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1107 Pendley 10/16/97 11:19 AM Page 37 Thai soldiers in Tandem Thrust ’93. AMERICA and the Asia-Pacific RegioU.S. Air nForce (Marvin Krause) By W I L L I A M T. P E N D L E Y C hange is a word heard so often that with almost a billion people and a growing it has lost its impact. Most of the at- middle class. tention to change in Asia has been Centers of international power and lead- focused on dynamic economic ership have historically been aligned with growth. It would be almost impossible to the global economic axis. In the age of miss a shift as dramatic as that in the global Greece and Rome that axis centered on the economic axis reaching from the Atlantic to Mediterranean. In the age of European colo- the Pacific basin. The world’s highest growth nial dominance and the rise of America, it rates are in Asia and huge mar- moved to the Atlantic. At some point in the kets are opening throughout the late 1980s and without fanfare, the GNP of Japan is grappling with region. One must aggregate the the Asia-Pacific region exceeded that of Eu- a fundamental identity member nations of the European rope. With Japan and America accounting crisis that it avoided Union to equate Europe with for more than 40 percent of world GNP, the Japan or, increasingly, with axis shifted again. But economic change is facing in the Cold War greater China which includes only part of the dynamic. It could be both Taiwan and Hong Kong. overemphasized while more significant No single nation in Europe, not even a re- strategic changes are ignored. unitied Germany, comes close. To Japan and Japan is grappling with a fundamental greater China must be added South Korea identity crisis that it avoided facing in the and member states of the Association of Cold War. Can it find an international iden- Southeast Asian Nations (ASEAN) which tity through a global economic leadership have a growing regional economy with more role while still tying its political and security than 300 million people. If the region is ex- panded to include South Asia, India is added Spring 1995 / JFQ 37 Report Documentation Page Form Approved OMB No. 0704-0188 Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. 1. REPORT DATE 3. DATES COVERED 1995 2. REPORT TYPE 00-00-1995 to 00-00-1995 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER America and the Asia-Pacific Region 5b. GRANT NUMBER 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION National Defense University,Institute for National Strategic Studies,Fort REPORT NUMBER Lesley J. McNair,Washington,DC,20319 9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S) 11. SPONSOR/MONITOR’S REPORT NUMBER(S) 12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release; distribution unlimited 13. SUPPLEMENTARY NOTES 14. ABSTRACT 15. SUBJECT TERMS 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF 18. NUMBER 19a. NAME OF ABSTRACT OF PAGES RESPONSIBLE PERSON a. REPORT b. ABSTRACT c. THIS PAGE Same as 6 unclassified unclassified unclassified Report (SAR) Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18 1107 Pendley 10/16/97 11:19 AM Page 38 J F Q F O R U M interests to those of the United States? Will but rather what has not changed and may it instead seek that international identity in not change even with a new generation of closer relations within Asia? leaders. A hundred years of foreign domina- Regardless of the road Japan takes, its tion followed by the excesses of the Great close and largely subordinate relationship Leap Forward and Cultural Revolution in a with the United States will change. The period of relative isolation caused China to growing value of global and Asian markets miss major conceptual changes in the world. will lessen the relative importance of Amer- It is still stuck in a 19th century mindset rep- ica to Japan. The protracted conflict and resented by territorial great powers with large competition in U.S.-Japan economic rela- military forces. It still focuses on national tions will push Japan in other directions. sovereignty issues and rejects interdepen- Technological progress will allow Japan to dence and international cooperation except choose advanced military technologies suffi- in narrow, self-serving ways. It pursues age- cient to provide for its defense. While Japan’s less border disputes that have led to a variety reorientation may be slowed by stumbling ef- of limited conflicts since the Korean War. forts at reform and more effective govern- Probably the most destabilizing factor in ment, it will still evolve into a more indepen- the next decade will be modernizing the dent state. This change has vital strategic People’s Liberation Army (PLA) with empha- implications for the United States. sis on its air and naval forces and power pro- It is fashionable to focus on China’s eco- jection capabilities. China remains insensi- nomic development and uncertain political tive to the impact that its actions have on future. This has resulted in extreme projec- other states because it assumes that they op- tions on both counts. China’s economic erate on the same 19th century conceptual growth potential has been overestimated in basis. This assumes that the Japanese moti- straight line projections similar to Japan be- vation for rearming will be unaffected by fore its economic bubble burst. Some cite Chinese military modernization since rear- growing inflation and an overheated Chi- mament would happen anyway as a result of nese economy as well as the sluggish transi- national sovereignty and a drive for great tion from state enterprises to a market econ- power status. Emphasis is thus on taking ad- omy as signs of imminent collapse. Political vantage of Japan’s restraint to gain a forecasts run from the return to hard-line stronger relative position. Military modern- conservatism to the breakup of China into ization coupled with territorial disputes and provincial power centers. China’s perception of what a great power is Economic and political change will and how it should act makes for an uncer- probably continue but at an uneven pace. tain and probably dangerous future for both The economic boom will peak and level off Asia and the United States. as China is forced to deal with nagging eco- Korea is a powder keg with a short fuse nomic sectors that it has tried to ignore. The positioned at the point of convergence of new generation of leadership appears more Russian, Chinese, Japanese, and American technocratic and less ideological than its an- interests. The departure of Kim Il Sung has tecedent. Although there may be more heralded a new era. The collapse of the democratic progress in the Chinese Commu- Pyongyang regime is underway and only its nist Party, including internal dissent, there timing and method remain unknown. Kim will be opposition to creating rival political Jong Il inherited a failing state that had only movements. been held together by the personality cult of The greatest danger that China will pose his father. In the face of a rapidly declining over the next decade is neither economic economy and growing discontent, he must growth nor uncertainty over its leadership, make changes to improve living conditions without threatening those elites who could depose him. Such changes can only be real- Rear Admiral William T. Pendley, USN (Ret.), ized by an economic opening of the North teaches at the Air War College and was previously and its integration into the international Deputy Assistant Secretary of Defense for East economy—the so-called China model. Asia and Pacific Affairs. He also served as Director Changes needed to prolong a dynastic for Strategic Plans and Policy (J-5), U.S. Pacific regime in the short term will unleash forces Command. 38 JFQ / Spring 1995 1107 Pendley 10/16/97 11:19 AM Page 39 Pendley policy or military presence is seen as an im- pediment to reunification, Korean national- ists will sever the relationship during the re- unification process or shortly thereafter. Fostering a positive long-term relationship requires new thinking on the alliance among Americans and South Koreans. It re- quires a military reorganization that accu- rately reflects the roles and contributions of both partners. The principal change in Korea and most of Asia is a vibrant nationalism mpis) firmly rooted in pride over the economic Val Ge progress made during the last three decades. Air Force ( Rstercaoteggniciz iinntge rtehsatst icnh tahneg ere igsi oenss.ential to U.S. U.S. Southeast Asia is the real frontier of East Japanese ASDF Asia where the interests of the major powers personnel loading may clash. Unlike the Vietnam War era when AIM–9 missile. in North Korean society that will ultimately some Americans read every struggle in South- change or destroy that regime. east Asia as a drive for Chinese hegemony, This does not mean that North Korea Beijing’s future efforts in the South China Sea will pass easily from the world scene but may constitute just such a move. While only that the regime will be gone by early in China’s aims in the region may be primarily the next century. It is extremely difficult for economic, expanding territorial claims and external powers to influence the decline and military modernization could be seen as an ultimate end of an isolated regime with effort to get a stranglehold on Japan’s vital strong military forces and a deeply rooted sea lines of communication and hinder ac- ideology, notwithstand- cess to the Persian Gulf. The one constant in the passing of North Korea is ing the October 1994 nu- Southeast Asia is its geostrategic position, clear framework accord. and that constant has become more impor- simply a minor transition in The challenge to the in- tant in an industrialized world economy the long history of East Asia ternational community which is increasingly dependent upon free will be to avoid a major trade and access to energy resources. conflict or a spillover into South Korea of in- Geography is a constant in strategic ternal upheavals in the North. This requires terms, but there has been dynamic change continuing to retard Pyongyang’s nuclear in Southeast Asia. The Vietnamese threat in program but with realistic goals. It also de- the region was a galvanizing force for ASEAN mands an innovative policy for opening the and led to initiatives that went beyond end- North economically to hasten either positive ing Hanoi’s occupation of Cambodia. Closer changes in the regime and its integration relations were forged among national elites into the international community or its to mitigate old disputes. Dynamic economic peaceful departure from the scene. growth led by Singapore spilled over fron- The passing of North Korea is simply a tiers to deepen the regional integration and minor transition in the long history of East establish what Robert Scalapino has termed Asia. More important will be the strategic Natural Economic Territories. changes resulting from a unified Korea, and While rapid economic growth has rein- they must be the focus of U.S. policy. The forced nationalism in Southeast Asia, there foundations for relations with a reunified has been a determined effort by ASEAN to Korea in the next century will be laid in the foster multilateralism through economic, po- next decade. It is critical that America be litical, and security initiatives. This has been viewed by Koreans as a positive force in the not only a reaction to Vietnamese expansion peaceful reunification of their nation. If U.S. but also a recognition of the growth in Chi- nese and Japanese power which no regional state can deal with unilaterally. Through multiple tracks the members of ASEAN Spring 1995 / JFQ 39 1107 Pendley 10/16/97 11:19 AM Page 40 J F Q F O R U M sought direct engagement with China and at- economic growth of recent years, America’s tempted in the ASEAN Post-Ministerial Con- political and security interests sprang from its ference (PMC) and other multilateral forums economic interests. Even in the Cold War a to integrate China into regional dialogues. Si- major motivation of national security policy multaneously, individual ASEAN states tried was to ensure that Japan’s economy would re- to maintain American presence and engage- tain a Western tilt. The growth of our domes- ment in the region. One result of these ef- tic economy and maintenance of a healthy forts has been the launching of the ASEAN international economy will depend in large Regional Forum (ARF) for a multilateral secu- part on the continued expansion of the Asian rity dialogue and bilateral measures such as economy in the next century. Thus political, the U.S.-Singapore facilities agreement. economic, and security engagement will only ASEAN has been a leader in multilateral ap- support American interests as it contributes to proaches because of the realities present in peace and stability. relations among its members and Vietnam, While interests remain constant, poli- China, Japan, and the United States. The cies must evolve with regional changes. same multilateral approaches have the po- With Japan it is essential to forge a more bal- tential to benefit the region as a whole. anced alliance with a decreasing reliance on the security component and an increasing American Interests emphasis on political aspects. Only under a After more than a century of engagement broader alliance can mutual benefits be bal- American interests in East Asia remain rela- anced; and without such an alliance rela- tively consistent. The United States has tions will continue to be defined in narrow sought access to resources, markets, and capi- security or economic terms with public sup- tal, as well as the freedom of navigation in port on both sides of the Pacific rapidly the waters of the region, which has led to op- eroding. Such an alliance requires more fre- posing the dominance of a single power that quent high-level American political contacts could pose a threat to such access or freedom than in the past. of navigation. In recent years the Nation has It will also be important for the United promoted market economies as well as States to consolidate its military bases in human rights and democratic institutions Japan and if necessary reduce its force struc- which support its interests. During its engage- ture. With a change in the Pyongyang regime ment in Asia and long before the dramatic or reunification on the peninsula, Washing- ton should expect to further reduce its forces in Northeast Asia. Given a reluctance to fight Repatriating Chinese refugees from another conflict on the Asian mainland, ef- Kwajalein Island. forts should be made to maintain U.S. air and naval presence with limited though highly mobile ground forces. This will be eas- ier once the Korean issue is resolved. While changes in the Asian security environment will permit reduced ground forces, America should seek access and support agreements that will guarantee its ability to protect its in- terests and those of its allies. The U.S.-Japanese alliance is seen by many in Asia as both an insurance against Japanese militarism and an assurance of con- tinuing U.S. engagement. This makes it vital to balance reduced military presence with strengthening of the alliance in other areas. mpis) While Washington and Tokyo will continue to Ge be economic rivals, it is vital that bilateral eco- S. Air Force (Val ntthiooemn asi.lc l iAaissns ucceeh sab nayrg eme rciesosmonlatvinenadug eitnso g ta ove coboiudnf ofdemat miAca sgrieainl aigt- U. 40 JFQ / Spring 1995 1107 Pendley 10/16/97 11:19 AM Page 41 Pendley will be increasingly meaningful to subordinate short-term national security and economic in- Australians boarding terests to broader strategic objectives. Marine CH–53D American relations with China have Sea Stallion. been difficult for half a century. The United States has considered China its real enemy in two Asian wars. Only from 1972 to 1989 was the relationship a loose strategic partnership. With the collapse of the Soviet Union, China tUunrniteedd i tSst aattteesn. tIiot nf eaanrded a naxni eAtym teorwicaard t hthaet Mitchell) would take advantage of a perceived unipolar C. wgloorbladl tdoo mthirnoawn ciet.s Owpeeirgahttio anr oDuensder tt oS tsoeremk Navy (Terry and public discussion of China as a potential U.S. enemy only added to this perception while underscoring the technological weakness of the Chinese military. China viewed itself as tives share common interests in maintaining the possible new object of a more aggressive peace and stability in Asia. U.S. containment policy. The decision by the Clinton administra- On the other hand, the United States tion last year to decouple most-favored-na- was unsure of China’s intentions. Missile tion trading status from human rights and and nuclear technology exports, aggressive to reengage China in political, economic, territorial claims, continuing defense budget and security dialogues was an important step growth, and a history of support to the toward broader strategic engagement. Sup- Khmer Rouge and Iran made China a chal- port for multilateral initiatives such as ARF is lenge to the peaceful global order that the also important. While direct leverage on United States hoped China is limited, how Washington manages it is important that our forward would replace the its security relationship with Tokyo, rela- presence not be viewed as Cold War. These con- tions with Taipei, and force structure in Asia cerns unfolded against has a positive or negative influence on Bei- threatening by Chinese eyes a backdrop of Tianan- jing’s actions. It is important to maintain a men Square and cur- strong security relationship with Japan and a tailed contacts between the United States force structure in Asia which is reassuring in and China. A strong lobby in Congress the context of that relationship. It is equally brings together human rights activists and important that our forward force presence supporters of Taiwan, two groups which op- not be viewed as threatening by Chinese pose normal relations with Beijing. Yet U.S. eyes. It is this delicate balance that may per- strategic interests require engagement with mit a continuation of peace and stability in China, the center of Asia and the fastest Asia and discourage a regional arms race growing economy in the world. China casts over the next decade. a growing shadow over all the subregions of It is also essential to press for an end to Asia. As a permanent member of the U.N. the North’s nuclear weapons program. But Security Council it has a major voice in that it may be naive to think that this pro- organization’s role in crises around the gram—which is at the core of Pyongyang’s globe. By accepting or rejecting the Missile security concerns—will be terminated Technology Control Regime and the Nuclear through diplomatic negotiations. The best Non-Proliferation Treaty, the Chinese will be that one could probably hope to achieve is a major determinant in the pace of global to slow the progress of the program while proliferation. Attempts to contain or working to peacefully change the regime’s threaten China could lead to a Cold War international conduct. The objective is not that is not in the interest of either China or merely to end the North Korean nuclear the United States, which for different mo- weapons program but more importantly to change the regime in order to peacefully re- unify the Korean peninsula or to integrate Spring 1995 / JFQ 41 1107 Pendley 10/16/97 11:19 AM Page 42 J F Q F O R U M Korea. This will facilitate transitioning CFC to the Korean general officer who exercises peacetime operational control over all South Korean forces in CFC. While a U.S. Army four-star general should retain the U.N. Com- mand, it is not necessary for him to be lo- cated in Korea, and this command should be activated only for major exercises or in the wart) event of a new conflict. Ste Negotiating access agreements for port, Scott air, and supporting facilities throughout East Air Force ( Ainsgia f laenxdib tlhe ep Poawceifri cp rwoijlel cbtieo vni tianl iann meraai notfa dine-- U.S. creasing overseas basing. Southeast Asia is a Conference Row, priority area for such agreements. That prior- Panmunjom. ity is a result of U.S. withdrawal from Philip- the North as a positive participant in the pine bases and a continuing need to be able international community. to project forces into the Persian Gulf re- While the North Korean transition plays gion. This calls for a wide range of old and out, it will be vital to maintain a strong de- new policy initiatives. America must revital- terrent in South Korea and unified positions ize its alliance with Thailand, which has with South Korea and Japan on policy initia- been strained by the Cambodian situation, tives toward North Korea. It will be increas- and also explore alternative access arrange- ingly important also to integrate China into ments with the Philippines in the context of consultations on engagement with North the existing security treaty. In addition, the Korea. Concurrently, America must continue United States must improve relations with moving toward a supporting role in its al- Indonesia and Malaysia, finalize an access liance with the Republic of Korea. The pres- accord with Brunei, and continue its facili- ence of a highly visible American comman- ties agreement with Singapore. der forty years after the armistice—in a Access agreements are not gifts and nation with twice the population and at there will be costs in the form of military as- least ten times the GNP of the North and sistance, improvements in infrastructure, re- which provides more than 90 percent of the gional exercises, and political engagement. forces for its own defense—is no longer real- These costs will be insignificant, however, istic or in the best interest of the United when measured against maintaining the States. Continuing this arrangement can flexibility and necessary capability to project only foster anti-Americanism and the in- U.S. forces throughout the Asia-Pacific re- creasing vulnerability of the United States to gion and into the Persian Gulf. JFQ charges of prolonging the separation of the two Koreas. In this transition to a supporting role it is critical that deterrence not be undermined. This means maintaining our forces in the South as well as increasing air and missile de- fense systems. U.S. efforts should continue to emphasize rapid reinforcement of heavy forces but with priority on air and naval forces. The steps which have been taken to designate the Seventh Fleet Commander as the Combined Forces Command (CFC) naval component commander go in the right direc- tion. The next logical step is to appoint an Air Force officer as commander of U.S. Forces 42 JFQ / Spring 1995

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