Electronic Supplementary Material (ESI) for Chemical Science. This journal is © The Royal Society of Chemistry 2018 Electronic Supplementary Information for Origin of Stereoselectivity in the Amination of Alcohols using Cooperative Asymmetric Dual Catalysis Involving Chiral Counter-ion Soumi Tribedi,a Christopher M. Hadad,b and Raghavan B. Sunoj a,* a Department of Chemistry, Indian Institute of Technology Bombay, Powai, Mumbai 400076 b Department of Chemistry and Biochemistry, The Ohio State University, Columbus, OH 43210 S1 Page Table of Contents No. S4 Fig. S1 Model systems of the catalysts used in the preliminary mechanistic investigation. S4 Fig. S2 Natural population analysis of catalyst A . model S5 Fig. S3 Conformers and configurations of catalyst A . model S6 Fig. S4 The TS for concerted dehydrogenation of 1(2S,3S) by catalyst B . model S6 Table S1 The relative free energies (kcal/mol) of the stereoisomers of the TS for concerted dehydrogenation of 1(2S,3S) by catalyst B . model S7 Fig. S5 The TS for stepwise dehydrogenation of 1(2S,3S) by B . model S7 Table S2 The relative free energies (kcal/mol) of the stereoisomers of the TS for the stepwise dehydrogenation of 1(2S,3S) by catalyst B . model S8 Fig. S6 The TS for concerted outer-sphere dehydrogenation of 1(2S,3S) by catalyst C . model S8 Table S3 The relative free energies of the stereoisomers of the TS for concerted outer-sphere dehydrogenation of 1(2S,3S) by catalyst C . model S9 Fig. S7 Extended internal reaction coordinate for TS1 . SS S9 Fig. S8 The TS for concerted inner-sphere dehydrogenation of 1(2S,3S) by catalyst C . model S9 Table S4 The relative free energies of the stereoisomers of the TS for concerted inner-sphere dehydrogenation of 1(2S,3S) by catalyst C . model S10 Fig. S9 The TS for concerted dehydrogenation of 1(2S,3S) by catalyst D . model S10 Table S5 The relative free energies of the stereoisomers of the TS for concerted dehydrogenation of 1(2S,3S) by catalyst D . model S11 Fig. S10 NCI plots for C and D. S12 Scheme S1 Mechanism of condensation of ketone with aryl amine catalyzed by A S12 Fig. S11 The TSs for condensation of ketone catalyzed by phosphoric acid S13 Fig. S12 General representation of different orientations of the TS for dehydrogenation from 1(2X,3S), X being the configuration (S or R). S14-S16 Table S6 Conformational analysis of concerted dehydrogenation of alcohols 1(2S,3S) and 1'(2R,3S) by ion-pair catalyst dyad C. S16 Fig. S13 General representation of different orientations of the TS for asymmetric hydride addition to (S)-iminium. S2 S17-S20 Table S7 Conformational analysis of asymmetric hydride addition to (S)- iminium to form 3(2S,3S) and 3'(2R,3S). S20 Fig. S14 The TSs for asymmetric hydride addition to (S) and (R) iminium S21 Fig. S15 The TSs for asymmetric hydride addition to (Z)-(S)-iminium and (E)-(R)-iminium S22 Fig. S16 The TSs for phosphoric acid catalysed epimerization of (R)-ketone S23 Fig. S17 The TSs for phosphoric acid catalysed epimerization of (R)- iminium S24 Fig. S18 The relative free energy profile for epimerization of (R)-iminium S24 Fig. S19 NCI plots for diastereomeric transition states TS2 and TS2 SS RS with the interactions between substrate and catalyst dyad marked explicitly. S25 Fig. S20 Full mapping of noncovalent interactions of TS2 and TS2 SS RS obtained using the AIM analysis. S26 Table S8 The distances, angles and electron densities (ρ x 10-2 au) at the bcps of the noncovalent contacts. S27 Table S9 The relative free energies (in kcal/mol) of the important species involved in asymmetric amination of alcohol through the most favoured pathway S28- Cartesian coordinates of the optimized geometries of various stationary points S157 obtained at the M06 level of theory. S3 1. Model Systems of the Catalysts Used in the Preliminary Mechanistic Investigations A A real model B B real model Fig. S1 The model catalysts used for our preliminary mechanistic study wherein the phenyl rings on the diamino backbone is replaced by methyl and pentamethyl aryl (C Me ) of the 6 5 ‒NSO group is replaced by a phenyl ring. In the SPINOL phosphoric acid, the isopropyl 2 substituents are replaced by hydrogens. 2. Natural Population Analysis of A model atom (number) natural charge Ir (1) 0.68 H (8, 56) 0.46 S (13) 2.41 N (7) -0.90 Fig. S2 The NPA charges on some important atoms of the cationic Ir complex. The chiral phosphate was placed closer to the most positively charged centres in the cationic Ir complex in the initial guess geometries. We noted that the counter ion invariably moved closer to the ‒NH hydrogen atoms in the converged minimum energy geometry when the 2 phosphate oxygen atoms developed strong hydrogen bonding interaction. S4 3. Conformers and Configurations of the Metal Catalyst A model 1 Cp* 1 Cp* PIHrhON2SN2MMH3eeH PhO2SN3 2NH PhO24SNMe3 Ir MN2eH2 P4hMOe2SN3 Ir 2NH2M1e PhO2SN3 2NH PhOIHr2SNN3HH2MM14ee 4 δ λ Cp* H Cp* H Me Me Ir Ir Me Ir Me Ir PhO2SN NH2 PhO2SN NH2 PhO2SN NH2 PhO2SN NH2 H *Cp H Me Cp* Me Me Me IrH(S, IrH(R, IrH(S, IrH(R, 1.2 0.0 9.8 3.1 Fig. S3 The δ and λ conformers of the five-membered chelate bound to the Ir center and the four different stereoisomers of the corresponding [Ir]-H complex. The relative free energy (kcal/mol) profile for the interconversion of λ (left) and δ (right) conformers. 4. Active Catalysts Considered for the Alcohol Dehydrogenation Step The (2S,3S) stereoisomer of alcohol 1 is used as a representative case for the evaluation of energetics using different possible catalyst complexes in the dehydrogenation step as summarized below. S5 Cp* PhO S Ir 2 Me N H HN Me Ph H O OH H O Me Me Ph TS1 (31.5) Ph Bcon Me + B Me Me Me 1(2S,3S) 1a(3S) Fig. S4 The TS for concerted dehydrogenation of 1(2S,3S) by catalyst B . Relative free model energy (in kcal/mol) of the most favored conformer of the TS given in parentheses is at the SMD /B3LYP-D3/6-31G**,SDD(Ir) Level of Theory. Distances are in Å. (toluene) Table S1. The Relative Free Energies (kcal/mol) of the Four Possible Stereoisomers of the Transition States of Concerted Dehydrogenation of Alcohol by Metal Catalyst B at the model B3LYP-D3/6-31G**, SDD(Ir) Level of Theory Chirality on the metal Conformation of the five R S membered chelate δ 15.9 18.7 λ 16.2 8.3 S6 Cp* Cp* PhO2S N Ir Me PhO2S N Ir O Ph O Me Me HN Ph H H N H H H 2 Me OH Me H Me H Me Cp* Me Me Me Ph Cp* Ph Me + B TS1Bstep1(10.6) MHe O IrN NH2MeTS1Bstep2(40.6) Me O NIr NHH 2 Me Ph PhO S PhO S 2 1(2S,3S) 2 Me Me Me TS1 TS1 Bstep1 Bstep2 Fig. S5 The TS for stepwise dehydrogenation of 1(2S,3S) by catalyst B . Relative free model energy (in kcal/mol) of the most favored conformer of the TS given in parentheses is obtained at the SMD /B3LYP-D3/6-31G**,SDD(Ir) Level of Theory. Distances are (toluene) given in Å. Table S2. The Relative Free Energies (kcal/mol) of the Four Possible Stereoisomers of the Transition States for the Stepwise Dehydrogenation of Alcohol by Metal Catalyst B at model the B3LYP-D3/6-31G**,SDD(Ir) Level of Theory Chirality on the metal Conformations of five R S membered chelate δ 7.3 4.9 λ 8.9 4.8 S7 *Cp H Me N O Ir Me * O N O P H SO Ph 2 H O Me O H OH Ph H O Me Ph TS1 (-3.4) Ph Me + C SS Me Me ActivationBarrier Me 1(2S,3S) =28.8kcal/mol 1a(3S) Fig. S6 The TS for concerted outer-sphere dehydrogenation of 1(2S,3S) by catalyst C . model Relative free energy (in kcal/mol) of the most favored conformer of the TS given in parentheses is obtained through reoptimization at the SMD /B3LYP-D3/6- (toluene) 31G**,SDD(Ir) Level of Theory. Distances are given in Å. Table S3. The Relative Free Energies (kcal/mol) of the Four Possible Stereoisomers of the TS of Concerted Outer-sphere Dehydrogenation of Alcohol by Catalyst Dyad C at the model B3LYP-D3/6-31G**, SDD(Ir) Level of Theory[1] Chirality on the metal Conformations of five R S membered chelate δ -12.8 -13.3 λ -10.1 -13.3 [1] See Fig. 1 in main text for catalyst dyad C. A and B form similar complex C . model model model Based on the above free energies, the reaction is inferred to take place via concerted dehydrogenation by the ion pair complex C . The concertedness of the process is verified model by extended reaction coordinate plot in Fig. S7. S8 Fig. S7 Internal Reaction Coordinate extended up to 50 points for TS1 . The IRC plot SS suggests the absence of any intermediates between the TS and the two ends of the IRC that connects to the reactant/products. Hence, the mechanism is a concerted process. Cp* H Me H N O Ir Me * O N O P SO Ph O H Me 2 O OH Cp* N H Me H Me Ph H O Ph * O O Ir N Me TS1inner Ph Me + C O P H SO Ph Me O 2 Me O H Me Me 1(2S,3S) Me H 1a(3S) Ph Fig. S8 The TS for concerted inner-sphere dehydrogenation of 1(2S,3S) by C . (The model inner-sphere TS was not optimised in SMD as the gas phase energies were too high compared to the outer-sphere analogue.) Table S4. The Relative Energies (kcal/mol) of the Four Possible Stereoisomers of the TS of Concerted Inner-sphere Dehydrogenation of Alcohol by C at the B3LYP-D3/6-31G**, model SDD(Ir) Level of Theory Chirality on the metal Conformations of five R S membered chelate δ 25.4 24.2 λ 23.6 23.4 S9 Cp* H H N Me O Ir Me * N O P O SO Ph 2 H Me O O H OH H O Me Ph Ph TS1 (35.5) Ph Me + D Dcon Me Me Me 1(2S,3S) 1a(3S) Fig. S9 The TS for concerted dehydrogenation of 1(2S,3S) by catalyst dyad D . Relative model free energy given in parenthesis of the most favoured conformer of TS at the SMD /B3LYP-D3/6-31G**,SDD(Ir) Level of Theory. Distances are given in Å. (toluene) Table S5. The Relative Energies (kcal/mol) of Two Stereoisomers of the TS of Concerted Dehydrogenation of Alcohol by D at the B3LYP-D3/6-31G**, SDD(Ir) Level of model Theory[2] Chirality on the metal R S 32.0 20.2 [2] See Fig. 1 in main text for catalyst dyad D. A and B form similar complex D . model model model S10
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