FAO ISSN 3 FISHERIES AND 20 1 AQUACULTURE 70 -6 PROCEEDINGS 10 3 31 31 FAO FISHERIES AND AQUACULTURE PROCEEDINGS E n h a Enhancing the contribution n c in of small-scale aquaculture g Enhancing the contribution t h e to food security, c o of small-scale aquaculture n poverty alleviation and tr ib u to food security, socio-economic development t io n o f poverty alleviation and FAO Expert Workshop s m 21–24 April 2010 a Hanoi, Viet Nam ll- socio-economic development s c a le Informed by 18 technical papers consisting of reviews, country a q FAO Expert Workshop experience papers, case studies, assessment studies and project u a 21–24 April 2010 studies tackling different issues confronting the small-scale c u Hanoi, Viet Nam aquaculture (SSA) sector including lessons learned, and lt u enhanced by the particular expertise and knowledge by r e participating experts, this expert workshop analysed and came t o up with a list of internal attributes (strengths, weaknesses) and f o external attributes (opportunities and threats) of the three o d pillars of food security, poverty alleviation and socio-economic s development as they pertain to the SSA sector. Using this e c u analysis, the workshop identified entry points, action plans, r guiding principles and elements of a planned technical ity guidelines to guide and strengthen the SSA sector’s , p o contribution to these three pillars. v e r t Enabling policies focusing on support to SSA producers as well y as taking into actions the World Food Summit (2009) alle commitments are needed. Information availability is changing v rapidly, thus, utilization of currently available methods of ia t measurement (e.g. Nha Trang indicator system, household io n surveys, impact assessment studies) offer good guidance as a a starting point. More systematic assessment is needed based on n d a clear framework that fully considers resource s o systems/agro-ecological zones and the importance of putting c io aquaculture in ‘context’ in any assessment. The current - e renewed interest in agriculture and the recent food crisis give c o an opportune time to ‘mainstream’ aquaculture, better link it n o to dominant development discourses and consider its m relationship to the larger-scale aquaculture, aquaculture-based ic d fisheries and agriculture. The role that the SSA sector plays in e v poverty alleviation is only one among many options. The e Sustainable Livelihoods Approach has good potential to help lo p the current thinking on SSA. However, other new alternative m frameworks that put people at the center should also be e n explored particularly giving more attention to SSA producers t and how to improve their resilience to threats, risks, and shocks affecting the aquaculture sector. ISBN 978-92-5-107407-7 ISSN 2070-6103 F A O 9 7 8 9 2 51 0 7 4 0 77 I3118E/1/10.13 Cover illustration: Emanuela D’Antoni FAO FISHERIES ANd AquAcultuRE PROcEEdINGS 31 Enhancing the contribution of small-scale aquaculture to food security, poverty alleviation and socio-economic development 21–24 April 2010 Hanoi, Viet Nam Melba G. Bondad–Reantaso Aquaculture Officer Aquaculture Branch FAO Fisheries and Aquaculture Department Rome, Italy and Rohana P. Subasinghe Senior Aquaculture Officer Aquaculture Branch FAO Fisheries and Aquaculture Department Rome, Italy FOOD AND AGRICULTURE ORGANIZATION OF THE UNITED NATIONS Rome, 2013 The designations employed and the presentation of material in this information product do not imply the expression of any opinion whatsoever on the part of the Food and Agriculture Organization of the United Nations (FAO) concerning the legal or development status of any country, territory, city or area or of its authorities, or concerning the delimitation of its frontiers or boundaries. The mention of specific companies or products of manufacturers, whether or not these have been patented, does not imply that these have been endorsed or recommended by FAO in preference to others of a similar nature that are not mentioned. The views expressed in this information product are those of the author(s) and do not necessarily reflect the views or policies of FAO. ISBN 978-92-5-107407-7 (print) E-ISBN 978-92-5-107961-1 (PDF) © FAO, 2013 FAO encourages the use, reproduction and dissemination of material in this information product. Except where otherwise indicated, material may be copied, downloaded and printed for private study, research and teaching purposes, or for use in non-commercial products or services, provided that appropriate acknowledgement of FAO as the source and copyright holder is given and that FAO’s endorsement of users’ views, products or services is not implied in any way. All requests for translation and adaptation rights, and for resale and other commercial use rights should be made via www.fao.org/contact-us/licence- request or addressed to [email protected]. FAO information products are available on the FAO website (www.fao.org/ publications) and can be purchased through [email protected]. © FAO 2013 [English edition] © FAO 2011 [Spanish edition] iii Preparation of this document The project “Enhancing the contribution of the small-scale aquaculture sector to food security, poverty alleviation and socio-economic development” was undertaken through a series of desk studies and an expert workshop. The project culminated in the publication of this document, which is presented in two parts. Part 1 contains the proceedings of the expert workshop, FAO Expert Workshop on Enhancing the Contribution of the Small-Scale Aquaculture Sector to Food Security, Poverty Alleviation and Socio-economic Development, held in Hanoi, Viet Nam from 21 to 24 April 2010. The workshop was informed by a number of thematic papers to assist in understanding the various issues concerning small-scale aquaculture. Part 2 contains 18 technical papers contributed by 27 specialists and presented during this workshop. The commissioned review papers and expert workshop were technically supervised by Dr Melba B. Reantaso, Aquaculture Officer, Aquaculture Branch (FIRA), FAO Fisheries and Aquaculture Department. The papers contained in this work have been reproduced as submitted. The study, workshop and publication were made possible with financial assistance through FIRA’s Regular Programme of Work and Budget. iv Abstract About 70–80 percent of all those actors involved in fish farming worldwide are considered small-scale. The small-scale aquaculture (SSA) sector, is recognized as making an important contribution to food security, poverty alleviation and socio- economic development. However, assessing its contribution in a systematic way has been an uphill task. An expert workshop on “Enhancing the contribution of small-scale aquaculture to food security, poverty alleviation and socio-economic development” was convened to: (i) understand SSA and its contribution/potential contribution and challenges/issues facing the sector and the SSA producers; (ii) identify and elaborate on entry points for enhancing its contribution to food security, poverty alleviation and socio-economic development; (iii) identify concrete action plans to strengthen the capacity of SSA producers and households to deal with threats, risks, shocks, crises and emergencies; and (iv) identify elements of a planned Technical Guidelines for Enhancing the Contribution of Small-Scale Aquaculture to Food Security, Poverty Alleviation and Socio-Economic Development within FAO’s Code of Conduct for Responsible Fisheries technical guidelines series. Some 38 experts from governmental, inter-governmental, regional and international organizations, and universities participated in this expert workshop. The report and proceedings of this expert workshop are presented in this publication. Part 1 contains the outcomes of the deliberations of the experts participating in the workshop; Part 2 consists of 18 technical papers presented during the workshop. Bondad-Reantaso, M.G. and Subasinghe, R.P., eds. 2013. Enhancing the contribution of small-scale aquaculture to food security, poverty alleviation and socio-economic development. FAO Fisheries and Aquaculture Proceedings No. 31. Rome. FAO. 255 pp. v contents Preparation of this document iii Abstract iv Acknowledgements vii Contributors viii Acronyms and abbreviations x PARt 1 – PROcEEdINGS OF tHE FAO EXPERt WORKSHOP ON ENHANcING tHE cONtRIButION OF SMAll-ScAlE AquAcultuRE tO FOOd SEcuRItY, POVERtY AllEVIAtION ANd SOcIO-EcONOMIc dEVElOPMENt FAO expert workshop on enhancing the contribution of small-scale aquaculture to food security, poverty alleviation and socio-economic development 1 Purpose 1 Participation 1 Process 1 Workshop highlights 2 Working group findings 12 APPENdIXES 1. List of participants 21 2. Expert workshop programme 26 3. Opening remarks: Mr Vu Van Tam 30 4. Welcome remarks: Mr Jiansan Jia 32 5. Expert workshop group photo 33 PARt 2 – cONtRIButEd PAPERS ON ENHANcING tHE cONtRIButION OF SMAll-ScAlE AquAcultuRE tO FOOd SEcuRItY, POVERtY AllEVIAtION ANd SOcIO-EcONOMIc dEVElOPMENt Review of small-scale aquaculture: definitions, characterization, numbers 37 Peter Edwards Small-scale aquaculture and its contextual relationships with the concepts of poverty, food security, rural livelihoods and development 63 Philip G. Townsley contribution of small-scale aquaculture to sustainable rural development: a synthesis of case studies in china, Philippines, thailand and Viet Nam 81 Tipparat Pongthanapanich Small-scale aquaculture, development and poverty: a reassessment 93 Ben Belton vi Global fishery trade and its benefit to small-scale aquaculture producers 109 Shirlene Maria Anthonysamy Small-scale aquaculture in thailand: farmer groups and aquaculture certification 113 Koji Yamamoto lessons learned from the Sustainable Poverty Alleviation (SAPA) strategy in Viet Nam 125 Le Thanh Luu Small-scale aquaculture in Papua New Guinea: examination of entry points for international aid donors 131 Paul T. Smith challenges and issues facing small-scale aquaculture producers: perspectives from Eastern Africa 143 Wilson W. Mwanja and Beatrice Nyandat Governance institutions and adaptive capacity of small-scale aquaculture to climate change in the Philippines 153 Pepito R. Fernandez Social issues in small-scale aquaculture (SSA): the social impacts and responsibilities of SSA 165 Pedro B. Bueno Resiliency of small-holder fishfarmers to climate change and market prices in selected communities in the Philippines 171 Renato F. Agbayani, Didi B. Baticados, Emilia T. Quinitio and Dianne H. Tormon-West Poverty alleviation and women’s empowerment through aquaculture: an experience from Nepal 181 Jharendu Pant, Madhav K. Shrestha and Michael J. Phillips Good governance, policies, and other frameworks that work in favour of small-scale aquaculture producers 189 Dilip Kumar, Pachampalayam Ananthan, Appidi Krishna Reddy and Arpita Sharma Improving access to financial services by small-scale aquaculture producers: challenges and opportunities 197 Imtiaz U. Ahmad Mainstreaming aquaculture into country poverty reduction strategies and plans: an overview 207 Imtiaz U. Ahmad challenges for small-scale aquaculture: sustainable use and management of aquatic resources for small-scale aquaculture producers 213 Philip G. Townsley Successful small-scale aquaculture (SSA) and their contribution to economic growth at the national level, and poverty alleviation and rural development at the local level 223 Peter Edwards vii Acknowledgements This publication is the end product of the work of many individuals and experts who participated in this project, starting from the commissioned desk studies through to the successful convening of an expert workshop. They are all gratefully acknowledged. Thanks are also accorded to the officials and staff of the Research Institute for Aquaculture No. 1 through the leadership of Dr Le Thanh Luu for administrative and logistical arrangements. Special thanks are due to the representatives and experts from governments (China, Ghana, Kenya, Uganda and Viet Nam) and various regional intergovernmental organizations (e.g. NACA1, SEAFDEC2), regional and international organizations (e.g. WorldFish Center, INFOFISH3, CIRAD4, DANIDA5), and universities (from Australia, India, the Philippines, Thailand, Viet Nam and the United Kingdom of Great Britain and Northern Ireland) for their active participation during the workshop. The authors of contributed papers are sincerely acknowledged for their time, expertise and involvement in ensuring the publication of this document. The editors would also like to thank Ms Marika Panzironi, Ms Danielle Rizcallah, Ms Nathalie Perisse, Ms Marianne Guyonnet and Ms Tina Farmer of the FAO Fisheries and Aquaculture Department, Ms Maria Lorica Jarmin and Ms Kathleen Dela Merced (FAO consultants) and Mr José Luis Castilla Civit (layout designer) for various types of assistance during the final production of this document. Mr Jiansan Jia, Branch Coordinator, is gratefully acknowledged for his support, guidance and encouragement. 1 Network of Aquaculture Centres in Asia–Pacific. 2 Southeast Asian Fisheries Development Center. 3 Intergovernmental Organization for Marketing Information and Technical Advisory Services for Fishery Products in the Asian and Pacific Region. 4 Agricultural Research for Development (France). 5 Danish International Development Agency. viii contributors Renato F. AGBAYANI Pepito R. FERNANDEZ Integrated Services for the Development of Division of Social Sciences Aquaculture and Fisheries (ISDA) College of Arts and Sciences Namocon, Tigbauan 5021 University of the Philippines Visayas Iloilo, Philippines Miagao, Iloilo 5023-A E-mail: [email protected] E-mail: [email protected] Imtiaz U. AHMAD Dilip KUMAR Sustainable Development Consultant Central Institute of Fisheries Education 20 Stockton Dr, Voorhees, New Jersey 08043 Mumbai, India United States of America E-mail: [email protected] E-mail: [email protected] Le Thanh LUU Pachampalayan ANANTHAN Ding Bang, Tu Son, Bac Ninh Central Institute of Fisheries Education Viet Nam Mumbai, India E-mail: [email protected] Shirlene Maria ANTHONYSAMY Wilson W. MWANJA INFOFISH Fisheries Division 1st Floor, Wisma LKIM Ministry of Agriculture Animal Industry Jalan Desaria, Pulau Meranti and Fisheries, Entebbe, Uganda 47120 Puchong, Selangor, Malaysia E-mail: [email protected] E-mail: [email protected] Beatrice NYANDAT Didi B. BATICADOS Aquaculture Directorate Aquaculture Department, Southeast Asian Ministry of Fisheries Development Fisheries Development Center Nairobi, Kenya Tigbauan 5021 E-mail: [email protected] Iloilo, Philippines E-mail: [email protected] Jharendu PANT WorldFish Center Ben BELTON Jalan Batu Maung 11960 Bayan Lepas WorldFish, Bangladesh Office Penang, Malaysia House 22B, Road 7, Block-F E-mail: [email protected] Banani, Dhaka 1213 Bangladesh Michael J. PHILLIPS E-mail: [email protected] WorldFish Center Jalan Batu Maung 11960 Bayan Lepas Pedro BUENO Penang, Malaysia Bangkok, Thailand 10900 E-mail: [email protected] E-mail: [email protected] Tipparat PONGTHANAPANICH Peter EDWARDS Department of Agricultural and Resource 593 Lat Prao Soi 64 Economics Bangkok 10310, Thailand Faculty of Economics E-mail: [email protected] Kasetsart University, Bangkok 10900 E-mail: [email protected]
Description: