East Asia Houghton Mifflin Company Boston Dallas Geneva, Illinois Palo Alto Princeton, New Jersey East A sia Tradition SP Transformation Revised Edition John K. Fairbank, Professor Emeritus Edwin O. Reischauer, Professor Emeritus Albert M. Craig Harvard University To Serge Elisseeff Director of the Harvard-Y tucking Institute 1934-1956 Cover art courtesy of the Freer Gallery of Art, Smithsonian Institution, Washington, D.C. 06.231 Japanese Ptg: Momoyama-Edo period, 17th c. Rimpa school, by Sotatsu. Waves at Matsushima, Paper 166.0 x 369.9 cm (65%" x 14$%"). Copyright © 1989 by Houghton Mifflin Company. All rights reserved. No part of this work may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying and recording, or by any information storage or retrieval system without the prior written permission of Houghton Mifflin Company unless such copying is expressly permitted by federal copyright law. Address inquiries to College Permissions, Houghton Mifflin Company, One Beacon Street, Boston, MA 02108. Printed in the U.S.A. Library of Congress Catalog Card Number: 87-81263 ISBN: 0-395-45023-3 IJ-VB-00 Contents Maps and Charts ix Preface xi The Pronunciation of Chinese, Japanese, Korean, and Vietnamese xiii 1. The Setting of East Asian History 1 The Objectives of This Study / Land, Peoples, and Languages / China's Geographical Setting / China’s Traditional Economy and Society 2. Early China : The Birth of a Civilization 17 The Archaeological Record / Early Chinese Traditions / The Chinese Writing System / Shang Culture / The Early Chou 3. Classic China: The Golden Age of Chinese Thought 33 The Later Chou / The Age of the Philosophers and the Classics / Confucianism and Taoism / Other Philosophic Schools 4. The First Chinese Empire : The Ch’in and Han Dynasties 3 3 Ch’in Creates the Empire / Han Receives the Mandate / Han Thought and Scholarship / The Dynastic Cycle / The Later Han / The End of the First Chinese Empire 5. The Regeneration of the Empire 83 The Challenge to the Chinese System / The Coming of Buddhism / The "Barbarians” Restore the Empire / The Sui and T’ang Dynas ties / The Revival of Centralized Rule / The Absorption of Bud dhism / The Growth of Chinese Culture v vi Contents 6. The Late Tang and Sung: The Flowering of Chinese Culture 116 The Transition from Classic to Early Modem China / The Late Tang / The Sung Dynasty / The Commercial Revolution / Society and Culture / Neo-Confucianism 7. China and the "Barbarians” : The Mongol Empire 132 The Society of the Steppe / The Mongol Empire / China under Mongol Rule 8. State and Society under the Ming 177 Chinese "Culturalisin'’ / Government under the Ming / Society and Culture under the Ming / Foreign Relations / The Ming Economy / The End of Ming Rule 9. Traditional China at Its Height under the Ch’ing 211 The Rise of the Manchu Dynasty / Ch’ing Rule over China / Culture in Late Imperial China / The Beginning of Dynastic Decline / Early Western Contact 10. Vietnam : A Variant of the Chinese Pattern 258 The Sphere of Chinese Civilization / Early Development of Vietnam / The Chinese Pattern Challenged and Reaffirmed 11. Early Korea: The Emergence of a Chinese Type of State 277 The Beginnings of Korean History / The Three Kingdoms / The Silla Period / Early Koryö / Later Koryö 12. Yi Dynasty Korea : A Model Conf ucian Society 300 The Perfected Chinese Pattern / Society and Culture / Political Disruption / The Later Years of Yi Rule 13. Early Japan: The Absorption of Chinese Civilization 324 The Land and People / Ancient Japanese Society / The Adoption of the Chinese Pattern / The Nara Period / The Modification of the Chinese Pattern / The Culture of the Fujiwara Period 14. Feudal Japan : A Departure from the Chinese Pattern 358 The Rise of the Provincial Warrior Class / The Kamakura Period / Early Feudal Culture / The Ashikaga Period / High Feudal Society Contents ▼ii 15. Tokugawa Japan : A Centralized Feudal State 392 Political Reunification / The Tokugawa Shogunate / Social and Economic Development / Tokugawa Culture / The Erosion of the Tokugawa System 16. Invasion and Rebellion in Nineteenth-Century China 435 Traditional China’s Resistance to Change / Scholarship and Thought / The Collapse of the Canton System / The Opium War / Western Influence Through the Early Treaty Ports / The Rise of Rebellion / Final Establishment of the Treaty System / The Restoration of the Ch’ing Government 17. Japan’s Response to the West 484 The Impact of the West / Political Ferment in Japan / The Resort to Military Force / The Creation of the New Government / Consolidating the New Regime 18. Modernization in Meiji Japan 513 Economic Development / The Transformation of Society / The Creation of the Constitution / The Early Years of Constitutional Government / The Fulfillment of the Meiji Dream 19. China's Response to the West 558 Early Westernization in Self-defense / The Restoration of Confu- cian Government / The Reaction to Christian Missions / Economic Developments under the Treaty System / The Difficulties of Early Industrialization / The Slow Progress of Modernization 20. Imperialist Encroachments on China, Vietnam, and Korea 597 Foreign Aggression on China’s Periphery / Vietnam’s Absorption by France / Korea’s Response to the Outside World 21. The Heyday of Imperialism in China 619 Power Politics over China / The Reform Movement / The Boxer Rising / Imperialism and the Chinese Response 22. Imperial Japan : Economy and Society 648 The Maturing of the Economy / Social Change / Currents of Thought viii Contents 23. Imperial Japan: Democracy and Militarism 682 The Growth of Parliamentary Influence / Taishö Democracy / The Rise of Militarism / Japan at War 24. China: From Monarchy to Warlordism 726 The Late Ch’ing Reforms / The Revolution of 1911 / The Republic's Decline into Warlordism 25. The Rise and Decline of Nationalist China 763 The Revolution in Thought and Culture / The Background of the Nationalist Revolution / The Kuomintang's Rise to Power / The Decade of the Nanking Government / Japan's Aggression in China 26. The New Japan 808 World War II in East Asia / The American Occupation and the Yoshida Ministries, 1945—1954 / Social and Political Change in an Era of High Growth / A New Epoch 27. The Rim Nations of East Asia : Vietnam, Taiwan, Korea, Hong Kong, and Singapore 876 Vietnam: From Colony to Communist State / Taiwan: From Colony to Republic / Korea: From Colony to Divided Nation / Hong Kong and Singapore 28. The People's Republic 930 The Rise of the Maoist Leadership / Founding the People's Republic / The Struggle Toward Socialism / The Cultural Revolution / Reform under Teng Hsiao-p'ing / Perspectives on China's Revolution Illustration Acknowledgments 986 Index 991 Maps and Charts East Asia front endpaper Eurasia 4 Modern Linguistic Map of East Asia 7 Profile of the Yellow River 10 North China in Prehistoric Times 19 China in the Sixth Century B.c. 36 The Han Empire 62 The Three Kingdoms 80 China Around 300 a.d. 95 The T’ang Empire in the Early Eighth Century 99 China Proper Around 700 a.d. 103 Plan of Ch’ang-an During the T’ang 106 China Around 940 a.d. 122 China Around 1050 a.d. 125 China Around 1140 a.d. 130 Scripts Used or Created by Inner Asian Peoples 161 Asia on the Eve of the Mongol Conquests (Around 1200) 165 The Mongol Empire (Late Thirteenth Century) 172—173 Peking under the Ming and Ch’ing 181 China under the Ming 186 The Ming Empire and Its Foreign Relations 196 The Rise of the Manchus 213 Central Asia under the Ch’ing (To Around 1800) 217 China Proper under the Early Ch’ing (To Around 1800) 226 The Portuguese Stronghold at Malacca 245 Macao in the 1840*s 245 Early Russian-Chinese Cöntact 252 Early Kingdoms of Indo-China 263 Korea During the Three Kingdoms Period ( Around 500 a.d. ) 281 Korea During the Yi Dynasty 303 Han’gul Chart 311 Abridged Chart of Yi Dynasty Factions 315 x Maps and Charts Japan Superimposed on the United States 326 West Japan in Ancient Times 331 The Heian Capital (Kyoto) 338 Examples of the Derivation of Kana 336 Medieval Japan 363 Major Daimyo of the Fifteenth and Sixteenth Centuries 379 Major Daimyo Domains 402—403 Administrative Areas under the Ch’ing Dynasty 438 The Canton Estuary and Outer Waters (Nineteenth Century) 451 Courses of the Yellow River 467 The Taiping and Nien Rebellions 471 The Yangtze Delta 481 The Political System under the Meiji Constitution 545 Foreign Encroachment on China 577 The Growth of Shanghai 578 Central Asia in the Nineteenth Century 598 French Indo-China 604 Korea in Recent Times 611 The Approaches to Peking 636 Peking in 1900 637 Organization of the Mitsui Combine 656 Percentage of School-Age Children Attending Primary Schools 665 Growth of Japan's Empire 693 International Rivalry in Korea and Manchuria 706 The China-Burma-India Theater in World War II 803 World War II in Greater East Asia 811 Modem Japan 827 Vietnam and Surrounding Nations 891 Taiwan 901 North Korea and South Korea 908 Hong Kong 924 Singapore 925 The Rise of the Chinese Communists 931 China: The People’s Republic 960—961 Chronological Chart of East Asian History back endpaper