EMPATHY ISBN 0-8133-9119-9 ,!7IA8B3-djbbjj!:t;K;k;K;k HANS HERBERT KOGLER & KARSTEN R. STUEBER 6.00 x 9.00 6.00 x 9.00 ,!7IA8B3-djbbjj! .734 Empathy and Agency Empathy and Agency The Problem of Understanding in the Human Sciences edited by Hans Herbert Kogler University of North Florida Karsten R. Stueber College of the Holy Cross . -,,-,. ~ \ est'JY!~ ,--,,~ A Member of the Perseus Books Group All rights reserved. Printed in the United States of America. No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopy, recording, or any information storage and retrieval system, without permission in writing from the publisher. Copyright © 2000 by Westview Press, A Member of the Perseus Books Group Published in 2000 in the United States of America by Westview Press, 5500 Central Avenue, Boulder, Colorado 80301-2877, and in the United Kingdom by Westview Press, 12 Hid's Copse Road, Cumnor Hill, Oxford OX2 9JJ Find us on the World Wide Web at www.westviewpress.com Library of Congress Cataloging-in-Publication Data Empathy and agency: the problem of understanding in the human sciences I edited by Hans Herbert Kogler and Karsten R. Stueber. p. cm. Includes bibliographical references and index. ISBN 0-8133-9120-2 (hc).-ISBN 0-8133-9119-9 (pb) 1. Psychology-Philosophy. 2. Science and psychology. 3. Empathy. I. Kogler, Hans Herbert, 1960-. II. Stueber, Karsten R. BF64.E67 2000 12 8' .4-dc21 99-35722 CIP The paper used in this publication meets the requirements of the American National Standard for Permanence of Paper for Printed Library Materials 239.48-1984. PERSEUS POD 10 9 8 7 6 5 4 ON DEMAND Contents Preface VB Introduction: Empathy, Simulation, and Interpretation in the Philosophy of Social Science, Hans Herbert Kogler and Karsten R. Stueber 1 1 Simulation and the Explanation of Action, Robert M. Gordon 62 2 The Theory of Holistic Simulation: Beyond Interpretivism and Postempiricism, Georg Vielmetter 83 3 Imitation or the Internalization of Norms: Is Twentieth-Century Social Theory Based on the Wrong Choice? Stephen Turner 103 4 Simulation and Epistemic Competence, David Henderson and Terence Horgan 119 5 Understanding Other Minds and the Problem of Rationality, Karsten R. Stueber 144 6 Simulation Theory and the Verstehen School: A Wittgensteinian Approach, Theodore R. Schatzki 163 7 From Simulation to Structural Transposition: A Diltheyan Critique of Empathy and Defense of Verstehen, Rudolf A. Makkreel 181 8 Empathy, Dialogical Self, and Reflexive Interpretation: The Symbolic Source of Simulation, Hans Herbert Kogler 194 v VI Contents 9 The Importance of the Second Person: Interpretation, Practical Knowledge, and Normative Attitudes, James Bohman 222 10 The Object of Understanding, Paul A. Roth 243 11 Reenactment as Critique of Logical Analysis: Wittgensteinian Themes in Collingwood, Simon Blackburn 270 References 289 About the Editors and Contributors 303 Index 305 Preface In philosophy of mind and cognitive psychology, we have recently wit nessed a revived interest in empathy, or simulation, as a cognitive tool for understanding others. By focusing on the question of how we gain knowl edge of other minds, and whether we use simulation/empathy or theory as a means for this task, philosophy is rediscovering a topic that has been at the center of controversy in the philosophy of social science. "Simulation," as presented in recent cognitive psychology and philosophy of mind, is a chal lenge to the established orthodoxy that the understanding of others is based on theory or rationality. Evidence about the cognitive development of young children suggests that instead of using a "theory" to predict and un derstand others, we rather imaginatively put ourselves into the other's situ ation. In this vein, the role of emotions and motivations for making sense of others is emphasized. Understanding human agency is thus not the same as explaining how something in the material world occurs. This idea dove tails well with the conception of empathic understanding, or Nacherleben (reliving), of some paradigms in the philosophy of social science. In early hermeneutic thought, "empathy" was construed as a special method of ac cess to historical and cultural phenomena due to the psychological similar ity between interpreter and interpretee. It has been taken to break the mo nopoly of explanatory methods established by the natural sciences. Instead of just explaining and constructing external phenomena, interpreters in the human and social sciences "understand" the social or cultural world, that is, they relive and reexperience its meaning. Yet in light of the cognitive revolution, linguistic turn, and what we might call "the unchallenged orthodoxy of the interpretive turn," philoso phers of social science from almost all traditions tend nowadays to be skep tical and negligent about the role of empathy for understanding human agency. We believe that the new and overwhelming evidence from cognitive psychology and the philosophy of mind challenges the methodological sta tus quo in the human and social sciences. We have conceived this anthology in the belief that the contemporary discussion justifies a renewed investiga tion of empathy within the realm of philosophy of social science by taking into account the current arguments for empathy/simulation in cognitive psychology and the philosophy of mind. At stake are issues like the relation vii Preface VIII between everyday and social-scientific interpretation, the role of empathy or simulation in understanding human agency, the scope and adequacy of attributing theoretical or rational assumptions in the course of interpreta tion, and the nature of rational ancl/or causal explanations in the human and social sciences. This anthology is intended to be accessible to a broad audience. In order to facilitate this goal, the introduction outlines the main features of both the current debate and the traditional debate about empathy's role for un derstanding human agency. Our introduction will serve two purposes in particular. First, it will provide a systematic survey of the most important debates that have shaped the contemporary field of the philosophy of social science. We are focusing on the debate among Collingwood, Dray, and Hempel about the function of laws in social-scientific explanation, the con troversy about rationality and relativism triggered by Winch and Macln tyre, the debate between Schleiermacher, Dilthey, and Gadamer on the em pathetic or dialogical nature of hermeneutics, and on the Erklarenl Verstehen debate in the social sciences. Second, the introduction will clarify the importance of the simulation debate for the methodological problems in the social sciences. We will point out many connections that exist be tween earlier models of empathy and recent simulation theory, and discuss those correspondences in light of their relevance for a methodology con cerned with understanding human agency. The various contributions presented here will explore the role of empa thy for understanding agency from different perspectives. It is the editors' hope that such "cooperation" among various philosophical traditions is beneficial to both the philosophy of mind and the philosophy of social sci ence, and that it will allow us to get a precise understanding of our epis temic relation to other minds and agents. The chapters in this book also show that the shared interest in simulation (or empathy) as a method for interpretation has organically produced a convergence of philosophical in terest of formerly rather separated philosophical fields. The methodological paradigms presented here include the philosophy of mind, simulation the ory, social theory, naturalized epistemology, Davidsonian theory of mean ing, Wittgensteinian, Diltheyan, and critical-hermeneutic approaches to un derstanding, and normative-pragmatic and antirealist positions. They thus encompass a wide range of methodological perspectives that are relevant for the disciplines of cognitive psychology and cognitive science, for sociol ogy, anthropology, and history, and, of course, for all interested in the phi losophy of the human and social sciences. Philosophical writing in general tends to be the result of intellectual co operation and conversation. This is even truer for Empathy and Agency: The Problem of Understanding in the Human Sciences, which approaches contemporary simulation theory from a variety of different perspectives in Preface IX the philosophy of human and social sciences. The editors are grateful to nu merous people who helped us bring this project to completion. We would like to thank the contributors for their enthusiastic cooperation. Similarly, thanks are due to our editor, Sarah Warner, of Westview Press for her gen erous support. We are particularly grateful to Rosa de Jorio and Manisha Sinha for their intellectual companionship and for their comments on the introduction. In the end we would also like to express our gratitude to our academic institutions, the University of North Florida and the College of the Holy Cross, who supported this project through a summer research grant and a faculty fellowship, respectively. Hans Herbert Kogler and Karsten R. Stueber
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