DOCUMENT RESUME CE 068 620 ED 380 661 Literacy and Adult Education in the 104th Congress: A TITLE Legislative Guide. National Inst. for Literacy, Washington, DC. INSTITUTION PUB DATE 95 NOTE 53p. PUB TYPE Non-Classroom Use (055) Guides Legal /Legislative /Regulatory Materials (090) EDRS PRICE MF01/PC03 Plus Postage. Adult Basic Education; *Adult Literacy; *Educational DESCRIPTORS Legislation; Educational Policy; *Federal Legislation; *Literacy Education; Policy Formation; *Politics of Education; Public Policy *Adult Education Act; Congress 104th; IDENTIFIERS *Reauthorization Legislation; Workplace Literacy ABSTRACT The purpose of this publication is to inform the literacy field of the effect that recent political changes in the U.S. Congress could have on the literacy and adult basic education (ABE) fields, how the various legislative processes work, and how individuals in the literacy field can participate in the legislative process.. The various steps in the traditional legislative reauthorization process are outlined along with the roles played by federal agency staff and Congressional staff at each step of the reauthorization process. Steps that adult literacy and ABE practitioners can take to become involved in the reauthorization process are also listed. A timeline of key dates in the history of the Adult Education Act (AEA) is presented along with an annotated bibliography of three resources for literacy policy. The outlook on public policy affecting adult education and adult literacy programs in the 104th Congress, President Clinton's "Middle Class Bill of Rights," and House and Senate Republican proposals regarding education and training are discussed. The text of Title III of the AEA is appended. (MN) *********************************************************************** * Reproductions supplied by EDRS are the best that can be made * * from the original document. *********************************************************************** NATIONAL 1STITUTE FOR LITERACY 4.041 4044 614444404, de 1040 Cosipe44: zos A teits.shazgie 04,a le U.S. DEPARTMENT OP IOUCATION IMPONORMAI Oft* of &Witham' It moweb TIONAL RESOURCES INFORMATION EC CENTER (ERIC) rocoottuoloO Tno &outit hos boon orgonuotion rcoeel from me swoon of onprobno It. mode to totmove 0 Minor cnongos nom bar+ foroduchon twenty ogontonostoMO onlbot (Mow Fangio. wow noreont olloctt mint do not nocomonly OEM boodon of Pater A BEST COPY AVAILABLE 2 TABLE OF CONTENTS Page PURPOSE 1 INTRODUCTION 2 THE TRADITIONAL REAUTHORIZATION PROCESS 4 6 BEGINNNG THE REAUTHORIZATION PROCESS THE BILL IS DRAFTED 7 THE PROPOSAL GOES TO CONGRESS 9 CONGRESS ACTS 9 THE BILL GOES TO THE FLOOR 11 THE VOTE, THE CONFERENCE, AND THE SIGNING 12 EXCEPTIONS TO THE RULE OF TRADITIONAL REAUTHORIZATION 12 CONCLUSION 15 HISTORY OF THE ADULT EDUCATION ACT 17 _RESOURCES FOR LITERACY POLICY 18 LEGISLATIVE OUTLOOK FOR THE 104TH CONGRESS 19 APPENDIX THE COMPLETE ADULT EDUCATION ACT 3 Ala& gcluattioa Zito:day awe Tot de 104d e0otriftedd; Ze9idettb,e guide The purpose of this special NIFL publication is to let the literacy field know what effect the recent political changes in the U.S. Congress could have on the literacy and adult basic education fields, how the various legislative processes work, and how you can be a participant in these processes. 4 INTRODUCTION Where We are Now 1995 and 1996 promise to be tremendously important to the literacy field in the United States. Change is inevitable, especially given the new Republican control of the House and Senate. The Adult Education Act (AEA) is up for reauthorization in this Congress, and the President and Congress will once again attempt to reform the welfare system. A variety of proposals to redesign federally-supported job training and retraining programs will also be considered. And there will almost certainly be efforts to "streamline government" by modifying and eliminating federal programs and making significant cuts in federal spending on domestic social programs. All these initiatives will affect the programs chat receive the bulk of federal funding for "second chance" services for adults, including literacy and adult basic education. If the initiatives are approached boldly, as promised by both the Clinton Administration and the change in new leaders of the House and Senate, the cumulative result could be a dramatic the structure, purposes, and outcomes of these programs. The AEA is crucial because it provides the only federal dollars targeted exclusively for educational services for adults who lack basic skills. In many cases, the AEA provides support not only for stand-alone programs but also for services to clients of other major federal programs, such as Job Opportunities and Basic Skills (JOBS) and the Job Training Partnership Act (JTPA). The AEA was last amended by the National Literacy Act of 1991. During 1995, Congress will decide whether to continue the authorization for the AEA, and, if so, what form it should take. 2 What Is Likely To Happen Next As of the November 8 elections, the political and policy direction of the federal government changed dramatically. Both the House of Representatives and the U.S. Senate now have Republican majorities. This means that the legislative process in both bodies is now controlled by the Republican party. The committees with jurisdiction over education and training in both the House and Senate are now chaired by Republicans, both committees have a majority of Republican members, and many Democrat staff members have been replaced by Republican staff members. What does this mean for the literacy field? First of all, the Republican majority believes that the federal government is too big and overly controlling of state and local matters. These beliefs are often translated as "too expensive" and "too prescriptive." So two likely effects of the election are a reduction in spending on education, including adult education, It is possible that, in the move to pay and a transfer of power to the states and localities. for tax cuts and to balance the budget, the Congress could make large spending cuts. In fact, the elimination of whole agencies and programs is being seriously considered. Another consequence of the change in Congressional control is that the two new chairs of the education committees in the Horse and Senate both introduced legislation in the last Congress that would create a new federal job training system. In both instances, the Adult Education Act was included in the new system. For example, in Congressman Goodling's CAREERS bill, a literacy block grant combined several of the adult education set-asides and smaller programs into a single state grant. As you can see, with regard to the reauthorization of the AEA, the question is no longer what changes will be made to the current Act, but whether the federal adult education program will be continued in its current form. It is critical for the literacy field to get 3 G involved in this legislative process, as well as in activities concerning legislation to reform the welfare and job training systems. And to be involved effectively, you must understand the process, have access to essential information (such as the current AEA), and then take action. What this Guide Offers The purpose of this special publication is to provide you with the materials and knowledge necessary to be educated consumers of the various proposals and to make your opinions heard. Things are already moving forward, but it's not too late to join the conversation. This publication contains: a history of the AEA a description of the reauthorization process an outline of the key themes emerging from the Administration, Congress, and the literacy field a complete version of the AEA. THE TRADITIONAL REAUTHORIZATION PROCESS The legislative reauthorization process is not set in stone. While there are certain steps in the process that are likely to occur, no two reauthorizations are quite the same. This section is intended to familiarize you with the typical process of reauthorization of a federal program. While the AEA reauthorization may not follow this script exactly, you need to know about the standard process, since almost any Congressional action will be a variation on this theme. First of all, you may be wondering, "what is a 'reauthorization,' anyway?" There are two basic kinds of programs created by Congress: discretionary programs and entitlements. Entitlements, such as Social Security, are programs where the federal treasury must 4 6-0 Con'greis does not provide funds to anyone who meets the requirements of the law. decide each year how much to spend on these programs; the funding depends on the number of people who meet the legal requirements. Congress and As the name implies, discretionary programs are funded at the discretion of authorized. typically take two separate actions to be implemented. First they must be for This means Congress has to say it is all right to spend a specific amount of money the Senate such-and-such a purpose for a specific number of years. In both the House and Authorizing there are authorizing committees responsible for education legislation. committees both create new programs and reauthorize existing programs for longer the law or periods of time. Of course, they can also eliminate programs by either repealing allowing the authorization to lapse without renewal or reauthorization. The second part of the discretionary program picture is the appropriations process. it does not Authorization merely allows the programs to be funded up to a specific level; the program. The appropriations guarantee that any federal money will be spent on committees in the House and Senate actually divide up the federal funds among programs in this way: the and decide how much money each will get. We can think about it programs), and the authorizing committees open accounts (by creating authorized down on for the appropriations committees put money into the accounts, to be drawn legislation. Many authorized programs receive no purposes described in the authorizing authorized. appropriations (finding), but virtually all funded programs are traditionally been In the area of educational policy and legislation, programs have legislation are on staggered five- authorized for five year periods. The major categories of generally focuses on one part of the educational system year cycles, so that Congress elementary and during each two year period. In this past Congress, the 103rd, the 5 secondary education bill was reauthorized for five more years. In 1995, the I Oth Congress will look at the Vocational and Adult Education Acts. Of course, new legislation can be raised at any time, just as the Goals 2000 school reform WI' was initiated in the 103rd Congress. Why does Congress only extend the life of these programs in five year increments? Why not extend them for longer periods, or permanently? The primary reason is that Congress has the responsibility for conducting regular reviews of programs -- evaluating tht ir effectiveness and the level of need, taking into account new developments in the flo.ld, and establishing new priorities. While there is always the danger of doing this too freciuntis.,, like pulling up a carrot to check its growth, five years has been considered a reasonable point in time to revisit, fine-tune, and possibly extend programs. But the five year cycle is a matter of tradition, not law or rule. BEGINNING THE RUUTHORIZATION PROCESS Who starts the ball rolling? There is no one way reauthorizations take place, but the action generally begins in the executive branch. Federal agencies usually take seriously their Constitutional role of proposing to Congress how they would like to see a program structured. In order to lead the way in influencing the future course of legislation, an agency may start working on a proposal in the year before Congress takes up the reauthorization. What the Aeencv Does In the case of the AEA, the Department of Education (ED) has created a reauthorization working group of staff from across the agency and from the Departments of Labor (DOL) and Health and Human Services (HHS). The group has prepared background papers on key topics, held consultations with members of 6 the literacy community, and developed options for improving the AEA. These activities began last year and will continue throughout 1995. A Federal Register announcement about reauthorization was part of ED's outreach, as were the hearings held around the country to collect more input from the field. What You Can Do It is This is the perfect time for the literacy field to be gearing up, just as ED is. much easier to influence decisions early in the process. Responding to the notice and attending the ED hearings are important activities but not enough. Groups and organizations should arrive at a consensus for change, develop a clear, collective message, and identify ways to deliver the message at key points throughout the reauthorization process. THE BILL IS DRAFTED After developing options and implementing outreach efforts, ED staff will need to sit down and write a reauthorization bill. This phase will probably occur early in 1995. If the groundwork has been laid and there is consensus in the agency about the direction to take, the drafting of legislation is relatively straightforward. The resulting proposal would generally be transmitted to Congress for consideration as part of the President's overall budget proposal for fiscal year 1996. What Congressional Staff Does During the 103rd Congress (1993-1994), the time and attention of Congressional of the members and staff were consumed with rewriting and reauthorization school nation's elementary and secondary education laws, on top of prior work on reform and other related legislative matters. Now the authorizing committees are 7 10