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■ TUNING the Instruments of NATIONAL POWER By H A N S B I N N E N D I J K and PA T R I C K L. C L AW S O N There has been a marked realignment since the end of the Cold War of the instruments of national power which are available to the United States in pursuing its interests around the world. Because of resource constraints and new threats, some former mainstays of defense and foreign policy—such as strategic nuclear forces and foreign aid—are less central today. At the same time, the U.S. Government is developing new tech- niques to deal with changing circumstances which rely more on coalition partners, high technology, the private sector, and additional roles for the Armed Forces. The Strategic Setting Russia and China are somewhat cooler as they re- In the modern world, the changes related to sist further reform and seek to strengthen their geostrategy, information, and government are so international position. Among the powers, the sweeping that they may be regarded as revolu- United States is by far the strongest. Nevertheless tions. One common characteristic of these the world has not become unipolar as some pre- changes is that they are transforming the world dicted a few years ago. into a more fast-paced and diverse place in which Another aspect of the geostrategic scene has a more tailored and coordinated approach to pol- been the triumph of market democracy. While not icymaking is required. They also increase the always practiced, it is nearly universally regarded means that are available to the United States in as the model approach. From this vantage states exercising its power and influence. can be divided into three groups: those successful Geostrategy. The most apparent multidimen- at implementing market democracy, those in tran- sional changes are geostrategic. In the area of re- sition from authoritarianism towards that goal, lations among major powers—long the focus of and troubled states that fall behind the rest of the world politics—superpower confrontation was re- world while often struggling against ethnic or reli- placed by cooperation in the initial rush of en- gious extremism. The most likely sources of con- thusiasm after the Cold War. Now relations with flict are troubled and transitional states. Some rogues may divert attention from their domestic ills by external aggression aimed at imposing re- This article is a topical summary of a recent publication, gional hegemony. The proliferation of weapons of Strategic Assessment 1996: Instruments of U.S. Power mass destruction (WMD), particularly nuclear (see advertisement on page 131). 82 JFQ / Winter 1995–96 Report Documentation Page Form Approved OMB No. 0704-0188 Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. 1. REPORT DATE 3. DATES COVERED 1996 2. REPORT TYPE 00-00-1995 to 00-00-1996 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Tuning the Instruments of National Power 5b. GRANT NUMBER 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION National Defense University,Institute for National Strategic Studies,Fort REPORT NUMBER Lesley J. McNair,Washington,DC,20319 9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S) 11. SPONSOR/MONITOR’S REPORT NUMBER(S) 12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release; distribution unlimited 13. SUPPLEMENTARY NOTES 14. ABSTRACT 15. SUBJECT TERMS 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF 18. NUMBER 19a. NAME OF ABSTRACT OF PAGES RESPONSIBLE PERSON a. REPORT b. ABSTRACT c. THIS PAGE Same as 7 unclassified unclassified unclassified Report (SAR) Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18 Binnendijk and Clawson Marine anti-terrorism team during Valiant Thunder ’95. U.S. Navy (Lou Caporaletti) arms, makes confrontations with rogues especially global communication is creating new avenues dangerous. Conflicts are likely in troubled states, for American values, culture, and interests to radi- and in some cases they will fail—ceasing to func- ate overseas and vice versa. Still another is that tion and degenerating into soci- information is perhaps the single most important perhaps the most striking etal chaos. Though the United factor in deciding the outcome on the battlefield. States will not always intervene, it The Nature of Government. After an era of in- aspect is the explosion of has developed capabilities to con- creasing state activity, central governments are in transnational problems duct humanitarian and peace op- retreat. Power is devolving as more control is erations when they are required. ceded to the regional or local level. Central gov- Perhaps the most striking aspect of the ernments are shedding functions, in part to cut geostrategic scene is the explosion of transna- budget deficits. Governments are privatizing tional problems that do not stem from the poli- state-owned enterprises, relying on markets to cies of governments. International crime, terror- boost growth, and the power of international ism, mass migration, and environmental threats firms has grown. Moreover, less concern is di- transcend national boundaries and often are not rected to projecting power overseas and more at susceptible to traditional tools of statecraft de- domestic issues, especially the economy. In many signed for relations among sovereign states. countries the argument is made that a strong Information Technology. Advances in informa- economy is the only means of sustaining an ac- tion technology are increasing tenfold every five tive international role. years. Computers, facsimile machines, fiber op- In the United States, domestic concerns have tics, satellites, and the like speed information caused a decline in resources which support de- across frontiers, reinforcing political trends to- fense and foreign programs. From FY85 to FY95, ward open societies. No one can foretell how this funding for defense fell 34 percent in real terms, technology will alter traditional means of na- and funding for international programs fell 46 tional power, but certain useful themes are percent. Administration and congressional mid- emerging. One is that access to technology is a 1995 projections for defense and international prerequisite for economic growth, at least in de- spending both showed a continued reduction in veloped states. Another is that the ubiquity of real terms from 1996 to 2000. For defense they agreed on a 7 percent reduction. For international programs the White House projects a 23 percent Hans Binnendijk and Patrick L. Clawson are, respectively, director and cut while the concurrent budget resolution pro- senior research professor in the Institute for National Strategic Studies jects a 43 percent cut. Furthermore, pressure to at the National Defense University. Winter 1995–96 / JFQ 83 ■ INSTRUMENTS OF POWER balance the budget while protecting domestic three colleagues in Bosnia attests, the life of the programs may push reductions for defense above diplomat is becoming increasingly dangerous. the levels projected in mid-1995 by the adminis- Information. American Cold War ideology— tration or Congress. The lower resource levels will marked by emphasis on freedom, democracy, and pose a serious challenge for exerting our influ- marketplace—has triumphed, although it has not ence over a range of issues and at a level of lead- been fully practiced in transitional or troubled ership that U.S. interests require and that Ameri- states. Public diplomacy is therefore evolving cans expect. from the battle over hearts and minds to cam- Impact of the Revolutions. While the basic paigns to persuade foreign governments and characteristics of the present strategic environ- publics to support specific national policies. In ment are uncertainty and change, historical expe- this effort the U.S. Information Agency plays the rience suggests that the new world system may be principal role, presenting our perspective to a more malleable now than it will be in a few years. world saturated by commercially produced infor- International systems have typically had a life mation and supplementing it, as required, with cycle in which relations among the major powers government assets. start out flexible then become more rigid. The way Nonstate Actors. The United States uses inter- the system is shaped tends to determine whether national and private voluntary organizations these powers remain at peace. If that analogy more often today and in more ways than during holds, then there is an urgency to resolving the the Cold War. The military works more directly domestic debate on what the United States wants with them, requiring both sides to adapt, given from the new world order and maximizing the in- the obvious differences in their respective cultures struments of power available to policymakers. (such as command structures versus webs of inde- Although changes in the instruments of pendent actors that rely on consensus-building). power have generally been driven by develop- The government not only uses international orga- ments in the international environment—revolu- nizations in responding to disasters and the effects tions in geostrategy, infor- of ethnic strife, but in mitigating the threat to mation technology, and vital national interests from rogue states. the nature of govern- Economics. As in other fields, the trend in ment—much is the result economic affairs is away from the commitment of of conscious decisions budget resources. Foreign aid is shifting from di- Walden) made in Washington. The rect bilateral budget assistance to new ways of magery (Yvette Uionpngei rttaehtdee s S witnaa tyoesrsd iiensr rtweoi hnrievcdehun ctiet- mtrieoaonnba ilPl iieznnitniengres umstlsau; lEftoinlrae teregxryaam lD preelves,eo lcuorrpecametsieo nfnot roO fv ritgthaaenl iKnzoaa--- Camera I cchosatnsg, itnagk icnigrc uadmvsatnantacgees toof thiaovne. Bduect ltihnee dla, rtgheer sNtoatriyo ins thhaast uasse sde ceuxriisttyin tgh reecaots- mbat shed functions and institu- nomic instruments (such as trade retaliation) vig- Co tions that are no longer orously against its allies, which may endanger al- The Chairman and needed while making liances in the long term. But often economic Ambassador Albright greater use of new opportunities. As reinvention instruments have little impact, in part because in Croatia. continues the challenge will be to make more ef- the United States does not commit sufficient re- fective use of varied instruments which the United sources to make instruments such as foreign aid States has at its disposal. These instruments can be effective. In other cases the collateral impact of grouped into three general categories: non-mili- these instruments is too great; that is, they have tary, political military, and military. broad consequences that inflict unacceptable po- litical damage, such as when the threat to with- Non-Military Instruments draw China’s most-favored nation status resulted Diplomacy. The nature and tools of diplo- in a deterioration of relations across the board. macy are changing rapidly. In the more fluid situ- When America is prepared to inflict heavy collat- ation of the 1990s, negotiations are shifting from eral damage, a coercive economic tool such as formal to ad hoc arrangements. Attention is being sanctions can have a discernible effect. Witness given to merging elements of a diplomatic struc- how sanctions weakened Baghdad’s ability to ture which was created for a different age. Global threaten its neighbors and Belgrade’s support to affairs have been given new prominence at the ethnic Serb forces in Bosnia. State Department. Our embassies abroad are less the province of the State Department and more a site of interagency functions under the looser leadership of the ambassador. And as the loss of 84 JFQ / Winter 1995–96 Binnendijk and Clawson Intelligence. As the focus of national security other strife-torn areas of the world. Despite this policy shifted away from the Soviet Union, intel- diversification of effort, Russia remains indispens- ligence activities have been diffused. The debate able to arms control. Its support is vital to supple- continues about what intelligence is needed and menting the Treaty on Conventional Armed which areas are appropriate for analysis. For in- Forces in Europe, solidifying the emerging system stance, ethical and methodological questions to control dangerous weapons and dual-use tech- have arisen over the collection and nology, and dismantling the legacy of nuclear the role of alliances is dissemination of economic intelli- arms, including the cooperative threat reduction gence on U.S. allies. In those areas program for greater security of nuclear material to shifting as they become where policymakers want intelli- forestall proliferation dangers. the cornerstones of gence, the information explosion Defense Engagement in Peacetime. Cold War has yielded vast amounts of open- interaction with foreign militaries other than al- ad hoc coalitions source data. Some have estimated liance partners often meant providing developing that 80 percent of the information countries with equipment at favorable prices, so used by the intelligence community is now de- as to shore up their ability to meet Soviet-inspired rived from open sources. Policymakers are likely subversion or outright aggression. By contrast, to get their first report of fast-breaking events the 1990s have seen a drop in arms deliveries, from CNN. The intelligence community is ac- and a shift in the focus of defense engagement to cordingly devoting attention to what consumers interaction, such as professional education and want and how to package and deliver that infor- combined military exercises, and high-level de- mation quickly. Greater priority is being given to fense diplomacy, such as quasi-diplomatic trips analysis of the large flow of available informa- by regional CINCs. This engagement has ex- tion, and less to collecting it. panded to nearly every country in the world, in- cluding military-to-military contacts with govern- Political-Military Instruments ments leery of U.S. policies. But at the same time, Productivity and Technology. Little attention is there has been a decrease in the number of sol- given today to industrial mobilization and main- diers, sailors, marines, and airmen with foreign- taining an engineering lead (such as jet engines or area expertise, as well as a reduction in forces armor). That results partly from changes in politi- which are likely to take part in foreign military cal environment, but perhaps more from the prior- interaction programs (such as engineers, military ity given to information technology instead of police, and medics). The challenge is to make bet- metal industries. Contrary to concerns that pro- ter use of declining resources. ductivity and technological power are in decline, Security Relationships and Peacetime Deploy- the United States is the leader in information tech- ment. The core of U.S. security policy in the Cold nology, especially in the critical area of software. War was its alliances for collective defense against America’s technological base along with its pro- the external threat from the Soviet Union. The duction capacity constitute as potent an instru- post-Cold War role of alliances is shifting as they ment of national power as ever. To be sure, the way become the political and military cornerstones of in which that power will be applied to defense pro- ad hoc coalitions. Such arrangements are the duction is changing. More cutting edge research is likely way the United States will fight in the fore- being done in the private sector and less by the seeable future. The NATO combined joint task government. As more money goes into electronics, force (CJTF) concept is the most telling example and as the production of major weapons platforms of the new role of alliances; but delays in imple- shrinks, more collaboration among businesses, in- menting it illustrate the difficulty in re-directing cluding foreign firms, will be required for the sur- Cold War institutions, even where there is clear vival of core capabilities (such as building carriers military utility (in this case, for crisis response be- and nuclear powered submarines). yond NATO’s borders). While alliances like NATO Arms control. The agenda of arms control has provide the military nucleus for an ad hoc coali- shifted to the nonproliferation of nuclear, biolog- tion, there may well be political utility in includ- ical, and chemical (NBC) weapons and missiles, ing many states, even if some contribute little building on the indefinite extension of the Treaty militarily. Coalitions that include uncertain part- on the Non-Proliferation of Nuclear Weapons. ners require a delicate balance. Meanwhile, as Mutually reinforcing measures—nuclear-free force structure declines and support at home as zones, a comprehensive test ban treaty, and a fis- well as in host countries for large overseas bases sile-material production-cutoff treaty—offer becomes more open to question, dependence on promise for strengthening non-proliferation. pre-positioned equipment ashore and afloat will Meanwhile, conventional arms control models and confidence-building measures implemented with the former Warsaw Pact have relevance for Winter 1995–96 / JFQ 85 ■ INSTRUMENTS OF POWER Oklahoma City, antagonistic toward one side. The task is to con- April 21,1995. tain or end fighting while not becoming a party to the conflict or assuming responsibility for na- tion-building. The prognosis for expanded opera- tions of this sort is uncertain. The United Nations admittedly lacks the capability to manage such missions, which means that they are likely to occur successfully only when Washington opts to lead a coalition. Military Instruments Unconventional Responses. U.S. interests may be challenged by indirect means such as terrorism, subversion, narcotics trafficking, and sudden flows of refugees. Some kinds of threats are useful ways for the weak to attack the strong. Lately, they have become more salient because of the demise of the Soviet Union and the trend toward a more open A. Moore) wploer. lUd lteicmonatoemly,y reagnido nthale p foreweerr sm inovteenmt eonnt soyfs tpeemo-- Mark atically challenging our national interests may Guard ( mthoemun wt iulln icnocnluvdeen taino neanlh tahnrceeadt sr.o lRee sfopro nlaswe se tno- Air National fsoprocnesmese notf faegr eonpctiieosn. sU tnoc odnecviesniotniomnaalk emrsi lwitahroy arree- reluctant to resort to costly measures; and they can minimize collateral damage. However, uncon- continue to increase, and there may be a place for ventional instruments are politically sensitive. new approaches such as mobile offshore bases. Limited Military Intervention. In recent Humanitarian and Peace Operations. The typi- decades insurgencies were essentially ideological cal peace operation in the past was patrolling a and the United States supported one side. Today cease fire line. With the end of superpower rivalry insurgencies and civil wars are more often fought peacekeeping operations have generally been fo- among ethnic groups, and the U.S. goal is peace cused on resolving conflicts within states rather between two sides, one of which is usually the in- than on cross-border aggression. Such missions ternationally recognized government. While in- are more complicated and controversial, as there terethnic conflicts may become frequent events, is less control over armed elements and, in some Americans may not always support involvement cases, virtually no organized government to work in them, since they often occur in regions where with. The most critical elements to the success of geostrategic interests are slight, although chal- complex peace operations can be the right mix of lenges to our values (such as genocide) may be military and civilian agencies as well as private high. When the United States does become in- voluntary organizations, and properly coordinat- volved, its goals may be very limited. In light of ing their actions in the field. In more complicated the record of the United Nations, especially in So- settings, involvement can make the difference be- malia and Bosnia, the decision to intervene will tween success and failure because of the skills of depend on the objectives, command and control, the Armed Forces, from C3I to special operations contributions by like-minded nations, and dura- forces (including civil affairs and psychological tion and cost. operations), and leadership and managerial abili- Classical Military Power. While the United ties. While accepting its role, the Nation resists States is much more capable than any potential the assumption that it will automatically play a enemy, strategic assets such as airlift and sealift dominant part in every situation, instead prefer- would be strained in the event of two nearly si- ring to concentrate on how to succeed with lim- multaneous major regional contingencies. Also, ited U.S. participation. The record of success is since the overseas presence of our ground and air mixed at best in operations where no peace ac- forces was reduced by half between 1986 and cord exists and the peace force is perceived to be 1995, there is less margin for error in deploying our remaining forces. And given that weapons systems last decades and relatively little is being procured, the Nation will be fielding equipment designed for use against the Soviet Union for the 86 JFQ / Winter 1995–96 Binnendijk and Clawson Somali women drawing water. wicz) wlo Ga Navy (Joe S. U. foreseeable future and must adapt it to new types caution: the effective use of emerging instru- of warfare. Unless spending on procurement is ac- ments requires protecting military information celerated, the military could face bloc obsoles- and other systems to avoid retaliation in cyber- cence of equipment in space. Although there is considerable interest in more important than equipment fifteen to twenty information war, it is not clear how vulnerable years. Perhaps more potential adversaries may be, especially those that is doctrine: knowing how to fight important than equip- are not heavily dependent on modern computer ment is doctrine: technology. It is clear that we are vulnerable. knowing how to fight. Each service has updated Countering WMD. The end of the Cold War its doctrine during the past few years, and now was punctuated by new threats from regional the focus must shift to the development of more powers. Rogue states with NBC capabilities are joint doctrine. dangers that must be considered despite programs Emerging Military Instruments. Information to prevent proliferation. Thus attention is being technology offers the best opportunity for the devoted to countering WMD. The first choice is Armed Forces to develop new instruments in the deterrence, but that may be difficult to achieve mid-term. But to benefit from these capabilities, regionally. A rogue with NBC capabilities may use through a military technological revolution, in- them as weapons of choice, whereas previously novative operational concepts and organizations that may have been a last resort. Moreover, it are required, namely, a revolution in military af- may not be credible to threaten a nuclear re- fairs. We are on the verge of integrating systems sponse against a chemical attack. Because of prob- into what the Vice Chairman, Admiral William lems in deterring regional states, more emphasis Owens, refers to as a system of systems. This super- is being put on defensive measures. Some are pas- system could see all key enemy assets on a battle- sive, like intelligence and NBC protection. Active field (through “dominant battlefield knowl- defenses, such as theater high-altitude area de- edge”), communicate this information instantly fense, become more important as ballistic and to combat units, and strike with unprecedented cruise missiles become more widely available. accuracy. With insightful leadership and hard Some Conclusions work this will provide a high degree of control over global security through a capability to inter- There has been an understandable tendency vene quickly, effectively, and economically. In to put greater emphasis on domestic concerns of some cases that intervention will be done by the late, resulting in calls for cuts in the budgets of Armed Forces directly, whereas in others it will be most instruments of national power, as well as for achieved by providing real-time intelligence, sys- tems expertise, and software to our allies. One Winter 1995–96 / JFQ 87 ■ INSTRUMENTS OF POWER reorganization or fundamental reform of many peace. As the private sector grows in former state- foreign policy institutions. Five conclusions can dominated economies, and American firms oper- be drawn about applying U.S. power in this new ate in a global market, the Nation has increasing environment. opportunities to exert its influence. But there are New Ways of Applying Power. Enhancing our limits. Firms doing business abroad cannot de- ability to exert influence abroad does not neces- fend national interests. The pervasiveness of pop- sarily mean buying more of the same old thing. ular culture—music, sports, and designer names— The national security establishment evolved and the strength of high-tech industries— largely out of the Cold War. New ways of doing computer software and aerospace—can contribute business are being developed to draw on untapped to national power, but it is not a basis for leader- strengths of existing organizations while shifting ship in national security. Regardless of the extent resources from areas that are no longer relevant. to which economy and culture are globalized, tra- For instance, transnational threats are becoming ditional governmental activities remain key to de- more critical relative to con- fense and foreign affairs. the Armed Forces face the cerns over aggressive desta- Applying Instruments to Limited Ends. Past bilizing states, which de- competition with the Soviet Union meant that challenge of adapting rapidly mands a greater role for most international events involving U.S. interests advancing commercial Federal law enforcement came into play as part of a global chess game. In a agencies that have tradition- multipolar world of uncertainty and ambiguity, technologies ally kept a relatively low the Nation is likely to be engaged to promote lim- profile abroad. Another ex- ited interests. Given the stakes, it may not be ample is the information revolution in which credible for Washington to threaten to use the technological innovation is driven by commercial full range of instruments at its disposal even if capital rather than government investment. The warranted. There will no doubt be cases when a military will no longer be the principal sponsor of small commitment may be made but without the technological innovation and, consequently, the public will to enlarge that commitment. Armed Forces face the challenge of adapting Coordinating Among Instruments. While coor- rapidly advancing commercial technologies. dinating government agencies has always been a Phasing Down Use of Some Instruments. As the problem, the challenge is growing for several rea- United States diversifies its instruments, reliance sons. During the Cold War, coordination among on some that were central in the past is declining. agencies and policy instruments was simplified For example, America is foregoing the capability by the overwhelming priority given to containing to retaliate in kind against chemical or biological Soviet communism. In the post-Cold War era, weapons, has drastically reduced its reliance on there is less clarity about which goals are central tactical nuclear weapons, and is dismantling and which are peripheral. And because a wider much of its inventory of strategic arms. It has array of policy instruments is being used, there also effectively ended military aid (save to Israel are more agencies among which policy has to be and Egypt), other than minuscule amounts for coordinated. education and training. The United States once As foreign policy goals become more com- carried out functions for which it no longer has plex and a greater variety of instruments are adequate resources to have substantial impact. brought to bear on any one problem, interagency For instance, the goverment is no longer a key coordination and clear policy direction become actor in international radio broadcasting and eco- all the more important. Close coordination nomic development, although it still funds some among agencies and consultation between the broadcasting (especially the Voice of America) administration and Congress are potent force and some foreign aid. multipliers. To this end, attention is being given Working with the Private Sector. Government to drawing lessons from earlier complex crisis will need to rely more on the private sector in its management efforts. conduct of national security policy. Voluntary or- ganizations often provide humanitarian relief Despite resource constraints, the Nation has more effectively than governments. Sometimes an impressive array of instruments of national an eminent private citizen can explore ideas with power and influence that are being adapted to rogues, without the Nation extending legitimacy changing circumstances. While there may be de- by direct contact. Businesses, acting out of self-in- fects in how the United States uses those instru- terest and without governmental intervention, ments, it has succeeded in achieving many of its can often advance U.S. goals, as when investors goals, and the efficiency of such capabilities con- stimulate economic growth that, in turn, rein- tinues to improve steadily. If the resources con- forces market democracy or that cements a fragile tinue to be cut, however, this optimistic assess- ment could be reversed. JFQ 88 JFQ / Winter 1995–96

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