EFFECT OF ANNEALING AND TEMPERATURE ON THE MORPHOLOGICAL STRUCTURE OF POLYMERS E. W. FISCHER Inst liii! für Phys/kalische Chemie der Universitdt Mainz, II. Ordinariat. 65 Mainz, Germany ABSTRACT During heat treatment of a semicrystalline polymer. various alterations of the morphological structure can occur. Two special cases are treated in more detail: theirreversible thickening of the polymer crystals during annealing and the reversible premelting effects occurring during heating of a well annealed sample. With regard to the thickening process. two mechanisms have to be taken into account: melting and recrystallization on the one hand and refolding in the solid state due to the high mobility of the chain molecules on the other. Which type of process predominates depends on crystallization conditions, heating rate and molecular weight. The changes in the morphological structure due to premelting can be analysed by x-ray small angle scattering studies. It is shown that the decrease of crystal- linity within the so-called melting range is due to an increase of the thickness of the disordered surface layer. I. INTRODUCTION It is well known that semicrystalline polymers generally change their physical properties when they are heated to elevated temperatures far below the melting point. These changes are related to alterations of the morpho- logical structure and they indicate that in most cases the polymeric sample is not in a state of thermodynamic equilibrium. Therefore the heat treatment results in a reorganization of the structure leading to a state of order with a lower free energy. It is well established that two types of structure alterations can occur: irreversible and quasi-reversible changes. The first group of phenomena embraces numerous kinds of 'annealing effects' and generally the accompany- ing changes of morphology depend not only on temperature but also on annealing time. in the other case the measured quantities show a reversible behaviour with regard to temperature if the time of passing through the temperature cycle is sufficiently short. Very often a combination of both types of processes is observed. In this paper we will deal Lirstly with an important eliect of the first kind, 113 F 1K LI2CHFK (JiG ILLGAGL21pJC !UCLG9BC Oj (JiG IP!CJ(UG2? 01 (JiG bOJAWCL CLABI9J: anq BCCOUqJA MC MIJJ {LG9( (JiG df}921-LGACL?IpJG 2(LOC{I1LG CJJ9G? OCCflLiLJ qnLin bLC- WGJ11U II' IHICKEJ.4IWC Oh CKA21VF? DflHIJAC (k4JAE(FI14C OUG O1(PC W02J !mb0LIUUt 9IJIJGUJi1J CJjGG(2 1? 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M1JJ PC CWOU2JLS1G pA ouic cxbcuwcujaj OpBCLMJJIOIJ2 IIJC anwbjiou 0{ 1 2oJiq 2{aJC qip?iou nJccpaniaw LO !?0fPCLWal 1P!CYCU!U !2 WTiIJjA pacq 011 f MO Op2cLA&11002 (1) II Jill? pCCIJ Of)2CI.ACq LcbcarcqJA p? CJCCILOIJ WICLO2COb7\ 01 2!uIC janicjjac f[J91 1C OLICU{af 1011 01 fpc CJJa!1J2 LCWaJIJ2 con2fan. ' yucxawbjc Oj rpc 21 LIICfRLC oj an anncajcq bojAcrpAjcuc 2iuJC cLAaraJ !2 1ACU !'-' ij\ui.c \ y4aLUJaIIJaUCC Oj WOJCCIIj&L V EI'{" WiCL01.UbjJ 0J1!J ¶f1J1JG9G bo1AcipAjcnc !UIG L{L LPG CIJJ!U OL!CIJUI{IOIJ ! 'lI bcibcuqicnp;i io tpc bjuc O ipc J1'1 ANNEALING AND POLYMER MORPHOLOGY orientation during thickening has also been observed macroscopically in oriented samples3 and suggests that a completely molten phase is not formed during annealing. (ii) In many cases it was found that the tong spacing after annealing depends not only on temperature but also on annealing time2 as demonstrated in Figure 2. If the long spacing Lis supposed to represent the 130°C 400 128° C 126.5°C 300 25°C .< -J 0 120°C 200 115°C 100 1 10 100 1000 10000 t,min Figure 2. Dependence of long spacings of polyethylene single crystals on annealing time for various annealing temperatures7 8 The original spacing was 116 A. average thickness of the crystals, then the assumption of continuously occuring melting and recrystallization seems to be unreasonable. The experimental results plotted in Figure 2 reveal some interesting features of the thickening process. Within a certain temperature range the time dependence can be described in good approximation by L= L0+ B(T)log(- + I) (1) where B(T) is a proportionality constant. Remarkably the very first jump in long spacing after the shortest experimentally accessible times fits the logarithmic line well, at least for lower temperatures. Further it is noticeable that above 125°C some deviations from relationship (1) are observed. Especially at short times a large scattering of the values occurs which we could not overcome by variation of the experimental conditions. We have already explained this observation by the assumption of small unavoidable 115 F IA LI2CHEI{ qIUCLGUcG2 !' pG9filJ L9fG8 JSajGL pGafiu L9fG2 jcaq fo WGJIIU anq LG- CLAIajjiS5fiOU MGLGS Mif p 2I!PIIA UJSjjGL pGSfiU L9fG tP!crGn!n OCCfILB Mp!Cp 2f9piJiXG fiG CLAafSJ2 SSIUaj WGjfiIJ 20 OUG amA fL9M fiG cOUcJfl2iOn 1p91 fiG JIJCLG9BG 04 jOU abacin !2 U01 qne tO 9 FIUI4OLW bLocea pnf ipar pop wccpaniwa C91i OccnL: f JJJCJCCWU pA a jiqru qqjn2!ou anq wcjtiu jOjOMGq pA LGcLAaI9jJ!Saf IOU 2OW elect LOU WicLOcObicaj OBGLA9I loin fJOM iuqccq 1JJ91 IJJG &nueajiuh G5M0flL 01 fiG bojActpAjGuG JSWGJjS !B 01 a U0UflW(OLW auq cowbpcacq U9{ccLG LOL cxawbjc uk\iwe LGAG9J C]GSLJA I FI{wJ iJJic1OLLJbp ot o boActpAjcuc iujc cQatj &uucjcq u isc LOL Q win uq c1pGdnduJJrlncncpcq8 ILGG qIjjGLGLJI LGtJOJi2 01 OUG anq fiG 5WG CLAaIa a CGIJILSJ nnajecteq SLGS 9 wiqqjc 9LGS Gxpipitni jjpuJJaL ifLfICfflLG ?fIbb0GqjA uAtajji.'ccq pow fiG weji qnun dneucpin 01 {JJGcLA2f5j aIiq Sn OfIfGL LG!0U fjJicjCGIJGq qnLiLI 9IJJJG&J!U JJJGLG ! J\SLICJ A 01 aqqi{iOUSJ GtJqGncc 11 I jiG L0jG 01 UJGJfJIJ qnLJu SIJUGSJJIJ {LGSfWGIJ{ 9G[OLG MG qcaj MJ{JJ tjioae GXbGLIWGIJf aowc woqeja to pc tpicrGuw bLocc waA pG conaiqcLGq- pG G5IJG 01 fiG OAGL&JJ afIMC{ITLG can pe qcacLipcq aqednajejA pA tpc acpcwc 01 jtrn.e btobocq pA tattou; Vt f pc IJJOIGCIIJ&L JGAGJ qiucLelif Wccpaiiiawa 101 C}JSJU LGjoJqw JJSAG pGGIJ bLobo2cq pA KGUGrGLJ bGJGLJ!U1 Jq H0l1W1J1 MJJGLG fiG J92f f MO bLoboaJ iarc info accornif IJJG fiwc auq fGWbGL9f IILG qcbcnqcncc 01 ipe 1P!crGU!U bLocGa qcacupcq pA cdnaiou j AJOLG LGcGUfJA GJJGL c civ -J 2flFGfGq 9 LGJOJU WGCj.JSIJI2W accotqrn fO ik\nis f5JUIJ pn0 acconuf 2OWG GXbGLJWGIJISJ LG211JJ Wi bojAawiqc jpc qiEcfJ2aion Oj {pGG woqcja ! 01 LG5( !nrW !f amA 1JWflJ51G IJGM cxbcuwcuj JJfU L?J i04 I1 5AG fO fLA fO qcciqc T[JG pSBJC dncaion MG iutojcq in rpcc woqcj2: ipc fpicrcn!u bLocca abbLobuafcjA qcacupcq pA JiG S2aflWb{JOLJ 0j a opq 2fSfG ILSIJBJIJOJJS OPAIOIThIA 1}JC SIJ2MGL {0 1P! dnc2Jiou i cjocjA aaaociatcq MUP rpG btopjcw 04 {G WGJfJ1J fGWbCLSfRLG 04 f}JG OLIthIJSJ CL?\2{5J2 2!IJCG pA qGjniipoir ncp ¶1 fLFJUa!f lOLl jayca bjacc Mi{pon{ IW ANNEALING AND POLYMER MORPHOLOGY (a) (b) Fiqure 4. The arrangements of chains in sections of a lamellar aggregate. (a) Before annealing (b) After annealing. According to Stratton9. transforming the material to the molten state. Unfortunately the melting behaviours of polymer crystals is very complicated as well. We will see later especially that the effect of partial melting and the influence of molecular weight distribution will give rise to serious difficulties in the definition of the fusion point of' a semicrystalline polymer. Nevertheless, according to Mandelkern et al.'4 there is strong evidence that in the case of fractions of polyethylene the temperatureT*, at which the increase of' the long spacing starts, can be identified with the melting temperature of' the crystals. The authors studied this critical annealing temperature T* as a function of' the (a) (b) (c) (d) (e) Fiqure 5.Schematic representation of a refolding mechanism proposed by Dreyfus and Keller1 3 117 E. W. FISCHER initial crystallite thickness and showed that T* obeyed the well known equation of the melting point T of a crystal of the small size c in the chain direction: / 2a T* T = T, (1 — Reasonable values of the equilibrium melting point T, the interfacial free energy 7( and the enthalpy of fusion AH have been obtained using the identity T* In the case of unfractionated polyethylene the situation is more difficult. For example, in Figure 6 the change in long spacing L as a function of anneal- 100 100 110 120 130 7; Figure 6. Dependence of long spacing ot solution grown polyethylene crystals on annealing temperature alter annealing for I hour'5. (-----—-f PE crystallized at 80 C:(- 0 PE crystallized at 90 C - - )fractionated PE (Mq =40000). crystallized at 90 C ing temperature is plotted for various samples of polyethylene grown from dilute solution15. In the case of a fraction M 40000,Lremainsconstant up to 124C in agreement with the results of Mandelkern et a!.14. The unfractionated materiall, however, shows thickening at 110°Cand 115°C respectively, depending on crystallization temperature. The remarkable differences between fractionated and unfractionated samples are also reflected in the shape of the difierential thermoanalysis curves, see Figure 7a. The crystals of unfractionated polyethylene show only one endothermal maximum at about 132°C, whereas the fractionated sample yields two peaks as already found by other authors'6' Thefirst peak can be interpreted as due to the melting of the original crystals, the second peak is supposed to be caused by the recrystallized material. This t The crystals were filtered at the crystallization temperature, so the very low molecular components have been removed. 118 ANNEALING AND POLYMER MORPHOLOGY 05 2 8 32 120 140 120 140 120 140 120 1/.0 1°C L____ 120 140 120 140 120 140 120 140 120 140 1°C Figure 7a. DSC curves of solution grown polyethylene crystals recorded with the indicated heating rates in C/min'. Upper row: IJnfractionated Marlex 50; Bottom row: fractionated PE. M =40000. crystallization temperature 90 C. 136 C) 0 132 128 0 60 Heating rate °C/min Fiqure7b. The temperature position of the endothermal maxima of the DSC curves depending on heating rate.• Marlex 50. A fractionated PE. interpretation is supported by the dependence of the shape of' the melting curves on the heating rate, see Figures 7a and b. In the case of the fractionated sample, only one endotherm maximum is observed when high heating rates are applied. Obviously recrystallization from the melt is avoided by fast heating. 119 E. W. FISCHER So far the interpretation of the increase ot long spacing as caused by melting and recrystallization seems to be fully confirmed. One has to keep in mind, however, two other observations. Firstly, the appearance of two endotherm maxima in the melting curves of the fractionated samples also depends on the crystallization temperature as shown in Figure 8. At low 30 C > 20 10 stut850Cj)i\, 0 100 120 1i0 °C T, Figure 8.USC curves of a polyethylene fraction (Mq = 40000)crystallized from dilute solution at the indicated temperatures's. Heating rate 1 C mm. crystallizat ion temperature (80C) only one maximum appears. Secondly, the temperature position of' the second peak depends not only on annealing temperature but also on annealing time, as demonstrated in Figure 9. During annealing at temperatures above the melting point of the original crystals, the melting peak due to the recrystallized material still shifts to higher temperatures with increascd time. Accordingly small angle x-ray measurements showed that the long spacing of crystals obtained from the traction increases from 160 Ato240 A when the annealing time is increased I' I I I —Annealing time lh 20 > Uncinnecited 10 Annealing time 305 0 100 120 140 T, °C Figure9. I)SC curves ofa solution crystalliied PEIraction annealed at 128 Cior various times' 120 ANNEALING AND POLYMER MORPHOLOGY from 1 mm to 1000 at a constant temperature of 128°C. These results mm indicate that in addition to melting and recrystallization another process is going on, which results in a continuously changing long spacing. The same conclusion could already be drawn from the results obtained with unfractionated samples which are plotted in Figure 2. Even if the solution grown crystals melt at annealing temperatures beyond 125°C, it is observed that subsequently the long spacing of the recrystallized mat increases continously with time. In this connection it may be interesting to look at the annealing behaviour of solution grown crystals of polymers different from polyethylene. It is known that polyethylene oxide (PEO) crystals also undergo a drastic alteration of morphology during annealing'8. Our own studies were per- formed using PEO of Mq = 32000crystallized from 04% xylene solutions'9. The dependence of long spacings on annealing temperature are plotted in Figure 10. There is a clear break in the curve at 57°—58°C. On the other hand, 2 g'200 U 60 50 52 54 56 56 60 Annealing temperature,°C Figure10. Dependence of long spacing of solution grown polyethyleneoxide crystals on annealing temperature after annealing for 10 mm19. in the DSC melting curves of the same crystals, the first indication of melting is observed at about 58°—59°C with a temperature position of the endothermal maximum of 62.5°C. Taking into account the fact that during the DSC run some reorganisation has already taken place, it may be reasonable to assume that the break in the curve in Figure lOis caused by the melting of the original crystals. Then the increase of long spacing at annealing temperatures below 57°C is probably due to a thickening mechanism which is different from melting and recrystallization. Remarkably, in the L(T) plot of Figure 10 a plateau at about 170 A is observed. This value agrees rather well with the twofold value of the original long spacing. This observation may be considered as additional evidence for the model proposed by Keller et al.'3 which was pictured in Figure 3. The described results of small angle x-ray scattering studies give rise to the 121 E. W. FISCHER intriguing question whether there is sufficient mobility of the chain molecules within the crystal lattice. In order to allow for a complete reorganization of the structure without melting. a coordinated translational motion has to be assumed. The mobility of the chains in the lattice can be studied by means of the motional narrowing of the broad component in the nmr spectra. Figure 11 shows the temperature dependence of the second moment and of 16 24 12 U) a) -c E 0 16 E -o c C0 4 c ta-) U) 0 3 -100 -60 -20 0 40 80 Figure Il. Linewidth and second moment of the nmr broad line spectra of PEO solution grown crystals as a function of temperature19. the line width in the case of PEO solution grown crystals'9. A drastic decrease of these quantities is observed and rather low values are obtained at temperatures beyond 50°C, where the thickening process starts. In this connection we refer also to the extremely interesting results of Kovacs20, who observed thickening during the crystallization of PEO single crystals from the melt. Summarizing the results about the effect of annealing on the change of morphological structure one may conclude that two competitive processes occur. On the one hand, whole crystallites or parts of them may melt and new crystallites develop from the molten phase. On the other hand there is evidence for a thickening process occuring continuously and involving parts of the original crystals. Which mechanism predominates depends on mole- cular weight distribution, crystallization temperature, heating rate and annealing temperature. The distinction between a melting—recrystallization process and continuous thickening does not mean that in the latter case no molten material is involved. As we will show in the next section, many experimental results indicate that during heating a partial melting at the surface of the crystal takes place which we call boundary premelting. This process seems to play an important role in the thickening mechanism. 122
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