EFFORTLESS ACTIO N This page intentionally left blank Effortless Actio n Wu-wei as Conceptual Metaphor and Spiritual Ideal in Early China Edward Slingerland OXFORD UNIVERSITY PRESS 2003 OXJORD UNIVERSITY PRESS Oxford Ne w York Auckland Bangko k Bueno s Aires Cap e Town Chenna i Dar es Salaam Delh i Hon g Kong Istanbu l Karach i Kolkat a Kuala Lumpur Madri d Melbourn e Mexic o City Mumba i Nairob i Sao Paulo Shangha i Taipe i Toky o Toront o Copyright © 2003 by Oxford University Press, Inc. Published by Oxford University Press, Inc. 198 Madison Avenue, New York, New York 10016 www.oup.com Oxford is a registered trademark of Oxford University Press All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise, without the prior permission of Oxford University Press. Library of Congress Cataloging-in-Publication Data Slingerland, Edward G. (Edward Oilman) Effortless action : Wu-wei as conceptual metaphor and spiritual ideal in early China / Edward Slingerland. p. cm. Includes bibliographical references and index. ISBN 0-19-531487-5 1. Philosophy, Chinese—to 221 B.C. 2. Nothing (Philosophy). 1 . Title. B126.S«4S2003 ISl'.ll —dc21 200207151 8 9 8 7 6 5 4 3 21 Printed in the United States of America on acid-free paper For Nana Person, who taught me how to fish like a Daoist, and Pop Person, who continues to teach me the joys of being a Confucian This page intentionally left blank Preface This book attempts to accomplish two primary tasks, one related to subject matter and the other methodological in nature. With regard to subject matter, the goal is to present a systematic account of the role of the personal spiritual ideal of wu- wei or "effortless action" in Warring States Chinese thought , showing how it serves as a common ideal for both Daoists and Confucians, and also contains within itself a conceptual tensio n that motivates the development o f Warring States thought. Methodologically, this book represents a preliminary attempt to apply the contemporary theory of conceptual metaphor to the study of early Chi- nese thought. Although this book focuses on Warring States China, both the sub- ject matter and methodology have implications that go beyond the study of early China. The subject of wu-wei, it will be argued, is relevant to anyone interested in later East Asian religious thought or the so-called virtue-ethic s tradition in the West, while the technique of conceptual metaphor analysis—along with the prin- ciple of "embodied realism" upon which it is based—provides an exciting new theoretical framewor k and methodological too l for th e study of comparativ e thought, and even the humanities in general. Part of the purpose of this work is thus to help introduce scholars in the humanities and social sciences to this meth- odology, and provide an example of how it may be applied to a particular spe- cialty such as religious thought. Because of the broader implications of this project, I have attempted to make it accessible to scholars beyond the narrow field of Chinese thought by including background material that sinologists may find unnecessary, but that will hope- fully allow scholars from a broad range of humanities disciplines to follow the discussion. I have also attempted to keep to a minimum technical discussion s concerning textual issues or debates in my particular subfield, and whenever such material has proved necessary I have tried to relegate it to appendices. Specialists in the field of Chinese thought will find more in-depth discussion of technical matters in the dissertation upon which this book is based (Slingerland 1998). It is never easy to address adequately the interests and needs of a broad academic audience, an d I can only hope that I will be able to hold the interest of my intended target audience without completely alienating any particular subgroup. Wu-wei as spiritual ideal was the subject of my Ph.D. dissertation, which represents approximately half of this current work. I would like to acknowledge again the help of my dissertation committe e member s Le e Yearley and Carl Bielefeldt, and most of all my committee chair, Philip J. Ivanhoe, who mentored me throughout graduate school an d beyond, and withou t whos e painstaking attention and carefully considered comments the dissertation and this book would never have come into being. The methodological approach is entirely new, and my dissertation advisors at Stanford are in no way to be held responsible for any viii Preface errors introduce d o r other scholarl y crimes committed durin g the extensive rewrite process. The field of contemporary metaphor theory is quite young, and as a relative neophyte I have been very grateful for the guidance and feedback provided by George Lakoff and Mark Johnson, as well as the other participants in the workshop on metaphor theory and the humanities held at the University of Southern California in October 2000 under the aegis of The Ahmanson Initiative. During the rewrite process I have benefited greatly from the comments and criti- cisms of Philip J. Ivanhoe, Joel Sahleen, Mark Johnson, and George Lakoff. Most of all, I would like to thank Eric Hutton—an academic Bodhisattva, ever gener- ous with his time and energy—who heroically agreed to review in detail the entire manuscript, helped me to correct some of the more egregious faults, and did his best to get me to make this work more palatable to philosophers. The fact that he was probably not entirely successful is attributable to my own stubborn- ness rather than to any lack of effort or sensitivity on his part, and I apologize to him in advance. Thanks are due to Cynthia Read at OUP for her basic faith in this project and the patient extensions granted to me as the rewrite grew in magnitude, to Theo Calderara, and to Bob Milks and his OUP editorial team. Finally, the monumental and brutal task of converting this manuscript into FrameMaker, typesetting it, and inputting copyedits was undertaken by Mary Behshid—friend, FrameMaker Goddess, and general all-around wonderful person—who somehow managed to pull it off with unfailing good cheer and grace. My heartfelt thanks to her, as well as my apologies to Farshid, Aram, Iman, and Rosemary for taking up so much of her time. Contents Conventions x i Introduction 3 Wu-wei as Conceptual Metaphor 2 1 At Ease in Virtue: Wu-wei in the Analects 4 3 So-of-Itself: Wu-we i in the Laozi 7 7 New Technologies of the Self: Wu-wei in the "Inner Training" and the Mohist Rejection of Wu-wei 11 9 Cultivating the Sprouts: Wu-wei in the Mencius 13 1 The Tenuous Self: Wu-wei in the Zhuangzi 17 5 Straightening the Warped Wood: Wu-wei in the Xunzi 21 7 Conclusion 26 5 Appendix 1: The "Many-Dao Theory" 27 5 Appendix 2: Textual Issues Concerning the Analects 111 Appendix 3: Textual Issues Concerning the Laozi 27 9 Appendix 4: Textual Issues Concerning the Zhuangzi 28 5 Notes 28 7 Bibliography 33 3 Index 34 7
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