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ERIC ED390426: Michigan Plan for the Federal Documents Depository Library System. 1993 Revision. PDF

34 Pages·1993·0.82 MB·English
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DOCUMENT RESUME ED 390 426 IR 055 773 Michigan Plan for the Federal Documents Depository TITLE Library System. 1993 Revision. INSTITUTION Michigan Library, Lansing. PUB DATE 93 NOTE 34p. PUB TYPE Guides Non-Classroom Use (055) Reference Materials Directories/Catalogs (132) EDRS PRICE MF01/PCO2 Plus Postage. DESCRIPTORS "Depository Libraries; *Government Publications; Higher Education; Information Dissemination; *Library Standards; Organizational Objectives; Regional Libraries; *Statewide Planning IDENTIFIERS *Michigan ABSTRACT This document serves as a goals statement, a planning document, and statement of responsibility for Michigan federal documents depository libraries. The topics include goals, organization, resources, collections, services, standards, and the amendment process. Appendix A contains a directory of Michigan federal documents depository libraries, each entry including key staff, addresses, phone and fax numbers, legislative districts, and, in some cases, electronic mail addresses. Appendices B through E contain a map of Michigan federal documents depository libraries by Congressional districts of the 103rd Congress; a membership list of the Michigan Council of Federal Depository Libraries; a compilation of standards for Michigan federal documents depository libraries; guidelines for proper disposal of U.S. government depository publications with a sample discard list; and a sample memorandum of agreement for the transfer of materials from printing source to depository. (BEW) *********************************************************************** * * Reproductions supplied by EDRS are the best that can be made * from the original document. .....,....**,,,,,,A"******::.*****AA:.:,AAAA*************************************** i) S DEPARTML NT OF. EDUCATION 01, n I o.,.11-ort.,11( EDUCAIIONAL RLSOUfIC S 1141 OHMAT ION CENTER (I- MCI U 11, dot.urneol hd!. twn reproduced ds ft", I,W,1 por,on or Oiyaorial tin otvpila!,10 II U 1.1 ii r lvo !wen al,rdo 10 Improve Ir-prodUclion qualdy PomIs -1 ,novr or Opiltionc MAInd 1111 dor o111e10 dr, 001 noCessairly up0osen1 olItcral OEM posthon or pdhcy . . . . . : .. .. ... ;:,: ..... .. . ....... e r., . . .... . PERMISSION TO REPRODUCE THIS MATERIAL HAS BEEN GRANTED BY John Rumme 1 TO THE EDUCATIONAL RESOURCES INFORMATION CENTER (ERIC)." BEST COPY AVAILABLE . . LEGISLATIVE COUNCIL Senator Dick Posthumus, Senate Majority Leader, Chair Representative Michael J. Griffin, Co-Alternate Chair Representative Paul Hillegonds, Co-Alternate Chair Representative Tom Alley Senator John D. Cherry, Jr. Representative Richard Bandstra Senator Dan L. De Grow Representative Frank M. Fitzgerald Senator Arthur J. Miller, Jr. Representative Pat Gagliardi Senator John D. Pridnia Senator John J. H. Schwarz ALTERNATE MEMBERS Senator Fred Dillingham Senator Gilbert DiNello Senator Michael O'Brien Representative Jan Dolan Representative Curtis Hertel Elliott Smith, Secretary LIBRARY OF MICHIGAN BOARD OF TRUSTEES Joseph E. Garcia Frances H. Pletz, Chair Bonnie A. Gasperini Dr. Hiram L. Davis, Vice-Chair Margaret E. Auer Hicks G. Griffiths Linda McFadden Representative Dianne Byrum Representative Glenn Oxender Chief Justice Michael Cavanagh Senator Lana Pollack represented by Dennis Donohue Elliott Smith Linda Cooley Harry P. Wu Senator Vernon J. Ehlers James W. Fry, Secretary LIBRARY OF MICHIGAN James W. Fry, State Librarian Jeffrey P. Johnson, Deputy State Librarian Administrative Services, Donald C. Leaf, Director Law Library Services, Susan Adamczak, Director Library Development Services, Charles Wolfe, Director Public Services, Susan E. Nearing, Director Statewide Library Services, Sharon Granger, Director Technical Services, Kathleen Menanteaux, Director 3 CONTENTS INTRODUCTION Background of the Plan Use of the State Plan ii GOALS 1 ORGANIZATION 1 Michigan Council of Federal Depository Libraries 1 Depository Library Structure in Michigan 2 Regional Areas of Service 3 Communication 3 Visits 3 RESOURCES 4 Personnel 4 Financial Responsibility 5 COLLECTIONS 5 Retrospective Collection Development 6 General Statement A. 6 Regional Responsibilities B. 6 C. Selective Responsibilities 7 D. Methods of Retrospective Collection Deveiopment 7 Disposal Statement 7 Transfer of Materials 7 SERVICES 8 Public Access and Hours of Service 8 Bibliographic Access 8 Interlibrary Loan 8 Publicity 9 STANDARDS 9 AMENDMENT PROCESS 9 APPENDICES A. Directory of Michigan Federal Documents Depository Libraries 10 Map of Michigan Federal Documents Depository Libraries B. by Congressional District 17 C. Michigan Council of Federal Depository Libraries 18 D. Standards for Michigan Federal Documents Depository Libraries PART A: Standards for Selective Depository Libraries 19 PART B: Standards for Regional Depository Libraries 20 Guidelines for Disposal of U.S. Government Depository Publications E. 22 Memorandum of Agreement F. 26 Revised by the Michigan Council of Federal Depository Libraries - F. Anne Diamond, Chair - 1993 4 INTRODUCTION Background of the State Plan Public Printer, U.S. Government At its Spring 1981 meeting, the Depository Library Council to the Printing Office, passed the following resolution: In order to bolster the regional depository libraries' capabilities to serve their state the missions and in order to ensure that federal documents are available throughout United States on an equal and expeditious basis, the Depository Library Council rec- ommends that the Public Printer investigate the feasibility of requiring each state to depository program within the prepare a plan to coordinate the federal documents federal state. The plan should be developed through consultation with all designated depository libraries within the state and should address all depository responsibilities outlined in the Instructions to Depository Libraries as well as the concerns expressed through the Regional Depository Library Survey presented to the Depository Library Council at the Spring 1981 meeting. The full text of the Council resolution and the response to resolutions from the Public Printer the Public Printer. Sept. 28-30, may be found in Summary of Meeting, Depository Library Council to 1981, pp. 1-2. (SuDoc no.: GP 3.30/2:981-2) The Public Printer acknowledged the benefits of developing state plans for the Federal Depository Library Program, stating that, "Such plans would provide a cost-effective means of enabling states to share the responsibility for the development of collections and the provision of services." In the fall of that year, a second resolution from Council further recommended a list of elements disseminat- to be addressed in such plans and suggested that the state plan concept be publicized by ing material about such plans to the depository conmiunity and to the Chief Officers of State Library Agencies. The full text of the Council resolution and the response to that resolution from the Public Printer may be found in Public Documents Highlights, no. 51/52, April-June 1982, p. 5. (SuDoc no.: GP 3.27:51/52) Under the direction of the State Librarian, depository libraries in Michigan developed and adopted the "Michigan Plan for the Federal Documents Depository Library System" which was approved by the Legislative Council in April 1983. Subsequently, each selective and regional depository library became an individual signatory to the Plan. In adopting the Plan, the directors of Michigan federal documents depository libraries agreed to provide: Service by staff members, as invited, on the Michigan Council of Federal Depository Libraries; Cooperation with the two regional depositories with respect to discards, training, visits, and other activities; Inclusion in all budgetary and resource planning of staff and funds needed to make govern- ment documents available to the public; Cooperation in comparing, discussing, and amending current item selections and disposing of unwanted material to achieve balanced selections both currently and retrospectively; Guarantee of public access; Use of the system for interlibrary loan; and Publicity. Michigan is proud to have been the first state to implement a plan for federal government infor- mation. Since then, other state plans have been adopted, many modeled after the Michigan plan. Use of the State Plan The State Plan is to be used as a goals statement, a planning document, and a statement of re- sponsibility for Michigan depositories. It is to be viewed as a flexible, living document which can be expanded and amended as needs dictate. The Plan should be used in conjunction with such tools and guides as Instructions to Depository Libraries, Guidelines for the Depository Library System, A Directory of U.S. Government Depository Libraries; and other similar publications and directives from the Govern- ment Printing Office relating to the depository system. It is recommended that each depository keep a copy of the State Plan in a convenient location, along with the above listed titles, in-house manuals, and other guides, for easy staff accessibility. 116 GOALS The Federal Depository Library System in Michigan is part of a national Depository Library Pro- gram, in which certain libraries are designated to receive and make available to the public, copies of federal government publications. The purpose and intent of the program are as follows: To help fulfill its responsibilities to inform the public on the policies and programs of the federal government, Congress established the Depository Program. This program is based upon three principles: 1) with certain specified exceptions, all government publications shall be made available to depository libraries; 2) depository libraries shall be located in each state and Congressional district in order to make government publications widely available; and 3) these government publications shall be available for the free use of rhe general public. Chapter 19 of Title 44 of the U.S. Code is the authority for the establishment and operation of the depository program. U.S. Congress. joint Committee on Printing. Government Depository Libraries: The Present Law Governing Designated Depository Libraries. 97th Congress, 1st Session, Joint Committee Print. Washington, U.S. Government Printing Office, 1981, p. 1. (Su Doc no.: Y4.P93/1:D441981) In Michigan, as of January 1, 1993, 45 libraries are designated as selective depositories. For a complete list, see Appendix A. The Library of Michigan and the Detroit Public Library are designated as regional depositories serving the entire state. A plan to coordinate the Depository Library System in Michigan is necessary to provide efficient, effective access to the federal government publications needed by citizens of the state. The U.S. Gov- ernment Printing Office has recommended the development of state plans to improve services to the public and to reduce costs through greater formal cooperation and networking among depository libraries. ORGANIZATION There are four organizational concerns in this section: the make-up and responsibilities of the Michigan Council of Federal Depository Libraries; the role of regional depositories in the Plan; ideas for strengthening communication among participants; and recommendations for formal and infor- mal visits among participants and others. Michigan Council of Federal Depository, Libraries The Michigan Council of Federal Depository Libraries (see Appendix C) is responsible for imple- menting, monitoring and amending the Plan. Its role will include, but not be limited to, the follow- ing: Membership: The Council shall consist of two permanent, three elected members and one appointed member. The two permanent seats are reserved for representatives of the two Regional Depository Libraries of the state (located at the Library of Michigan in Lansing and the Detroit Public Library). The State Librarian, acting on behalf of the Library of Michigan Board of Trustees, will supervise the nomination and election of the three elected members to the Council. Representatives should reflect various types of depositories and broad geographic coverage. Special efforts will be made to secure representation from the First Congressional District. (A map outlining the Michigan 7 Congressional Districts of the 103rd Congress may be found in Appendix B.) All elec- tions will be for a three-year term. Elected members will be eligible for consecutive terms. The Government Documents Round Table (GODORT) of Michigan will select a representative to serve a three-year term as liaison between GODORT and the Council. The Council may ask other librarians to serve on special committees. Meetings: The Council will meet at least once a year and will sponsor a general meet- ing in odd numbered years and geographic area meetings in even numbered years to which all depository librarians in Michigan will be invited. Functions: Conduct the biennial general meeting and the biennial geographic area meetings of 1. depository librarians; Encourage participation in automated databases, i.e., OCLC, RUN, which are accessible 2. to a wide number of Michigan libraries; Coordinate current and retrospective collection development among Michigan deposito- 3. ries; Pursue cooperative retention arrangements among Michigan depositories; 4. Review, evaluate, and coordinate the Plan as a whole; S. Report on the Plan to the Government Printing Office as requested and maintain regular 6. communication with Michigan libraries and others concerning the Plan; Publicize the Plan and depository libraries throughout the state; 7. Review and evaluate Standards for Michigan Federal Documents Depository Libraries (see 8. Appendix D), amending as appropriate; Coordinate training of depository librarians. 9. Additional information on some of these items may be found within this Plan. Depository Library Structure in Michigan There are two types of libraries in the Federal Depository Library Program: selective and regional. Selective depositories can choose those items offered in the Depository Library Program by the Gov- ernment Printing Office which they feel are most suitable to their clientele. These materials may be discarded after five years with approval from the servicing regional library. Regional libraries presently must accept all items offered through the Federal Depository Library Program. They are required to provide the following to selective depository libraries: interlibrary loan; reference and technical assistance; and approval for dispasal of depository materials. There are two regional libraries in Michigan: the Library of Michigan and the Detroit Public Library. Either of Michigan's two regional depositories may be contacted by selective depositories and non- depository libraries for the following purposes: Interlibrary loan and photocopy services pertaining to documents and microforms of docu- 1. ments; Reference back-up; and 2. Other assistance as needed. 3. Standard protocol dictates that libraries make the initial contact for these purposes with the re- gional library serving their geographic crea. Selective depositories may contact the regional library serving their geographic area for the fol)owillg purposes: Approval of disposal lists; 1. 2. Visits; 3. Orientations and/or advice relating to the depository program and procedures; 4. Technical assistance (for example, the provision of copies of item cards, shipping lists, etc.); 5. Collection development decisions; 6. Preparation and approval of selective housing agreements or statements of service for tempo- rary quarters; and 7. Copies of biennial surveys, inspection reports, collection development statements, memo- randa of agreement, etc., related to the functions of the selective depository library. Regional Areas of Service The Detroit Public Library will service libraries in Lapeer, Livingston, Macomb, Monroe, Oakland, St. Clair, Washtenaw and Wayne Counties. The Library of Michigan will provide service to the librar- ies in all other counties of Michigan. Appendix A indicates which of the two regionals is responsible for service to each of the selective depository libraries. Communication Communication must be structured in a two-way mode among all regional and selective federal depositories. Communication results in better service throughout the state and includes the follow- ing: Meetings: Meetings for all depository librarians will be sponsored by the Michigan Council of Federal Depository Libraries. Biennial general meetings, held at different locations, will give librarians a chance to discuss statewide problems and concerns in a spirit of mutual help and support. Geographic area biennial meetings will be held at multiple locations in the alternate year. Agenda items will be solicited from all librar- ians. Written Communication: The two permanent members (the regional depository library representatives) of the Michigan Council of Federal Depository Libraries will be responsible for distributing information concerning operational or policy matters of interest to the federal depository libraries. Assistance is desired and strongly encour- aged from all depository librarians in collecting this information, particularly in the areas of announcing new personnel, major acquisitions and cooperative efforts. It is anticipated that the main reporting vehicle for this information will be Red Tape, the official newsletter of the Government Documents Roundtable of Michigan. Other channels of communication may be used when necessary (i.e., special mailings, elec- tronic mail, telefax, etc.). Directory: The Library of Michigan will publish a section for "Federal Documents Depository Libraries" each year in the Directory of Michigan Libraries, including the name, address and public access phone number for the library along with the name of the documents coordinator. Personal Contact: This is the most effective way for depository librarians to give each other support. Between meetings, depository librarians within a given county, congres- sional district or resource sharing network should become better acquainted with one another's collections, services, and facilities. In addition, more formal visits are de- scribed below. Visits Visits create open lines of communication among libraries and their staff and are excellent av- enues for the exchange of ideas, procedures, concerns, resolution of problems, etc. Coordination of this activity should fall under the direction of the Michigan Council of Federal Depository Libraries. Visits include: -3- depository libraries: These visits may be in conjunc- Visits of regional librarians to selective 1. inspections, in response to a request for assistance, or tion with Government Printing Office become provide an opportunity for regional librarians to just an informal visit. These visits the need weaknesses in collections throughout their service area; aware of the strengths and selectives; and constraints experi- for additional support; the level of cooperation among effort to comply with depository library mandates. enced by the various institutions in their not to be interpreted as inspec- Informal visits and visits to provide technical assistance are tions by the regional librarians. These orientations will be conducted by the Orientations for new depository coordinators: 2. familiarize all new documents coordinators with regional librarians and should be used to Orientations will be designed to cover historical the Federal Depository Library Program. contacting GPO; to review operating resources, information about GPO, to give direction in and Libraries, State Plan, etc.; to emphasize certain instructions e.g., Instructions to Depository of the Michigan documents commu- guidelines; to acquaint coordinators with the structure should be conducted at the regional depository nity. For maximum benefit, orientations coordinators to see the collection strengths of library whenever possible to allow documents all and maintenance of the collections; and to meet the regionals; to observe the processing regional library. the staff involved in the functions of the librarians: These are encouraged to open channels Visits among selective and non-depository 3. coordinating collection development and of communication in handling common concerns, retention policies, handling interlibrary loans, etc. RESOURCES include personnel and funding sources. Collec- Resources, as discussed in this section of the Plan, discussed in the third section of the Plan. tions, recognized as another resource, are Personnel Master's in Library Science responsible for In each depository, there should be a librarian with a also seive as the library's contact person for that library's depository collection. This librarian will relating to the Federal Depository other libraries and the Government Printing Office in all matters Library Program. responsible for processing and providing In each depository library, adequate training for staff the efficient operation of the depository reference service for government information is essential for documents. Documents personnel must system and for satisfactory public access to government federal information products and services. continually grow in their capacity to adapt to new frequently necessitate special procedures to The volume and type of materials sent to depositories materials poses special collection mainte- handle the documents expeditiously. The nature of the services of microfiche and electronic information. Reference nance problems, including management which paral- due to the complex organization of the materials, can be very difficult and demanding the range and depth of the information lels the complex organization of the federal government, control and indexing. Therefore, each deposi- available and the lack of comprehensive bibliographic number of trained staff appropriate to its collection. tory library should provide an adequate for its staff. However, local expertise Each depository institution must provide in-service training of expertise among depository libraries is neces- and knowledge may be limited, and thus sharing sary. and/or selective depository librarians should be Visits by or with the regional depository librarians and training. The preceding section of the encouraged to provide individualized information, advice, Plan describes the types of recommended visits. -4- 1 0

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