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N A V A L W A R C O L L NAVAL WAR COLLEGE REVIEW E G E R E V I E Summer 2012 W Volume 65, Number 3 S u m m e r 2 0 1 2 NNWWCC__SSuummmmeerr22001122__CCoovveerr..iinndddd 11 55//33//22001122 1111::1122::2255 AAMM Report Documentation Page Form Approved OMB No. 0704-0188 Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. 1. REPORT DATE 3. DATES COVERED 2012 2. REPORT TYPE 00-00-2012 to 00-00-2012 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Naval War College Review,Summer 2012,Volume 65, Number 3 5b. GRANT NUMBER 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION Naval War College,,Newport,,RI, 02841 REPORT NUMBER 9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S) 11. SPONSOR/MONITOR’S REPORT NUMBER(S) 12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release; distribution unlimited 13. SUPPLEMENTARY NOTES 14. ABSTRACT Vice Admiral James B. Stockdale holds a unique position in the roster of distinguished American naval officers of the last century. In "Reflections on the Stockdale Legacy," Martin L. Cook, current holder of the Stockdale Chair of Professional Military Ethics at the Naval War College, vividly recalls the extraordinary moral courage and leadership displayed by Stockdale during his nearly eight years of captivity in a North Vietnamese prison camp. 15. SUBJECT TERMS 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF 18. NUMBER 19a. NAME OF ABSTRACT OF PAGES RESPONSIBLE PERSON a. REPORT b. ABSTRACT c. THIS PAGE Same as 171 unclassified unclassified unclassified Report (SAR) Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18 Cover What appears to be a recruiting poster is actually a large backdrop, charcoal on rough canvas, used in a play produced in the early years of World War II by U.S. naval personnel at Naval Air Station Quonset Point, Rhode Island. The dark outlines that can be seen around, for in- stance, the smoke in the foreground would not have been visible from “across the footlights.” The backdrop hangs today in a wooden frame in the lobby of the Naval War College’s McCarty Little Hall. Oil and charcoal image in the collec- tion of the Naval War College Museum, Newport, Rhode Island. Design by Emilie Ting of the Naval War College Visual Communications Department. NNWWCC__SSuummmmeerr22001122__CCoovveerr..iinndddd 22 55//33//22001122 1111::1122::3355 AAMM NAVAL WAR COLLEGE REVIEW Summer 2012 Volume 65, Number 3 NAVAL WAR COLLEGE PRESS 686 Cushing Road Newport, RI 02841-1207 NAVAL WAR COLLEGE PRESS ADVISORY BOARD PRESIDENT, NAVAL WAR COLLEGE Adam Bellow Rear Adm. John N. Christenson, USN Jeffrey Kline PROVOST Gale A. Mattox Amb. Mary Ann Peters Robert A. Silano Marin Strmecki DEAN OF NAVAL WARFARE STUDIES Robert C. Rubel Dov S. Zakheim NAVAL WAR COLLEGE REVIEW EDITORIAL BOARD NAVAL WAR COLLEGE PRESS Carnes Lord, Editor Donald Chisholm Pelham G. Boyer, Managing Editor Audrey Kurth Cronin Phyllis P. Winkler, Book Review Editor Peter Dombrowski Lori A. Almeida, Secretary and Circulation Manager Stephen Downes-Martin Frank Uhlig, Jr., Editor Emeritus Col. Theodore L. Gatchel, USMC (Ret.) Naval War College Review James R. Holmes Code 32, Naval War College Capt. Dennis Mandsager, JAGC, USN (Ret.) 686 Cushing Rd., Newport, RI 02841-1207 William C. Martel Fax: 401.841.1071 Col. Mackubin Owens, USMC (Ret.) DSN exchange, all lines: 841 Cdr. Derek S. Reveron, USN Website: www.usnwc.edu/press Capt. Peter M. Swartz, USN (Ret.) http://twitter.com/NavalWarCollege Cdr. David Teska, USCGR Scott C. Truver Editor, Circulation, or Business James J. Wirtz 401.841.2236 [email protected] Managing Editor 401.841.4552 [email protected] Newport Papers, Books [email protected] Essays and Book Reviews 401.841.6584 [email protected] Other Naval War College Offices 401.841.3089 The Naval War College Review was established in 1948 as a forum for discussion of public policy matters of interest to the maritime services. The thoughts and opinions expressed in this publication are those of the authors and are not necessarily those of the U.S. government, the U.S. Navy Department, or the Naval War College. The journal is published quarterly. Distribution is limited generally to commands and activities of the U.S. Navy, Marine Corps, and Coast Guard; regular and reserve officers of U.S. services; foreign officers and civilians having a present or previous affiliation with the Naval War College; selected U.S. government officials and agen- cies; and selected U.S. and international libraries, research centers, publications, and educational institutions. Contributors Please request the standard contributors’ guidance from the managing editor or access it online before submitting manuscripts. The Naval War College Review nei- ther offers nor makes compensation for articles or book reviews, and it assumes no responsibility for the return of manuscripts, although every effort is made to return those not accepted. In submitting work, the sender warrants that it is original, that it is the sender’s property, and that neither it nor a similar work by the sender has been accepted or is under consideration elsewhere. Permissions Reproduction and reprinting are subject to the Copyright Act of 1976 and appli- cable treaties of the United States. To obtain permission to reproduce material bearing a copyright notice, or to reproduce any material for commercial pur- poses, contact the editor for each use. Material not bearing a copyright notice may be freely reproduced for academic or other noncommercial use; however, it is requested that the author and Naval War College Review be credited and that the editor be informed. Periodicals postage paid at Newport, R.I. POSTMASTERS, send address changes to: Naval War College Review, Code 32S, Naval War College, 686 Cushing Rd., Newport, R.I. 02841-1207. ISSN 0028-1484 CONTENTS From the Editors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 Reflections on the Stockdale Legacy . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 Martin L. Cook President’s Forum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 Naval Operations A Close Look at the Operational Level of War at Sea. . . . . . . . . . . . . . . . . . . . . 23 Captain Wayne P. Hughes, Jr., U.S. Navy (Retired) The operational level of war at sea is useful in promoting congruence between campaign planning and execution, heightening awareness of operational logistics, and clarifying the roles of theater commanders, but above all in testing strategy—without which strategy is only hypothesis. The New Normalcy Sea Power and Contingency Operations in the Twenty-First Century . . . . . . . . . . 47 Captain Robert B. Watts, U.S. Coast Guard The “crisis contingency”—a concatenation of crises of scope and impact unprecedented until recently—is becoming a frequent challenge for navies. Sea power must adapt to its unaccustomed realities. The Aegis BMD Global Enterprise A “High End” Maritime Partnership . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65 Brad Hicks, George Galdorisi, and Scott C. Truver Against the increasing threat of ballistic missiles, the Aegis BMD capabilities of the navies of the United States, its allies, and its friends can provide the Global Maritime Partnership with a means to wage “high end” warfare with combined, coordinated, ballistic-missile defense: the Aegis BMD Global Enterprise. Learning from Lebanon Airpower and Strategy in Israel’s 2006 War against Hezbollah . . . . . . . . . . . . . . 83 Benjamin S. Lambeth Israel’s 2006 campaign against Hezbollah was the first in the nation’s history to end without a clear-cut military victory. But there was no single point of failure, least of all on the part of Israeli airpower, as commonly alleged. Instead, it reflected an overarching deficiency in strategy choice. 2 NAVAL WAR COLLEGE REVIEW China’s Aerospace Power Trajectory in the Near Seas . . . . . . . . . . . . . .105 Daniel J. Kostecka As the Chinese military continues to modernize—especially its naval, air force, and missile aero- space forces—and to develop its counterstrike doctrine, its ability to defend the nation’s “near seas” grows. However, the People’s Liberation Army is not without its weaknesses in this area. Phase Zero How China Exploits It, Why the United States Does Not. . . . . . . . . . . . . . . . . . .123 Scott D. McDonald, Brock Jones, and Jason M. Frazee China’s strategic culture emphasizes early and subtle manipulation to bend the wills of adversaries without combat or to engage in combat from a position of advantage. The United States is con- strained from responding in kind by its own peacetime culture, habits, and doctrine. The Navy’s Moral Compass Commanding Officers and Personal Misconduct. . . . . . . . . . . . . . . . . . . . . . . .136 Captain Mark F. Light, U.S. Navy Only a small percentage of commanding officers are being fired for personal misconduct, but the number is too high, and it continues to grow. There does not seem to be consensus that the prob- lem urgently demands transformational change. But it does. Book Reviews Leaders at War: How Presidents Shape Military Interventions, by Elizabeth N. Saunders reviewed by Frederick H. Black, Jr. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .153 Improving Intelligence Analysis: Bridging the Gap between Scholarship and Practice, by Stephen Marrin reviewed by Derek Reveron. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .154 Currency Wars: The Making of the Next Global Crisis, by James Rickards reviewed by Edward Fuller and Robert C. Whitten . . . . . . . . . . . . . . . . . . . . . . . . . . .155 In Uncertain Times: American Foreign Policy after the Berlin Wall and 9/11, edited by Melvyn P. Leffler and Jeffrey W. Legro reviewed by Norah Schneider . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .156 Democratization in Africa: Progress and Retreat, edited by Larry Diamond and Marc F. Plattner reviewed by Richard Norton. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .157 Conquered into Liberty: Two Centuries of Battles along the Great Warpath That Made the American Way of War, by Eliot A. Cohen reviewed by Ken Jensen. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .158 Deterrence through Strength: British Naval Power and Foreign Policy under Pax Britannica, by Rebecca Berens Matzke reviewed by Angus K. Ross. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .159 Pirates, Ports, and Coasts in Asia: Historical and Contemporary Perspectives, edited by John Kleinen and Manon Osseweijer Oceans of Crime: Maritime Piracy and Transnational Security in Southeast Asia and Bangladesh, by Carolin Liss reviewed by Martin N. Murphy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .160 Of Special Interest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .163 Reflections on Reading . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .165 FROM THE EDITORS Vice Admiral James B. Stockdale holds a unique position in the roster of dis- tinguished American naval officers of the last century. In “Reflections on the Stockdale Legacy,” Martin L. Cook, current holder of the Stockdale Chair of Professional Military Ethics at the Naval War College, vividly recalls the extraor- dinary moral courage and leadership displayed by Stockdale during his nearly eight years of captivity in a North Vietnamese prison camp. But the core of the Stockdale legacy, he maintains, lies rather in Stockdale’s deep intellectual engage- ment with the classic literary and philosophical works of the Western tradition and in his appropriation of those works for the professional education of military officers. The famous course developed by Stockdale while President of the Naval War College some thirty-five years ago, “The Foundations of Moral Obligation,” continues to be offered in Newport to limited numbers of students. But, Cook believes, there is room throughout today’s Navy for a rediscovery of the admiral’s broader insights concerning character development in our officer corps. (Ad- ditional discussion of ethics in the Navy’s officer ranks is offered in an article by Captain Mark F. Light appearing later in this issue.) Two articles offer broad perspectives on the future of the U.S. Navy in the emerging strategic environment. In “Naval Operations: A Close Look at the Op- erational Level of War at Sea,” Wayne Hughes explores the concept of operational art in a maritime context, stressing the importance of operational or campaign planning in testing and validating new strategic concepts. Although formal adoption of the operational-art construct is a relatively recent event in the Navy, Hughes points out that the prominence long given to logistics in naval thought and planning in fact constitutes long-standing informal acknowledgment of a dimension of naval warfare distinct from strategy and tactics. Robert B. Watts, in “The New Normalcy: Sea Power and Contingency Operations in the Twenty-First Century,” makes the case that the Navy needs a better appreciation of the nature of major crisis contingencies in the contemporary world that invite or require na- val responses. Mass migrations, natural disasters, and the like, he argues, provide increasing challenges in the transparent information environment of today, and the Navy should rethink the way it prepares for and conducts such operations. Captain Watts, USCG, currently holds the U.S. Coast Guard chair at the National War College. Captain Hughes, USN (Ret.), is on the faculty of the Department of

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