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Engineering Quantum Mechanics PDF

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ENGINEERING QUANTUM MECHANICS ffffiirrss0011..iinndddd ii 44//2200//22001111 1100::5511::5577 AAMM ENGINEERING QUANTUM MECHANICS Doyeol Ahn Seoung-Hwan Park IEEE PRESS A JOHN WILEY & SONS, INC., PUBLICATION ffffiirrss0022..iinndddd iiiiii 44//2200//22001111 1100::5511::5588 AAMM Copyright © 2011 by John Wiley & Sons, Inc. All rights reserved. Published by John Wiley & Sons, Inc., Hoboken, New Jersey. Published simultaneously in Canada. No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, recording, scanning, or otherwise, except as permitted under Section 107 or 108 of the 1976 United States Copyright Act, without either the prior written permission of the Publisher, or authorization through payment of the appropriate per-copy fee to the Copyright Clearance Center, Inc., 222 Rosewood Drive, Danvers, MA 01923, (978) 750-8400, fax (978) 750-4470, or on the web at www.copyright.com. Requests to the Publisher for permission should be addressed to the Permissions Department, John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, (201) 748-6011, fax (201) 748-6008, or online at http://www.wiley.com/go/permissions. Limit of Liability/Disclaimer of Warranty: While the publisher and author have used their best efforts in preparing this book, they make no representations or warranties with respect to the accuracy or completeness of the contents of this book and specifi cally disclaim any implied warranties of merchantability or fi tness for a particular purpose. No warranty may be created or extended by sales representatives or written sales materials. The advice and strategies contained herein may not be suitable for your situation. You should consult with a professional where appropriate. Neither the publisher nor author shall be liable for any loss of profi t or any other commercial damages, including but not limited to special, incidental, consequential, or other damages. For general information on our other products and services or for technical support, please contact our Customer Care Department within the United States at (800) 762-2974, outside the United States at (317) 572-3993 or fax (317) 572-4002. Wiley also publishes its books in a variety of electronic formats. Some content that appears in print may not be available in electronic formats. For more information about Wiley products, visit our web site at www.wiley.com. Library of Congress Cataloging-in-Publication Data: Ahn, Doyeol. Engineering Quantum Mechanics/Doyeol Ahn, Seoung-Hwan Park. p. cm. Includes bibliographical references and index. ISBN 978-0-470-10763-8 1. Quantum theory. 2. Stochastic processes. 3. Engineering mathematics. 4. Semiconductors–Electric properties–Mathematical models. I. Park, Seoung-Hwan. II. Title. QC174.12.A393 2011 620.001'53012–dc22 2010044304 oBook ISBN: 978-1-118-01782-1 ePDF ISBN: 978-1-118-01780-7 ePub ISBN: 978-1-118-01781-4 Printed in Singapore. 10 9 8 7 6 5 4 3 2 1 ffffiirrss0033..iinndddd iivv 44//2200//22001111 33::2266::0000 PPMM CONTENTS Preface vii PART I Fundamentals 1 1 Basic Quantum Mechanics 3 1.1 Measurements and Probability 3 1.2 Dirac Formulation 4 1.3 Brief Detour to Classical Mechanics 8 1.4 A Road to Quantum Mechanics 14 1.5 The Uncertainty Principle 21 1.6 The Harmonic Oscillator 22 1.7 Angular Momentum Eigenstates 29 1.8 Quantization of Electromagnetic Fields 35 1.9 Perturbation Theory 38 Problems 41 References 43 2 Basic Quantum Statistical Mechanics 45 2.1 Elementary Statistical Mechanics 45 2.2 Second Quantization 51 2.3 Density Operators 54 2.4 The Coherent State 58 2.5 The Squeezed State 62 2.6 Coherent Interactions Between Atoms and Fields 68 2.7 The Jaynes–Cummings Model 69 Problems 71 References 72 3 Elementary Theory of Electronic Band Structure in Semiconductors 73 3.1 Bloch Theorem and Effective Mass Theory 73 3.2 The Luttinger–Kohn Hamiltonian 84 3.3 The Zinc Blende Hamiltonian 105 v ffttoocc..iinndddd vv 44//2200//22001111 1100::5511::5599 AAMM vi CONTENTS 3.4 The Wurtzite Hamiltonian 114 3.5 Band Structure of Zinc Blende and Wurtzite Semiconductors 123 3.6 Crystal Orientation Effects on a Zinc Blende Hamiltonian 135 3.7 Crystal Orientation Effects on a Wurtzite Hamiltonian 152 Problems 168 References 169 PART II Modern Applications 171 4 Quantum Information Science 173 4.1 Quantum Bits and Tensor Products 173 4.2 Quantum Entanglement 175 4.3 Quantum Teleportation 178 4.4 Evolution of the Quantum State: Quantum Information Processing 180 4.5 A Measure of Information 183 4.6 Quantum Black Holes 184 Appendix A: Derivation of Equation (4.82) 202 Appendix B: Derivation of Equations (4.93) and (4.106) 203 Problems 204 References 205 5 Modern Semiconductor Laser Theory 207 5.1 Density Operator Description of Optical Interactions 209 5.2 The Time-Convolutionless Equation 211 5.3 The Theory of Non-Markovian Optical Gain in Semiconductor Lasers 223 5.4 Optical Gain of a Quantum Well Laser with Non-Markovian Relaxation and Many-Body Effects 232 5.5 Numerical Methods for Valence Band Structure in Nanostructures 235 5.6 Zinc Blende Bulk and Quantum Well Structures 252 5.7 Wurtzite Bulk and Quantum Well Structures 258 5.8 Quantum Wires and Quantum Dots 265 Appendix: Fortran 77 Code for the Band Structure 274 Problems 286 References 287 Index 289 ffttoocc..iinndddd vvii 44//2200//22001111 1100::5511::5599 AAMM Preface Quantum mechanics is becoming more important in applied science and engineering, especially with the recent developments in quantum computing, as well as the rapid progress in optoelectronic devices. This textbook is intended for graduate students and advanced undergradu- ate students in electrical engineering, physics, and materials science and engineering. It also provides the necessary theoretical background for researchers in optoelectronics or semiconductor devices. In the task of providing advanced instruction for both students and researchers, quantum mechanics presents special diffi culties because of its hierar- chical structures. The more abstract formalisms and techniques are quite meaningless until one has mastered the earlier stages in classical physics, which most engineering students are lacking. Quantum mechanics has become an essential tool for modern engi- neering. This book covers topics such as semiconductors and laser physics, which are traditionally quantum mechanical, as well as rela- tively new topics in the fi eld, such as quantum computation and quantum information. These fi elds have seen an explosive growth during the past 10 years, as quantum computing or quantum information processing can have a signifi cant impact on today ’ s electronics and computations. The essence of quantum computing is the direct usage of the superposi- tion and entanglement of quantum mechanics. The most challenging research topics include the generation and manipulation of quantum entangled systems, developing the fundamental theory of entangle- ment, decoherence control, and the demonstration of the scalability of quantum information processing. In laser physics, there has been a growing interest in the model of semiconductor lasers with non - Markovian relaxation partially because of the dissatisfaction with the conventional model for optical gain in predicting the correct gain spectrum and the thermodynamic rela- tions. This is mainly due to the poor convergence properties of the lineshape function, that is, the Lorentzian lineshape, used in the con- ventional model. In this book, a non - Markovian model for the optical gain of semiconductors is developed, taking into account the rigorous electronic band structure, many - body effects, and the non - Markovian vii ffpprreeff..iinndddd vviiii 44//2200//22001111 1100::5511::5599 AAMM viii PREFACE relaxation using the quantum statistical reduced - density operator for- malism for an arbitrary driven system coupled to a stochastic reservoir. Example programs based on Fortran 77 will also be provided for band structures of zinc blende quantum wells. Many - body effects are taken into account within the time - dependent Hartree – Fock. Various semiconductor lasers including strained - layer quantum well lasers and wurtzite GaN blue - green quantum well lasers are discussed. We thank Professor Shun - Lien Chuang, Doyeol Ahn’s Ph.D. thesis adviser, for extensive enlightening and encouragement over many years. We are also grateful to many colleagues and friends, especially Frank Stern, B. D. Choe, Han Jo Lim, H. S. Min, M. S. Kim, Robert Mann, Tim Ralph, K. S. Seo, Y. S. Cho, and Chancellor Sam Bum Lee. The support of our research by the Korean Ministry of Education, Science and Technology is greatly appreciated. This book would not have been completed without the patience and continued encourage- ment of our editors at Wiley and above all the encouragement and understanding of Taeyeon Yim and Young - Mee An. Thanks for putting up with us. Doyeol Ahn Seoung-Hwan Park ffpprreeff..iinndddd vviiiiii 44//2200//22001111 1100::5511::5599 AAMM PART I Fundamentals cc0011..iinndddd 11 44//2200//22001111 1100::3333::2288 AAMM 1 Basic Quantum Mechanics 1.1 MEASUREMENTS AND PROBABILITY In the beginning of 20th century, it was discovered that the behavior of very small particles, such as electrons, the nuclei of atoms, and mole- cules, cannot be described by classical mechanics, which had been quite successful in explaining the macroscopic world until then. Nonetheless, it was soon discovered that the description of these phenomena on the atomic scale is possible by the set of laws described by quantum mechan- ics. Both classical mechanics and quantum mechanics are based on the description of measurements of observable quantities called dynamical variables, such as position, momentum, and energy. Consider an experi- ment in which we can make three measurements successive in time. Let ’ s denote the fi rst of observable quantities A , the second B , and the third C . We also denote a ,b, and c as one of a number of possible results that could come from the measurement of A , B , and C , respectively. Let P (b|a) be the conditional probability that if the measurement of A results in a , then the measurement of B will result in b . From the elementary probability theory, the conditional probability P(b|a) can be written as follows: P(a,b) P(b|a)= , (1.1) P(a) where P(a,b) is the joint probability that measurements of both A and B will give a and b , simultaneously, and P(a) is the probability that the measurement of A will give the outcome a. For three successive mea- surements A , B , and C , the conditional probability P(cb|a) that if the measurement of A results in a , then the measurement of B will result in b , then the measurement of C will result in c is given by: P(cb|a)=P(c|b)P(b|a). (1.2) Engineering Quantum Mechanics, First Edition. Doyeol Ahn, Seoung-Hwan Park. © 2011 John Wiley & Sons, Inc. Published 2011 by John Wiley & Sons, Inc. 3 cc0011..iinndddd 33 44//2200//22001111 1100::3333::2288 AAMM 4 BASIC QUANTUM MECHANICS Moreover, if we sum Equation (1.2) over all the mutually exclusive alternatives for b , we obtain the conditional probability P (c|a): ∑ P(c|a)= P(c|b)P(b|a). (1.3) b In classical mechanics, the above relation described by Equation (1.3) is always true. However, it was found that the above relation sometimes fails on the atomic scale, and one needs to modify Equations (1.1) to (1.3) by introducing new complex quantities ϕ , ba ϕ , and ϕ , called probability amplitudes, which are related to proba- cb ca bilities by [1,2] P(b|a)= ϕ 2, (1.4) ba and 2 ∑ P(c|a)= ϕ ϕ . (1.5) cb ba b Equations (1.4) and (1.5) describe the probability of measurement outcome in quantum mechanics. From the mathematical point of view, the probability amplitude is found to be the inner product of vectors in a special kind of vector space called the Hilbert space: ϕ = b a , (1.6) ba where a is the column vector, called the “ ket vector, ” corresponding to the observable a , and b is the row vector, called the “ bra vector, ” corresponding to the observable b . 1.2 DIRAC FORMULATION In quantum mechanics, a physical state corresponding to the observ- able quantity a is represented by the ket vector, a , in a complex vector space H with dimension N . For example, when N = 2, the ket vector a is a column vector given by [1,3] ⎛a ⎞ a =⎜ 1⎟, (1.7) ⎝ ⎠ a 2 cc0011..iinndddd 44 44//2200//22001111 1100::3333::2299 AAMM

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