ENHANCEMENT OF NITI ALLOYS BIOCOMPATIBILITY AND CORROSION RESISTANCE BY THERMAL TREATMENTS Gonçalo Nuno Vieira da Silva Mealha Thesis to obtain the Master of Science Degree in Chemical Engineering Supervisor(s): Prof. Doctor João Carlos Salvador Santos Fernandes Prof. Doctor Maria Teresa Oliveira de Moura e Silva Examination Committee Chairperson: Prof. Doctor Benilde de Jesus Vieira Saramago Supervisor: Prof. Doctor João Carlos Salvador Santos Fernandes Member of the Committee: Prof. Doctor Maria João Pedroso Carmezim December 2016 ii Acknowledgments IwouldliketoaddressspecialthankstoprofessorJoa˜oSalvadorFernandes,supervisorofthisscientific work,forgivingmetheopportunitytodevelopthisproject,forhispatience,guidance,supportandgiven knowledgethroughthealltime. I would like to thank Dr. Teresa Moura e Silva for her co-supervision, concern, advice, support and encouragement. ToDr. MariaJoa˜oCarmezim,Iwouldliketothankfortheperformedthermaltreatmentsonthesamples, andforherconcernandsympathy. I also would like to express my gratitude to all the professors and colleagues of Centro de Quimica Estrutural(CQE)forhavingreceivedmesokindlyandfortheiravailabilitytohelpmewheneverIneeded. ImustexpressaspecialthanktoMiguel,duetohisconstantsupport,availabilityandfriendship. Finally, I am very grateful to all my friends, Maria and family, for their support and affection through the entire time. I would like to thank to Patanisca, SL Benfica and GD Vialonga, for the joys they gave me andforbeinganescapefromthiswork. iii iv Resumo ONitinole´ umaligacompostaporn´ıqueletitaˆnio,emproporc¸o˜esato´micaspraticamenteiguais,eque apresenta como propriedades mecaˆnicas efeito de memo´ria de forma e uma alta deformac¸a˜o ela´stica (superelasticidade). Para ale´m destas propriedades, caracteriza-se por ter uma elevada resisteˆncia a` fadiga e resisteˆncia a` corrosa˜o e por ser um material biocompat´ıvel, o que leva a` sua utilizac¸a˜o em aplicac¸o˜esbiome´dicas. Pore´m, a elevada presenc¸a de n´ıquel e a sua poss´ıvel libertac¸a˜o dos dispositivos de Nitinol e´ um problema habitual destas ligas, o que pode levar a processos inflamato´rios e ale´rgicos por parte do paciente. Nestetrabalhoprocedeu-sea` modificac¸a˜odasuperf´ıciedoNitinolatrave´sdetratamentoste´rmicosem dois tipos de atmosfera (ar e azoto) e duas diferentes temperaturas (250 °C e 350 °C). A resisteˆncia a` corrosa˜o das amostras modificadas foi investigada atrave´s de te´cnicas electroqu´ımicas numa soluc¸a˜o quesimulaomeiofisiolo´gico(soluc¸a˜odeHank)a37°CecomparadacomNitinolsemtratamento. Para acaracterizac¸a˜odassuperf´ıciesresultantesforamusadasespectroscopiadefotoelectro˜esderaio-Xe espectroscopiadeelectro˜esAuger. Verificou-sequeostratamentosefectuadosteˆminfueˆncianocomportamentoelectroqu´ımicodoNitinol. Atrave´sdeensaiosdeEIS,eporajusteaumcircuitoequivalente,considerou-seumaestrutura”duplex” para o filme de o´xido, constitu´ıdo por uma densa camada interna e uma camada externa porosa. As te´cnicasdeana´lisesdesuperf´ıciepermitemconcluirqueoteorden´ıquele´ substancialmentereduzido nosfilmessuperficiaisapo´stratamentoa350°C,especialmenteematmosferadeazoto. Palavras-chave: Nitinol,biomateriais,corrosa˜o,tratamentoste´rmicos,filmedeo´xido v vi Abstract Nitinolisanickel-titaniumalloy,nearlyinthesameatomicproportion,whichcombinesuniquemechan- ical properties, like shape-memory effect and high elastic deformation (superelasticity). In addition to theseproperties,thematerialpresentshighfatiguestrength,corrosionresistanceandsuperiorbiocom- patibility,whichturnsitsuitableforbiomedicalapplications. Due to the high nickel presence, inflammatory and allergic processes may be initiated as result of the releaseofnickelionsfromNitinoldevices,beingagreatproblemtoitsuse. In the present work, thermal treatments were performed in the surface of Nitinol in two types of envi- ronment(airandnitrogen)andattwodifferenttemperatures(250°Cand350°C).Corrosionresistance of the treated alloys was analyzed through electrochemical techniques in simulated physiological con- ditions (Hank’s solution at 37 °C) and the results were compared with untreated Nitinol. The modified surfaceswerecharacterizedbyX-rayphotoelectronspectroscopyandAugerelectronspectroscopy. The performed surface treatments proved to influence the electrochemical behaviour of Nitinol. From EIS spectra, and by fitting the data to an equivalent circuit, a ”duplex” structure was proposed to the alloy’s oxide film, composed by an inner compact layer and an outer porous layer. Results from the surfaceanalysisconcludedthatthenickelcontentwassubstantiallydecreasedintheoutermostsurface layers,especiallywhentreatedat350°CinN -controlledenvironment. 2 Keywords: Nitinol,biomaterials,corrosion,thermaltreatments,oxidefilm vii viii Contents Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iii Resumo . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . v Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . vii ListofTables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xi ListofFigures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xiii Nomenclature . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xv 1 Introduction 1 1.1 TopicOverview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.2 Objectives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.3 ThesisOutline . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 2 Background 3 2.1 TheoreticalOverview. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 2.2 Nitinolcharacteristics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 2.2.1 ShapeMemoryEffect(SME) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 2.2.2 Superelasticity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 2.2.3 Otherproperties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 2.3 Biocompatibility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 2.3.1 NiTiconstituents’materials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 2.3.2 BiocompatibilityofNiTi-invitro experiments . . . . . . . . . . . . . . . . . . . . . 11 2.3.3 BiocompatibilityofNiTi-invivo experimentsinanimals . . . . . . . . . . . . . . . 12 2.3.4 BiocompatibilityofNiTi-invivo experimentsofimplantsinhumans. . . . . . . . . 16 2.4 Corrosionresistance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 2.4.1 Corrosion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 2.4.2 CorrosionResistanceofNiTi . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 2.5 Coatingsandsurfacetreatments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 2.6 Applications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 2.6.1 Self-expandablestents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 2.6.2 Orthodontics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 2.6.3 Orthopedics. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 ix 2.6.4 Otherapplications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42 2.7 Tribologyandotherconsiderations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43 3 ExperimentalMethods 47 3.1 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47 3.2 Materialsandsolutions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47 3.3 Samplepreparation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47 3.3.1 Untreatedsamples . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 3.3.2 Thermallytreatedsamples . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 3.4 ElectrochemicalMeasurements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 3.4.1 Open-CircuitPotential . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 3.4.2 AnodicPolarizationCurves . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 3.4.3 ElectrochemicalImpedanceSpectroscopy(EIS) . . . . . . . . . . . . . . . . . . . 52 3.5 SurfaceAnalysisTechniques . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 3.5.1 X-rayPhotoelectronSpectroscopy . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 3.5.2 AugerElectronSpectroscopy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 4 Results 61 4.1 Electrochemicalmeasurementsresults. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 4.1.1 OCPandAnodicpolarizationcurves . . . . . . . . . . . . . . . . . . . . . . . . . . 61 4.1.2 ElectrochemicalImpedanceSpectroscopy . . . . . . . . . . . . . . . . . . . . . . . 64 4.2 Surfaceanalysisresults . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70 5 ConclusionsandFutureWork 75 Bibliography 77 x
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