Dynamical Collision Theory and Its Applications Sadhan K. Adhikari Departamento de Fisica Universidade Federal de Pernamhuco Recife, Pernamhuco, Brazil Kenneth L. Kowalski Department of Physics Case Western Reserve University Cleveland, Ohio ACADEMIC PRESS, INC. Harcourt Brace Jovanovich, Publishers Boston San Diego New York London Sydney Tokyo Toronto This book is printed on acid-free paper. @ COPYRIGHT© 1991, BY ACADEMIC PRESS, INC. ALL RIGHTS RESERVED. NO PART OF THIS PUBLICATION MAY BE REPRODUCED OR TRANSMITTED IN ANY FORM OR BY ANY MEANS, ELECTRONIC OR MECHANICAL, INCLUDING PHOTOCOPY, RECORDING, OR ANY INFORMATION STORAGE AND RETRIEVAL SYSTEM, WITHOUT PERMISSION IN WRITING FROM THE PUBLISHER. ACADEMIC PRESS, INC. 1250 Sixth Avenue, San Diego, CA 92101 United Kingdom Edition published by ACADEMIC PRESS LIMITED 24-28 Oval Road, London NW1 7DX Library of Congress Cataloging-in-Publication Data Adhikari, Sadhan K., date. Dynamical collision theory and its applications/Sadhan K. Adhikari, Kenneth L. Kowalski. p. cm. Includes bibliographical references and index. ISBN 0-12-044273-6 (acid-free paper) 1. Collisions (Nuclear physics)—Mathematical models. 2. Scattering (Physics)—Mathematical models. I. Kowalski, Kenneth L. II. Title. QC794.6.C6A24 1991 539.7'5—dc20 90-47161 CIP Printed in the United States of America 91 92 93 94 9 8 7 6 5 4 3 2 1 To our families, Ratnabali and Avishek, and Audrey, Claudia, and Eric, and to our parents. Preface Collisions among atomic and subatomic particles that can be described in terms of nonrelativistic quantum mechanics occur throughout nature. Potentials are used in the Schrodinger equation as phenomenological representations of the microscopic electromagnetic or hadronic interactions that mediate the collisions. This model, along with its relativistic general- izations, has been extraordinarily successful in organizing and explaining a host of chemical, atomic, nuclear, and hadronic phenomena, and is likely to remain as useful in the future. Thus, an understanding of the techniques for calculating the predictions of this model for collision processes is relevant to much of the physical sciences. The major objective of this book is to provide an introduction to some of the powerful methods that have evolved in the last two decades for carrying out these calculations to an accuracy sufficient to test the model. The real problem in all of this, of course, is to deal with collisions that involve bound composites of constituent particles. There are widely differing philosophies, that we call "dynamical strategies," as to how one should go about doing this in a way that is both practical yet comprehensive enough to be scientifically credible. The range of currently popular dynamical strategies is fairly accurately represented by the extant monographs on collision theory. If we exclude the comprehensive works, e.g., Goldberger (1964), Joachain (1975), and Newton (1982) (We use the last name of the first'author and the xi xii Preface year of publication as a labeling for our citations throughout the book.), which are concerned mainly with the development of the foundations of the subject rather than its applications, we are left with monographs that represent two distinct dynamical strategies. The more traditional of these, e.g., Tobocman (1961), Mahaux (1969), Austern (1970), Jackson (1970), Hodgson (1971), Wildermuth (1977), Satchler (1980, 1983), Glendenning (1983), and Fano (1986), adapt strategies that are designed to yield dynamical equations that are two-body in nature, and therefore routinely calculable. In many cases, modifications of the basic approximations are introduced in the form of phenomenological effective interactions. This represents the adaptation of still another modeling of the collision process rather than a controlled correction to the original approximation. On the other hand, those books that follow a few-body point of view, e.g., Watson (1967), Schmid (1974), Thomas (1977), and Glockle (1983a), basically take all the active degrees of freedom into account and aim for an exact solution. The latter approach, of course, rapidly loses its appeal because of sheer complexity as the number of particles goes beyond three. Both approaches have been very fruitful in their special realms. In our opinion, an exciting development in the past two decades concerns the body of work that has attempted to bridge the calculational and intellec- tual differences between the "conventional" and the "few-body" strategies. Surely it must be possible to construct controlled corrections to conventional approximations, such as the coupled-reaction channel and resonating-group methods, as well as to forge complete sets of collision integral equations such as those due to Faddeev and Yakubovskii into practical calculational schemes by a well-articulated series of approximations. Although these hopes are not yet fully realized, we have attempted to present a point of view that will provide an introduction to that research by means of a solid grounding in the realizable means of formulating and solving collision integral equations from N = 2 on up. It is this point of view that we call "dynamical collision theory" and which is elaborated upon in further detail in Ch. I. Two-particle potential scattering is reviewed in Ch. II. Then, in Ch. Ill, we have an extensive review of a variety of methods for calculating off-shell two- body amplitudes as well as approximating them by finite-rank forms. In Ch. IV, the interpretation and applicability of the multichannel, multiparticle Lippmann-Schwinger equations, which form the basis for the conventional approaches, are discussed in considerable detail. A self-contained discussion is given in Ch. V of most of the known ΛΓ-particle connected-kernel integral equations; their physical predictions are reviewed in Chs. VII and VIII for N = 3 and N = 4, respectively. We have included descriptions of contempo- rary field-theoretical and relativistic approaches, such as the Dirac phenom- Preface xiii enology for intermediate energy nucleon-nucleus scattering, to the extent that they fit into our general format. The review of the singularity structure of multiparticle amplitudes and the associated dispersion-relation techniques given in Ch. VI is, in part, complementary to that format; on the other hand, the singularity structure associated with the Efimov effect for N = 3 plays a crucial role in interpreting the three-nucleon calculational results reported in Ch. VII. Finally, in Ch. IX, we have described what is known at present about the relationship between the conventional (optical potentials, multiple- scattering theories, and the coupled-reaction channel and resonating-group methods) and the few-body approaches. A number of important topics have been ignored, such as the Coulomb problem and configuration-space methods, that lend themselves to the use of differential equations. At present there is no entirely satisfactory way to in- corporate unscreened Coulomb potentials into multiparticle collision theory. We almost exclusively work with collision integral equations, and these are most efficiently dealt with in momentum space. Undoubtedly, we have also inadvertently ignored, or worse, not adequately represented, work that is pertinent to what we do. We sincerely apologize to those authors who have been dealt with in either fashion. The book is primarily intended for chemists, physicists, and graduate students interested in general scattering theory, intermediate and low-energy hadron and nuclear physics, atomic and molecular physics, statistical mechanics, and physical and quantum chemistry. Moreover, there are a number of topics that may prove interesting to mathematicians as well as particle physicists. Parts, or all, of the book are suitable for use as a primary or secondary text in advanced graduate courses that involve collision theory. Within the range of subjects that we discuss, there is considerable variation in the level of the presentation. There are a number of reasons why this has occurred that are related to the subject itself, to frequency of use in numerical calculations, and to expectations about reader interest. Whenever possible, we have pointed out what appear to be open questions for further research both in the execution and organization of calculations as well as formal problems. In some chapters, the gap between what is known and what one would like to know is all too obvious. A number of figures in this book are reproduced from other works. We thank the authors and the American Physical Society, the North-Holland Publishing Company, and Springer-Verlag for granting us permission to use copyrighted material from their publications. It gives us great pleasure to express our gratitude to our friends and collaborators R. D. Amado, D. Bolle, A. Delfino, L. L. Foldy, A. C. Fonseca, xiv Preface T. Frederico, E. Gerjuoy, W. Glockle, R. Goldflam, M. S. Hussein, F. S. Levin, J. A. Lock, H. P. Noyes, T. A. Osborn, A. Picklesimer, S. C. Pieper, W. N. Polyzou, E. F. Redish, D. K. Sharma, E. R. Siciliano, P. C. Tandy, R. M. Thaler, W. Tobocman, and L. Tomio, who have contributed so much in enhancing our knowledge about the topics covered in this book. We are grateful for the support given throughout the duration of this project by W. Gordon, Chairman of the Case Western Reserve University Physics Department. S. K. A. acknowledges financial support from Conselho Nacional de Desenvolvimento—Cientifico e Tecnologico of Brazil, which made the collaboration so pleasant. All of the research reported in the book involving K. L. K. was funded, in part, by a series of grants from the U.S. National Science Foundation. Part of the manuscript was written during the sabbatical leave of K. L. K. at the Argonne National Laboratory; the warm hospitality of the High-Energy Division is gratefully acknowledged. We deeply appreciate the encouragement we received from S. R. A. Canuto, M. A. F. Gomes, and D. L. Karatas. Finally, we thank Mrs. Dorothy M. Straughter for her patience, enthusiasm, and superb professional effort in word processing the manuscript. One of us (S. K. A.) would like to note his new address and affiliation: Instituto de Fisica Teorica, Universidade Estadual Paulista, Rua Pamplona 145, 01405 Sao Paulo, Sao Paulo, Brazil. Sadhan K. Adhikari and Kenneth L. Kowalski Chapter 1 Scattering Theory 1.1. Introduction Scattering processes occur at every level of natural phenomena. They often can be described qualitatively in simple, universal terms. It is usually a lot more difficult to characterize them quantitatively, which is the objective of scattering or, as it is sometimes called, collision theory. We are concerned with the development and, especially, the application of that part of this theory that has nonrelativistic quantum mechanics for a fixed number of constituent particles as its dynamical basis. This encompasses those models of atomic and subatomic processes for which the interactions between particles are repre- sented by potentials. We also consider the relativistic generalizations that are possible so long as the explicit effects of particle creation and annihilation are negligible. The quantum theory of scattering was developed to explain experimental results in atomic, nuclear, and particle physics. As the styles and agendas of these fields diverged, so did their terminologies. In what follows, our termi- nology has been chosen to cover the broadest range of circumstances with precision. The mathematical formulation and substantiation of scattering theory has produced breakthroughs for doing practical calculations such as the 1 2 1 Scattering Theory Lippmann-Schwinger and Faddeev equations, as well as rigorous work such as proofs of asymptotic completeness. This effort has been accompanied by an unfamiliar terminology and a literature guided very often by its own agenda. Our goal is to render this approach and its results more understandable to other practitioners of scattering theory. Our objectives in this regard are: (i) To establish that multiparticle scattering theory is soundly based and that definitive solution algorithms exist, in the form of linear integral equations, for calculating any scattering process with a dynamics defined by the Schrodinger equation; (ii) To make use of an efficient formal machinery for dealing with multi- particle continuum configurations; and (iii) To indicate how conventional low-order approximations can be placed in a broader framework. There are a number of interesting and successful approaches in collision theory that at the present time are better described in their own right rather than as special cases of a more comprehensive theory. For example, much of the work on relativistic few-body collisions, Dirac methods in nuclear scat- tering, and mean-field techniques for heavy-ion collisions is of this kind. Our remaining objectives involve the description of contemporary work on some of these and similar topics. Scattering refers to the evolution, by means of an interaction of finite duration, of a system from a collection of essentially noninteracting compo- nents to another collection of this kind. In the absence of external influences, each of these components is supposed to persist in its free motion for an interval that is long with respect to the interaction time, and is regarded as a particle with an internal structure that is of secondary interest asymptotically. The complete interaction among the free particles is called a collision.1 In many simple situations, such as two-particle scattering by a short-range force, the complete interaction characterizing the collision is localized in space and time. When more than two constituents are involved, this is not true even if all of the interconstituent forces are of short range. A scattering, therefore, involves a redistribution, in some manner, of a group of entities that can be identified with the fundamental constituents of the model of interest, say electrons and nuclei in atomic physics. The freely moving asymptotic components may either be these fundamental constituents or stable composites of them, e.g., atoms or ions in the atomic case. In theories where there is confinement, such as quantum chromodynamics (QCD), only composites appear in the asymptotic configurations. Evidently, scattering encompasses the entire history of a process from the infinite past to the infinite future. So one can picture the process in a time- 1.1. Introduction 3 independent fashion, if semi-infinite time spans are associated with infinite reaches of space measured from an interaction region. Most of the scattering process, whether gauged by duration or distance, is dynamically trivial. Only collisions engage the dynamics in an interesting way. We are mainly interested in the means of calculating collision processes by solving the integral equations for the transition probability amplitudes. These equations incorporate the assumed interparticle interactions and also the asympotic boundary conditions. It is this approach to the subject that we call dynamical collision theory. Nonrelativistic quantum mechanics has been used extensively and with considerable phenomenological success for the description of atomic and nuclear collisions. Within this framework, one can formulate well-defined dynamical equations with solutions whose general features are understood. One can also be very specific about how one can go about obtaining these solutions. This is not the case for the relativistic field theories—quantum electrodynamics (QED) and QCD—that provide a microscopic basis for atomic and nuclear collision processes, respectively. The passage from QED to the description of atomic and molecular interactions in terms of Coulomb and shorter-ranged potentials is reasonably clear in principle, yet quite complicated in practice. None except the simplest features of interatomic forces is presently calculable ab initio. So the modeling of such interactions by semi-phenomenological potentials, which are then employed in a Schrodinger or a Dirac equation, represents the dominant style of atomic scattering theory, and is adhered to in this book. By way of contrast, it is not yet known how to describe hadronic processes starting from QCD. Those models of nuclear processes that have required some statement about the nucleon-nucleon (NN) interaction have usually employed the device of a potential. This has been very successful in codifying the general features of the constituent NN collisions. An important advantage of the NN potential as a repository of the complex interactions among the constituents of the composite nucleons is the simplicity with which one can exploit this information: The potential is just inserted into the Schrodinger equation. We accept this as a means to the dynamical ends pursued in this book. Relativistic effects and some features of particle annihilation/creation have been successfully modeled in ways that lead to dynamical schemes not too different from what one obtains in nonrelativistic scattering theory. Models for low-energy to medium-energy pion-deuteron scattering are exemplars of these approaches. Generally, pions can be absorbed in nuclei so that one is confronted with manifest particle annihilation. Of course, it is not yet possi- ble to deal with these processes in a fundamental way. Nevertheless, these