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ERIC ED444036: National Assessment of Vocational Education (NAVE): Overview of Evaluation Plan. PDF

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DOCUMENT RESUME CE 080 626 ED 444 036 National Assessment of Vocational Education (NAVE): Overview TITLE of Evaluation Plan. National Assessment of Vocational Education (ED), INSTITUTION Washington, DC. 2000-00-00 PUB DATE 28p.; For NAVE Design papers, see CE 080 512-516. NOTE For full text: AVAILABLE FROM http://www.ed.gov/offices/OUS/eval/NAVE/evaluation.html. Descriptive (141) Reports PUB TYPE MF01/PCO2 Plus Postage. EDRS PRICE Academic Achievement; *Compliance (Legal); Educational DESCRIPTORS Change; *Educational Legislation; Educational Policy; Federal Legislation; Outcomes of Education; Postsecondary Education; *Program Evaluation; *Research Methodology; Secondary Education; Special Needs Students; *Vocational Education *Carl D Perkins Vocational Technical Educ Act 1998; IDENTIFIERS *National Assessment of Vocational Education ABSTRACT The Carl D. Perkins Vocational and Technical Education Act as amended in 1998 (Perkins III) requires that a national assessment of vocational education (NAVE) be conducted. Several key policy issues are (1) the likely to shape the course of vocational education and of the NAVE: small federal investment in vocational education relative to overall federal (2) the focus of education reforms on improving students' education spending; academic achievement; and (3) changes in accountability and funding provisions in Perkins III. The NAVE will seek to discover which strategies improve the performance of vocational students, what are the pathways by which sub-baccalaureate students prepare for careers, and whether the policy shift to flexibility and accountability is likely to improve program quality and student outcomes for regular and special needs students. The NAVE study agenda calls for diverse data collection and analysis methods and the study of key issues in both secondary and postsecondary vocational education. Because NAVE results must be reported to Congress by July 2002, the study will reflect the very early efforts made in response to new provisions in Perkins III. (KC) Reproductions supplied by EDRS are the best that can be made from the original document. National Assessment of Vocational Education (NAVE) Overview of Evaluation Plan U.S. DEPARTMENT OF EDUCATION Office of Educational Research and Improvement EDU ATIONAL RESOURCES INFORMATION CENTER (ERIC) his document has been reproduced as received from the person or organization originating it. Minor changes have been made to improve reproduction quality. Points of view or opinions stated in this document do not necessarily represent official OERI position or policy. AVAIYABLIE BEST COPY NATIONAL ASSESSMENT OF VOCATIONAL EDUCATION (NAVE) KANSA! OVERVIEW OF EVALUATION PLAN V11)1.04E11101 YOCII1011At ER1411140 ABSTRACT Act (Perkins The recently amended (1998) Carl Perkins Vocational and Technology Education evaluation and assessment of III) directs the Secretary of Education to complete an "independent advi- vocational and technical education programs under this Act," and to appoint an independent Education on how to conduct this national assessment of sory panel to advise the Department of vocational education (NAVE). Vocational education is a field in transition, prompted by sweeping changes in state and local education priorities. Several key policy issues are likely to shape the course of vocational educa- tion, and therefore of the NAVE: (1) the small federal investment in vocational education relative improving students' to overall federal education spending, (2) the focus of education reforms on academic achievement, and (3) changes in accountability and funding provisions in Perkins DI Given the educational and political context in which Perkins III operates, as well as specific leg- islative changes recently enacted, the NAVE will be guided by several main questions: What strategies improve the performance of "vocational students" and how does, or can, vocational education contribute to improving academic and occupational skills, access to postsecondary education, and earnings? What are the pathways by which sub-baccalaureate students prepare for careers, and what is the contribution of workforce reform efforts to improving their training? Is the policy shift from set-asides and legislative prescription to flexibility and account- ability likely to improve program quality and student outcomes? How do special popula- tions fare? Addressing the primary vocational policy issues requires a set of Figura 4 distinct interrelated but studies. -:: The overall research agenda calls RESEARCH STRATEGIES TO ADDRESS MAIN POLICY ISSUES for diverse data collection and analysis methods, including: quali- tative case studies, national sur- Secondary Vocational Education veys, examination of existing data- A. Participation, Outcomes, and Impact bases, and econometric estimation. B. Quality C. Effectiveness of Promising Strategies While some broad themes are relevant to both secondary and Postsecondary Occupational Education postsecondary vocational educa- A. Participation, Pathways, Outcomes, and Impact B. Alignment with WIA tion, each also has its own key is- sues. Finally, given the timeline Program Management for implementing Perkins III, and A. Accountability the July 2002 date for reporting B. Funding NAVE results to Congress, the Other studies conducted will reflect the very early efforts made in re- sponse to specific new provisions in Perkins III. AVAOLABLE BEST COPY 3 NATIONAL ASSESSMENT OF VOCATIONAL EDUCATION (NAVE) OVERVIEW OF EVALUATION PLAN INTRODUCTION I. Federal support for vocational education, and for understanding its consequences, has a long his- tory. As was true with previous vocational legislation, the recently amended (1998) Carl Perkins Vocational and Technology Education Act (Perkins III), directs the Secretary of Education to complete an "independent evaluation and assessment of vocational and technical education pro- grams under this Act," in this case, by 2002. As currently designed, this national assessment plan will include multiple components. This paper discusses the main issues that NAVE will address, and the research strategies that will be undertaken to address those issues. Perkins 111 (section 114) directs the NAVE to address a wide range of topics, including: (1) im- plementation of state and local programs; (2) impact of changes in federal funding formulas; (3) teacher quality and teacher supply and demand; (4) student participation in vocational educa- tion, (5) academic and employment outcomes; (6) employer involvement and satisfaction with vocation education programs; (7) education technology and distance learning; and (8) the impact of accountability requirements on program performance. Perkins DI also directs the Secretary to appoint an Independent Advisory Panel to provide advice on conducting the NAVE and to submit to Congress its own independent analysis of NAVE findings and recommendations (see Appendix A for list of panel members). Congress has mandated a final NAVE report in 2002 to provide it with information that can guide reauthorization of the Perkins Act in 2003. Of primary interest is how some of the new provisions in the law have been implemented. Unfortunately, many of the important changes in accountabil- ity, integration with workforce development, and increased flexibility will have barely begun. Most states have opted for "transitional plans" which in effect, defer implementation of Perkins III provisions until October 2000 (Figure 1). Given the July 2002 date for reporting NAVE results to Congress, data collected during the 2000/2001 school year will reflect the very early efforts made in response to specific new provisions in Perkins III. Conclusions regarding the longer-term prospects for Perkins III will require further research. Figure 1 NAVE TIMELINE January January July October mbar 1= ACI 2000 2000 2000 1088 001 31/311111131113121.213171111111.1171112111211931111101311.311.11213111211111,311,710701111011311H313b Interim Most States State Final WIA NAVE Perkins Ill NAVE WIA Report Report Data Passes Passes Data Perkins III int=en. Implementing Plans to Collection Collection n Ends Begins Perkins Begins ED AVAILABLE BEST COPY 4 At the same time, however, Perkins III continues to emphasize several major themes reflected in the 1990 Perkins amendments. These include the integration of academic and vocational educa- tion, broadening the focus of vocational education to emphasize industries and careers, and strengthening the links between secondary and postsecondary education through tech-prep and other strategies. The current NAVE will be able to track the extent to which these longer run themes are reflected in school practice, and where possible, what effects they have on outcomes for students. All of these objectives will be addressed in a series of studies soon to get underway. Two factors are guiding the design of the NAVE agenda: (1) the current policy environment, and (2) the spe- cific research questions that reflect policymaker and practitioner interests. POLICY CONTEXT FOR THE NAVE A. Over the past two decades, three prior national assessments of vocational education have been conducted.' Each study sought to focus upon what were thought to be the major issues facing vo- cational education at the timefunding, special populations, and economic competitiveness of the workforce. The current NAVE must also be sensitive to the dominant educational issues of its time. Vocational education is a field in transition, prompted by sweeping changes in state and local education priorities. New goals, program offerings, and terminology increasingly characterize vocational education. Federal legislation has encouraged several major changesfrom an historic emphasis on entry-level job preparation in semi-skilled occupations to a broader focus on prepa- ration for careers that offer high wages and requires higher level skills; from preparing students to enter the workforce directly after high school to providing students with the choice of pursuing employment or attending college, or as is increasingly the case, doing both simultaneously; and from expecting vocational students to do less well in school than other students, to holding such students to the same academic standards as others. Many of the overarching issues that NAVE will address will consider whether this transition in the field of vocational education is "on track." Several key policy concerns are likely to shape this assessment: Federal Funding For Vocational Education. Federal budgets are widely regarded as a basic indicator of policy priorities. Although overall funding on Department of Education (ED) programs has increased by 177 percent from FY 1980FY 1999, vo- cational education funding increased by only 47 percent during the same period (Fig- ure 2).2 In 1980, funding for vocational education was about 6 percent of total ED expenditures; it has now shrunk to about 3 percent. 11982, 1989, and 1994. 2Figure 2 shows the trends in federal funding for vocational education over the past 20 years, and compares funding for vocational education with overall funding for Department of Education programs. NAVE Overview-2 Figure 2 FUNDING TRENDS IN EDUCATION PROGRAMS Amount In billions $40 as 15 10 .: Perkins Vocational Education 5 1494 1999 1992 1989 1995 1985 1943 1980 These trends strongly suggest that for nearly two decades vocational education has been increasingly viewed as less worthy of investment than other areas. One reason for this pattern may be that vocational education has historically prepared students for work at a time when priorities have shifted toward academic preparation for col- lege. To the extent that vocational education has changed to address these as well as more traditional objectives, it will be important for NAVE to describe and assess this development. Figure 3 Although overall federal funding for vocational education has not SELECTED EDUCATION DEPARTMENT SPENDING ON HIGH SCHOOLS changed substantially, the Perkins Act remains the largest single source of ED funds directed to Trio high schools. Comparing ED' s three major sources of funding TN* I for high schools (only a share of _ the funds from each program is Vocational directed at high schools), Perkins Education -- --,_ Act funds spent to help high WO school students are more than $600 $400 $200 SO (in millions) Title I and TRIO funds combined 1999 (Figure 3).3 3Figure 3 compares ED funding of high schools from three major sourcesthe Perkins Act, Title I of Improving America's Schools Act (IASA), and the TRIO program. NAVE Overview-3 6 BEST COPY AVAIILABLE Given the major role that Perkins funding plays at the high school level relative to other ED programs, it makes sense to think about how this investment contributes to high school improvement generally, and the contribution that vocational education makes, or could make, to such efforts. Academic Reform. There is little question but that the principal focus of recent edu- cation reforms has been on improving students' academic achievement and increas- ing their opportunities to attend college. Federal vocational education policy now places top priority upon ensuring that vocational education students are academically well prepared for both careers and/or success in postsecondary education. But what is, or ought to be, the responsibility of vocational educators for ensuring that students leave high school with both a solid academic foundation as well as technical skills? One major goal of NAVE should be to help Congress better understand what the contribution of vocational education is to achieving these objectives and how this contribution can be increased. Changes in Perkins III. Although Congress did not alter the basic structure of the Perkins Act in the 1998 reauthorization, it did make several important substantive changes. Among these are: (1) increased emphasis on academics; (2) greater flexibil- ity in the use of funds through elimination of major set-asides for gender equity and other rules governing the use of funds; (3) a higher proportion of funds directed to lo- cal programs and the establishment of a 10 percent reserve fund; and (4) creation of a "higher stakes" accountability system. At the same time, the Workforce Investment Act of 1998 (WIA) also encouraged greater integration of vocational education and the workforce development system. Implementing these changes will be a major challenge for school districts and postsecondary institutions. B. MAIN POLICY ISSUES Given the educational and political context in which Perkins III operates, as well as specific leg- islative changes recently enacted, the NAVE will be guided by several main questions: 1. What strategies improve the performance of "vocational students" and how does, or can, vocational education contribute to improving academic and occupational skills, ac- cess to postsecondary education, and earnings? Standards-based reform is fundamentally altering policies and practices from kindergar- ten through high school. NAVE will examine the role of standardsboth academic and occupationalin vocational education, the effects on students' academic and technical preparation of promising reform strategies, and the role of federal policy, as implemented by states and communities, in facilitating implementation of effective programs of study. 2. What are the pathways by which sub-baccalaureate students prepare for careers, and what is the contribution of workforce reform efforts to improving their training? In passing Perkins IQ and the WIA, Congress was concerned that federally supported job training programs operated independently of vocational education. Congress expects that linking Perkins DI and WIA together will encourage better integration of vocational edu- cation and workforce development policies. Issues to be examined include: (1) the role of NAVE Overview-4 7 (2) the importance postsecondary vocational in developing state workforce training plans; institutions (e.g., programs of of unified planning; (3) the early impact on postsecondary align Perkins DI and study, one-stop career centers, accountability) of efforts to participation in postsecondary workforce development, and (4) patterns of enrollment and occupational education, and their relationship to outcomes and impact. flexibility and account- Is the policy shift from set-asides and legislative prescription to 3. How do special popu- ability likely to improve program quality and student outcomes? lations fare? For the past two decades, federal policy has focused on serving those most at-risk, com- monly termed the "special populations." Perkins DI represents a major shift in direc- tioneliminating set-asides for "single parents...," requirements that local funds be pri- oritized to serve the highest concentrations of special populations, and requirements to coordinate with the Individuals for Disabilities Education Act. In its place is an increased emphasis on accountability, including the requirement that states track the progress of special population groups. Has increased flexibility resulted in changes in educational priorities or practices? Have "at-risk" populations been helped or hurt as a result? Are ac- countability requirements improving the quality of vocational education for all students? II. NAVE RESEARCH AGENDA Addressing the primary vocational policy issues requires a set of inter- Figure 4 related but distinct studies. No one ADDRESS RESEARCH STRATEGIES TO study could encompass the broad MAIN POLICY ISSUES array of interests and questions. research overall the Moreover, agenda calls for diverse data col- Secondary Vocational Education lection and analysis methods, in- A. Participation, Outcomes, and Impact B. Quality qualitative case studies, cluding: C. Effectiveness of Promising Strategies national surveys, examination of existing databases, and sophisti- Postsecondary Occupational Education cated econometric estimation. Fi- A. Participation, Pathways, Outcomes, and Impact B. Alignment with WIA nally, while some broad themes are to both secondary and relevant Program Management educa- vocational postsecondary A. Accountability B. Funding tion, each also has its own key issues. Other For these reasons, the NAVE plans to undertake studies in seven main areas (Figure 4). These are described below, grouped together by major topic: secondary voca- tional education, postsecondary vocational education, and program management. NAVE Overview-5 8 SECONDARY VOCATIONAL EDUCATION is evolving. Many policymakers, educa- The role of vocational education at the secondary level about whether secondary vocational programs serve students' tors, and parents remain concerned that completion of a vocational program best interests in the long run. Previous studies suggest if students do not pursue postsecon- has a positive effect on employment, at least in the short run, jobs.5 However, the earlier research also indi- dary education4 and if they obtain training-related neither academic achievement nor postsecondary cates that vocational education contributes to by the last enrollmentthe path desired by most students and their parents. Studies undertaken traditional, with NAVE confirmed that vocational instruction in the early 1990s was still largely of vocational little focus on academic skills.6 These concerns about the quality and outcomes 1980s. education have contributed to the decline in participation of high school students since the These same concerns have raised the stakes for gaining a clearer understanding of: (1) how par- ticipation in and impacts of secondary vocational education have changed since the earlier stud- ies, (2) the extent to which secondary vocational education now reflects high quality practices, and (3) whether promising career education reform strategies are proving to be effective. PARTICIPATION AND OUTCOMES A. Perhaps the most important issue for vocational education, and for the current NAVE, is who participates at the secondary level and how well they fare in school and beyond. At least through the early 1990s, vocational education had come to be stigmatized as a high school "track" for stu- problems.' This result alone dents with poor academic capabilities, special needs, or behavioral would not be problematic, but vocational programs also appeared to contribute little "value added" to student outcomes. In the current climate, with increasing federal emphasis on program performance and on high academic achievement for all students, vocational education has much to prove. Over the last five years, however, career education has been given new prominence by several initiatives targeted to students other than those traditionally served by vocational programs. In addition, some states and districts have worked to strengthen vocational courses.8 Whether any of these efforts have successfully broadened the appeal and improved the impact of occupational programs needs careful examination. teffan Mane, Trends in the Payoff to Academic and Occupational-Specific Skills: The Short and Medium Run Returns to Academic and Vocational High School Courses for Non-College Bound Students (Working paper # 98-07) (Ithaca, NY: Center for Advanced Human Resource Studies, Cornell University). 5National Assessment of Vocational Education, Final Report to Congress, Volume I, July 1994. 61bhi. gAlan Hershey, Marsha Silverberg, Joshua Haimson, Paula Hudis, and Russell Jackson, Expanding Options for Stu- dents: Report to Congress on the National Evaluation of School-to-Work Implementation (Princeton, NJ: Mathematica Policy Research, October 1998). NAVE Overview--6 9 Figure 5 SECONDARY VOCATIONAL PARTICIPATION AND IMPACTS Study Plans Research Issues NAEP Transcript Study Enrollment Trends Analyses using NELS, HS&B, Special Populations Participation NLSY, and NAEP Course Taking NELS and HS&B Academic Academic Achievement Achievement Comparison Postsecondary Enrollment Analyses of state data Labor Market Benefits Who participates in secondary vocational education? ao Updating the enrollment trends and characteristics of students served by high school-level voca- tional programs is of interest, particularly in light of growing reports from state directors that en- rollment patterns have been changing. Congress and most educators, remain committed to pro- viding students from special populations access to vocational education. However, many believe the quality of vocational programs is unlikely to improve without attracting a broader segment of the student population; or that the participation of a more diverse set of students will signal that quality improvements are being made. Several questions must be addressed: Who enrolls in secondary vocational education and to what extent has this picture changed over the 1990s? How do the characteristics of vocational students compare with those of nonvocational students? Does enrollment vary by high school setting and vocational program area? Has the course taking (academic and technical) of vocational students changed? PLANNED STUDIES Descriptive statistics from national data. NAEP transcript data ( 1998) provide the most recent evidence of secondary vocational participation nationwide. Using NAEP and student transcripts from other data sources, trends in student characteristics, course taking and achievement will be documented. NAVE Overview-7 10

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