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Effect of Annealing Temperature on ECD Grown Hexagonal-Plane Zinc Oxide PDF

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materials Article Effect of Annealing Temperature on ECD Grown Hexagonal-Plane Zinc Oxide SukritSucharitakul‡,RangsanPanyathip‡ andSupabChoopun*,†,‡ ID DepartmentofPhysicsandMaterialsScience,FacultyofScience,ChiangMaiUniversity,239HuayKeawRoad, MuangChiangMai50200,Thailand;[email protected](S.S.);[email protected](R.P.) * Correspondence:[email protected];Tel.:+66-819-512-669 † Currentaddress:ThailandCenterofExcellenceinPhysicsP.O.Box70ChiangMaiUniversity, ChiangMai50202,Thailand. ‡ Theseauthorscontributedequallytothiswork. (cid:1)(cid:2)(cid:3)(cid:1)(cid:4)(cid:5)(cid:6)(cid:7)(cid:8)(cid:1) (cid:1)(cid:2)(cid:3)(cid:4)(cid:5)(cid:6)(cid:7) Received:1June2018;Accepted:31July2018;Published:6August2018 Abstract:Zincoxide(ZnO)offersagreatpotentialinseveralapplicationsfromsensorstoPhotovoltaic cells thanks to the material’s dependency, to its optical and electrical properties and crystalline structurearchitypes. Typically,ZnOpowdertendstobegrownintheformofawurtzitestructure allowing versatility in the phase of material growths; albeit, whereas in this work we introduce an alternative in scalable yet relatively simple 2D hexagonal planed ZnO nanoflakes via the electrochemicaldepositionofcommerciallypurchasedZn(NO ) andKClsaltsinanelectrochemical 3 2 process. Theresultinggrownmaterialswereanalyzedandcharacterizedviaaseriesoftechniques prior to thermal annealing to increase the grain size and improve the crystal quality. Through observationviascanningelectronmicroscope(SEM)images,wehaveanalyzedthestatisticsofthe grownflakes’hexagonalplane’ssizeshowinganon-monotonalstrongdependencyoftheaverage flake’shexagonalflakes’ontheannealingtemperature,whereasat300◦Cannealingtemperature, averageflakesizewasfoundtobeintheorderof300µm2. Theflakeswerefurtheranalyzedvia transmissionelectronmicroscopy(TEM)toconfirmitshexagonalplanesandspectroscopytechniques, suchasRamanSpectroscopyandphotoluminescencewereappliedtoanalyzeandconfirmtheZnO crystalsignatures. The grown materialsalsounderwent furthercharacterizationto gaininsights onthematerial,electrical,andopticalpropertiesand,hence,verifythequalityofthematerialfor Photovoltaiccells’electroncollectionlayerapplication.TheroleofKClinaidingthegrowthoftheless preferable(0001)ZnOisalsoinvestigatedviavariousprospectsdiscussedinourwork. Ourmethod offersarelativelysimpleandmass-produciblemethodforsynthesizingahighquality2Dformof ZnOthatis,otherwise,technicallydifficulttogroworcontrol. Keywords: ZnO;hexagonal;electrochemicaldeposition 1. Introduction ZnO has been widely studied as a platform for a broad spectrum of applications. Thanks to thematerial’swidelyvariableelectricalandopticalproperties,basedonitsnanostructuretypesor effectiveplanesalign,thematerialcanbeastrongcandidateforbiosensing[1],ultravioletlasing[2], varistor[3],catalysts[4],optoelectronicdevices[5]and,moreimportantly,photovoltaiccells[6–13]. ZnO has attracted attention from the research community. For the past decade, there have been manyadvancementsonthematerial’sgrowthandsynthesistechniques,mostlyfocusedonZnO’s nano particle forms; namely, ZnO nanowire, which is the 1-dimensional case. Techniques have been developed to improve the yield and control over the grown material’s morphology, ranging fromchemical-vapordeposition[14–16],pulselaserdeposition[17,18],hydrothermalgrowth[19,20], Materials2018,11,1360;doi:10.3390/ma11081360 www.mdpi.com/journal/materials Materials2018,11,1360 2of14 vapor–liquid–solidreaction[21–23],microwaveheating[24],precipitationmethod[25],sonochemical Materials 2018, 11, x FOR PEER REVIEW 2 of 13 method[26,27],andelectrochemicaldeposition[28–31]. Asmevnatpioorn–leiqdu,idd–essopliidte trreeamctieonn do[2u1s–2a3d], vamnicceromweanvets ohfeaZtinnOg g[r2o4]w, thpriencipbiutaltkio,nn anmoedthootds ,a[2n5d], nanowire forms throsoungohchevmairciaol umsettheocdh [n26i,q27u]e, asn,dt heleect2ro-dchiemmeicnasl idoenpoaslitfioonr m[28a–t3s1]o. f ZnO have remained relatively As mentioned, despite tremendous advancements of ZnO growth in bulk, nanodots, and unexplored.NotuntiltherecentdiscoverybyNovoselovetal.of2-dimensionalexfoliablematerials[32], nanowire forms through various techniques, the 2-dimensional formats of ZnO have remained havethecommunity’sinterestsstartedshiftingtowardstheregimeof2-dimensionalmaterials.Thishas relatively unexplored. Not until the recent discovery by Novoselov et al. of 2-dimensional exfoliable inspiredthmeacteormialms [3u2n],i htyavteo thfoe ccuomsmitusnaittyte’sn intitoernesstst ostafurtretdh sehriftiinnvg etoswtigaradtse thZen rOegiimnet ohfe 2-2d-idmiemnseionnsailo nalform, bothexpermimateenriatalsl.l Tyh[i3s 0h,a3s3 in–s3p8ir]eadn thde tchoemomreutniictay ltloy fo[3cu9s, 4it0s] a.ttentions to further investigate ZnO in the 2- dimensional form, both experimentally [30,33–38] and theoretically [39,40]. Interestingly,ithasbeenshownthatZnOinthe2-dimensionalformof(0001)orhexagonalplane Interestingly, it has been shown that ZnO in the 2-dimensional form of (0001) or hexagonal plane (referred to as h-ZnO for the rest of this work) can be more effective in certain aspects than all its (referred to as h-ZnO for the rest of this work) can be more effective in certain aspects than all its other formosth(eer .fgo.r,mqsu (ea.ng.t, uqmuandtuomts ,dontas,n noawnoiwreirse,s,a anndd bbuulklk) )thtahnakns ktos tthoe pthlaenep bleainnge mbeorine gpomlaroizreed,p olarized, whichallowwhsicthh aellopwlas nthee tpolabnee tsoi gbne isfiigcnaifnictalnytlmy moroere sseennssiittivive etot pooplaor lmarolemcuoleles caundle lsigahnt dintleirgahcttioinnst, eractions, and thanks to the higher ratio of the materials in such a plane. Furthermore, the theoretical results andthankstothehigherratioofthematerialsinsuchaplane. Furthermore,thetheoreticalresults suggested that charge carriers have a higher mobility and lower combination rate in such planes, suggested that charge carriers have a higher mobility and lower combination rate in such planes, making h-ZnO not only an interesting platform for scientific studies but also a very strong candidate makingh-Zfonr OPhontoovtooltnalicy (PaVn) ianptpelriceasttioinngs. platformforscientificstudiesbutalsoaverystrongcandidate forPhotovoltaIinc g(ProVw)inagp hp-lZicnaOt,i othnesre. have been reports regarding the success of the growths via various methods. The list includes pulse laser deposition (PLD) [35], commercial Simonkolleite annealing [36], In growing h-ZnO, there have been reports regarding the success of the growths via various hydrothermal method [37], and electrochemical depositions (ECD) [9,28,30,31,33,34,41]. However, in methods. Thelistincludespulselaserdeposition(PLD)[35],commercialSimonkolleiteannealing[36], the report listed so far, there have been no methods that can grow atomically thin ZnO with a high hydrothermaspaelctm raettioh oond a[ h3e7x]a,gaonnadl pellaencet wroitchh secmalaibclae lgdroewptoh steitcihonniqsu(eEs. CInD th)is[ 9w,2o8rk,3, h0-,Z3n1O,3 3cr,y3s4t,a4ls1 a].re However, intherepogrrtolwisnt evdia sEoCDfa, rf,oltlhowereed huapv bey btheeernmanl oanmneeatlhinogd tos mthaaxtimciazne tghreo gwrowattho manidc aimllpyrothvein thZe nasOpewct ithahigh ratio prior to further optoelectrical investigations. The method proposed in this work combines the aspectratioonahexagonalplanewithscalablegrowthtechniques. Inthiswork,h-ZnOcrystalsare strength of a relatively simple electrochemical deposition, which allows mass production of flake grownviaECD,followedupbythermalannealingtomaximizethegrowthandimprovetheaspect nucleation in highly controlled direction, with the quality and grain size offered by the followed-up ratioprioratnonefaulirntgh, ewrhoicpht woeilll ebcet driisccaulssinedv feusrttihgear tinio thnes .laTtehr epamrt eotf hthoisd ppaproerp. osedinthisworkcombinesthe strength of a relatively simple electrochemical deposition, which allows mass production of flake 2. Sample Preparation and Methodology nucleationinhighlycontrolleddirection,withthequalityandgrainsizeofferedbythefollowed-up In this work, the authors propose the procedures for growing h-ZnO via electrochemical annealing,whichwillbediscussedfurtherinthelaterpartofthispaper. deposition prior to annealing at a higher temperature for the promotion of growth in (0001) plain as shown if Figure 1a. The procedure starts with pre-cleaned cut Zn plates sonicated in Acetone for 10 2. SamplePreparationandMethodology min prior to rinsing in Ethanol, DI water then blown dry prior to being used as electrodes. In this work, the authors propose the procedures for growing h-ZnO via electrochemical 2.1. Materials deposition priorto annealingat ahigher temperature forthe promotion ofgrowthin (0001)plain In mixing electrolyte solution for the growth, commercially purchased Sigma-Aldrich (St. Louis, asshownifFigure1a. Theprocedurestartswithpre-cleanedcutZnplatessonicatedinAcetonefor MO, USA) 99.99% grade Zn(NO3)2 and KCl powder were mixed with DI water in a standard 100 mL 10minprioberatkoerr sienastiendg onin hoEt tphlaatne.o l,DIwaterthenblowndrypriortobeingusedaselectrodes. Figure 1. Illustration of (a) crystal structure of ZnO highlighting the (0001) plane; and Figure1.Illustrationof(a)crystalstructureofZnOhighlightingthe(0001)plane;and(b)electrochemical (b) electrochemical setup used in this work. setupu sedinthiswork. 2.1. Materials Inmixingelectrolytesolutionforthegrowth,commerciallypurchasedSigma-Aldrich(St. Louis, MO,USA)99.99%gradeZn(NO ) andKClpowderweremixedwithDIwaterinastandard100mL 3 2 beakerseatedonhotplate. Materials 2018, 11, x FOR PEER REVIEW 3 of 13 Materials2018,11,1360 3of14 2.2. Preparation of Hexagonal-Plane Zinc Oxide Via Electrochemical Deposition 2.2. PTrheep agrraotiwontho fcHonexdaigtioonnasl- aPrlean seeZt itnoc bOex siidmeVilaiar Etole cwtroorckh ecmoincadluDcteepdos bityio nPradhan et al.; initially, the bath’sT ehleecgtrroowlytthe ciosn fdiristtio mnsixaerde swetittho 0b.e04s iMmi loafr Zton(wNoOrk3)c2 oannddu 0c.t1e dMb yofP KraCdlh iann deetiaoln.;iizneidti awllay,tethr e(DbaI)t ha’ts room temperature, then the bath is preheated until the temperature is at an equilibrium at 45 °C as electrolyteisfirstmixedwith0.04MofZn(NO ) and0.1MofKClindeionizedwater(DI)atroom 3 2 rteeamdp beyra tthuer eD,tSh1e8nb2th0 ewbaattehrpisroporef htheaetremdaul nsetinlstohre. tAemgipleenrat tEu3r6e3i3sAat paonweeqru siluibprpiulym isa tth4e5n◦ sCeta sinr edaidrebcty current (DC) voltage bias mode with 1.1 V potential difference between the Cathode and the Anode theDS18b20waterproofthermalsensor.AgilentE3633Apowersupplyisthensetindirectcurrent(DC) as demonstrated in the figure as the growth commences. Commercial grade Zn plates were cut into voltagebiasmodewith1.1VpotentialdifferencebetweentheCathodeandtheAnodeasdemonstrated 1 cm × 5 cm pieces via metal cutter and used as electrodes for the growth process. Grown crystals are inthefigureasthegrowthcommences.CommercialgradeZnplateswerecutinto1cm×5cmpieces then extracted from the solution for further investigation and annealed at various temperatures on a via metal cutter and used as electrodes for the growth process. Grown crystals are then extracted hot plate in an ambient environment with calibrated equilibrium temperature. The process of fromthesolutionforfurtherinvestigationandannealedatvarioustemperaturesonahotplateinan material preparation was systematically studied through Cyclic voltammetry over ranges of ambientenvironmentwithcalibratedequilibriumtemperature.Theprocessofmaterialpreparationwas electrolyte concentration of 0.1 M–0.5 M before 0.1 M was picked as the growth condition (the reason systematicallystudiedthroughCyclicvoltammetryoverrangesofelectrolyteconcentrationof0.1M–0.5M is discussed later in the article) while the growth period is a controlled 30 min, followed by annealing before0.1Mwaspickedasthegrowthcondition(thereasonisdiscussedlaterinthearticle)whilethe at different temperatures ranging from 100 to 300 °C for the final product. The annealing was done growthperiodisacontrolled30min,followedbyannealingatdifferenttemperaturesrangingfrom100to a3t0 0am◦Cbifeonrtt hgeafsin palrepsrsoudruec ta.nTdh ecaonmnepaolisnitgiowna stod opnreoavtidaem bthieen togxaysgperne sfsourr emanadtecrioaml’sp ocsoitmiopnotsoitpioronv iadse discussed later in the article. The appropriate analysis and characterizations are separated into theoxygenformaterial’scompositionasdiscussedlaterinthearticle. Theappropriateanalysisand different stages of growth to gain insights on the grown material’s properties in each stage in order characterizationsareseparatedintodifferentstagesofgrowthtogaininsightsonthegrownmaterial’s to demonstrate insights on the growth process. propertiesineachstageinordertodemonstrateinsightsonthegrowthprocess. 22..33.. CChhaarraacctteerriizzaattiioonn aanndd AAnnaallyyssiiss ooff tthhee OObbttaaiinneedd MMaatteerriiaallss In this work, in order to quantify and qualify the materials, electron microscopic and Inthiswork,inordertoquantifyandqualifythematerials,electronmicroscopicandspectroscopic spectroscopic techniques were used. For scanning electron microscope (SEM) and electron diffraction techniqueswereused. Forscanningelectronmicroscope(SEM)andelectrondiffractionspectroscopy spectroscopy (EDS) techniques, the results were collected using a FE-Scanning Electron Microscope: (EDS)techniques,theresultswerecollectedusingaFE-ScanningElectronMicroscope: JSM6335F JSM 6335 F while all information obtained using tunneling electron microscopy, the JEOL JEM-2010 whileallinformationobtainedusingtunnelingelectronmicroscopy,theJEOLJEM-2010TEMmodel TEM model (MA, USA) was utilized on synthesized samples collected on standard Cu grids. (MA,USA)wasutilizedonsynthesizedsamplescollectedonstandardCugrids. Immediately after the growth was finished, the h-ZnO crystals were extracted and investigated Immediatelyafterthegrowthwasfinished,theh-ZnOcrystalswereextractedandinvestigated via SEM and EDS to gain insight on the immediate composition after the growth and prior to viaSEMandEDStogaininsightontheimmediatecompositionafterthegrowthandpriortoannealing. annealing. Results are as demonstrated in Figure 2d,e. ResultsareasdemonstratedinFigure2d,e. Figure 2. Scanning electron microscope (SEM) images of the extracted crystal grown for (a) 5; (b) 10 Figure2.Scanningelectronmicroscope(SEM)imagesoftheextractedcrystalgrownfor(a)5;(b)10 and (c) 30 min and electron diffraction spectroscopy (EDS) results of ZnO crystals grown (with K and(c)30minandelectrondiffractionspectroscopy(EDS)resultsofZnOcrystalsgrown(withK element as weighing factor in pink rectangle) for (d) 5 and (e) 30 min). elementasweighingfactorinpinkrectangle)for(d)5and(e)30min). Materials2018,11,1360 4of14 AsillustratedinFigure2a–c,growthstartsinitiallywithK+depositionincompetitionwithZn2+ ontotheCathode. K+depositsbetterthanZn2+thankstoitshighermobilitygivingthestructurerather complicatedshapeinitiallyasshownin5min. Thecrystalsstartgrowingmoreuniformlyandshowing more rigid domains of vertical h-ZnO growth as time goes on, forming clusters on the substrates. Thisisincompatiblewithpreviouswork[33],wheregrownflakesareintheorderofafewmicrons. OurinitialgrowthsdemonstratetheroleofCl−asacappingion,distinguishingandallowingthe(0001) planetogrowmoreenergeticallyandfavorably,inaccordancewithargumentsanddemonstrations proposedinpreviousworks[33,42]. FromFigure2d,e,theEDSresultsfurtherdemonstratetheroleof K+ andCl− inthegrowthprocess. Firstly,K+ initiallydepositedonCathodewithahigherrelative ratio compared to Zn2+ thanks to the ions’ higher mobility in the solution. From our observation, thisisgenerallyreducedasthegrowthtimeincreases(forindepthdiscussionsregardingthistopic, pleaserefertoourSupplementaryMaterial). WhileCl− ionsfacilitatethemobilityofZn2+ andthe remainingCl− ionsinthesolutionareexpectedtodepositonthefinalproductafterthesolventpartof thesupernatantisevaporated. ItisnoteworthythatalthoughCl− ionsarefunctioningasintended as a facilitator of Zn2+ deposition and capping of the (0001) plane on ZnO growths, they are also consideredunwanteddefectswhentheh-ZnOflakesareusedforPVapplication,asitreducesmobility andincreasestherecombinationrateofcarriers. Thus,weproposetoannealtheproductsafterthe growth,whichwillbediscussedlaterinthearticle. 3. GrowthMechanismDiscussionsandFurtherAnnealing In order to obtain h-ZnO structures with high yield, Cl− ion had been attributed as the “cappingions”,whichbecomesstronglyattractedtothe(0001)planewhosepolarizationisstronger thantheother2DplanesofZnO,whilebeinglessenergeticallyfavorabletogrowths[33,42]. Although themechanismforsuchgrowthshasundergoneextensivedebate,sofarnoconclusiveevidencehas beenunearthed. ForfurtherqualitativeunderstandingontheroleofKClinh-ZnOgrowth,theauthors have performed cyclic voltammetry (CV) utilizing the ER461 EChem Startup System on the KCl solutioninthesetupusedinthisworktodeterminetheroleoftheK+ andCl− ionsinthegrowth contributioninthegrowthsetup. Itisnoteworthythatintheresultstheanodicoxidationandcathodic reductionpeakswerebarelyobservedduringthescanrange, allofwhichfallswithinthe1.1Volt, whichisthegrowthvoltage[43]. 3.1. ThePrimaryZnOGrowth The nucleation process of the electrochemical method takes place prior to more complicated secondary processes. The rate of this growth process depends on the reaction rate (oxidation and reductionrate)onthesurfaceelectrode(Zn)intheelectrochemicaldepositedmethod[44]. Thegrowth mechanismofZnOintheprimaryprocesshasthereactionprocesswithEquation(1),whichcanbe separatedintothereactionsasthecathodeprocess,suchasintheequationlistedbelow(2–8)whilethe anodewasextracting,Equation(9)definestheaquaioninreaction. Theoverallreactionfornucleation was dependent on the deposition process to the cathode surface. Hence, considering the primary growthreactionofZnOviaECDwithZn(NO ) (Zn(NO ) 6H O)andKClasreagents,theycanbe 3 2 3 2 2 brokendowninthechemicalreactionslistedbelow[45–48]: Zn(NO ) + 2KCl (cid:11) ZnCl + 2KNO (1) 3 2 2 3 Cathode: Zn(NO ) →Zn2++2NO− (2) 3 2 3 KCl→K++Cl− (3) NO−+H O+2e− →NO−+2OH− (4) 3 2 2 Zn2++2OH− → Zn(OH) (5) 2 Materials2018,11,1360 5of14 Zn(OH) →ZnO+H O (6) 2 2 Zn2++2Cl− → Zn(Cl) (7) 2 K++NO− →KNO (8) 3 3 Anode: 1 H O→ O +2H++2e− (9) 2 2 2 Primary growth of ZnO is the heterogeneous reaction between the bulk solution (electrolyte) and electrode surface cations. The anions in the electrolytes are separated by electrical activation formingreactionsontheelectrodeasshownintheequations. Thisnucleationmechanismisstrongly influencedbyelectrontransfersneartheelectrodesurfaceandelectrolyte. Viatheobservationofthe ratioI /I ,furtherinsightsinthenucleationmechanismcanbeobtained[49],wheretheredox P(re) P(ox) reactioninanelectrochemicalprocesscanbedeterminedwiththemaximumcurrent(I )quantified P fromtheCVplotandtheRandles–SevcikEquation(10)[49]: I =0.446nFAC(nFDv/RT)1/2 (10) p where I is current maximum in amps, n is number of electrons transferred in the redox event, p A is electrode area in cm2, F is Faraday constant in C mol−1, D is diffusion coefficient in cm2/s, Cisconcentrationinmol/cm3,vυisscanrateinV/sandRisgasconstantinJK−1mol−1 andTis temperatureinK.Furtherdiscussionaboutenergeticandkineticinformationofthereactioncanbe foundinourSupplementaryMaterialSectionS1(c.f. FigureS1). Aspointedoutinthemainarticlethecyclicvoltammetricdatarepresentsthereversibleprocess andfastelectrontransferbehavior[49]throughthecyclicvoltammograminhexagonalZnOshown inFigure3a,bofthemainarticle. Thehysteresisoffersevidencethattheredoxprocessisstrongly dependentontheratechosenforthemeasurement. Theareaofvoltammogramwasseparatedasthe anodiccurrentoxidationprocessandcathodiccurrentreductionprocess,bothofwhicharecomponents usedtodiscussthesynthesizedhexagonalZnO,therefore,theelectrochemicalmechanisminFigure3a started at 0.64 V, as indicated by the slope of the growth up to 1.0 V, reaching maximum cathodic current I for 6.47 mA at 0.93 V, then the reversible process began as the voltage was ramped P(re) to 1.0 V and reached the oxidation zone at 0.64 V, which observed the maximum anodic current (I )of5.41mAat0.66V.Aspreviouslydiscussedinanearlierstudy[49],therateofnucleation P(ox) ontheelectrodesurfacecanbeinfluencedcompletelydifferentlybasedonhowfarthenucleation actuallytakesplacefromthesurface, whichcanbeseparatedinto3zones: thebulksolutionzone (electrolytezone),diffusionlayerzone(~1nmto500µmformelectrodesurface),andcompactlayer zone,whichisdirectlyonthesurfaceuptoapproximately0.1nmthick. Thephysicsthatseparates thecompactlayer(a.k.a. InnerHelmholtz)fromthediffusionlayer(a.k.a. Gouy–Chapman)isthe saturationofthediffusionrangewherethegrowthmechanicsinthefirstaredeterminedbysolvent’s dipolemomentasthatofthelatterisstronglyaffectedbytheelectrontransferanddiffusionrate[49]. Thismodelcanbeusedtoexplainthenucleation-growthmechanismintheZnOsingle-layer crystal. FromtheCVresultsinFigure3ainthemainarticleandasdiscussedinthesupplemental materialsectionSI,theroleoftheKClconcentrationontheelectrontransferratecanbeinferredvia (I ,I )sinceelectrontransferisstronglyinfluencedbytheKClconcentration,allowingusto P(re) P(ox) somewhat control the electron transfer rate by the variation of (KCl) while observing the ratio of I /I . BasedonourresultsinthemainarticledemonstratedinFigure3b,at(KCl)rangingfrom P(re) P(ox) 0.3Mto0.5Mdemonstrateshighelectrontransferphenomena. Thereasonofthisprocesswasthe inducediondiffusiontoelectrodesurfacewitharelativelyhighdiffusionrateasaresultofthehigher concentrationoftheions,resultinginawiderdiffusionrangecomparedtothe0.1Mand0.2Mascan beimpliedfromthepeakcurrentandtheratioofI /I demonstratedinFigure3. However, P(re) P(ox) Materials2018,11,1360 6of14 suchaneffectisnotfavorableforcontinuousgrowthinthesecondaryprocessastheuniformitycanbe reducedwithahighergrowthrate. MateriaTlso 20d18e,m 11o, xn FsOtrRa tPeEEtRh eREpVrIeEvWio usly explained growth mechanism, SEM images of ZnO c6r yofs 1ta3 l grown under our standard condition with (KCl) as 0.1 M were taken at different growth times demonstrated in Figure S2 (c.f. Supplementary Material). It can be inferred from Figure S2a that the and demonstrated in Figure S2 (c.f. Supplementary Material). It can be inferred from Figure S2a secondary growths already took place after 30 s into the growth, the vertical crystal seeded from the thatthesecondarygrowthsalreadytookplaceafter30sintothegrowth,theverticalcrystalseeded compact layer grew correspondingly with time, as can be seen in Figure S2b. After 300 s of growth, fromthecompactlayergrewcorrespondinglywithtime,ascanbeseeninFigureS2b. After300sof the flakes had a dense uniformity to a bulk layers as Figure S2c [41] and Figure S2d where the growth,theflakeshadadenseuniformitytoabulklayersasFigureS2c[41]andFigureS2dwherethe saturation of ZnO crystal growth in forms of bulk flakes [50], which can improve the crystal sizes saturationofZnOcrystalgrowthinformsofbulkflakes[50],whichcanimprovethecrystalsizeswith with annealing temperature in the next process. annealingtemperatureinthenextprocess. Figure 3. Cyclic voltammetry (CV) measurement of (a) ZnO with 0.1 M of KCl; and (b) ZnO growth Figure3.Cyclicvoltammetry(CV)measurementof(a)ZnOwith0.1MofKCl;and(b)ZnOgrowth dependence of 0.1 M–0.5 M for KCl concentration. The effect of KCl concentration in cyclic dependenceof0.1M–0.5MforKClconcentration.TheeffectofKClconcentrationincyclicvoltammetry voltammetry to growth ZnO; (c) peak oxidation and reduction in each KCl concentration; (d) ratio of togrowthZnO;(c)peakoxidationandreductionineachKClconcentration;(d)ratioofredoxreaction redox reaction vs KCl concentration ranging from 0.1 M to 0.5 M. vsKClconcentrationrangingfrom0.1Mto0.5M. As demonstrated in Figure 3a, the maximum current ratio of cathodic and anodic As demonstrated in Figure 3a, the maximum current ratio of cathodic and anodic (I / I ~1) in the electrochemical process can be extracted and utilized to reveal the fast electron P(re) P(ox) (I /I ∼1) in the electrochemical process can be extracted and utilized to reveal the fast traPn(srfee)r mP(eocxh)anism during the reversible reaction of reduction and oxidation redox respectively. electron transfer mechanism during the reversible reaction of reduction and oxidation redox Moreover, the mechanism can be used to explain the role of KCI in the electrochemical process by respectively. Moreover,themechanismcanbeusedtoexplaintheroleofKCIintheelectrochemical testing the reaction with a KCl concentration of 0.1 M–0.5 M during the synthesis of h-ZnO. It is processbytestingthereactionwithaKClconcentrationof0.1M–0.5Mduringthesynthesisofh-ZnO. noteworthy that without the usage of KCl into the solution, reactions (c.f. Supplementary Material ItisnoteworthythatwithouttheusageofKClintothesolution,reactions(c.f. SupplementaryMaterial for further details) leading to h-ZnO flakes cannot take place, this is due to the lack of catalyst to for further details) leading to h-ZnO flakes cannot take place, this is due to the lack of catalyst to support the ion for redox reaction with an electrode. On the other hand, after KCl is used for 0.1 M in supporttheionforredoxreactionwithanelectrode. Ontheotherhand,afterKClisusedfor0.1Min the electrochemical process ZnO can be produced and then by increasing the KCl concentration from theelectrochemicalprocessZnOcanbeproducedandthenbyincreasingtheKClconcentrationfrom 0.2 M to 0.5 M revealed CV, the results of which are shown Figure 3b, in which the comparison of CV 0.2Mto0.5MrevealedCV,theresultsofwhichareshownFigure3b,inwhichthecomparisonofCV and ZnO in each KCl concentration is demonstrated. It can be inferred that when the KCl andZnOineachKClconcentrationisdemonstrated.ItcanbeinferredthatwhentheKClconcentration concentration is more than 0.1 M (e.g., 0.2 M–0.5 M), the CV plot’s area increases with the concentration, as can be seen from our results. This can be attributed to the relatively higher redox reaction rate enabled by the higher concentration of the K+ and Cl− ions compared to the 0.1 M case, while the latter allows a higher mass-producibility and uniformness of the h-ZnO flakes [51,52]. As previously discussed in the EDS section, there was evidence to suggest that K+ and Zn2+ compete to grow as crystals, which the EDS result confirmed: K+ deposited faster than Zn2+ [52], especially in the Materials2018,11,1360 7of14 ismorethan0.1M(e.g.,0.2M–0.5M),theCVplot’sareaincreaseswiththeconcentration,ascanbe seenfromourresults. Thiscanbeattributedtotherelativelyhigherredoxreactionrateenabledby thehigherconcentrationoftheK+andCl− ionscomparedtothe0.1Mcase,whilethelatterallowsa highermass-producibilityanduniformnessoftheh-ZnOflakes[51,52]. Aspreviouslydiscussedinthe EDSsection,therewasevidencetosuggestthatK+andZn2+competetogrowascrystals,whichthe EDSresultconfirmed: K+depositedfasterthanZn2+[52],especiallyintheearlystage. Additionally, excessiveamountsofKClcouldpromoteothergrowthspecies,suchasKNO andZnCl while0.1Mis 3 2 proventobesufficientforthepurposeofcappingthe(0001)plane[52]. Thus,0.1Mwaschosenasthe standardgrowthconditioninthiswork[45,53]. Throughextractionofthereductioncurrent(I )and P(re) oxidationcurrent(I )fromFigure3bintoFigure3c,thereisaclearenhancementtrendshownwith P(ox) increasingKClconcentration,whilepresentedinFigure3distheratioofI /I ,whichremains P(ox) P(re) relatively constant as a function of [KCl]. It is also noteworthy to point out that during the cyclic voltammetry,twochannelsarecomparedinFigure3b;thechangeofeffectivehysteresisdifferential conductanceisclearlyobservable. Thismayimplythattheusageof0.1M,assuggestedbyprevious work[33],hasastronghysteresis,allowingthereverseofthedifferentialconductanceata100mV/s scan rate while the concentration increases and the hysteresis is reduced. This demonstrates that given0.1M,theKClconcentrationusedintheactualgrowthwouldhaveastrongtimedependence, especiallyduringthebeginningofthegrowth,allowingnon-equilibriumdepositionofKandClto takeplaceexplainingtheinhomogeneityofourgrowthsatlowergrowthtime,asshowninFigure2a. Inaddition,h-ZnOCVshowedsuperiorelectrochemicalperformanceandstabilityathighcurrent densitywithlowvoltage,thusitissuitableforsolarcellapplications[45]. 3.2. TheSecondaryGrowth This process takes place after the nucleation of the compact layer is finished. The secondary growthcanbeattributedtotheverticalgrowthsthatareobservedinthemainarticle. Thisprocessis similartothecoalescencebehavioroftwodropletsofwaterwhentheyareconnectedandthenform onebiggerdropletinsteadofstayingseparately,hencethenameoftheprocess. Throughthisprocess, thegrowthmechanismcombinesthenucleationgrainsofZnOfromprimarygrowthtotheformingof largescaleofparticlesthatformflakesizesthroughthecoalescenceprocess[54–57]. Tofurthershedsomelightontheroleofthecoalescenceprocessandtheeffectivenessof0.1Mof KClconcentrationinthegrowthofh-ZnOflakes,Gibsfreeenergyneedstobeconsidered. Through Equation(11),onecancalculatetheGibsfreeenergychangeofthenucleationprocess: 4 ∆G∗ =4πr∗2γ + πr∗3∆G (11) N f 3 v where,γ issurfaceenergyofnucleationatom,r*iseffectivecriticalradianofatomnucleation(unitless) f and∆G isfreeenergyofthebulkcrystal(Gibbsfreeenergyofvolumegrowth). v WiththeknownchangeofGibbsfreeenergychange,theprobabilityofcoalescenceprocessto occurinsecondarygrowth(P )[58]witheachannealingprocesswhereinthecasethatthechangein N Gibbsfreeenergyoftheprocessisgivenby∆G∗ cansimplybecalculatedviaEquation(12)asfollows N PN =e(−∆GN∗/kBT) (12) where,k istheBoltzmannconstantandTisthetemperatureofthegrowthintheprocess. B Thus,fromourexperimentallyobtaineddata,onecandeterminethevalueofP ofZnOnucleation N in0.1M(KCl)caseatvariousannealingtemperaturesfrompreviouslycalculated∆G◦ asshownin FigureS1intheSupplementaryMaterial. Thus, by using Equation (12) through ∆G◦ information previously obtained in Figure S1a, thecoalescenceprobabilitycanbecalculatedviaEquation(12). Astheannealingtemperatureincreases, onecaninferthattherecombinationrateisalsoincreased;e.g.,higherfinal∆G◦. Moreover,thegrains Materials2018,11,1360 8of14 wereinfluencedbyhigh∆G◦ aftertheZnOflakewasgrownupwiththeannealingprocess[59]to 31.97µm2,52.01µm2and437.79µm2,respectively,asshowninFigureS1banddiscussedinsectionSI ofourSupplementaryMaterial. Withintherangeofourtrials,sincethe0.1Mconcentrationhasthelowestreactionrateinthe primarygrowthprocessandhashigh∆G◦ inthesecondarygrowthprocess,wewerethusledinto choosing 0.1 M of KCl as our default growth choice in order to enhance the hexagon ZnO flake sizeswiththeannealingmethodforimprovingthedegreeofZnOcrystallinity[60]. Throughthis agglomerationprocessincombinationwithsecondarynucleationontopoftheZnOseedingmolecules formedintheprimarygrowth,ZnOcrystals,asshownasthefinalproductinFigure2c,canbeobtained. 3.3. AnnealingofGrownh-ZnONanoflakes TheannealingofZnOfromSimonkolleiteinambientinordertoobtainlargeh-ZnOnanoplates wasrealizedandbroughttolightbyZhangetal.[61]. Thankstotheprecursor,Simonkolleite,whichis alsoahexagonalcrystallineprecursor,theprocesscanprovidehighqualityh-ZnO,however,theshape andthecrystalaspectratiooftheresultingcrystalsarelesscontrolled,albeitwithporousfeaturesleft behindbythechloridehydroxidemonohydratechainsdiffusingoutofthematerial,leavingbehind porousfeaturesatahighertemperature. Inthiswork,suchamethodisappliedtothegrowncrystals, allowing a higher aspect ratio of (0001) plane while keeping the crystallinity through the process whilestartingfromh-ZnOasaprecursor,allowingtherelocationsanddiffusionofZnandOatomsto becomemorefavorableandcontrolled. Additionally,webelievethatthecoalescenceprocessplayeda strongroleindictatingthegrowncrystalsize(c.f. SectionSIofSupplementaryMaterial). AsillustratedinFigure4a–ctheannealingtemperaturedoesplayanimportantroleinincreasing thesizeof(0001)plane. ItisnoteworthythataccidentaldopingbybothCl− andK+canbefixedvia annealing. Sincetheannealingisconductedinanambientenvironment,K+istreatedandremoved byhumidity,thus,thereductionofK+ionwhileCl− effectivelycappedtheZnOonthe(0001)plane, makingtheionsdifficulttoremove. AsdemonstratedinFigure4c,annealingathighertemperature giveshigherthermalenergyforthealreadydepositedZn2+ andO2− todecomposeandrecompose intonewseededh-ZnO,allowingforthecompositionoflargerfinalannealedflakes. Asdemonstrated in the EDS results, the K+ component is either decomposed or becomes less detectable due to the yield and size of the ZnO flakes. It is also noteworthy to point out that the h-ZnO prepared this way has less Cl contamination than that prepared by the annealing of commercial Simonkolleite, allowingforgrowncrystalssuperiorintermsofelectrontrappingforPVdevices,especiallyinthe case of nano-scale flakes [62], and efficiency as a gas sensor [63]. Also, by annealing only up to 300C,thegrownflakeshavelesstendencytobecomeporous[64]and, thus, haveahighercarrier mobilityinPVapplications,albeitsuchpropertiescouldalsobebeneficialforagassensingapplication. Furthermore, this proposed method allows significantly larger grown flakes, as demonstrated in Figure4f,despitethembeinglessfavorablethermodynamicallyaccordingtoourGibbsfreeenergy analysis(c.f.SectionSIofSupplementaryMaterials). 3.4. Post-AnnealingCharacterization Tofurtherconfirmthequalityoftheannealedsamples,aseriesoftestswereconductedtoverify theintegrityofthefinalproductsfromourproposedprocess,TEMwasfirstusedtocharacterizethe crystallinityofthesample. Figure5a–cillustratedTEMresultsontheannealedcrystals,whichwere grown for 30 min prior to annealing at 300 ◦C for 1 h in an ambient environment. The d-spacing ofthecrystalswasdeterminedtobe3.989Angstromsandthezoneanalysispatternsdemonstrates the high crystallinity in the grown samples, which is in good agreement with previous work [65]. AsillustratedinFigure4e,f,fromtheRamanresultsontheannealedcrystals,aprominent438cm−1E 2 peakcorrespondingto(0001)planewasdetectedat300◦Cannealing. Thispeakwaslessobservedin lowerannealingtemperature,likelyduetoadifferentorientationofthe(0001)planewhilsttheplanes aregrownvertically. Asmallshiftof393cm−1and254cm−1peakswereobserved,thisislikelydue Materials2018,11,1360 9of14 tothechangeinsizeconstraintsastheflakesgrowlargerwiththeannealingtemperature,relaxing theaveragemodeofthephononsinasimilarcasetothequantumdotscasepreviouslystudiedby Chengetal.[38]. AsshowninFigure4f,thephotoluminescencedemonstratesthesuperiorityofthe crystalsannealedat300◦C,asacrystalpeakat389nmwavelengthisclearlydominant. Weattribute thebroadeningofthePLpeaksonoursamplestooxygenvacanciesatlowerannealingtemperature. Again,thisconfirmsourassumptionofreductionofdefectsofaccidentaldopingbytheelectrochemical deposition process with higher temperature annealing in ambient and the results are also in good agreementwithadiscussionprovidedbyZhangetal.,2017[61]regardingtheannealingtemperature dependencetrendandadevice’sperformance.Inaddition,ourresultsalsosuggestedthatinworkdone byZhang,thepoorperformanceofflakesannealedatlowertemperaturemayhavebeenduetotheoxide vacancies,ascanbeobservedinouropticalresults. Regardless,suchissuescanbeavoidedthroughour proposedmethodofusingECDgrownh-ZnOnanoplatesasaprecursorinsteadofSimonkolleite. Materials 2018, 11, x FOR PEER REVIEW 10 of 14 Figure 4. SEM images of the grown ZnO crystals grown for 30 min prior to annealing at (a) 100; (b) Figure 4. SEM images of the grown ZnO crystals grown for 30 min prior to annealing at (a) 100; 200; and (c) 300 °C for 1 h; and (d,e) more SEM images at different magnifications and locations for (b)200;and(c)300◦Cfor1h;and(d,e)moreSEMimagesatdifferentmagnificationsandlocations flakes annealed for 300 °C for 1 h for comparison; (f) statistical summary of (0001) plane flake size forflakesannealedfor300◦Cfor1hforcomparison;(f)statisticalsummaryof(0001)planeflakesize demonstrating statistics of flakes annealed at different temperature; and (g) flake’s statistics at demdoinffsetrreantitn agnnsteaatliisntgic tsemofpfleraakteusrea (nrnoueanldeedda dtodwifnf etroe dnetctiemmapl peroaintutsr.e ;and(g)flake’sstatisticsatdifferent annealingtemperature(roundeddowntodecimalpoints. Materials2018,11,1360 10of14 Materials 2018, 11, x FOR PEER REVIEW 10 of 13 Figure 5. Transmission electron microscopy (TEM) image at (a) lower; and (b) higher resolution of Figure5. Transmissionelectronmicroscopy(TEM)imageat(a)lower;and(b)higherresolutionof ZZnnOO flflaakkeess ggrroowwnn ffoorr 3300 mmiinn pprriioorr ttoo aannnneeaalliinngg aatt 330000 ◦°CC ffoorr 11 hh iinn aammbbiieenntt eennvviirroonnmmeenntt;; ((cc)) EElleeccttrroonn diffraction and zone analysis for the crystals; and (d) Raman spectrum and; (e) photoluminescence diffractionandzoneanalysisforthecrystals;and(d)Ramanspectrumand;(e)photoluminescence(PL) (PL) results of flakes grown for 30 min then annealed at different temperatures. resultsofflakesgrownfor30minthenannealedatdifferenttemperatures. 4. Conclusions and Outlook 4. ConclusionsandOutlook In this work, a relatively simple and scalable process for h-ZnO crystals growth for PV Inthiswork,arelativelysimpleandscalableprocessforh-ZnOcrystalsgrowthforPVapplication application via ECD in combination with annealing is proposed. Through observations via SEM viaECDincombinationwithannealingisproposed. ThroughobservationsviaSEMimages,wehave images, we have analyzed the statistics of the grown flakes’ hexagonal plane’s size. Our results analyzedthestatisticsofthegrownflakes’hexagonalplane’ssize.Ourresultsshowedanon-monotonal ssthroowngedd eap nenodne-mncoynooftothneala svterroangge dfleapkeen’sdheenxcayg oonf athlefl aakveesr’asgiez efluapket’os thheexaavgeornaagle folafk3e0s0’ µsimze2 uatp3 t0o0 t◦hCe average of 300 μm2 at 300 °C annealing temperature as shown in Figure 4f, which is a large annealingtemperatureasshowninFigure4f,whichisalargeimprovementonthe(0001)preferredplane gimropwrothvevmiaeants iomn itlhare m(0e0t0h1o) dp.reTfheerrreodl epslaonfeC gl−roawntdh Kvi+ai ao nsismwilearre minevthesotdig. aTthede rvoilaesC oVf mCle− aasnudr eKm+ eionntss. were investigated via CV measurements. Through optoelectrical analysis via Raman spectroscopy, ThroughoptoelectricalanalysisviaRamanspectroscopy,SEMandTEM,thehigh-qualityh-ZnOcrystals SEM and TEM, the high-quality h-ZnO crystals grown were confirmed and the role of affiliating ions grownwereconfirmedandtheroleofaffiliatingionsinelectrochemicalgrowthmechanismswere in electrochemical growth mechanisms were further understood. Furthermore, through our I-V furtherunderstood.Furthermore,throughourI-Vmeasurement,wehavedemonstratedthepotentialof measurement, we have demonstrated the potential of h-ZnO flakes as a platform for PV based device h-ZnOflakesasaplatformforPVbaseddeviceapplicationsviaalowheatpreparationprocess(c.f.our applications via a low heat preparation process (c.f. our Supplementary Material Section SII for SupplementaryMaterialSectionSIIforelectricaltestresults). Thisprocessnotonlyprovidedhigh electrical test results). This process not only provided high quality h-ZnO crystals but also holds qualityh-ZnOcrystalsbutalsoholdspromisesforamass-producibilitytransitionforindustriesthanks promises for a mass-producibility transition for industries thanks to the method’s relative simplicity tothemethod’srelativesimplicityandscalability. Andfinally,throughthiswork,wehaveprovided and scalability. And finally, through this work, we have provided further insight into the growth furtherinsightintothegrowthmechanismsofh-ZnOintheECDprocessandtheroleofassistiveions smuecchhaasnKis+masn odf Chl-−ZninOs uinc hthme eEcChaDn ipsrmoscedsest aainledd tihne oruorle2 -osft eapssgisrotiwveth iomnos dseulc.h as K+ and Cl− in such mechanisms detailed in our 2-step growth model. SupplementaryMaterials:Thefollowingareavailableonlineathttp://www.mdpi.com/1996-1944/11/8/1360/ sS1u.pFpigleumreeSn1t.aPrylo Mtoaftcearlicaulsla: tTedhe( af)otlhloewreiancgt ioarner aatveaiinlaebqleu iolinblriinuem aKt Cwawnwd.tmhedvpai.rcioambl/exoxfxG/si1b. bFsigfruereee nSe1r. gPyloletv oefl (c∆alGcu◦)lavteerds u(as)K tChel croenaccteinotnr artaioten iann edq(ubi)litbhreiuhm-Z nKOC ’asnnda nthoep lvaaterilaetblseiz oefs ’Gpilbobttse fdrewe iethne∆rGgy◦ .lFeivgeul r(e∆SG2°.) SvEeMrsuism KagCel ofgrownh-ZnOflakesontheelectrodeat(a)30s,(b)120s,(c)300sand(d)1800sintothegrowth. FigureS3. concentration and (b) the h-ZnO’s nanoplatelet sizes’ plotted with ∆G°. Figure S2. SEM image of grown h-ZnO Illustrationof(a)thedevicefabricatedfordepositedZnOflakes,(b)I-VcurveoftheZnOnanoflakesdevicewith [fKlaCkel]s =on0. 5thMe ealnecdtr(oc)dteh aetc (aal)c u30la ste, d(bc) o1n2d0u sc, t(acn) c3e00o fsZ annOd d(de)v 1ic8e00v ss [iKnCtol ]thues egdroinwtthhe. Fsyignutrhee sSi3s.. Illustration of (a) the device fabricated for deposited ZnO flakes, (b) I-V curve of the ZnO nanoflakes device with [KCl] = 0.5 M and (c) the calculated conductance of ZnO device vs [KCl] used in the synthesis. Author Contributions: All the authors contributed equally in this project in different manners and prospective, S. Choopun majorly contributes in ideas, growth discussion main project’s and technical directions, S.

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Department of Physics and Materials Science, Faculty of Science, Chiang Mai University, 239 Huay Keaw Road,. Muang Chiang Mai 50200, Thailand;
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