due to the consistent finding that higher EF skills predict academic success (Best et al., 2011, Ursache et al., 2012). Yet, like academic outcomes, there are stark differences in EF skills based on race/ethnicity and socioeconomic status. For example, Little (2017) found that Black and Latinx students entered kindergarten approximately 0.5 standard deviations behind their white peers on the two measures of EF, which we include in the present study. It is in this context that efforts to promote EF skills and address inequalities therein have expanded. Research has shown that EF skills are malleable, particularly during early childhood and the early grades, and school-based interventions and experiences can shape EF developmental trajectories (Little, 2016; Diamond & Lee, 2011; Morrison et al., 2009). All of these factors suggest that EF skills may be an outcome particularly susceptible to change in the context of student-teacher ethnoracial matches. Conceptual Framework Our review of the literature thus far has focused on the effects of ethnoracial matching on student outcomes, but not on potential explanations for how and why matches may be beneficial for student outcomes, particularly for EF skills. There are three primary schools of thought on how and why ethnoracially-similar teachers matter for student outcomes (Gershenson et al., 2021). The first focuses on the beliefs, expectations, and biases of teachers. In this perspective, what a teacher believes about certain groups of students can alter how they deliver instruction, interact with parents, and grade papers, for example. This perspective could play out with a non- RACIAL MATCHING AND EXECUTIVE FUNCTION 8 matched teacher not accurately recognizing the skill or developmental level of a student of color and thus not providing appropriate levels of scaffolded instruction, which has been linked to improvements in EFs in addition to academic achievement, for example (Meltzer, 2010). The second perspective focuses on the specific teaching practices and approaches that teachers of color are more likely to exhibit that benefit students of color. Researchers have found that when teachers of color provide culturally relevant pedagogy, they are able to better connect with students whose culture and experiences are often not reflected in standard school curricula and approaches (e.g., Ladson-Billings, 1995). For example, recent scholarship has found that EF skills develop differentially based on cultural experiences, which opens the door for student- teacher match to optimize EF development via culturally relevant instructional practices (e.g., Legare et al., 2018). Alternatively, matches may generate increased parental engagement with the teacher that, in turn, supports parental practices that enhance EFs (Wilson & Gross, 2018; Vinopal, 2018). The last perspective is about teachers of color serving as role models for students of color. Such a “role model effect” operates when students of color perform differently when they have a teacher of color at the head of the classroom, even if they do not employ any different teaching practices than white teachers. Such a mechanism may boost the engagement levels of students experiencing an ethnoraical match via a combination of fewer absences, more time spent on task, and fewer problem behaviors. Higher levels of engagement due to role modeling would increase the likelihood that students benefit from instructional practices and curricula that promote EF skills. Note that these three explanatory perspectives for matching effects are not mutually exclusive. For example, students of color may benefit from role model teachers who are also engaging in more culturally relevant pedagogical practices RACIAL MATCHING AND EXECUTIVE FUNCTION 9 Because our study is designed to examine the link between student-teacher ethnoracial match and EF skills, we cannot specifically test which of these mechanisms may yield observed associations. However, merging these theoretical explanations with insights from the EF literature suggests that these mechanisms may plausibly generate improved EF skills for students in the context of ethnoracial matches with teachers. Method Dataset We used data from the Early Childhood Longitudinal Study – Kindergarten Class of 2010-11 (ECLS-K:2011), which was compiled by the National Center for Education Statistics (NCES) at the U.S. Department of Education. The ECLS-K:2011 was created to follow a nationally representative cohort of kindergartners in the 2010-11 school year through elementary school. Information was collected about this cohort of children and their families through direct assessments as well as through surveys of families, teachers, and school administrators. Details about the creation and compilation of this dataset as well as survey instruments are publicly available on the U.S. Department of Education website (https://nces.ed.gov/ecls/). EF measures were only available in the identical format in kindergarten and first grade. Hence, our sample is restricted to these first two years, and consequently our analysis plan follows the work of Cho (2012) who also used kindergarten and first grade ECLS-K samples. The sample in kindergarten included 18,170 children. We arrived at this final analytic sample with multiple imputation (Royston, 2004). Specifically, we imputed 20 datasets for the child observations for which there were nonzero weights. Sample weights were provided in the dataset by NCES. The weights were employed in both the imputation and in all analyses. Measures

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