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Environmental Management towards Sustainability PDF

339 Pages·2018·29.991 MB·English
by  ModakPrasad
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Environmental Management towards Sustainability Environmental Management towards Sustainability Dr. Prasad Modak CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2018 by Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works Printed on acid-free paper International Standard Book Number-13: 978-1-4987-9624-8 (Hardback) This book contains information obtained from authentic and highly regarded sources. Reasonable efforts have been made to publish reliable data and information, but the author and publisher cannot assume responsibility for the validity of all materials or the consequences of their use. The authors and publishers have attempted to trace the copyright holders of all material reproduced in this publication and apologize to copyright holders if permission to publish in this form has not been obtained. If any copyright material has not been acknowledged please write and let us know so we may rectify in any future reprint. Except as permitted under U.S. Copyright Law, no part of this book may be reprinted, reproduced, transmitted, or utilized in any form by any electronic, mechanical, or other means, now known or hereafter invented, including pho- tocopying, microfilming, and recording, or in any information storage or retrieval system, without written permission from the publishers. For permission to photocopy or use material electronically from this work, please access www.copyright.com (http://www.copyright.com/) or contact the Copyright Clearance Center, Inc. (CCC), 222 Rosewood Drive, Danvers, MA 01923, 978-750-8400. CCC is a not-for-profit organization that provides licenses and registration for a variety of users. For organizations that have been granted a photocopy license by the CCC, a separate system of payment has been arranged. Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com Contents Foreword .........................................................................................................................................ix Preface ...........................................................................................................................................xiii Acknowledgments .....................................................................................................................xvii Author ...........................................................................................................................................xix 1. The Challenges We Face Today ...........................................................................................1 1.1 Challenges We Face Today: Population, Consumption and Limited Resources.........................................................................................................1 1.2 Indicators of Development ...........................................................................................1 1.3 Resource Security ..........................................................................................................7 1.4 The Issues .......................................................................................................................7 1.4.1 Energy ................................................................................................................9 1.4.2 Overexploitation of Minerals and Fossil Fuels ..........................................11 1.4.3 Housing ...........................................................................................................12 1.4.4 Transport .........................................................................................................16 1.4.4.1 Aviation............................................................................................17 1.4.4.2 Vehicles ............................................................................................17 1.4.4.3 Rail Transport .................................................................................18 1.4.4.4 Sea Routes ........................................................................................19 1.4.5 Water Stress ....................................................................................................19 1.4.5.1 Virtual Water...................................................................................21 1.4.6 Sanitation & Health .......................................................................................22 1.4.7 Air Pollution ...................................................................................................23 1.4.7.1 Short-Lived Climate Pollutants ....................................................24 1.4.8 Degradation of Land and Agriculture ........................................................25 1.4.9 Biodiversity .....................................................................................................26 1.4.10 Natural Disasters ...........................................................................................27 1.4.11 The Nexus .......................................................................................................28 1.5 Key Drivers and Challenges ......................................................................................34 1.5.1 Urban–Rural Polarization .............................................................................35 1.5.2 Skew in the Global Material Flows ............................................................ 35 1.6 Global Response ..........................................................................................................37 1.6.1 United Nations ...............................................................................................38 1.6.2 Sustainable Development Goals ..................................................................41 1.6.3 Addressing Resource Efficiency on Global Platform ...............................41 1.6.3.1 The G7/G8 ........................................................................................42 1.6.3.2 G20 ....................................................................................................44 1.6.4 Circular Economy ..........................................................................................45 Endnotes ..................................................................................................................................47 2. Response from the National Governments .....................................................................51 2.1 Introduction .................................................................................................................51 2.2 Key Stakeholders in Environmental Management ................................................51 2.3 Guiding Principles ......................................................................................................52 v vi Contents 2.4 Need for Multi-Level and Multi-Stakeholder Response .......................................55 2.5 Legislative Framework and Institutions ..................................................................59 2.6 Inclusion of Environmental Rights in the Constitution ........................................66 2.7 Formulation of National Policies ..............................................................................67 2.8 Planning and Zoning Related Directives ................................................................67 2.9 Eco-Cities, Eco-Industrial Parks and Eco-Towns ...................................................72 2.10 Common Environmental Infrastructure .................................................................84 2.11 Laws & Regulations ....................................................................................................86 2.12 Environmental Impact Assessment..........................................................................88 2.13 Integrating Climate Change Considerations in Environmental Impact Assessment .....................................................................................................93 2.14 Environmental Standards, Progression and Expanse ...........................................96 2.15 Managing Indoor Air Quality .................................................................................103 2.16 Phasing Out of Substances and Technologies ......................................................104 2.17 Green Public Procurement .......................................................................................105 2.18 Market Based Instruments ......................................................................................108 2.18.1 Economic Instruments ................................................................................109 2.18.2 Information Based Instruments.................................................................111 2.19 Environmental Courts and Tribunals ....................................................................113 Endnotes ................................................................................................................................117 3. Financial Institutions ........................................................................................................123 3.1 Introduction ...............................................................................................................123 3.2 Development Financing Institutions......................................................................123 3.3 Private Sector Finance Institutions .........................................................................125 3.4 Evolution of Environmental and Social Safeguards at Development Financial Institutions ................................................................................................125 3.4.1 Safeguards Approach of the Development Financing Institutions ......130 3.4.1.1 Use of Country Systems ..............................................................133 3.4.2 Community Driven Development Approach by the World Bank ........134 3.4.3 Harmonization of Safeguards ....................................................................135 3.4.3.1 Rome Declaration on Harmonization .......................................137 3.4.3.2 Paris Declaration on Aid Effectiveness .....................................137 3.5 Evolution of Environmental and Social Safeguards at Private Sector Financing Institutions ..............................................................................................139 3.5.1 United Nations Environment Program’s Finance Initiative ..................139 3.5.2 International Finance Corporation ............................................................142 3.5.3 Equator Principles (EPs) ..............................................................................143 3.5.4 Addressing Investment Portfolios and Supply-Chain ...........................144 3.5.5 Investment Focus—Energy ........................................................................144 3.5.6 Investment Focus—Biodiversity ................................................................149 3.5.7 Insurance Sector ...........................................................................................149 3.6 Financial Intermediary Funds ................................................................................151 3.7 Climate Finance .........................................................................................................152 3.7.1 Green Climate Fund ....................................................................................154 3.7.2 Adaptation Funds ........................................................................................154 3.7.3 Least Developed Countries Fund ..............................................................156 3.7.4 Special Climate Change Fund (SCCF) ......................................................157 Contents vii 3.8 Stock Markets ............................................................................................................158 3.9 Green Bonds ...............................................................................................................162 3.10 Green Bond Indices ...................................................................................................165 3.11 Conservation Finance ...............................................................................................166 3.11.1 Environmental Impact Bond ......................................................................167 3.11.2 Rhino Impact Bond Project ........................................................................168 3.11.3 Forest Bonds .................................................................................................168 3.12 Impact Investing ........................................................................................................168 Endnotes ................................................................................................................................170 4. Business Response .............................................................................................................177 4.1 Impact of Government Policies and Legislation ...................................................177 4.1.1 Consequences of Non-Compliance ...........................................................181 4.2 Impact of Economic Instruments ............................................................................182 4.3 Impact of Information-Based Instruments ............................................................183 4.4 From Meeting Compliance to Achieving Competitiveness ................................184 4.4.1 Cleaner Production ......................................................................................185 4.4.2 Eco-Efficiency ...............................................................................................185 4.4.3 Green Productivity ......................................................................................185 4.4.4 Resource Efficient Cleaner Production (RECP) .......................................186 4.4.5 PRE-SME Resource Kit ................................................................................186 4.4.6 Design for Environment .............................................................................187 4.5 Life Cycle Thinking ..................................................................................................192 4.6 Ecolabels .....................................................................................................................193 4.7 Influencing Supply Chains ......................................................................................200 4.8 Sustainability Assessment of Technologies ..........................................................204 4.9 Environmental Management System ISO 14001 ...................................................206 4.9.1 Evolution of ISO 14001 .................................................................................206 4.10 Sustainability and Corporate Social Responsibility ............................................207 4.10.1 CSR and Profits.............................................................................................212 4.10.2 CSR Promotes Social Entrepreneurship and Innovation .......................212 4.10.3 Is Strategic CSR the Solution?.....................................................................213 Endnotes ................................................................................................................................214 5. Responses by Business Sectors ........................................................................................219 5.1 Transportation Sector ...............................................................................................219 5.2 Information and Communication Technology Sector .........................................223 5.3 Pulp and Paper Sector ..............................................................................................226 5.4 Cement Industry .......................................................................................................228 5.5 Tourism Sector ...........................................................................................................229 5.6 Waste Management Sector .......................................................................................232 5.7 Cosmetic Sector .........................................................................................................235 5.8 Food & Agriculture Sector .......................................................................................236 5.9 Mining Sector ............................................................................................................239 5.10 Social Sector ...............................................................................................................241 5.11 Collective Industry Responses ................................................................................242 5.12 Leadership Examples in Sustainability .................................................................249 Endnotes ................................................................................................................................253 viii Contents 6. Community Response .......................................................................................................259 6.1 Roles Played by the Community ............................................................................259 6.1.1 Community and Government ...................................................................259 6.1.2 Community and Financing Institutions ...................................................261 6.1.3 Community and Business ..........................................................................261 6.2 Community and Government .................................................................................262 6.2.1 Innovative Mechanisms for Involving the Communities ......................262 6.2.2 Participatory Urban Planning ....................................................................265 6.2.3 Conservation of Nature...............................................................................268 6.2.4 Participatory Environmental Monitoring ................................................271 6.2.5 Judicial Activism ..........................................................................................274 6.2.6 Compliance Review and Inspection Panels .............................................276 6.3 Microfinance to Empower the Community ..........................................................278 6.4 Community and Business Organizations .............................................................281 6.5 Eco-Entrepreneurship ..............................................................................................285 6.6 Education and Sustainability ..................................................................................290 6.6.1 Greening of the Universities ......................................................................290 6.6.1.1 Green Schools ...............................................................................293 6.6.1.2 Sustainability Literacy .................................................................293 6.6.1.3 Learning Cities .............................................................................295 6.6.2 Traditional (Ecological) Knowledge ..........................................................295 6.7 Behavioral Change ....................................................................................................298 Endnotes ................................................................................................................................301 Index .............................................................................................................................................307 Foreword Achieving sustainability in the present era is necessary for this planet’s survival. Mere economic development is not the solution and gross domestic product (GDP) alone is not the true indicator of growth. Despite the economic development, we witness poverty, dis- parities and inequalities, and serious adverse impacts like land degradation, air pollution, water scarcity, health concerns, loss of biodiversity, etc. Overpopulation, urban–rural polar- ization, skews in the global material flows, poor resource use efficiency, and unchecked pollution have been some of the influencing factors. Threats to resource security due to climate change have added a new dimension to the complexity of the problem. Impacts need to be understood today, recognizing the nexus. A piecemeal or isolated approach is not going to work. The Sustainable Development Goals (SDGs), Paris Agreement on Climate Change, and a focus on sustainability provide important guiding principles for sustainable development. To move towards sustainability requires an innovative and rounded management strat- egy involving all the key stakeholders with efforts taken on multiple levels. In his book, Prasad Modak introduces such a need by illustrating key global issues with top end statis- tics, emphasizing the nexus and relevance of the SDGs. Modak then introduces four key groups of stakeholders, viz., the government, financing institutions, business, and the communities. These stakeholders need to work at multiple levels, viz., local, regional, national, and global. This book devotes separate chapters to introduce the role played by each stakeholder with numerous case studies drawn from across the world. This structure of this book provides the reader the stakeholder-specific focus while also enabling appreciation of the interconnections. I would say that this is the uniqueness or distinguishing feature of this book. Chapter 2 of this book focuses on governments and illustrates the responses by the national governments that include constitutional provisions, policies, plans, establishment of legislative framework, and institutional mechanisms at various levels to monitor imple- mentation. A range of topics such as Environmental Impact Assessment, Environmental Tribunals, Common Environment Infrastructure, and Green Public Procurement are introduced with examples. An overview of government-supported market-based instru- ments, economic instruments, and information-based instruments is also provided. This chapter is thus a good read to understand the multi-level and multifarious efforts taken by the national governments on environmental management across the world. Chapter 3 is devoted to the role played by the Development Financing Institutions (DFIs) and the Private Sector Financing Institutions (PSFIs). This chapter is very well presented with information that is not generally found in the standard text or reference books. The evolution of Environmental and Social Safeguards at DFIs and PSFIs is illustrated with time stamps, and sections are built on frameworks followed at the World Bank, Asian Development Bank, and the International Finance Corporation. Topics such as Community Driven Development (CDD), Equator Principles and FIs following an investment focus such as Renewable Energy and Biodiversity are also covered. This chapter also covers vari- ous Financial Intermediary Funds, Climate Finance, Conservation Finance, Green Bonds, Sustainable Stock Exchanges, and Impact Investing. Many examples provided on each of the above makes this chapter an interesting read. ix

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Most books are stored in the elastic cloud where traffic is expensive. For this reason, we have a limit on daily download.