DOCUMENT RESUME RC 023 553 ED 465 488 Durbin, Paula, Ed. AUTHOR Building Democracy from the Grassroots. Inter-American TITLE Foundation: 2001 in Review, October 1, 2000 to September 30, 2001. INSTITUTION Inter-American Foundation, Arlington, VA. PUB DATE 2.001-00-00 57p.; Photographs may not reproduce adequately. For 2000 NOTE review, see ED 458 066. AVAILABLE FROM For full text: http://www.iaf.gov/publications/Annual_Report/2001_1_en/2001 YIR-eng.pdf. PUB TYPE Descriptive (141) Reports MF01/PC03 Plus Postage. EDRS PRICE Adult Farmer Education; American Indian Education; Annual DESCRIPTORS Reports; *Community Development; Cooperative Programs; Democracy; *Economic Development; Foreign Countries; *Grants; Indigenous Populations; *Nongovernmental Organizations; Program Descriptions; Rural Development; Technical Assistance; Training; Vocational Education; Womens Education Caribbean; *Inter American Foundation; International Aid; IDENTIFIERS *Latin America ABSTRACT The Inter-American Foundation (IAF), an independent agency of the U.S. government, funds innovative, participatory, and sustainable self-help development projects proposed and managed by grassroots groups and supportive organizations in Latin America and the Caribbean. IAF also encourages partnerships among community organizations, businesses, and local governments, directed at improving the quality of life for poor people and strengthening democratic processes. This annual report for 2001 describes IAF's grantmaking, evaluation, and dissemination activities and the July 16th forum "Building Democracy from the Grassroots," organized by IAF and a unit of the Organization for American States. The forum brought together policy makers and development practitioners to discuss the proposition that a democracy must be built from the bottom up. In 2001, IAF awarded 43 new grants and 27 supplemental grants in 15 countries, totalling about $13.9 million. Funding was distributed among five program areas: enterprise development and management, agriculture and food production, education and training, community services, and ecodevelopment. Many projects involved indigenous communities or focused on women's education and self-employment. Educational activities included entrepreneurship training, community-based literacy education and life-skills training, training in business and marketing, electrification and facilities improvethent in rural schools, community leadership training, and agricultural and vocational education for adults and youth. (SV) Reproductions supplied by EDRS are the best that can be made from the original document. A.1 ,,,.iaatimeh Art- 00 00 40' , eria tr) " 1 tit ) C21 .)* A diA - II 4' iN11111. 'ell U S DEPARTMENT OF EDUCATION Office of Educational Research and Improvement EDUcATIONAL RESOURCES INFORMATION CENTER (ER10) This document has been reproduced as received from the person or organization originating it BEST COPY AVAILABLE 0 Minor changes have been made to improve reproduction quality Points of view or opinions stated in this docu ment do not necessanly represent official OERI position or policy 2 Contents Board of Directors and Advisoiy Council 4. Foundation Staff 5 Message from the Chair 6 President's Report 7 Program Review 9 Foundation Program Profile 11 Financial and Statistical Report 12 Country Reports Argentina 13 Bolivia 15 Brazil 17 Costa Rica 20 Dominican Republic 21 Ecuador 23 El Salvador 27 Guatemala 30 Haiti 33 Honduras 35 Mexico 36 Nicaragua 41 Panama 43 Peru 45 Venezuela 48 Latin America (Regional) 49 Office of Evaluation and Dissemination 50 Mariano Curicama, center in blue, and the Comité de Cover: Desarrollo Local de Guamote conduct an outdoor town meeting on the management of forest resources in Chimborazo, Ecuador. For more on the IAF's funding in Chimborazo, see page 25. (Photo: Courtesy of the Comité and Carlos Criollo) An unidentified folk artist's rendering of a town meeting in Back: Chimborazo. (Photo: Mark Caceido) 20C1 !rm 3ow ndaVoR 11m2scr-Ameffican Fou October 1, 2000 to September 30, 20011 ! Uft (40110 I I. 11011 -i- i,'-' . ( t ',,, , " <'', 0e72'-'' ti t14 k 1., t t. :11t-4 I . .rcv 1., , ' r Kffiffil t f / '1 ).` 4 '...13:," / ' ,11 , - : , fr, ..) t . ' i,V.:,.;...%"'."" ,..1. A p.,-, - , ,....,,, \ i '- 4., ..,..--:-.- - ,....., q 06 :,,, 4:707kilir ,, , . - Artsms-A , / e , 1. OWSIC ' 1 Vief ) , 1 if sl "1 A tt, AtIkig111. _ 4 711< Photo: Jim Adriance This annual report is dedicated to the memory of Tyrone Broadus, our friend and colleague. 1948-2001 2001 in Review Inter-American Foundation he Inter-American Foundation (IAF) is an independent foreign assistance agency of the United States government that provides grants to grassroots organizations in Latin America and the Caribbean. Created in 1969 as an experimental program, the IAF responds to inno- vative, participatory and sustainable self-help development projects proposed by grassroots groups and organizations that support them. It also encourages partnerships among community organiza- tions, businesses and local governments, directed at improving the quality of life for poor people and strengthening democratic practices. To contribute to a better understanding of the develop- ment process, the IAF shares its experiences and the lessons it has learned. The Inter-American Foundation is governed by a nine-person board of directors appointed by the president of the United States and confirmed by the U.S. Senate. Six members are drawn from the private sector and three from the federal government. The board is assisted by an advi- sory council. A president, appointed by the board, serves as the Inter-American Foundation's chief executive officer, managing a staff of 42 employees based in Arlington, Virginia. Congress appropriates funds annually for the Inter-American Foundation. The IAF also has access to the Social Progress Trust Fund administered by the Inter-American Development Bank and consisting of payments on U.S. government loans extended under the Alliance for Progress to various Latin American and Caribbean governments. Since 1972, the IAF has made 4,348 grants for more than $528 million. Together, the IAF and its grantees have created cost- effective models of social and economic development which have often been replicated by government and larger donor agencies to better the conditions of hundreds of thousands of poor families in communities throughout the hemisphere. 3 2001 in Review Board if Dkrectom and Advisory Cenci Board of Directors Advisory Council Frank Yturria, Chair Francisco Aguirre-Baca Founding Director, Editor, Publisher Yturria Ranch Enterprises Brownsville, Texas Diario las Americas Washington, D.C. Patricia Hill Williams, Vice Chair Vice President, External Affairs Rita DiMartino State University of New York at Farmingdale Vice President, Congressional Relations Farmingdale, New York AT&T Washington, D.C. Kay K. Arnold John C. Duncan Vice President, System Government Affairs Entergy Corporation Director Little Rock, Arkansas South American Gold & Copper, Inc. New York, New York Fred P. DuVal Senior Managing Director James R. Jones Manatt, Phelps & Phillips, LLP Hill & Knowlton Washington, D.C. Washington, D.C. Anita Perez Ferguson Steve Knaebel Proprietor President Luz Publications Cummins, S. de R. L. de C. V. Santa Barbara, California Mexico D.F., Mexico Douglas Patifio President The Patifio Group Long Beach, California Susan Kaufman Purcell Vice President Americas Society New York, New York Deanna Rodriguez Vice President, Corporate Contributions Entergy Corporation Little Rock, Arkansas Al Zapanta President and Chief Executive Officer US-Mexico Chamber of Commerce Washington, D.C. 4 2001 in Review Foundon &aff* Jill Wheeler, Foundation Representative, Mexico Office of the President Melodie Moore, Program Staff Assistant David Valenzuela, President Alexis Smith, Program Staff Assistant Betty Davis, Executive Assistant Eduardo RodrIguez-Frias, Program Staff Assistant Patrick Breslin, Director, External Affairs Arnie Garza, Auditor Office for South America Walter Price, Regional Director Office of the General Counsel Andra Jones, Foundation Representative, Carolyn Karr, General Counsel Argentina, Paraguay and Venezuela Margarita Guerra, Paralegal Specialist Chris Krueger, Foundation Representative, Bolivia and Peru Office of Personnel Liaison and ADP Judith Morrison, Foundation Representative, Pam Palma, Management Analyst Brazil and Colombia Eric Nystrom, Computer Specialist Wilbur Wright, Foundation Representative, Tyrone Broadus, Staff Assistant Ecuador and Peru DeShonte Clemons, Office Assistant Monica Radwan, Program Staff Assistant Office of Financial Management Systems Office of Evaluation and Dissemination Joyce Chisley, Budget Officer Emilia Rodriguez-Stein, Director Robert Freeman, Fiscal Specialist Miguel Cuevas, Research and Evaluation Specialist Office of Programs John Reed, Research and Evaluation Specialist Linda Borst, Vice President for Programs Paula Durbin, Dissemination Officer Ana Savage, Central Program Coordinator Heidi Smith, Dissemination Officer Leyda Appel, Translator Hussain Muhammad, Office Assistant Mark Caicedo, Grants Management Specialist Office for Mexico, Central America and the Caribbean Ronald Arms, Regional Director Blanca Striirez-Torres, Grants Program Coordinator Jim Adriance, Foundation Representative, Guatemala Miriam Branddo, Foundation Representative, Nicaragua Carlo Dade, Foundation Representative, Dominican Republic and Haiti Kevin Healy, Foundation Representative, Honduras, Panama and Costa Rica Kaye Pyle, Foundation Representative, El Salvador Robert Sogge, Foundation Representative, Mexico This listing is current as of September 30, 2001. 5 2001 in Review Message fro the Chair It is impossible to look back on the previ- ous year without focusing on the tragic events was invited to of September 11 that have so changed the address mayors and world for all of us. Despite the current crisis cabinet ministers though, and maybe even because of it, the from across the Inter-American Foundation's mandate to hemisphere on the , support the self-help efforts of the poor in potential for devel- Latin America and the Caribbean and foster opment in a decen- democratic ideals in the Western Hemisphere is tralized democratic more relevant than ever. framework. The Since taking office, President Bush has conference the IAF been unwavering in his commitment to co-sponsored with strengthen relations between the United States the Organization of and our Latin American and Caribbean neigh- American States, bors. President Bush's efforts are especially criti- "Building Democracy from the Grassroots," won cal now, given the severe economic crisis devas- high marks from its audience. And when the tating so many countries in the region, plunging General Accounting Office launched its study greater numbers of people into extreme poverty of the U.S. government's democracy programs, and diminishing hope. With its unique program the Inter-American Foundation was the agency of support for community development, the the GAO chose to speak with first. Foundation can play a decisive role in alleviating Finally, our new advisory council is an want and reducing the allure of violence. exciting addition to the IAF's knowledge base I have served on the Board of Directors of and a valuable asset to the board. Each of the the Inter-American Foundation for 11 years. nine members is an outstanding professional During my tenure, I have done my best to help with a solid background of hands-on experience the Foundation mature into a respected source in the hemisphere and a distinguished record of expertise on grassroots development. I have of community service. I look forward to listen- seen the staff become more professional, effi- ing to them, learning from them and working cient and accountable. Notwithstanding the with them to advance the Foundation's mission. severe budget cuts imposed since fiscal 2000, the Foundation has maintained a standard of Frank Yturria excellence while stretching limited resources to Chair, Board of Directors cover a vast geographic area. It has continued to pioneer innovative, imaginative development models and to encourage democratic practices at the most basic level. Over the past year, in fact, the Foundation has enjoyed some well-deserved recognition internationally and within the federal govern- ment for its leadership in fostering grassroots participation. The IAF president, for example, 9 +,. 6 2001 in Review 1e, p©i Preedemes Most development practitioners agree that health posts and irri- .one of the keys to sustainable poverty reduction gation canals, and is the involvement of the poor in determining are initiating local their own priorities and the actions that will economic develop- improve their quality of life. The process of self- ment programs to help can be a determining factor in bringing create jobs and raise about lasting change in the attitudes, capacity income. This, in and physical well-being of marginalized popula- turn, is helping to tions. Over the past 30 years, the Inter- bring different American Foundation has witnessed the power sectors of a commu- of participation in overcoming the odds nity together in a communities face in the quest for a better and common effort to more dignified life. resolve pressing As the authoritarian regimes so prevalent problems and to help the poor. In addition to in Latin America and the Caribbean during the securing tangible benefits, such as better 1970s and 1980s gradually gave way to demo- health, education and incomes, they are build- cratic administrations, the self-help effort of ing participation and trust, both vital to a poor people contributed to a critical process: stronger national democracy and a more just democratic practice and governance at the local and equitable society. level. By the mid-1990s, most governments had The inextricable linkage between self-help begun to decentralize various functions and citi- grassroots development and constructing democ- zens enjoyed the right to elect local authorities. racy has not always been clear. In the recent past, Though still highly tentative and woefully anti-poverty programs were managed from under-funded, decentralization, with its poten- central government ministries with no regard for tial for responsiveness and accountability, has either the local context or priorities. With the nonetheless sparked great interest and hope. current emphasis on genuine participation, and The prospect of exercising real influence at the not just consultation, a need to rethink the local level has encouraged some leaders of significance of local governance flows into the grassroots and nongovernmental organizations development assistance process. In a democratic (NG0s) to seek office. Others have challenged setting, participation and self-help can evolve political candidates to express their views on into genuine empowerment. local issues and, if elected, keep their campaign Building democracy at the grassroots is a promises. The vast majority of current IAF crosscutting theme of most IAF-funded projects. grantees, who represent nonprofit organiza- These offer a wide range of approaches to tions, have established some form of coordina- improving people's lives in the priority areas tion or partnership with local governments. they have selected. Common to most of those Many have extended their reach to include approaches is an effort to forge local coopera- businesses and other nonprofits. Increasingly, tion, build alliances across sectors, establish ties such public/private partnerships combined with the business community, mobilize local with self-help efforts are building schools, resources, improve the capacity of local govern- ment, and broaden the list of stakeholders with 7 2001 in Review