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Environmental Policy in the European Union PDF

349 Pages·2001·3.132 MB·English
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Environmental Policy in the European Union John McCormick EEUPR 1/18/01 2:21 PM Page i THE EUROPEAN UNION SERIES General Editors: Neill Nugent, William E. Paterson, Vincent Wright The European Union series is designed to provide an authoritative library on the European Union, ranging from general introductory texts to definitive assessments of key institutions and actors, policies and policy processes, and the role of member states. Books in the series are written by leading scholars in their fields and reflect the most up-to-date research and debate. Particular attention is paid to accessibility and clear presentation for a wide audience of students, practitioners and interested general readers. The series consists of four major strands: • General textbooks • The main areas of policy • The major institutions and actors • The member states and the Union The series editors are Neill Nugent, Professor of Politics and Jean Monnet Professor of European Integration, Manchester Metropolitan University, and William E. Paterson, Director of the Institute of German Studies, University of Birmingham. Their co-editor until his death in July 1999, Vincent Wright, was a Fellow of Nuffield College, Oxford University. He played an immensely valuable role in the founding and development of The European Union Seriesand is greatly missed. Feedback on the series and book proposals are always welcome and should be sent to Steven Kennedy, Palgrave, Houndmills, Basingstoke, Hampshire RG21 6XS, UK, or by e-mail to [email protected] General textbooks John Peterson and Elizabeth Bomberg Decision-Making in the European Published Union Desmond Dinan Ever Closer Union: An Ben Rosamond Theories of European Introduction to European Integration Integration (2nd edn) [Rights World excluding North and Forthcoming South America, Philippines & Japan] Simon Bulmer and Andrew Scott Desmond Dinan Encyclopedia of the European Union: Economics, Policy European Union and Politics [Rights: Europe only] Andrew Scott The Political Economy of Simon Hix The Political System of the the European Union European Union John McCormick Understanding the Richard Sinnott Understanding European European Union: A Concise Integration Introduction Also planned Neill Nugent The Government and The History of the European Union Politics of the European Union(4th edn) The European Union Source Book [Rights: World excluding USA and The European Union Reader dependencies and Canada] (continued overleaf) EEUPR 1/18/01 2:21 PM Page ii The major institutions and actors Sonia Mazey Women and the European Union Published Anand Menon Defence Policy and the Renaud Dehousse The European Court European Union of Justice Justin Greenwood Representing Interests James Mitchell and Paul McAleavey in the European Union Regionalism and Regional Policy in the European Union Fiona Hayes-Renshaw and Helen Wallace The Council of Ministers Jörg Monar Justice and Home Affairs in the European Union Simon Hix and Christopher Lord Political Parties in the European Union John Redmond and Lee Miles Enlarging Neill Nugent The European Commission the European Union Anne Stevens with Handley Stevens Hazel Smith The Foreign Policy of the Brussels Bureaucrats? The European Union Administration of the European Union Mark Thatcher The Politics of European Forthcoming High Technology Simon Bulmer and Wolfgang Wessels The Also planned European Council Political Union David Earnshaw and David Judge The European Parliament The USA and the European Union The main areas of policy The member states and the Union Published Published Michelle Cini and Lee McGowan Alain Guyomarch, Howard Machin and Competition Policy in the European Ella Ritchie France in the European Union Union Wyn Grant The Common Agricultural Forthcoming Policy Simon Bulmer and William E. Paterson Brigid Laffan The Finances of the Germany and the European Union European Union Malcolm Levitt and Christopher Lord Carlos Closa and Paul Heywood Spain The Political Economy of Monetary and the European Union Union Phil Daniels and Ella Ritchie Britain and Janne Haaland Matláry Energy Policy in the European Union the European Union Brigid Laffan The European Union and John McCormick Environmental Policy its Member States in the European Union Laisa Perrotti Italy and the European John Peterson and Margaret Sharp Union Technology Policy in the European Union Also planned Forthcoming Reshaping the States of the Union David Allen and Geoffrey Edwards The Series Standing Order (outside North External Economic Relations of the America only) European Union Laura Cram Social Policy in the ISBN 0–333–71695–7 hardcover European Union ISBN 0–333–69352–3 paperback Martin Holland The European Union Full details from www.palgrave.com and the Third World EEUPR 1/18/01 2:21 PM Page iii Environmental Policy in the European Union John McCormick EEUPR 1/22/01 2:14 PM Page iv © John McCormick 2001 All rights reserved.No reproduction,copy or transmission of this publication may be made without written permission. No paragraph of this publication may be reproduced,copied or transmitted save with written permission or in accordance with the provisions of the Copyright,Designs and Patents Act 1988, or under the terms of any licence permitting limited copying issued by the Copyright Licensing Agency,90 Tottenham Court Road,London W1P 0LP. Any person who does any unauthorized act in relation to this publication may be liable to criminal prosecution and civil claims for damages. The author has asserted his right to be identified as the author of this work in accordance with the Copyright,Designs and Patents Act 1988. First published 2001 by PALGRAVE Houndmills,Basingstoke,Hampshire RG21 6XS and 175 Fifth Avenue,New York,N.Y.10010 Companies and representatives throughout the world PALGRAVE is the new global academic imprint of St.Martin’s Press LLC Scholarly and Reference Division and Palgrave Publishers Ltd (formerly Macmillan Press Ltd). ISBN 0–333–77203–2 hardback ISBN 0–333–77204–0 paperback This book is printed on paper suitable for recycling and made from fully managed and sustained forest sources. A catalogue record for this book is available from the British Library. Library of Congress Cataloging-in-Publication Data McCormick,John,1954– Environmental policy in the European Union / John McCormick. p. cm.– (European Union series) Includes bibliographical references and index. ISBN 0–333–77203–2 – ISBN 0–333–77204–0 (pbk.) 1. Environmental policy – European Union countries. I. Title. II. Series. GE190.E85 M33 2000 363.7¢056¢094 – dc21 00-067097 10 9 8 7 6 5 4 3 2 1 10 09 08 07 06 05 04 03 02 01 Printed in Hong Kong EEUPR 1/18/01 2:21 PM Page v Contents List of Tables and Figures vii Preface ix List of Abbreviations xiv Introduction 1 PART I THE POLICY PROCESS 1 Policy Parameters 17 What is Environmental Policy? 18 The Priorities of European Policy 21 2 Policy Evolution 41 Phase I: Focus on the Common Market (1957–72) 42 Phase II: The Environmental Revolution (1973–86) 45 Phase III: The EU Establishes Legal Competence (1987–92) 55 Phase IV: Consolidation (1993– ) 61 3 Policy Principles and Agenda-Setting 69 The Legal Basis for EU Policy 70 Policy Principles 75 Agenda-Setting 86 4 Policy Formulation 95 The European Council 96 Initiation: The European Commission 98 The Commission Policy Process 105 Consultation: The European Parliament and External Actors 111 v EEUPR 1/18/01 2:21 PM Page vi vi Contents 5 Policy Adoption and Implementation 123 Adoption I: The Council of Ministers 124 Adoption II: Parliament 129 Legitimation and Clarification: The Court of Justice 132 Implementation: The Commission and the Member States 134 Preconditions for Successful Implementation 142 Improving the Quality of Implementation 148 PART II POLICY OUTPUTS 6 Chemicals and Waste 155 Chemicals: The Problem 156 Chemicals: The Policy Response 158 Waste: The Problem 165 Waste: The Policy Response 168 7 Air and Water Quality 180 Air Quality: The Problem 181 Air Quality: The Policy Response 184 Water Quality: The Problem 193 Water Quality: The Policy Response 195 An Integrated Response to Pollution 205 8 Acidification 208 Acidification: The Problem 209 Early Policy Responses 212 The Germans Increase the Pressure 214 The British Come Around 222 The Large Combustion Plant Directive 228 Towards a Strategic Approach to Acidification 232 9 Nature and Natural Resources 237 Biodiversity 238 Genetically-Modified Organisms 245 Fisheries 249 Agriculture 253 EEUPR 1/18/01 2:21 PM Page vii Contents vii Forestry 254 Energy 257 10 Ozone, Climate Change and the International Dimension 262 The EU as an International Actor 263 The Ozone Layer: The Problem 269 The Ozone Layer: The Policy Response 271 Climate Change: The Problem 277 Climate Change: The Policy Response 280 Conclusions 291 Appendix: Treaty Provisions 300 Bibliography 310 Index 320 EEUPR 1/18/01 2:21 PM Page viii List of Tables and Figures Tables 1.1 Key environmental issues 22 2.1 The evolution of EU environmental activity 50 3.1 Changes to Article 174(2) 79 4.1 Directorates-General of the European Commission 100 4.2 Organizational chart of the Environment DG 102 4.3 Stages in the EU environmental policy process 110 5.1 Frequency of meetings of the Councils of Ministers 132 5.2 Notification of national implementing measures for environmental laws 136 6.1 Key pieces of EU law on chemicals and pesticides 161 6.2 Key pieces of EU law on waste 172 7.1 Key pieces of EU law on air quality 187 7.2 Key pieces of EU law on water quality 198 8.1 Key pieces of EU law on acidification 217 8.2 Emission reductions under the 1988 Large Combustion Plant directive 230 9.1 Key pieces of EU law on biodiversity and GMOs 244 9.2 Key pieces of EU law on fisheries, agriculture, forestry and energy 252 10.1 Environmental treaties signed by the European Community 266 10.2 Key pieces of EU law on the ozone layer and climate change 275 10.3 CO emissions in the EU, 1990–96 286 2 10.4 CO emissions reductions in the EU 288 2 Figures 1.1 EU environmental laws by subject, 1958–99 26 2.1 EU environmental laws by year, 1958–99 64 5.1 Cases against which infringement proceedings were underway, by sector, February 2000 141 viii EEUPR 1/18/01 2:21 PM Page ix Preface When most Europeans think about the European Union, the kinds of issues that come most readily to mind include the single market, agricultural policy, the euro, controversies involving the European Commission, and – more recently – attempts to build a common European foreign and security policy. These are the matters most often covered by European media, which devote much less time and space to the other policy areas affected by integration, such as transport, regional policy, development, consumer issues and – most notably – the envi- ronment. The unfortunate effect of all this has been to give the impression that the EU devotes most of its time to a select group of often controversial policy problems. In fact, its inter- ests are much broader, and the implications of its work are much deeper. In few places has the impact of European integration been more telling than in the field of environmental policy, where the European Union has helped encourage government, industry and citizens in the member states to develop a response to prob- lems that are often better dealt with at the regional rather than the national level. The result has been an expanding body of law dealing with issues as varied as air and water quality, waste management, the control of chemicals, the use of pesticides, noise pollution, acid rain, fisheries management, energy effi- ciency and climate change. Reaching agreement on a joint response to such matters has not always been easy, and the effects of EU policy have been mixed, but there is now a broad consensus that the efforts made at the European level to develop policies on the environment have helped make the EU a cleaner, quieter and healthier place in which to live. This book is designed to provide a broad-ranging overview and assessment of the environmental policy of the European Union. I wrote it for three main reasons. First, while EU envi- ronmental policy has been the subject of a growing body of research, most of it is very specialized. There are many excel- lent studies of particular environmental problems, of the char- acter of EU environmental law, and of the effects of EU law on ix

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