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N A V A L W A R C O L L E NAVA L WA R C O L L E G E R EV I EW G E R E V I E Autumn 2009 W Volume 62, Number 4 A u t u m n 2 0 0 9 NIUTEEDHTSTATES NAVALEWGEALRLOC VIRIBUS MARI VICTORIA Report Documentation Page Form Approved OMB No. 0704-0188 Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. 1. REPORT DATE 3. DATES COVERED 2009 2. REPORT TYPE 00-00-2009 to 00-00-2009 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Naval War College Review,Autumn 2009,Number 4 5b. GRANT NUMBER 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION Naval War College,,686 Cushing Rd.,,Newport,,RI,02841 REPORT NUMBER 9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S) 11. SPONSOR/MONITOR’S REPORT NUMBER(S) 12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release; distribution unlimited 13. SUPPLEMENTARY NOTES 14. ABSTRACT 15. SUBJECT TERMS 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF 18. NUMBER 19a. NAME OF ABSTRACT OF PAGES RESPONSIBLE PERSON a. REPORT b. ABSTRACT c. THIS PAGE Same as 187 unclassified unclassified unclassified Report (SAR) Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18 Cover USSAugustain Narragansett Bay, 2 May 1941,awatercolorpainting by the marineartistIan Marshall. The scene shows the heavy cruiserUSSAugusta (CA 31)on the day that Admiral Ernest J. King broke his four-star flag in Augustaas Commander in Chief, U.S. Atlantic Fleet.The ship ismoored to a buoyon the Jamestownside of the bay (that is, nearConanicut Island,visibleto the left), Admiral King’s preferred loca- tion;the Naval War College andasignal tower next to Pringle Hallarein the dis- tant background(to the right),and two ship’s boatsareapproaching—perhaps from the Newport, Rhode Island, fleet landing, or from other ships—to join threealreadyriding to a boom.The cruiserwas tobein Newportnearlycon- tinuously until January 1942, when King becameChief of Naval Operations.The tower and the tall antennasvisiblebe- yond the College complex were removed in the 1960s and’70s. The painting was commissioned by the Naval War College Museum, using funds provided by the Naval War College Foun- dation, to record a local scene not other- wise visually recorded in the Museum’s collections. The painting, delivered on 29 September 2008, hung in the Museum’s Predators and Guard Dogs: An Exhibit of the Works of Ian Marshall from 12 Feb- ruary to 30 June 2009 and then joined the permanent collection, in a new display case installed through the generosity of Robert Alvine’s gift to the Foundation and Museum. Born in Fife, Scotland,and originally trained as an architect,Ian Marshalllives todayon Mount Desert Island in Maine. Heisthe author of fivebooks illustrated by his meticulously accurate historical ship paintings, and his work hangs in the permanentcollectionsofmanymuseums in the United States and Europe. NAVAL WAR COLLEGE REVIEW Autumn 2009 Volume 62, Number 4 NAVALWARCOLLEGEPRESS 686 Cushing Road Newport, RI 02841-1207 NAVALWARCOLLEGEPRESSADVISORYBOARD PRESIDENT,NAVALWARCOLLEGE Adam Bellow Rear Adm. James P. Wisecup, USN Capt. Wayne P. Hughes, USN (Ret.) PROVOST Gale A. Mattox Amb. Mary Ann Peters Robert A. Silano Marin Strmecki DEANOFNAVALWARFARESTUDIES Robert C. Rubel Dov S. Zakheim NAVALWARCOLLEGEPRESS NAVALWARCOLLEGEREVIEWEDITORIALBOARD Carnes Lord,Editor Donald Chisholm Pelham G. Boyer,Managing Editor Audrey Kurth Cronin Phyllis P. Winkler,Book Review Editor Peter Dombrowski Lori A.Almeida,Secretary and Circulation Manager Stephen Downes-Martin FrankUhlig, Jr.,Editor Emeritus Col. Theodore L. Gatchel, USMC (Ret.) Naval War College Review Capt. Dennis Mandsager, JAGC, USN (Ret.) Code 32, Naval War College William C. Martel 686 Cushing Rd., Newport, RI 02841-1207 Col. Mackubin Owens, USMC (Ret.) Fax: 401.841.1071 Lt. Cdr. Derek S. Reveron, USN DSNexchange, all lines: 948 Capt. Peter M. Swartz, USN (Ret.) Website: www.usnwc.edu/press Scott C. Truver http://twitter.com/NavalWarCollege Karl F. Walling James J. Wirtz Editor, Circulation, or Business 401.841.2236 [email protected] Managing Editor 401.841.4552 [email protected] Newport Papers, Books [email protected] Essays and Book Reviews 401.841.6584 [email protected] Other Naval War College Offices 401.841.3089 TheNavalWarCollegeReviewwasestablishedin1948asaforumfordiscussionof publicpolicymattersofinteresttothemaritimeservices.Thethoughtsandopinions expressedinthispublicationarethoseoftheauthorsandarenotnecessarilythose oftheU.S.government,theU.S.NavyDepartment,ortheNavalWarCollege. The journal is published quarterly. Distribution is limited generally to commands andactivitiesoftheU.S.Navy,MarineCorps,andCoastGuard;regularandreserve officersofU.S.services;foreignofficersandcivilianshavingapresentorprevious affiliationwiththeNavalWarCollege;selectedU.S.governmentofficialsandagen- cies;andselectedU.S.andinternationallibraries,researchcenters,publications,and educationalinstitutions. Contributors Please request the standard contributors’ guidance from the managing editor or access it online before submitting manuscripts.TheNavalWarCollegeReviewnei- theroffersnormakescompensationforarticlesorbookreviews,anditassumesno responsibilityforthereturnofmanuscripts,althougheveryeffortismadetoreturn thosenotaccepted.Insubmittingwork,thesenderwarrantsthatitisoriginal,that itisthesender’sproperty,andthatneitheritnorasimilarworkbythesenderhas beenacceptedorisunderconsiderationelsewhere. Permissions Reproduction and reprinting are subject to the Copyright Act of 1976 and appli- cable treaties of the United States. To obtain permission to reproduce material bearing a copyright notice, or to reproduce any material for commercialpur- poses,contacttheeditorforeachuse.Materialnotbearingacopyrightnotice may be freely reproduced for academic or other noncommercial use; however, it is requested that the author andNaval War College Reviewbe credited and that the editor be informed. Periodicals postage paid at Newport, R.I. POSTMASTERS, send address changes to:Naval War College Review,Code 32S, Naval War College, 686 Cushing Rd., Newport, R.I. 02841-1207. ISSN0028-1484 CONTENTS FromtheEditors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 President’sForum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 U.S.NavalOptionsforInfluencingIran . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Daniel Gouré and Rebecca Grant In the event of conflict with Iran, the Navy would have perhaps the most important strategic role of all U.S. forces. Its most valuable capabilities and options, however, lie in “shaping” behavior so that conflict does not occur. Asia Rising The New Security Drama in East Asia TheResponsesofU.S.AlliesandSecurityPartnerstoChina’sRise. . . . . . . . . . . . . . 37 Evan S. Medeiros China’s rise is affecting the perceptions, interests, and policies of all nations throughout East Asia. They have responded in a variety of ways, but their reactions have not necessarily come at the expense of U.S. regional influence. Using the Land to Control the Sea? ChineseAnalystsConsidertheAntishipBallisticMissile . . . . . . . . . . . . . . . . . . . . 53 Andrew S. Erickson and David D. Yang China’s open-source literature does not establish whether that nation has, or is close to having, tactical ballistic missiles capable of effective attacks on surface ships. It does establish, however, that the Chinese are deeply interested in the idea—a potential “game changer” that would critically influence America’s place in the Pacific for decades to come—and heavily engaged in the issues involved, technically and otherwise. China’s Antiship Ballistic Missile DevelopmentsandMissingLinks. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87 Eric Hagt and Matthew Durnin That China is interested in an antiship ballistic missile seems a logical and natural outgrowth of its history of robust missile development. At what stage is its development? How near to operational readiness are its key components and technologies? What would be its implications for the U.S. Navy and the naval strategic balance between the United States and China? 2 NAVALWARCOLLEGEREVIEW Clear Purpose, Comprehensive Execution RaymondAmesSpruance(1886–1969) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 117 Captain Wayne P. Hughes, Jr., U.S. Navy (Retired) From two tours at the Naval War College, Spruance understood both the roles and limitations of doctrine and principles, but the great sources of his success in World War II were luck, selfless ambition, skills acquired from study and experience, and innate talent. MidwayandtheIndianOcean . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131 Jeremy Black The Japanese raid into the Indian Ocean is both a great what-if of World War II and an indication of the importance of Midway. The forces that could have pursued the advantage gained in the Indian Ocean moved instead to the Pacific, to lose four carriers, and many strategic options as well, in the critical June 1942 battle. Fresh Thinking for an Old Problem ReportoftheNavalWarCollegeWorkshoponCounteringMaritimePiracy. . . . . . 141 Commander James Kraska, JAGC, U.S. Navy Rampant piracy off the Horn of Africa has focused world attention and produced a variety of commentaries and prescriptions. An April 2009 Naval War College workshop of experts in the field pointed to the hard realities behind the platitudes. Review Essays MorethanThreeLawsofRobotics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 155 Wired for War: The Robotics Revolution and Conflict in the 21st Century, byP. W. Singer reviewed by John Edward Jackson IvoryTowerMeetsJamesBond. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 159 Analyzing Intelligence: Origins, Obstacles, and Innovations, edited byRogerGeorge andJamesBruce reviewed by David C. Foley CONTENTS 3 Book Reviews A Leader Becomes a Leader: Inspirational Stories of Leadership for a New Generation,by J. Kevin Sheehan reviewedbyRichardNorton. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 163 Small Boats, Weak States, Dirty Money: Piracy and Maritime Terrorism in the Modern World,by Martin N. Murphy reviewedbyClaudeBerube. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 164 Fighting Identity: Sacred War and World Change,by Michael Vlahos reviewedbyS.MikePavelec . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 165 Spying on the Nuclear Bear: Anglo-American Intelligence and the Soviet Bomb,by Michael S. Goodman reviewedbyMyronGreenberg. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 166 Russian Civil-Military Relations: Military Strategy and Operational Art, by Robert Brannon reviewedbyTomFedyszyn. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 167 The Third Reich at War,by Richard J. Evans reviewedbyStephenKnott . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 169 If Mahan Ran the Great Pacific War: An Analysis of World War II Naval Strategy,by John A. Adams reviewedbyMichaelPearlman . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 170 The Late Victorian Navy: The Pre-dreadnought Era and the Origins of the First World War,by Roger Parkinson reviewedbyJohnB.Hattendorf. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 171 InMyView . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 173 ReflectionsonReading. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 177

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