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N Noise-Based Seismic Imaging and seismic noise sequences from regional networks Monitoring of Volcanoes inordertoextractandtoinvertRayleighwavesto produce high-resolution seismic images of the FlorentBrenguier shallow crustal layers under these networks InstitutdesSciencesdelaTerre,Universityof (Shapiro et al. 2005). The first part of this entry Grenoble,Grenoble,France willshow how noise-based seismicimagingcan beemployedtoimagevolcanointeriors. Theearlydetectionofvolcanicunrestmainly Synonyms relies on the monitoring of volcanic seismicity andgrounddeformation.Thosemethodsprovide Eruption forecasting; PitondelaFournaiseVol- insightsintothedynamicsofmagmapressuriza- cano; Seismic imaging; Seismic noise; Volcano tionandtransport.However,despiteconsiderable monitoring effort, the precise forecasting of eruptions and their intensity has proven to be difficult. There- fore, there is a constant need for novel observa- Introduction tional methods to obtain information about ongoingvolcanicprocesses.Pressurizedvolcanic Volcanic eruptions represent a great hazard to fluids(magma,water)orgasesinducedeformation population leaving nearby volcanoes. In order andthusperturbationsoftheelasticpropertiesof to better understand volcanic activity and thus volcanicedifices.Thesesmallperturbationscanbe to improve eruption forecasting, it is of primary detected as changes of seismic wave properties importancetobetterimageandmonitorthestruc- using repetitive seismic sources (Ratdomopurbo tureofvolcanicedifices. and Poupinet 1995; Greˆt et al. 2005; Wegler In the field of ultrasonics, it has been shown et al. 2006). However, none of these approaches both theoretically and experimentally that were apt to provide a continuous monitoring of a random wavefield has correlations which, on volcano elastic properties. In a pioneering work, average,taketheformoftheGreen’sfunctionof Sens-SchoenfelderandWegler(2006)proposedto themedia(WeaverandLobkis2001).Inseismol- use the repetitive waveforms of seismic noise ogy,recentstudiesalsoshowedthattheGreen’s cross-correlationstotrackforsubsurfacevolcanic function between pairs of seismographs can be edifice velocity changes. In this manner, the extracted from cross-correlations of coda waves continuous recording of ambient seismic noise and ambient noise (Campillo 2006). Moreover, allowscontinuousmonitoringofvolcanointeriors. some authors used correlations of long ambient The second part of this paper will show how #Springer-VerlagBerlinHeidelberg2015 M.Beeretal.(eds.),EncyclopediaofEarthquakeEngineering, DOI10.1007/978-3-642-35344-4 1562 Noise-BasedSeismicImagingandMonitoringofVolcanoes Noise-Based Seismic Imaging and Monitoring of triangles, GPS as crosses, and observatory short-period Volcanoes, Fig. 1 Location of (a) La Re´union island, seismic stations as circles. The inset map shows lava (b)PitondelaFournaiseVolcano,and(c)theUnderVolc flows from 2000 to 2010 (Courtesy of OVPF, and observatory seismic and GPS networks. UnderVolc T.Staudacher,Z.Servadio) broadband seismic stations are shown as inverted noise-basedseismicmonitoringcanbeemployed PitondelaFournaiseVolcanoismonitoredby tomonitorvolcanointeriors. OVPF/IPGPvolcanoobservatory.In2009,inthe framework of UnderVolc project (Brenguier et al. 2012), 15 new broadband seismic stations Noise-BasedSeismicImagingofPiton complemented the observatory seismic network delaFournaiseVolcano thatwas composed ofabout 20seismic stations. The intense eruptive activity together with PitondelaFournaiseVolcano(PdF)isahotspot, a weak tectonic activity makes Piton de la shield volcano located on La Re´union island in Fournaise Volcano well suited for studies the Indian Ocean (Fig. 1). It erupted more than focused on the processes of magma pressuriza- 30 times between 2000 and 2010. These erup- tion and injection and for the development of tions lasted from a few hours to a few months innovativeimagingandmonitoringmethods. andwereassociatedwiththeemissionofmainly By using continuous records of ambient seis- basalticlavawithvolumerangingfromlessthan mic noise from the PdF Volcano observatory one to tens of million cubic meters (Peltier short-period seismic network, Brenguier et al. 2009). The time period that is considered et al. (2007) were able to measure Rayleigh here (1999–2011) started and ended with two wave velocity dispersion curves obtained from major eruptions, namely, the March 1998 erup- the cross-correlations of 18 months of ambient tion (60 million of cubic meter of lava emitted) seismicnoise.Thetomographyofthesemeasure- and the April 2007 eruption associated to the mentsaswellasthedepthinversionledtoahigh- 300mhighcollapseofthemainDolomieucrater resolutionimageoftheshallowstructureofPdF (130 million of cubic meter of lava emitted) Volcano(Fig.2).Theresultsshowahighseismic (Staudacheretal.2009). velocity body located in the central part of the Noise-BasedSeismicImagingandMonitoringofVolcanoes 1563 timedelaysasaconsequenceofaseismicveloc- ity change in the propagating medium. Measur- ing travel time perturbations in the coda thus allows detecting very small velocity changes that would not bedetectableby a classical mea- sureoffirstarrivaltimedelays.Thedrawbackof thatapproachisthatitisdifficulttoestimatethe travel paths of the scattered waves constituting thecoda.However,recentpromisingresultssug- gest it may be possible to produce refined 3D maps of small changes in a near future (Larose etal.2010). In a previous work Brenguier et al. (2012) measured seismic velocity variations within the Piton de la Fournaise edifice from June 2010 to April 2011 following Brenguier et al. (2008). Continuous seismic velocity changes as well as the daily seismicity rate are shown on Figs. 3 and 4 for two different time periods at PdF vol- Noise-Based Seismic Imaging and Monitoring of cano. Figure 3 shows small (0.1 %) seismic Volcanoes,Fig.2 3Dtomographicimageoftheshallow velocity drops preceding eruptions at PdF vol- centralpartofPitondelaFournaiseVolcanousingcross- cano. On Fig. 4, the authors observe a velocity correlations of ambient seismic noise (Brenguier etal.2007) dropstartingabout1monthbeforethe2010Octo- ber 14th eruption. The velocity decrease corre- lates in time with an increase of seismicity and volcano. This body is being interpreted as has been interpreted as the deformation of the N a preferential zone of magma injection within edifice induced by magma pressure buildup and the edifice. The high velocities are associated injection.Thesevelocitydropsareinterpretedas with intrusive magma slowly cooling within the beingassociatedwiththedeformationoftheedi- surroundingeffusivelowvelocity material.This fice induced by magma pressure buildup. Inter- information is crucial in order to define a more estingly, seismic velocity increases during the precise structural model for the volcano edifice eruption of October 2010 and after the short andthustobettermodelandthenunderstandthe eruption of December 2010 indicating responseofthevolcanotomagmaticactivity. a possible mechanism of stress relaxation induced bythe emptyingofthe magmaticreser- voir. Furthermore, to improve the accuracy and Noise-BasedSeismicMonitoringof thus time resolution of velocity measurements, PitondelaFournaiseVolcano Baig et al. (2009) developed a cross-correlation filtering method based on time-frequency trans- The approach consists in measuring very small formsandphasecoherencefiltering. waveformtimedelaysinthecodaofnoisecross- Noise-based seismic velocity monitoring is correlations. This method is described as the thus a unique method that allows to precisely so-called Moving Window Cross Spectrum monitor volcanic activity. It must however (Ratdomopurbo and Poupinet 1995; Clarke be mentioned that other phenomena perturb et al. 2011) or Coda Wave Interferometry seismic velocities of the rock mass such as the (Snieder et al. 2002) techniques. Coda waves presence of water in the medium, temperature (late part of seismograms) are scattered waves and barometric atmospheric pressure changes, that travel long distances and thus accumulate andsolidandoceanictides.Itisthusimportant 1564 Noise-BasedSeismicImagingandMonitoringofVolcanoes Noise-Based Seismic Imaging and Monitoring of 0.1–0.9 Hz. For details, see Brenguier et al. (2008) (b) Volcanoes, Fig. 3 (a) Relative velocity changes com- Inter-eruptive seismicity (pre-eruptive swarms are paredtoextensometer(FORX) locatedonPdFvolcano. excluded) Thetraveltimeshiftsaremeasuredinthefrequencyrange Noise-BasedSeismicImagingandMonitoringofVolcanoes,Fig.4 Relativeseismicvelocitychangeswitherror barsanddailyseismicityratebetweenJune2010andApril2011.Eruptionperiodsareshownasgrayrectangles Noise-BasedSeismicImagingandMonitoringofVolcanoes 1565 to correctlymodeltheseeffectsinordertocor- ThismethodisnowusedroutinelyatthePiton rect them from the observed seismic velocity delaFournaiseObservatoryinordertoimprove changes in order to extract the volcanic-related eruption forecasting together with earthquake signal. and deformation observations. Lecocq In April 2007, a major eruption occurred at et al. (2013) developed an integrated package PitondelaFournaiseVolcanoejectingmorethan that includes all processing steps required to 250 million cubic meters of lava and located obtain continuous seismic velocity changes a few kilometers east of the main active central from continuous seismic records. This package partofthevolcano.Clarkeetal.(2013)observed isavailableforfreeatwww.msnoise.org. anunusualhighseismicvelocitydropassociated with this volcanic episode that could not be explained by the pre-eruptive edifice inflation Summary due to magma pressure buildup as described by (Brenguieretal.2008).Also,(Clarkeetal.2013) Ambient seismic noise continuously travels showed surface displacements images obtained along the surface and the interiors of the Earth. from InSAR data inversion by J-L. Froger Theseseismicwavesthuscarrycrucialinforma- (OPGC, France). These results show that tion about the medium they propagate through. betweenMarchandMay2007,awidespreadvol- When crossing volcanoes, these waves are canic edifice flank movement occurred with affected by the mechanical heterogeneities of a maximum of 1.4 m of eastward displacement. thevolcanicedificeandarealsoperturbedduring However, the timing of this movement and, in unrest periods by temporal changes of volcano particular,itsrelationwiththeoccurrenceofthe interiors.Noise-basedseismicimagingandmon- April 2007 eruption could not be identified by itoringallowsimagingthestructureandtemporal a lack of temporal resolution of the InSAR evolution of volcanic edifices. In particular, it images. Clarke et al. (2013) proved using high proved success in detecting very small changes temporalresolutionseismicvelocitychangemea- ofseismicvelocitiesofvolcanicedifices(0.1%) N surements that the strong dropof seismic veloc- that have been shown, on Piton de la Fournaise ities started at the time of a small eruption Volcano(LaRe´unionisland),tobeprecursorsof preceding the main April eruption by a few volcaniceruptions. days.Inferringtheassociationbetweenthishigh seismicvelocity dropandthewidespreadvolca- nic flank movement, the authors concluded that Cross-References thevolcanicflankmovementstartedatthetimeof thesmalleruptionprecedingthemainApril2007 ▶SeismicMonitoringofVolcanoes eruptionbyafewdays.Consideringnewsimula- ▶SeismicNoise tion of volcanic edifice deformation from Got ▶SeismicTomographyofVolcanoes et al. (2013), it is likely that the small eruption ▶TrackingChangesinVolcanicSystemswith preceding the main one triggered a large SeismicInterferometry elastoplastic deformation of the edifice flank ▶VolcanicEruptions,Real-TimeForecastingof that released stresses and favored the horizontal migration of magma to a long distance through the April 2007 eruptive fissure. This study showed how noise-based monitoring has been References used to explain the origin of the unusual April 2007 eruption at Piton de la Fournaise Volcano BaigA,CampilloM,BrenguierF(2009)Denoisingseis- mic noise cross correlations. J Geophys Res Solid and that this method can also be used to detect Earth(1978–2012),114(B8) volcanic flank movements and possible instabil- Brenguier F, Shapiro N, Campillo M, Nercessian A, itiesonvolcanoes. FerrazziniV(2007)3-Dsurfacewavetomographyof 1566 Non-Double-CoupleEarthquakes thePitondelaFournaisevolcanousingseismicnoise Staudacher T, Ferrazzini V, Peltier A, Kowalski P, correlations.GeophysResLett34(2):2305 Boissier P, Catherine P, Lauret F, Massin F (2009) Brenguier F, Shapiro N, Campillo M, Ferrazzini V, TheApril2007eruptionandtheDolomieucratercol- DuputelZ,CoutantO,NercessianA(2008)Towards lapse, two major events at Piton de la Fournaise forecastingvolcaniceruptionsusingseismicnoise.Nat (La Re´union Island, Indian Ocean). J Volcanol Geosci1(2):126–130 GeothermRes184(1–2):126–137 Brenguier F, Kowalski P, Staudacher T, Ferrazzini V, Weaver RL, Lobkis OI (2001) Ultrasonics without LauretF,BoissierP,DiMuroA(2012)Firstresults asource:thermalfluctuationcorrelationsatMHzfre- fromtheUnderVolchighresolutionseismicandGPS quencies. Phys Rev Lett 87(13). doi:10.1103/ networkdeployedonPitondelaFournaiseVolcano. PhysRevLett.87.134301 SeismologicalResearchLetters83(1):97–102 Wegler U, L€uhr B, Snieder R, Ratdomopurbo A (2006) CampilloM(2006)Phaseandcorrelationinrandomseis- Increaseofshearwavevelocitybeforethe1998erup- micfieldsandthereconstructionofthegreenfunction. tionofMerapivolcano(Indonesia).GeophysResLett PureApplGeophys163(2):475–502 33:1–4 ClarkeD,ZaccarelliL,ShapiroNM,BrenguierF(2011) AssessmentofresolutionandaccuracyoftheMoving Window Cross Spectral technique for monitoring crustal temporal variations using ambient seismic noise.GeophysJInt186(2):867–882 Non-Double-Couple Earthquakes ClarkeD,BrenguierF,FrogerJ-L,ShapiroN,PeltierA, Staudacher T (2013) Timing of a large volcanic G.R.FoulgerandBruceR.Julian flank movement at Piton de la Fournaise volcano DepartmentofGeologicalSciences,Durham using noise-based seismic monitoring and ground deformation measurements. Geophys J Int 195(2): University,Durham,UK 1132–1140 Got JL, Peltier A, Staudacher T, Kowalski P, BoissierP(2013)Edificestrengthandmagmatransfer Introduction modulation at Piton de la Fournaise volcano. J Geophys Res Solid Earth 118:1–18. doi:10.1002/ jgrb.50350 Non-double-couple (“non-DC”) earthquake Greˆt A, Snieder R, Aster R, Kyle P (2005) Monitoring mechanisms differ from what is expected for rapidtemporalchangesinavolcanowithcodawave pureshearfaultinginahomogeneous,isotropic, interferometry.GeophysResLett32:1–4 LaroseE,PlanesT,RossettoV,MargerinL(2010)Locat- elastic medium. Until the mid-1980s, the DC ing a small change in a multiple scattering environ- assumption underlay nearly all seismological ment.ApplPhysLett96:204101 analysis, and was highly successful in advanc- Lecocq T, Caudron C, Brenguier F (2013) MSNoise, ingourunderstandingoftectonicprocessesand a Python package for monitoring seismic velocity changes using ambient seismic noise. Seismol Res of seismology in general. In recent years, Lett85(3),715–726. though, many earthquakes have been found PeltierA,Bache`leryP,StaudacherT(2009)Magmatrans- that do not fit the DC model. Earthquakes that portandstorageatPitondeLaFournaise(LaRe´union) depart strongly from DC theory range in size between1972and2007:areviewofgeophysicaland geochemical data. J Volcanol Geotherm Res over many orders of magnitude and occur in 184(1–2):93–108 many environments, but are particularly com- Ratdomopurbo A, Poupinet G (1995) Monitoring mon in volcanic and geothermal areas. More- a temporal change of seismic velocity in a volcano: over, minor departures from the DC model are application to the 1992 eruption of Mt. Merapi (Indonesia).GeophysResLett22(7):775–778 detectedincreasinglyfrequentlyinstudiesusing Sens-Schoenfelder C, Wegler U (2006) Passive image high-quality data. These observations probably interferometry and seasonal variations of seismic reflectdeparturesfromidealizedmodels,caused velocities at Merapi Volcano. Indones Geophys Res by effects such as rock anisotropy or fault Lett33:1–5 Shapiro N, Campillo M, Stehly L, Ritzwoller M (2005) curvature. High-resolutionsurface-wavetomographyfromambi- At the same time, it has become clear that entseismicnoise.Science307(5715):1615 industrialactivitiessuchasoilandgasproduction SniederR,GreˆtA,DoumaH,ScalesJ(2002)Codawave and storage, hydrofracturing, geothermal energy interferometry for estimating nonlinear behavior in seismicvelocity.Science295(5563):2253 exploitation, CO sequestration, and waste 2 Non-Double-CoupleEarthquakes 1567 disposal can induce earthquakes, and that these RepresentationofEarthquake eventsoftenhavenon-DCmechanisms.Induced Mechanisms earthquakes pose legal hazards because of their destructivepotential,buttheycanalsobebenefi- TheEquivalentForceSystem cial, because they can be used to monitoring Physically, an earthquake involves a nonlinear physical processes that accompany industrial failureprocessoccurringwithinalimitedregion. activity. The equivalent force system, acting in an intact Non-DC earthquakes are therefore important (unfaulted)“model”medium,wouldproducethe for improving our understanding of how faults same displacement field outside the source and volcanoes work, perhaps leading some day region.Anyphysicalsourcehasauniqueequiv- toanabilitytopredictearthquakesanderuptions, alentforcesysteminagivenmodelmedium,but for avoiding nuisance seismicity in connection theconversestatementisnottrue.Differentphys- with industrial activity, and for monitoring such ical processes can have identical force systems activityindetail. and therefore identical static and dynamic dis- Non-DC earthquake mechanisms, by defini- placementfields. tion,requirefortheirdescriptionamoregeneral Theequivalentforcesystemisallthatcanbe mathematical formalism than the DC model. deduced from observations of displacement The most widely used such formalism is the fields, so it constitutes a phenomenological expansion of the elastodynamic field in terms description of the source. There is a one-to-one of the spatial moments of the equivalent-force correspondence between equivalent force sys- system (Gilbert 1970). Usually, attention is temsandelastodynamicfieldsoutsidethesource restricted to second moments, and thus to region,sowecan,inprincipleatleast,determine second-rank moment tensors, and moreover force systems from observations. On the other thesetensorsareusuallyassumedtobesymmet- hand,thecorrespondencebetweenforcesystems ric, so that they have six independent compo- andphysicalsourceprocessesisone-to-many,so nents(ADChasfourindependentcomponents.). equivalent force systems (and therefore seismic N Thisrestrictionisnotalwaysjustified,however. andgeodeticobservations)cannotuniquelydiag- Sourcesinvolvingnetforcesortorquesarethe- nosephysicalsourceprocesses. oreticallypossible,andphenomenasuchasland- Failurecanberegardedasasuddenlocalized slides and volcanic eruptions provide clear change in the constitutive relation (stress–strain examplesofthem. law)intheEarth(Backus1977).Beforeanearth- Because it has two extra adjustable parame- quake, the stress field satisfies the equations of ters, a moment tensor can describe volume equilibrium.Atthetimeoffailure,arapidchange changesandgeneralkindsofsheardeformation. intheconstitutiverelationcausesthestressfield This increased generality allows the moment to change. The resulting disequilibrium causes tensor to encompassphysicalprocesses such as dynamic motions that radiate elastic waves. We geometricallycomplexfaulting,tensilefaulting, disregard the effect of gravity in the following faultinginanisotropicmedia,faultinginhetero- discussion.Intheabsenceofexternalforces,the geneous media (e.g., near an interface), and equationofmotionis polymorphicphasetransformations. The moment tensor also has an important ru€i ¼sij,j; (1) computational property: Mathematical expres- sionsforstaticanddynamicdisplacementfields where r(x) is density, u(x, t) is the particle are linear in the moment-tensor components. displacementvector,s(x,t)isthephysicalstress This property facilitates the evaluation of these tensor, x is position, and t is time. Dots indicate fields and enormously simplifies the inverse differentiation with respect to t, ordinary problem of deducing source mechanisms from subscriptsindicateCartesiancomponentsofvec- observations. tors or tensors, the subscript, j indicates 1568 Non-Double-CoupleEarthquakes differentiation with respect to the jth Cartesian momentum;ifthesourceregionisatrestbefore spatialcoordinatex,andduplicatedindicesindi- andaftertheearthquake,thetotalimpulseofthe j cate summation. The true stress is unknown, equivalent force (its time integral) must vanish. however, so in theoretical calculations we use No such requirement holds for the torque. The thestresss(x,t),givenbytheconstitutivelawof total torque exerted by gravitational forces need the model medium(usuallyHooke’s law). If we notvanish even after theearthquake.Horizontal replace s by s in the equations of motion, displacementofthecenterofmassofthesource ij ij though, we must also introduce a correction regionleadstoagravitationaltorque,whichmust term,f(x,t): be balanced by stresses on the boundary of the sourceandcausestheradiationofelasticwaves. ru€i ¼sij,jþfi; (2) Because gravity acts vertically, there can be no nettorqueaboutaverticalaxis. (cid:1) (cid:3) fid¼ef sij(cid:2)sij ,j: (3) TheMomentTensor Wecannotusetheequivalentforcesystemf(x,t) This term has the form of a body-force density and the elastodynamic Eq. 2 to determine the and is the equivalent force system of the earth- displacement field for a hypothetical source. quake.Itdiffersfromzeroonlywithinthesource The equivalent force system itself depends on region. the displacement field that is being sought. Two different approaches are commonly used: (i) In NetForcesandTorques thekinematicapproachweassumesomemathe- Nearlyallanalysesofearthquakesourcemecha- matically tractable displacement field in the nisms explicitly exclude net forces and torques. source region (e.g., suddenly imposed slip, con- TheequivalentforcesgivenbyEq.3,whicharise stant over a rectangular fault plane), derive the from the imbalance between true physical equivalent force system from Eq. 3, and solve stresses and those in the model, are consistent Eq.2fortheresultingdisplacementfieldoutside with these restrictions. The stress glut s (cid:2) s the source region; and (ii) in the inverse ij ij is symmetric, so f exerts no net torque at any approach, we use Eq. 2 to determine the force point. Furthermore, s (cid:2) s vanishes outside system f(x, t) from the observed displacement ij ij the source region, so Gauss’s theorem implies field and compare the result with force systems thatthetotalforcevanishesateachinstant. predicted theoretically for hypothesized source More complete analysis, however, including processes. The most useful way to parameterize the effects of gravitation and mass advection, the force system in this approach is to use its shows that Eq. 3 is based on overly restrictive spatialmoments. assumptions and that net force and torque com- ponents are possible for realistic sources within TheMoment-TensorExpansionfortheResponse the Earth (Takei and Kumazawa 1994). These Given the equivalent force system f(x, t), com- forces and torques transfer linear and angular putingtheresponseoftheEarthisalinearprob- momentum between the source region and the lem, and its solution can be expressed as an rest of the Earth, with both types of momentum integral over the source volume V (Aki and conserved for the entire Earth. An easily under- Richards 2002, Eq. 3.1, omitting displacement stood example is the collapse of a cavity, in andtractiondiscontinuitiesforsimplicity): which rocks fall from the ceiling to the floor. ððð Whiletherocksarefalling,theEarthoutsidethe uðx,tÞ¼ G ðx,x,tÞ(cid:3)f ðx,tÞd3x; (4) cavityexperiencesanetupwardforce,relativeto i ij j V thestatebeforeandaftertheevent. The net force component in any source is where G (x, x, t) is the Green’s function, which ij constrained by the principle of conservation of gives the ith component of displacement at Non-Double-CoupleEarthquakes 1569 positionxandtimetcausedbyanimpulsiveforce Themagnitudesofthesix(ornine)elementary in the j direction applied at position x and time force systems (the moment-tensor components) 0,andthesymbol*indicatestemporalconvolu- transform according to standard tensor laws tion. If we expand the Green’s function in a under rotations of the coordinate system, so Taylorseriesinthesourcepositionx, there exist many different combinations of ele- mentaryforcesthatareequivalent.Inparticular, Gijðx,x,tÞ¼Gijðx,0,tÞþGij,kðx,0,tÞxkþ... ; forasymmetric(six-element)momenttensorone canalwayschooseacoordinatesysteminwhich (5) theforcesystemconsistsofthreeorthogonallin- Eq.4fortheresponsebecomes eardipoles,sothatthemomenttensorisdiagonal. In other words, a general point source can be described by three values (the principal uiðx,tÞ¼Gijðx,0,tÞ(cid:3)FjðtÞþGij,kðx,0,tÞ (cid:3)M ðtÞþ... ; (6) moments) that describe its physics and three jk valuesthatspecifyitsorientation. Themomenttensorhasthreeimportantprop- where ertiesthatmakeitusefulforrepresentingseismic ððð sources. (1) It makes the “forward problem” of FjðtÞd¼ef fjðx,tÞd3x (7) computing theoretical seismic-wave excitation V linear. A general source is represented as a weighted sum of elementary force systems, so isthetotalforceexertedbythesourceand anyseismicwaveisjustthesameweightedsum ððð of the waves excited by the elementary sources. MjkðtÞd¼ef xkfjðx,tÞd3x (8) The linearity of the forward problem in turn V makes muchmore tractable the inverse problem is the moment tensor. If the equivalent force is of determining source mechanisms from obser- derivable from a stress glut via Eq. 3, then the vations.(2)Itsimplifiesthecomputationofwave N moment tensor is the negative of the volume excitation. By transforming the moment tensor integralofthestressglut: intoanappropriatelyorientedcoordinatesystem, theanglesdefiningtheobservationdirectioncan ððð (cid:1) (cid:3) bemadetotakeonspecialvaluessuchas0andp/ M ðtÞ¼(cid:2) s (cid:2)s d3x (9) jk ij ij 2.Thusradiationbytheelementarysourcesmust V be computed not for a general direction, but for The moment tensor is a second-rank tensor, onlyafewdirectionsforwhichthecomputation which describesasuperpositionofnine elemen- iseasier.Inalaterallyhomogeneousmedium,for tary force systems, with each component of the example, radiation mustbe computed for only a tensorgivingthestrength(moment)ofoneforce single azimuth. (3) The moment tensor is more system.ThediagonalcomponentsM ,M ,and general than the DC representation. It includes 11 22 M correspond to linear dipoles that exert no DCs as special cases, but has two more free 33 torque, and the off-diagonal elements M , M , parametersthanaDC(sixvs.four),whichenable 12 13 M ,M ,M ,andM correspondtoforcecou- ittorepresentsourcesinvolvingvolumechanges 21 23 31 32 ples.Itisusuallyassumedthatthemomenttensor andmoregeneraltypesofshear. is symmetric, (M = M , M = M , 12 21 13 31 M = M ), so that the force couples exert no Higher-RankMomentTensors 23 32 net torque (see above), in which case only six As Eq. 6 shows, “the” moment tensor described moment-tensor components are independent. In aboveisonlyoneofaninfinitesequenceofspa- this case, the off-diagonal components corre- tialmomentsthatappearintheexpansionofthe spond to three pairs of force couples, each Earth’s response to an earthquake. The later exertingnonettorque(“doublecouples”). terms involve higher-rank moment tensors, 1570 Non-Double-CoupleEarthquakes which contain information about the spatial and discontinuity in the x direction. This ambiguity 3 temporaldistributionoffailureinanearthquake, between “conjugate” faults is an example of the andhavegreatpotentialvalueforstudyingsource fundamental limitations on the information that finitenessandrupturepropagation. canbededucedfromequivalentforcesystems. SurfaceSources(Faults) TensileFaults A fault is a surface across which there is a dis- For a tensile fault in a homogeneous isotropic continuityindisplacement.Theequivalentforce medium, with the fault lying in the x -x plane 1 2 distribution,f,foragenerallyorientedfaultinan andopeninginthex direction,n = n = 0and 3 1 2 elasticmediumis,fromEq.2, [u ] = [u ] = 0.Equation8givesamomentten- 1 2 sor with three non-zero components: ðð @ M ¼M ¼lAu and M ¼ðlþ2mÞAu, 11 22 33 fkð(cid:2),tÞ¼(cid:2) ½uiðx,tÞ(cid:4)cijkinj@(cid:2)idð(cid:2)(cid:2)xÞdA; corresponding to two dipoles in the fault plane A withmomentsoflAu,andathirddipoleoriented (10) normal to the fault and with a moment of ðlþ2mÞAu. where(cid:2) isthepositionwheretheforceisevalu- ated,xisthepositionoftheelementofareadA, VolumeSources andtheintegrationextendsoverthefaultsurface Somepossiblenon-DCsourceprocesses,suchas (AkiandRichards2002,Eq.3.5).Theunitvector polymorphic phase transformation, occur normaltothefaultsurfaceisn(x)and[u(x,t)]is throughout a finite volume rather than on a sur- thedisplacementdiscontinuityacrossthefaultin face. The equivalent force system often can be thedirectionofn.Thecomponentsoftheelastic expressed in terms of the “stress-free strain” modulus tensor are c and d(x) is the three- ijkl D e ,whichisthestrainthatwouldoccurinthe dimensionalDiracdeltafunction. s ij source volume if the tractions on its boundary SubstitutingtheforcedistributionfromEq.10 wereheldconstantbyexternallyappliedartificial into Eq. 8 gives the moment tensor of a general forces (It might more accurately be called fault, the “fixed-stress strain.”). By reasoning that involves a sequence of imaginary cutting, Mij ¼(cid:2)cijkiAnk½ui(cid:4); (11) straining, and welding operations (e.g., Aki and Richards 2002, Sect. 3.4), the moment tensor of where A is the total fault area and the overbar suchavolumesourceisfoundtobe indicatestheaveragevalueoverthefault. ððð M ¼ c D e dV: (12) ShearFaults ij ijki s ki V For a planar shear fault (with normal n in the x 3 direction and displacement discontinuity [u] Forastress-freevolumechangeD Vinanisotro- s in the x direction, say, so that n = n = 0 and picmedium,forexample, 1 1 2 [u ] = [u ] = 0) in a homogeneous isotropic 2 3 medium (c ¼ld d d þ2md d ), Eq. 8 M ¼KD Vd ; (13) ijkl ij km lm ik jl ij s ij givesamomenttensorwithtwononzerocompo- nentsM ¼M ¼mAu,where uistheaverage whereK = l + (2/3)misthebulkmodulus. 13 31 slip.Thiscorrespondstoapairofforcecouples, The stress-free strain is not, in general, the one with forces in the x direction and moment strain that actually occurs in a seismic event 1 arm in the x direction, and the other with these (RichardsandKim2005).Becausethesourceis 3 directionsinterchanged. imbeddedintheEarth,itsdeformationisresisted WegetthesameDCmomenttensorforafault by the stiffness of the surrounding medium, withnormalinthex directionanddisplacement making the true strain changes smaller than the 1

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