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Educational Assessment in the 21st Century · Claire Wyatt-Smith J. Joy Cumming Editor Educational Assessment in the 21st Century Connecting Theory and Practice 123 Editors Prof.ClaireWyatt-Smith Prof.J.JoyCumming FacultyofEducation FacultyofEducation MtGravattCampus MtGravattCampus GriffithUniversity GriffithUniversity 176MessinesRidgeRoad 176MessinesRidgeRoad MtGravattQLD4122 MtGravattQLD4122 Australia Australia c.wyatt-smith@griffith.edu.au j.cumming@griffith.edu.au ISBN:978-1-4020-9963-2 e-ISBN:978-1-4020-9964-9 DOI10.1007/978-1-4020-9964-9 SpringerDordrechtHeidelbergLondonNewYork LibraryofCongressControlNumber:2009920277 (cid:2)c SpringerScience+BusinessMediaB.V.2009 Nopartofthisworkmaybereproduced,storedinaretrievalsystem,ortransmitted inanyformorbyanymeans,electronic,mechanical,photocopying,microfilming,recording orotherwise,withoutwrittenpermissionfromthePublisher,withtheexception ofanymaterialsuppliedspecificallyforthepurposeofbeingentered andexecutedonacomputersystem,forexclusiveusebythepurchaserofthework. Printedonacid-freepaper SpringerisapartofSpringerScience+BusinessMedia(www.springer.com) Foreword Signs of Change: Assessment Past, Present and Future AnotherTime,AnotherPlace...Examinations ThenandNow In the Temple of Literature in Hanoi, Vietnam, a series of stone stelae records the names of the handful of illustrious examination candidates who, in each century, passedthenationalexaminationtobecomeaDoctorofLiterature.Beginninginthe 11thcentury,theexamswereconductedpersonallybysuccessivekingswhopursued Confucianidealsthatfoundexpressionintheenormousvalueplacedonthepursuit ofwisdomandlearning. Inthe21stcenturywearebothpuzzledandimpressedbythistradition.Puzzled by such an explicit commitment to a meritocracy in an essentially feudal society; impressedbythisenthusiasmforlearningandthepursuitofwisdomatthehighest levelofsociety. Yet, there are also important similarities between the 11th and 21st centuries. Then, as now, assessment was associated with excellence, high standards, pres- tigeandcompetition—successforthechosenfew;disappointmentforthemajority. Then, as now, the pursuit of excellence was embedded in a social context that favouredtheeliteanddeterminedsuccessintermsofthepredilectionsofthepow- erful.Then,asnow,thepurposeoftheassessment,thewayitwasconductedandits impactonsocietyallreflectedthesocialandeconomicprioritiesoftheday. However,whereexaminationsintheformthatwewouldrecognisetodayexisted in pre-modern societies, they were typically of a consistent pattern. They were extremelyhierarchicalinorganisation,inthatonlyatinyminoritycouldbesuccess- ful.Theyweretypicallyoralorwritteninmode.Theircontentnormallyconcerned themasteryofdesignatedclassicaltexts,andtheywereconductedprimarilyforthe purposeofselection. In the 21st century, examinations and other forms of assessment serve a much wider range of purposes and take a greater variety of forms. They are also com- monly used for the certification of competence, to monitor educational standards andtoprovidelearnerswithfeedback,aswellascontinuingasinpreviouserasto serveanimportantsocialfunctioninprovidingforselection.Ineachcase,however, thesamefourdimensionsofvariabilitymaybeidentified.Thesearepurpose,mode, v vi Foreword content and organisation. This fourfold characterisation may usefully be used to compare key aspects of examination systems that have existed in different times and places in order to explore their link to the social context in which they are embedded.Theuseofthefourthemesofpurpose,mode,contentandorganisation for analysis of assessment practices provides a framework within which to under- stand the particular challenges for assessment in the 21st century and how these might differ from the formal assessment systems that began to be widely used in the West during the 19th century. Central to any such analysis is a recognition of the different assumptions shaping educational practices in pre-modern, traditional societies,sincethesedifferencesinturnshapethewayinwhichthepurpose,mode, contentandorganisationofassessmentaredetermined. AssessmentasaModernistProject Although, as suggested above, the use of examinations to determine relative merit andcompetencehasalonghistoryinhumansociety,itwasreallyonlywiththepost- Enlightenment emergence of ‘modern’ society in the West that such use became widespread and, eventually, defining within educational provision. The emphasis onindividualrightsandresponsibility,rationalityandscientificprogressthatchar- acterised Western societies, atleast during this period, provided fertilesoilfor the growthofexaminationssinceexaminationsprovidedapowerfultoolfortheappli- cation of these principles in the organisation of educational provision and social opportunity. Initially, at least, these ‘modern’ examinations were similar in many respects to those that had long been used in other parts of the world and in other contexts.Thedominantpurposecontinuedtobetheprovisionoffaircompetitionby meansofwhichthe‘best’candidatescouldbechosen.Asbefore,too,practicalities would dictate that the principal mode for conducting such competitions would be either oral or written interrogation. In terms of content, the ability to demonstrate masteryofclassictextsonlyverygraduallycametobecomplementedbythenew disciplines being created by the development of scientific research and associated discoveries. However,therewasalsoaverysignificantdifferencefromtheexaminationschar- acteristicofpre-modernsocieties.Thisdifferenceconcernedthewidespreaddevel- opment of bureaucratic systems for their delivery. National examination boards, universityexaminationsyndicatesandothersimilarorganisationsbegantoemerge in order to make possible the systematic and rigorous administration of examina- tions to many hundreds of candidates, rather than to an elite few. Gradually, these systems necessarily also came to control the content of the examination, the way itwasconductedandthedesignationoftheassociatedqualification.Disseminated around the world during the colonial era, examinations and the organisations that ranthemthusbegantobeabletoexerciseanunprecedenteddegreeofinternational influence on both the shape of educational provision and the regulation of social opportunityandstatusincountriesacrosstheworld.Thestrengthandscopeofthis Foreword vii influence grew steadily during the 19th and 20th centuries, with the advent of the 21st century witnessing examinations and assessment being used ubiquitously to provideforselection,forcertification,foraccountabilityandforinternationalcom- parisonsofeducationalstandards.Theadventofthe21stcenturyalsoheraldedthe early stages of a movement to promote the use of assessment as a tool to support learningitself. AssessmentasaPost-modernProject Although the new century is less than a decade old, it is already apparent that the belief in the power of science to solve the world’s problems that so characterised the post-Enlightenment era is being rapidly eroded. ‘Post-modernism’, instead, is recognising the increasingly fractured nature of society and the limitations of sci- encetoprovidesolutionstothegreatissuesofourtime,suchasthesustainabilityof theplanet,povertyandsocialcohesion.Formany,thecertaintiesofmodernismhave beenreplacedbypost-moderndoubtsaboutthepossibilityofprogress.Recognition of the fallibilities of science has brought with it an increased recognition of the importanceofdiversityandsubjectivity.Changesinthenatureofwork,globalisa- tion,theinformationrevolutionandtheincreasinglysocialnatureofcontemporary challengesalsosuggestdifferentprioritiesforeducationsystems.Thesewillinturn requiredifferentprioritiesforassessmentpractices. Withtheerosionoffaithinthesearchforcertaintythroughsciencehascomethe associated recognition that the assessment of educational performance cannot be anexactscienceeither;thattheinvolvementofhumanbeingsineveryaspectofits design,executionandusemakesitirrevocablyasocialprojectandthussubjecttoall thevagariesthatanykindofhumanactivityimplies.Thishasledtothebeginnings ofamorehumanisticapproachtoassessment.Bycontrastwiththepursuitofmaxi- mumaccuracyineducationalmeasurement,whichlargelydefinedthe20th-century approachtoexaminations,testingandassessment,theagendaforassessmentinthe 21stcenturyshowssignsofagrowingpreoccupationwith‘fitnessforpurpose’and impactonlearning.Duringthe20thcentury,researchanddevelopmentinexamina- tions and assessment tended to focus overwhelmingly on issues of ‘mode’—how to test better—more accurately, more equitably, more efficiently and even more humanely. By the same token, comparatively little consideration has been given to how to make the other three dimensions of purpose, context and organisation morefitforpurpose,despitethefactthatthelatterarefundamentalinshapingthe prioritiesthatdecisionsaboutmodemustaddress. Perhapsitisforthisreasonthat,despiteagrowingrecognitionofthelimitations of a scientific approach to assessment, the 21st century is nevertheless finding it hard to escape from the assessment thinking and practices that were characteristic ofthe20thcentury.Asaconsequencethepurpose,mode,contentandorganisation ofexaminationandassessmentpracticesaroundtheworldtodayremainstrikingly similartothosethatprevailedacenturyormoreago,despitethescaleofthechanges viii Foreword thathavetakenplaceinsocietyduringthattime.Therecanbeveryfewtechnologies indeed that have developed conceptually so little over the course of the past 100 years.Itwouldappearthattheexaminationsystemsthatevolvedwiththemodernist erahaveprovedtobejustasenduringastheirprecursorsinpre-moderntimes. However, if the design and application of these social phenomena have proved remarkably resistant to change, their influence has continued to spread. The com- bination of bureaucratic administration, widespread social penetration and global dispersal which the 20th-century development of examinations and assessments of all kinds produced, had produced a megalith so deeply rooted in public con- sciousness and so powerful in its influence that alternatives are almost literally inconceivable.Thus,asaresult,thedawnofthe21stcenturyheraldsasituationin which,whilethereisincreasinglybroadrecognitionamongassessmentprofession- als,teachers,researchersandevenpolicymakersthatthereisaneedforsubstantial change of approach to assessment, any significant re-balancing in the way we use assessments,inthewayweconductthem,inthecontentthatisincludedandinthe wayinwhichassessmentsareorganised,remainselusive. However,therearehopefulsignsthatthehistoricalpreoccupationwiththeuseof assessmentintheformofexaminationsandteststomanagecompetitionforscarce opportunities is likely to be re-balanced in favour of an emphasis on certification. Assessment procedures are needed that are capable of determining achievement across a very wide range of content and skills, in many different contexts and at a great variety of levels. Assessment procedures need to be able to engage stu- dents with diverse cultural and personal backgrounds, to provide a fair means of judging students with disabilities and other kinds of special needs. For this and for many other reasons, there is increasing interest in the potential of assessment procedures that can be delivered electronically and so save both time and money whileprovidingpersonalisedfeedback. Newareasofcompetencesuchasplanningandmanagingone’sownlearningand meta-cognitionaregrowingrapidlyinimportance,bycontrastwithmoretraditional formsofknowledgeandunderstanding.Inthemuch-bruited‘knowledgeeconomy’, thefosteringofcreativityandthedevelopmentoftransferableskills,suchasanal- ysis, team work and problem solving, are already a central concern. To the extent that this is so, assessment in the 21st century seems likely to be characterised by a much more radical departure from tradition than in the previous two centuries, as written tests give way to the accreditation of real-life practice, and occasional ‘big-bang’ examination events are replaced by ‘just-in-time’ online assessments and on-demand, personalised ‘micro assessments’. This is not just a question of developments within a paradigm; it concerns the evolution of a fundamentally newone. Central to the emergence of such a new assessment paradigm and the element uponwhichalltheotherchangesarelikelytodepend,islikelytobethedimension of organisation and the development of new forms of delivering assessments. It seems likely that the monolithic, traditional examination systems underpinned by substantial administrative bureaucracies are likely to evolve into much more dis- tributedsystems.Intypicallypost-modernstyle,the‘grandnarratives’ofassessment Foreword ix and certification characterised by a few main gatekeepers and a limited range of qualificationsarelikelytobecomefragmentedintosmaller,moreflexibleunitsand credits that individuals can mix and match. The traditional ‘rites of passage’ of school-leavinganduniversityentranceexaminations,degreefinalsandprofessional qualificationsarelikelytobegraduallyreplacedbytheabilitytoaccumulatecredit atdifferenttimesandlevels.Individualswillbeabletostudyforcreditindifferent settings such as school, college, university or work, at different times—pre-work, duringworkandpost-work,duringretirementandthroughdifferentmeanssuchas e-testsandwork-basedassessmentaswellasthroughmoretraditionalperformance assessments. The credits obtained will accumulate into a personal portfolio—a record of achievement that provides a unique and self-managed narrative on each individual’slife-longlearning. Ifthisseemsaratherfancifulscenariointhefaceoftheapparentlyunquenchable international obsession with traditional examinations and tests, it is important to recognisethattherearealreadysignificantstrawsinthewindthattestifytotheemer- gence of a more 21st-century version of educational assessment. Tertiary students can already accumulate credits as well as whole qualifications. Qualifications are becoming cumulative and expressed in terms of national qualification frameworks with levels that stretch from school through to the highest reaches of university study.Experienceatworkcanbeaccreditedascontributingtowardsacademicqual- ifications through the accreditation of prior learning. The increasingly wide range and scope of available accreditation are breaking down the traditional qualifica- tion‘highways’.Theavailabilityofnewtypesofqualificationandnewaccrediting bodies is both testimony to, and supportive of, this trend. In the United Kingdom, for example, commercial companies like McDonald’s can now award their own qualifications within a nationally recognised framework of levels of achievement andcredit. Perhapsmostfundamentalofallisthetransformativepotentialofe-assessment. On the one hand, it can help both to guide and to motivate learning by providing rapid, individualised and constructive feedback. On the other hand, through simu- lated authentic tasks, it can provide convenient and flexible access to all kinds of academicandprofessionalaccreditation. The chapters in this book illustrate many of these trends. Some explore the rapidly developing potential of e-assessment. Others address the way in which the breaking down of uni-dimensional forms of assessment will help to foster greatequalityofopportunity.Stillothersconsiderthe‘data-environment’andhow the skilful use of available information can be used by teachers better to guide interventionsinrelationtoaparticularindividual’slearning. TheWayForward...? History is a good teacher. It allows us to marvel at what seem to us to be the rather quaint idiosyncrasies of another era. History strips reality of the subjective, oftheemotions,whilelayingbarethegrandnarrativesthatinformedthechoiceof x Foreword particular policies and practices. The present is a poor pedagogue by comparison. The clutter of social debris accumulated since the inception of mass education, in particular,makesitdifficulttoachieveagenuinelycontemporaryperspectiveonthe utilityofcurrentassessmentpractices.Butthetitleofthisbookchallengesustodo this,tounderstand thechanging exigencies thatshapeeducation fortoday’sworld and,hence,theapproachestoassessmentthatthesecallforth. What will the world in 2100 or even 2200 make of the education policies and practicesof2010?Thegrandnarrativesoftodaysuggest,atbest,adifficultfuturefor theworld,characterisedbytheimpactofglobalwarming,foodandwatershortages andthepressuresofanever-expandingpopulation.Theseinturnarelikelytoleadto anincreaseinviolenceandterrorism,inter-ethnicstrifeandacontinuallywidening disparitybetweenrichandpoor,NorthandSouth.Itisapessimisticfuture,afuture inwhichthecloseassociationbetweenlevelsofeducationandnationalprosperity has become overlaid by other priorities. The priorities for education systems are thuslikelytochange. As this book makes clear, the challenge for assessment in the 21st century will be to reflect these newly emerging educational priorities. Assessment procedures will be needed that support the preparation of the next generation with the skills and values that they will need to manage the emerging global challenges. For if, asiswidelyrecognised,assessmentthatdrivesindividualeffortandaspiration;that communicatessystemprioritiesandthatprovidesthecurrencyofsocialopportunity, foreducationtobegintoaddresschangingglobalpriorities,theassessmentsystems thatshapeitwillneedtochangealso. This book presents evidence of the overwhelming need for a fresh appraisal of currentpracticesinthisrespect,whethertheseconcerntheassessmentofindividual student achievement, teacher and school accountability or education system man- agement. It suggests that there is a need to reconsider current assumptions and practices with regard to all four of the assessment dimensions identified earlier— purpose, mode, content and organisation. If contemporary educational assessment practicesareoneofthemostpowerfulinstitutionsoftoday’ssociety,thenthebur- den of this book is that they cannot be allowed to operate without the closest of criticalscrutinyconcerningtheirfitnessforpurpose.Atwhateverlevelassessment decisionsaremade,whetherthisisintheclassroomoratthatofnationalpolicy,it is essential to ensure that the approaches being used are the most fruitful that can possiblybeachievedwithintheconstraintsofwhatispracticallyandtechnologically possibleatanygiventime.Sadly,thelackofanyrealchangeinassessmentthinking andpracticeinrecentdecadessuggeststhat,sofar,thishasnotbeenthecase;that traditionandpoliticalexpediencyratherthanfitnessforpurposehavebeenthemain influencesonassessmentpractice. The purpose of assessment during the 20th century has been overwhelmingly the generation of summative data. The content addressed has concerned primarily cognitive tasks. The mode has been the largely traditional vehicle of paper-and- pencil tests and the organisation through large testing and assessment providers. Could it really be the case that stubborn persistence of this out-moded thinking and the technologies of a bygone age are now finally to change? This book offers Foreword xi hope. It suggests that after more than a century of modernist-inspired educational assessmentpracticesinwhichthepursuitofscientificallydefensiblemeasurement hassubstantiallyeclipsedissuesofutility,fairness,flexibilityandrelevance,wemay wellbestandingatthethresholdofsignificantchange.Coulditbe,finally,thatthe grand narratives of intelligence and ability, which were regarded as the key to the determination of life chances, are beginning to yield to a more practical discourse ofmultipleexperiences,skills,knowledgeanddispositions? Thisbookdescribessomeofthestartingpointsforthisjourneyandhelpstopoint theway.Itsuggeststhatintime,theassessmentproceduresofthe21stcenturywill be as fitting to the needs of the contemporary world as those of pre-modern Asia weretotheirs.Perhapsthentherewillbenoneedforanyonetogotothetempleto prayforsuccess. Gloucestershire,UK PatriciaBroadfoot

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