Policing and COIN Operations: Lessons Learned, strategies and Future directions Samuel Musa, John Morgan, and Matt Keegan Center For Technology & National Security Policy The Combating Terrorism Technical Support Office Report Documentation Page Form Approved OMB No. 0704-0188 Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. 1. REPORT DATE 3. DATES COVERED 2011 2. REPORT TYPE 00-00-2011 to 00-00-2011 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Policing and COIN Operations: Lessons Learned, Strategies, and Future 5b. GRANT NUMBER Directions 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION National Defense University,Institute for National Strategic Studies,260 REPORT NUMBER 6th Avenue Ft. Lesley J. McNair,Washington,DC,20319 9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S) 11. SPONSOR/MONITOR’S REPORT NUMBER(S) 12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release; distribution unlimited 13. SUPPLEMENTARY NOTES 14. ABSTRACT 15. SUBJECT TERMS 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF 18. NUMBER 19a. NAME OF ABSTRACT OF PAGES RESPONSIBLE PERSON a. REPORT b. ABSTRACT c. THIS PAGE Same as 134 unclassified unclassified unclassified Report (SAR) Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18 POLICING AND COIN OPERATIONS Front cover: Ralph Morten is a retired 27-year Los Angeles Police Department veteran and former SWAT member. POLICING AND COIN OPERATIONS: LESSONS LEARNED, STRATEGIES, AND FUTURE DIRECTIONS Samuel Musa, John Morgan, and Matt Keegan 2011 Contents Preface.........................................................................................................vii Chapter 1: Introduction to Policing and COIN Operations .........................1 Samuel Musa, John Morgan, and Matt Keegan Chapter 2: Policy Considerations—The Department of Defense and Department of Homeland Security....................................16 James Schear and Arif Alikhan Chapter 3: Visions of Conflict Policing.....................................................23 John Morgan Chapter 4: Strategic Lessons from American Policing..............................35 Brian Berrey Chapter 5: Lessons Learned from Iraq and Afghanistan Operations............................................................48 Samuel Musa Chapter 6: Lessons Learned from Past Conflicts.......................................67 Matt Keegan Chapter 7: COIN Policy and Process.........................................................87 James M. Keagle and Christopher Mann Chapter 8: Building Indigenous Capacity................................................101 Samuel Musa, John Morgan, and Matt Keegan Chapter 9: Conclusions............................................................................111 Samuel Musa, John Morgan, and Matt Keegan Biographies.................................................................................................117 About the Editors........................................................................................123 v Preface The idea for this monograph was started in early January 2010 with the initial concept to conduct research on predictive policing and write a paper on the subject. After several meetings and many ideas considered for the paper, the co-editors realized that there is a need to expand the target to the role of policing in counterinsurgency. This was a hot topic and there were many diverse views in the literature on what the role should be. As the ideas on this new direction began to materialize, it became clear that this was a monumental task that would require a workshop to gather and exchange ideas from a diverse group of experts. The group then began to consider the framework for the workshop and the desired outcome to influence policymakers on the future directions of the role of policing. Several options were then considered on how to go about achieving this goal. The idea of a monograph then emerged as a good starting point. The concept of having multiple sessions with each moderator writing a chapter summarizing their session coupled with their ideas on the subject began to evolve. Selecting the moderators and the speakers and restricting the attendance to those invited guests became the next task. The workshop was then held on September 29, 2010, as a co-sponsored event by the Center for Technology and National Security Policy (CTNSP) of the National Defense University (NDU) and the Combating Terrorism Technical Support Office (CTTSO) of the Threat Support Working Group (TSWG) of the Department of Defense. The workshop was focused on lessons learned from past campaigns, development of new strategies, and outlining future directions for implementation. Participants included leading authors on the subject, selected individuals from Defense, Justice, and State Departments, Law Enforcement, Service Academies, and Training Commands and Think Tanks. Also, select National War College (NWC) and Industrial College of Armed Forces (ICAF) students with recent experience in Iraq/Afghanistan participated in the workshop. It was a real success based on the feedback from the participants. Many of the new ideas generated are presented in this monograph. The authors would like to take this opportunity to thank the speakers, moderators, and co-sponsoring organizations. The authors gratefully acknowledge the financial support of Starnes Walker, former Director of Research, and Matt Clark, Director of University Programs, Science and Technology Directorate, Department of Homeland Security. The authors also thank Samuel Bendett, Research Associate at CTNSP, for his extensive support and for providing organizational, logistical, and editorial assistance. vii PREFACE This effort could not have been produced without Ted Woodcock, who was the editor for this project. His contributions, support, and dedication to this effort are greatly appreciated. The authors are also very grateful to Elizabeth Woodcock for the cover design of this monograph. The views expressed in this monograph are those of the authors and the contributors to the chapters and do not reflect the official policy or position of the National Defense University, the Combating Terrorism Technical Support Office, the Department of Defense, or the U.S. Government. All information and sources for this monograph were drawn from unclassified materials. viii