Committee on Environmental Impacts Associated with Commercialization of Transgenic Plants Board on Agriculture and Natural Resources Division on Earth and Life Studies National Research Council NATIONAL ACADEMY PRESS Washington, D.C. NATIONAL ACADEMY PRESS 2101 Constitution Avenue, NW Washington, D.C. 20418 NOTICE: The project that is the subject of this report was approved by the Gov- erning Board of the National Research Council, whose members are drawn from the councils of the National Academy of Sciences, the National Academy of Engi- neering, and the Institute of Medicine. The members of the committee responsible for the report were chosen for their special competences and with regard for appropriate balance. This study was supported by Cooperative Agreements No. 59-0790-0-173 and No. 99-1001-0229-GR between the National Academy of Sciences and the U.S. Depart- ment of Agriculture. Any opinions, findings, conclusions, or recommendations expressed in this publication are those of the author(s) and do not necessarily reflect the views of the organizations or agencies that provided support for the project. Library of Congress Cataloging-in-Publication Data Environmental effects of transgenic plants : the scope and adequacy of regulation / Committee on Environmental Impacts associated with Commercialization of Transgenic Plants Board on Agriculture and Natural Resources Division on Earth and Life Studies, National Research Council. p. cm. Includes bibliographical references (p. ). ISBN 0-309-08263-3 (hardcover) 1. Transgenic plants—Risk assessment. 2. Agricultural biotechnology—Environmental aspects. I. National Research Council. Committee on Environmental Impacts. SB123.57 .E58 2002 631.5’233—dc21 2001008715 Environmental Effects of Transgenic Plants: The Scope and Adequacy of Regulation is available from the National Academy Press, 2101 Constitution Avenue, N.W., Lockbox 285, Washington, DC 20055; (800) 624-6242 or (202) 334-3313 (in the Washington metropolitan area); http://www.nap.edu. Copyright 2002 by the National Academy of Sciences. All rights reserved. Printed in the United States of America National Academy of Sciences National Academy of Engineering Institute of Medicine National Research Council The National Academy of Sciences is a private, nonprofit, self-perpetuating soci- ety of distinguished scholars engaged in scientific and engineering research, dedi- cated to the furtherance of science and technology and to their use for the general welfare. Upon the authority of the charter granted to it by the Congress in 1863, the Academy has a mandate that requires it to advise the federal government on scientific and technical matters. Dr. Bruce M. Alberts is president of the National Academy of Sciences. The National Academy of Engineering was established in 1964, under the charter of the National Academy of Sciences, as a parallel organization of outstanding engineers. It is autonomous in its administration and in the selection of its mem- bers, sharing with the National Academy of Sciences the responsibility for advis- ing the federal government. The National Academy of Engineering also sponsors engineering programs aimed at meeting national needs, encourages education and research, and recognizes the superior achievements of engineers. Dr. Wm. A. Wulf is president of the National Academy of Engineering. The Institute of Medicine was established in 1970 by the National Academy of Sciences to secure the services of eminent members of appropriate professions in the examination of policy matters pertaining to the health of the public. The Institute acts under the responsibility given to the National Academy of Sciences by its congressional charter to be an adviser to the federal government and, upon its own initiative, to identify issues of medical care, research, and education. Dr. Kenneth I. Shine is president of the Institute of Medicine. The National Research Council was organized by the National Academy of Sci- ences in 1916 to associate the broad community of science and technology with the Academy’s purposes of furthering knowledge and advising the federal gov- ernment. Functioning in accordance with general policies determined by the Acad- emy, the Council has become the principal operating agency of both the National Academy of Sciences and the National Academy of Engineering in providing services to the government, the public, and the scientific and engineering commu- nities. The Council is administered jointly by both Academies and the Institute of Medicine. Dr. Bruce M. Alberts and Dr. Wm. A. Wulf are chairman and vice chairman, respectively, of the National Research Council. COMMITTEE* ON ENVIRONMENTAL IMPACTS ASSOCIATED WITH COMMERCIALIZATION OF TRANSGENIC PLANTS FRED L. GOULD, Chair, North Carolina State University, Raleigh DAVID A. ANDOW, University of Minnesota, St. Paul BERND BLOSSEY, Cornell University, Ithaca, New York IGNACIO CHAPELA, University of California, Berkeley NORMAN C. ELLSTRAND, University of California, Riverside NICHOLAS JORDAN, University of Minnesota, St. Paul KENDALL R. LAMKEY, Iowa State University, Ames BRIAN A. LARKINS, University of Arizona, Tucson DEBORAH K. LETOURNEAU, University of California, Santa Cruz ALAN McHUGHEN, University of Saskatchewan, Saskatoon RONALD L. PHILLIPS, University of Minnesota, St. Paul PAUL B. THOMPSON, Purdue University, West Lafayette, Indiana Staff KIM WADDELL, Study Director HEATHER CHRISTIANSEN, Research Associate KAREN L. IMHOF, Project Assistant (from January 2000 to March 2001) MICHAEL R. KISIELEWSKI, Research Assistant (since March 2001) BARBARA BODLING, Editor *The work of this committee was overseen by the Committee on Agricultural Biotechnol- ogy, Health, and the Environment, of the Board on Agriculture and Natural Resources and the Board on Life Sciences. v COMMITTEE ON AGRICULTURAL BIOTECHNOLOGY, HEALTH, AND THE ENVIRONMENT BARBARA A. SCHAAL, Co-Chair, Washington University, St. Louis HAROLD E. VARMUS, Co-Chair, Memorial Sloan-Kettering Cancer Center, New York, New York DAVID A. ANDOW, University of Minnesota, St. Paul FREDERICK M. AUSUBEL, Harvard Medical School, Boston, Massachusetts NEAL L. FIRST, University of Wisconsin, Madison LYNN J. FREWER, Institute of Food Research, Norwich, England HENRY L. GHOLZ, National Science Foundation, Arlington, Virginia ERIC M. HALLERMAN, Virginia Polytechnic Institute and State University, Blacksburg CALESTOUS JUMA, Harvard University NOEL T. KEEN, University of California, Riverside SAMUEL B. LEHRER, Tulane University School of Medicine, New Orleans, Louisiana J. MICHAEL McGINNIS, Robert Wood Johnson Foundation, Princeton, New Jersey SANFORD A. MILLER, Georgetown University PER PINSTRUP-ANDERSON, International Food Policy Research Institute, Washington, D.C. VERNON W. RUTTAN, University of Minnesota, St. Paul ELLEN K. SILBERGELD, University of Maryland Medical School, Baltimore ROBERT E. SMITH, R.E. Smith Consulting, Inc., Newport, Vermont ALLISON A. SNOW, Ohio State University, Columbus DIANA H. WALL, Colorado State University, Fort Collins Staff JENNIFER KUZMA, Senior Program Officer LAURA HOLLIDAY, Research Assistant vi BOARD ON AGRICULTURE AND NATURAL RESOURCES HARLEY W. MOON, Chair, Iowa State University CORNELIA B. FLORA, Iowa State University ROBERT B. FRIDLEY, University of California, Davis BARBARA GLENN, Federation of Animal Science Societies, Bethesda, Maryland W.R. (REG) GOMES, University of California, Oakland LINDA GOLODNER, National Consumers League, Washington, D.C. PERRY R. HAGENSTEIN, Institute for Forest Analysis, Planning, and Policy, Wayland, Massachusetts GEORGE R. HALLBERG, The Cadmus Group, Inc., Boston, Massachusetts CALESTOUS JUMA, Harvard University GILBERT A. LEVEILLE, McNeil Consumer Healthcare, Denville, New Jersey WHITNEY MacMILLAN, Cargill, Inc., Minneapolis, Minnesota (retired) TERRY L. MEDLEY, DuPont BioSolutions Enterprise, Wilmington, Delaware WILLIAM L. OGREN, U.S. Department of Agriculture (retired) ALICE PELL, Cornell University NANCY J. RACHMAN, Novigen Sciences, Inc., Washington, D.C. G. EDWARD SCHUH, University of Minnesota BRIAN STASKAWICZ, University of California, Berkeley JOHN W. SUTTIE, University of Wisconsin, Madison JAMES TUMLINSON, U.S. Department of Agriculture, Agricultural Research Service JAMES J. ZUICHES, Washington State University Staff WARREN R. MUIR, Executive Director (since June 1999) DAVID L. MEEKER, Director (from March 2000 to August 2001) CHARLOTTE KIRK BAER, Director (since September 2001) JULIE ANDREWS, Senior Project Assistant vii BOARD ON LIFE SCIENCES COREY S. GOODMAN, Chair, University of California, Berkeley DAVID EISENBERG, University of California, Los Angeles DAVID J. GALAS, Keck Graduate Institute of Applied Life Science, Claremont, California BARBARA GASTEL, Texas A&M University, College Station JAMES M. GENTILE, Hope College, Holland, Michigan ROBERT T. PAINE, University of Washington, Seattle STUART L. PIMM, Columbia University JOAN B. ROSE, University of South Florida, St. Petersburg GERALD M. RUBIN, Howard Hughes Medical Institute, Chevy Chase, Maryland RAYMOND L. WHITE, University of Utah, Salt Lake City Staff WARREN R. MUIR, Executive Director (since June 1999) FRANCES SHARPLES, Director BRIDGET AVILA, Senior Project Assistant viii Preface In assessing the conclusions of any report on a subject as controver- sial as agricultural biotechnology, I certainly would want to know about the background of the individuals who wrote the report, and the process used to write it. So before you delve into the contents of this report I would like to tell you about our committee and the process that we used in writing this report. “About the Authors” provides background infor- mation on each of the 12 committee members who wrote the report. The committee followed the general National Research Council guidelines for report writing, with more specific steps in the process determined by the committee members. This report is a consensus document. Therefore, every member of the committee had an opportunity to question the con- tent of each page, and in the end had to determine that he or she could consent to all of the report findings and recommendations. Had any com- mittee member written the report alone, the conclusions would have been different. Some view this as a weakness of the consensus process—too much compromise. Based on my experience with this specific report, I strongly disagree with that perspective. What I saw in our consensus process was that logic and detailed information prevailed. It was easy for us to come to consensus on some issues but in other cases there were lengthy debates. In the approximately 15 months from the time of our first meeting until we finally signed off on the report, members of the committee had time to present specific arguments on multiple occasions with the opportunity to collect data to back up their arguments in be- tween meetings or conference calls. Evidence to me of the success of our ix
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