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N A V A L W A R C O L L E NAVA L WA R C O L L E G E R EV I EW G E R E V I E W Autumn 2011 Volume 64, Number 4 A u t u m n 2 0 1 1 NITUEEDHTSTATES NAVALEWGEALRLOC VIRIBUS MARI VICTORIA (cid:0)B(cid:0)a(cid:0)c(cid:0)k(cid:0)u(cid:0)p(cid:0)_(cid:0)o(cid:0)f(cid:0)_(cid:0)B(cid:0)a(cid:0)c(cid:0)k(cid:0)u(cid:0)p(cid:0)_(cid:0)o(cid:0)f(cid:0)_(cid:0)N(cid:0)W(cid:0)C(cid:0) (cid:0)R(cid:0)e(cid:0)v(cid:0)i(cid:0)e(cid:0)w(cid:0) (cid:0)S(cid:0)a(cid:0)m(cid:0)p(cid:0)l(cid:0)e(cid:0)v(cid:0)p(cid:0) (cid:0)2 (cid:0)T(cid:0)h(cid:0)u(cid:0)r(cid:0)s(cid:0)d(cid:0)a(cid:0)y(cid:0),(cid:0) (cid:0)J(cid:0)u(cid:0)l(cid:0)y(cid:0) (cid:0)2(cid:0)8(cid:0),(cid:0) (cid:0)2(cid:0)0(cid:0)1(cid:0)1(cid:0) (cid:0)1(cid:0):(cid:0)1(cid:0)4(cid:0):(cid:0)4(cid:0)1(cid:0) (cid:0)P(cid:0)M Report Documentation Page Form Approved OMB No. 0704-0188 Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. 1. REPORT DATE 3. DATES COVERED 2011 2. REPORT TYPE 00-00-2011 to 00-00-2011 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Naval War College Review,Autumn 2011,Volume 64, Number 4 5b. GRANT NUMBER 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION Naval War College,,Newport,,RI, 02841 REPORT NUMBER 9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S) 11. SPONSOR/MONITOR’S REPORT NUMBER(S) 12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release; distribution unlimited 13. SUPPLEMENTARY NOTES 14. ABSTRACT At a time when China’s People’s Liberation Army Navy and its national leadership appear to have committed themselves firmly to a program of aircraft carrier development over the coming decades, doubts are being voiced increasingly in the West, and not least the United States itself, over the affordability and operational effectiveness of carriers in the current fiscal and strategic environment. Aircraft carriers have served for some seven decades as in effect the capital ship of the U.S. Navy. Will they continue in this role in the future? In addressing this question, Robert C. Rubel, a retired naval aviator, offers a careful review of the evolving "doctrinal" roles aircraft carriers have played for the Navy in the course of their history and of the emerging strategic and operational challenges they face. He concludes that while some of these roles appear to be obsolescing, the carrier will likely be with us for the foreseeable future, though possibly in lesser numbers and with a reduced emphasis on traditional strike missions. Professor Rubel is dean of the Center for Naval Warfare Studies at the Naval War College. 15. SUBJECT TERMS 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF 18. NUMBER 19a. NAME OF ABSTRACT OF PAGES RESPONSIBLE PERSON a. REPORT b. ABSTRACT c. THIS PAGE Same as 175 unclassified unclassified unclassified Report (SAR) Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18 Cover Our cover image was designed by the artists of the Naval War College’s Visual Communications Department to mark the entry to the offi ce suite in newly renovated Luce Hall of the College’s In- ternational Programs staff. Since then it has become familiar about the campus as a symbol of the extensive (and growing) activity of the International Programs organization—comprising primarily its two resident programs, the Naval Com- mand College and Naval Staff College —and of the College’s contribution to maritime security cooperation in general. Title Page (opposite) Wall mural in Sims Hall, Naval War Col- lege, by Gigi Davis, Visual Communica- tions Department Head. NNWWCC__22001111AAuuttuummnn__IInnssiiddeeCCoovveerr..iinndddd 11 88//22//22001111 99::2299::3366 AAMM Color profile: Disabled Composite Default screen NAVAL WAR COLLEGE REVIEW Autumn 2011 Volume 64, Number 4 NAVAL WARCOLLEGE PRESS 686 Cushing Road Newport, RI 02841-1207 NWC_2011AutumnReview_TitlePage.ps \\data1\john.lanzieri.ctr$\msdata\Desktop\NavalWarCollege\NWC_2011AutumnReview\NWC_2011AutumnReview.vp Tuesday, August 02, 2011 9:43:24 AM Color profile: Disabled Composite Default screen NAVALWARCOLLEGEPRESSADVISORYBOARD PRESIDENT,NAVALWARCOLLEGE Adam Bellow Rear Adm. John N. Christenson, USN Capt. Wayne P. Hughes, USN (Ret.) PROVOST Jeffrey Kline Amb. Mary Ann Peters Gale A.Mattox Robert A.Silano DEANOFNAVALWARFARESTUDIES Robert C. Rubel MarinStrmecki DovS.Zakheim NAVALWARCOLLEGEPRESS CarnesLord,Editor NAVALWARCOLLEGEREVIEWEDITORIALBOARD Pelham G. Boyer,Managing Editor DonaldChisholm Phyllis P. Winkler,Book Review Editor AudreyKurthCronin Lori A.Almeida,Secretary and Circulation Manager PeterDombrowski FrankUhlig, Jr.,Editor Emeritus StephenDownes-Martin Naval War College Review Col. Theodore L.Gatchel, USMC (Ret.) Code 32, Naval War College James R. Holmes 686 Cushing Rd., Newport, RI 02841-1207 Capt. DennisMandsager,JAGC, USN (Ret.) Fax: 401.841.1071 William C.Martel DSNexchange, all lines: 841 Col.MackubinOwens, USMC (Ret.) Website: www.usnwc.edu/press Cdr. Derek S.Reveron, USN http://twitter.com/NavalWarCollege Capt. Peter M.Swartz, USN (Ret.) Cdr. David Teska, USCGR Editor, Circulation, or Business Scott C.Truver 401.841.2236 James J.Wirtz [email protected] Managing Editor 401.841.4552 [email protected] Newport Papers, Books [email protected] Essays and Book Reviews 401.841.6584 [email protected] Other Naval War College Offices 401.841.3089 NWC_2011AutumnReview.ps \\data1\john.lanzieri.ctr$\msdata\Desktop\NavalWarCollege\NWC_2011AutumnReview\NWC_2011AutumnReview.vp Thursday, July 28, 2011 3:16:06 PM Color profile: Disabled Composite Default screen TheNavalWarCollegeReviewwasestablishedin1948asaforumfordiscussionof publicpolicymattersofinteresttothemaritimeservices.Thethoughtsandopinions expressedinthispublicationarethoseoftheauthorsandarenotnecessarilythose oftheU.S.government,theU.S.NavyDepartment,ortheNavalWarCollege. The journal is published quarterly. Distribution is limited generally to commands andactivitiesoftheU.S.Navy,MarineCorps,andCoastGuard;regularandreserve officersofU.S.services;foreignofficersandcivilianshavingapresentorprevious affiliationwiththeNavalWarCollege;selectedU.S.governmentofficialsandagen- cies;andselectedU.S.andinternationallibraries,researchcenters,publications,and educationalinstitutions. Contributors Please request the standard contributors’ guidance from the managing editor or access it online before submitting manuscripts.TheNavalWarCollegeReviewnei- theroffersnormakescompensationforarticlesorbookreviews,anditassumesno responsibilityforthereturnofmanuscripts,althougheveryeffortismadetoreturn thosenotaccepted.Insubmittingwork,thesenderwarrantsthatitisoriginal,that itisthesender’sproperty,andthatneitheritnorasimilarworkbythesenderhas beenacceptedorisunderconsiderationelsewhere. Permissions Reproduction and reprinting are subject to the Copyright Act of 1976 and appli- cable treaties of the United States. To obtain permission to reproduce material bearing a copyright notice, or to reproduce any material for commercialpur- poses,contacttheeditorforeachuse.Materialnotbearingacopyrightnotice may be freely reproduced for academic or other noncommercial use; however, it is requested that the author andNaval War College Reviewbe credited and that the editor be informed. Periodicals postage paid at Newport, R.I. POSTMASTERS, send address changes to:Naval War College Review,Code 32S, Naval War College, 686 Cushing Rd., Newport, R.I. 02841-1207. ISSN0028-1484 NWC_2011AutumnReview.ps \\data1\john.lanzieri.ctr$\msdata\Desktop\NavalWarCollege\NWC_2011AutumnReview\NWC_2011AutumnReview.vp Thursday, July 28, 2011 3:16:06 PM Color profile: Disabled Composite Default screen NWC_2011AutumnReview.ps \\data1\john.lanzieri.ctr$\msdata\Desktop\NavalWarCollege\NWC_2011AutumnReview\NWC_2011AutumnReview.vp Thursday, July 28, 2011 3:16:09 PM Color profile: Disabled Composite Default screen CONTENTS FromtheEditors. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 President’s Forum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 TheFutureofAircraftCarriers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Robert C. Rubel As the geopolitical, technological, and budgetary environments change, the question of whether aircraft carriers will still be needed, and if so of what kind and how many, becomes urgent. The best way to approach it is in terms of how they are actually used and how they could be. Sea Basing Concept,Issues,andRecommendations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 Sam J. Tangredi In a flat or shrinking defense budget, resources for the joint capability of sea basing will become contentious. However, a prudent strategy for the United States in uncertain times is to balance long-range capabilities based in the continental United States with highly maneuverable and well defended sea bases. Three Disputes and Three Objectives ChinaandtheSouthChinaSea . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42 Peter Dutton The complex disputes of the globally important South China Sea sort themselves into three categories, each with its own parties, rule sets, and politics. Unfortunately, states are pursuing win-lose solutions to all three, when win-win problem solving based on mutuality and commonality of interests is necessary and possible. ProgressingMaritimeSecurityCooperationintheIndianOcean. . . . . . 68 Lee Cordner In the Indian Ocean region, the obstacles to maritime security cooperation are especially severe, but the need for that cooperation is especially great. The prospect that nothing will be done is all too likely—and in view of the risks, unacceptable. Operational Assessment Why Operations Assessments Fail It’sNotJusttheMetrics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89 Jonathan Schroden In any military campaign it is necessary to measure how well one is doing; in unconventional, counterinsurgency warfare, measuring progress is especially difficult; and in Afghanistan, the attempt to do so is doing more harm than good, and for fundamental reasons. NWC_2011AutumnReview_1.ps \\data1\john.lanzieri.ctr$\msdata\Desktop\NavalWarCollege\NWC_2011AutumnReview\NWC_2011AutumnReview.vp Friday, July 29, 2011 1:37:47 PM Color profile: Disabled Composite Default screen 2 NAVALWARCOLLEGEREVIEW Operations Assessment in Afghanistan Is Broken WhatIstoBeDone?. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .103 Stephen Downes-Martin The operations assessments process in Afghanistan is untrustworthy and places at risk the credibility of commanders who support its products. But regional commanders have the authority and means to fix it. Dewey at Manila Bay Lessons in Operational Art and Operational Leadership from America’sFirstFleetAdmiral . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 127 Commander Derek B. Granger, U.S. Navy Admiral George Dewey, his great victory at Manila Bay over a century ago, and even the Spanish- American War receive little attention, from either historians of naval warfare or its practitioners. But the nature of the challenges he faced, how he approached them, and how his career had prepared him to succeed so well are in fact highly relevant to the U.S. Navy’s present environment. Review Essay RisingChina’sForgottenFather . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 142 The Generalissimo: Chiang Kai-shek and the Struggle for Modern China, by Jay Taylor reviewed by Charles Horner Book Reviews Essays in Naval History, from Medieval to Modern,by N.A. M. Rodger reviewedbyJohnB.Hattendorf. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 146 Schattenarmeen: Die Geheimdienste der islamischen Welt (Shadow Armies: The Secret Services of the Islamic World),by Wilhelm Dietl reviewedbyJohnR.Schindler. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 147 AtomicObsession:NuclearAlarmismfromHiroshimatoAlQaeda,byJohnMueller reviewedbyAndrewL.Stigler . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 149 The Wrong War: Grit, Strategy, and the Way Out of Afghanistan,by Bing West reviewedbyJeffreyJ.Winters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 150 The Education of Ronald Reagan: The General Electric Years and the Untold Story of His Conversion to Conservatism,by Thomas W. Evans reviewedbyStephenF.Knott . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 151 D-Day: The Battle for Normandy,by Antony Beevor reviewedbyDavidL.Teska. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 152 The Origins of Political Order: From Prehuman Times to the French Revolution,by Francis Fukuyama reviewedbyMattvanHook . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 153 Common Purpose: How Great Leaders Get Organizations to Achieve the Extraordinary,by Joel Kurtzman reviewedbyRogerH.Ducey. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 155 The Emperor’s Handbook: A New Translation of theMeditations, by Marcus Aurelius, translated by C. Scot Hicks and David V. Hicks reviewedbyJeffShaw. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 156 InMyView. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 158 OfSpecialInterest. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 164 ReflectionsonReading. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 166 NWC_2011AutumnReview_2.ps \\data1\john.lanzieri.ctr$\msdata\Desktop\NavalWarCollege\NWC_2011AutumnReview\NWC_2011AutumnReview.vp Tuesday, August 02, 2011 9:44:12 AM Color profile: Disabled Composite Default screen FROM THE EDITORS AtatimewhenChina’sPeople’sLiberationArmyNavyanditsnationalleader- shipappeartohavecommittedthemselvesfirmlytoaprogramofaircraftcarrier developmentoverthecomingdecades,doubtsarebeingvoicedincreasinglyin theWest,andnotleasttheUnitedStatesitself,overtheaffordabilityandopera- tional effectiveness of carriers in the current fiscal and strategic environment. Aircraftcarriershaveservedforsomesevendecadesasineffectthecapitalship oftheU.S.Navy.Willtheycontinueinthisroleinthefuture?Inaddressingthis question,RobertC.Rubel,aretirednavalaviator,offersacarefulreviewof the evolving“doctrinal”rolesaircraftcarriershaveplayedfortheNavyinthecourse of their history and of the emerging strategic and operational challenges they face.Heconcludesthatwhilesomeof theserolesappeartobeobsolescing,the carrierwilllikelybewithusfortheforeseeablefuture,thoughpossiblyinlesser numbersandwithareducedemphasisontraditionalstrikemissions.Professor RubelisdeanoftheCenterforNavalWarfareStudiesattheNavalWarCollege. Amongmilitaryconceptsthatneverquiteseemtocomeintofocus,“seabas- ing”surely ranks high.Sam J.Tangredi revisits the doctrinal and bureaucratic state of play on this issue.Sea basing continues to be viewed and evaluated in verydifferentwaysbythe differentservices;the relative eclipse of the concept overthelastseveralyearsisasomewhatdepressingtestimonytothecontinuing shortcomingsof “jointness”intheU.S.military.Tangredioffersacautiousde- fenseof thecontinuingrelevanceof seabasing,withreferencelesstothemost frequentlycitedrationale—thepotentialpoliticalvulnerabilityofbaseslocated inalliedterritory—thantothegrowingphysicalvulnerabilityoffixedlandbases tolong-rangeballisticmissileattack.CaptainTangredi,USN(Ret.),isaformer headoftheStrategyandConceptsBranchoftheOfficeoftheChiefofNavalOp- erations.ThisarticlewillalsoappearinaforthcomingNewportPaperonU.S. forwardpresenceinAsia,thePacific,andtheIndianOcean. In “Three DisputesandThree Objectives:Chinaandthe SouthChinaSea,” PeterDuttonnextprovidesacarefulreviewoftheregionaltensionsinSoutheast AsiageneratedoverthelastseveralyearsbyChina’sincreasinglyaggressiveas- sertionofitsclaimstotheSouthChinaSeaattheexpenseofotherlittoralstates, aswellasbyitschallengetofreedomofnavigationandforeignmilitarypresence NWC_2011AutumnReview.ps \\data1\john.lanzieri.ctr$\msdata\Desktop\NavalWarCollege\NWC_2011AutumnReview\NWC_2011AutumnReview.vp Thursday, July 28, 2011 3:16:09 PM

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