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Preview DTIC ADA524178: Recollections from the Church Committee's Investigation of NSA

UnluckySHAMROCK Recollections from the Church Committee(cid:146)s Investigation of NSA L. BrittSnider In January 1975, I was offered a posi pected breakthrough caused us to tion as counsel on the staffofthe redirec~ our inquiry along two sepa Church Committee. I was 30, and rate, but ultimately converging, lines; Senator Sam Ervin, forwhom I had Peter took the lead on one inquiry, worked since 1971, had retired and and I tOok the other lead. Over a returned to North Carolina. While I period ofmonths, a story emerged had participated in Senator Ervin(cid:146)s that previouslyhad not seen the light inquiry into the domestic activities of ofday-~-(cid:151)a story that had long-term Army intelligence elements during implic~tions for NSA and for the the Vietnam era, the foreign intelli relatio?ship ofthe Intelligence Com Over a period of gwehniccehaIpnpaorwatcuosnforfotnhteedU,niwtase,dqSutiattees, wmounriktay~stooptrhoevpirdievdatteheseccotonrt.extOuforr a months, a story literaliy,foreign to me, as it was to rare Congressional challenge to the emerged that many ofthosejoining the Church President(cid:146)s authority in the national Committee staff. security area. previously had not the light of To make matters worse, I was given I decided to write about this episode seen the task (alongwith a staffcolleague, primarily to preserve it for the day(cid:151)a story that Peter Fenn1) oftrying to crackwhat histori~al record. While much ofthe (cid:149) ~ias had long-term was perceived to be the most secre story disclosed over the course tive ofUS intelligence agencies, the ofthe ~hurch Committee(cid:146)s inquiry, implications for National SecurityAgency (NSA). there were aspects that never became NSA and for the Unlike the CIA and FBI, which were public; Given the way the Commit the agencies principally in the Com tee op~rated, no one other than the relationship of the mittee(cid:146)s sights(cid:151)thanks to a number staffers doing the work knew the Inteffigence ofsensational press accounts(cid:151)there whole story. had been no press exposØs about Community to the NSA. Our supervisor, in fact, private sector. seemed to take particular delight in Initial Futility pitting Pete and me against this mys terious Goliath. (cid:147)They call it (cid:145)No We began by asking the Congres SuchAgency,(cid:148) he said. (cid:147)Let(cid:146)s see sional Research Service (CRS) for whatyou boys can find out about it.(cid:148) everything on the public record that It was the first time I had heard the referr~d to NSA. The CRS soon sup agency referred to this way, and it plied t~is with a one-paragraph was not long before I understood description from the Government why. Orgar~ization Manual and patently a erron~ous piece from RollingStone What ensuedwas something ofan maga7~ine. odyssey that lasted the better over part ofayear. It began with a series Striki~g out there, I paid visits to the offruitless, sometimes comical, SenateArmed Services and efforts to penetrate NSA(cid:146)s defenses. Appropriations Committees, which L. Britt Snideris CIA(cid:146)s Inspector ((cid:147)They must have done something,(cid:148) were r1esponsible for NSA(cid:146)s annual General. our boss wailed.) Then, an unex fundii~ig. Only one staffperson on 43 Report Documentation Page Form Approved OMB No. 0704-0188 Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. 1. REPORT DATE 3. DATES COVERED 2000 2. REPORT TYPE 00-00-1999 to 00-00-2000 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Recollections from the Church Committee’s Investigation of NSA 5b. GRANT NUMBER 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION Center for the Study of Intelligence,Central Intelligence REPORT NUMBER Agency,Washington,DC,20505 9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S) 11. SPONSOR/MONITOR’S REPORT NUMBER(S) 12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release; distribution unlimited 13. SUPPLEMENTARY NOTES Studies in Intelligence. Volume 43, No. 3, Winter 1999-2000 14. ABSTRACT 15. SUBJECT TERMS 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF 18. NUMBER 19a. NAME OF ABSTRACT OF PAGES RESPONSIBLE PERSON a. REPORT b. ABSTRACT c. THIS PAGE Same as 9 unclassified unclassified unclassified Report (SAR) Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18 Shamrock each committeewas cleared for NSA spaces near the main entrance and never before had an oversight rela information, and I managed to obtain were met by our broadly smiling tionship with the Congress. That appointments with each. Both com (cid:147)handlers.(cid:148) After going through the became painfully clear as our investi mittees had budget and program data normal security checks, we were gation progressed. on NSA, but nothing that dealt with escorted to the top floor into the oversight. Neither ofthe staffers I large and imposing office ofthe NSA interviewed was aware ofNSA ever Director. At the time, this wasAir A Breakthrough doing anything to raise oversight con Force Lt. Gen. LewAllen, who came cerns. (cid:147)You(cid:146)ve got to understand,(cid:148) I across as a stern, no-nonsense sort, In May 1975, after Peter and I had was told, (cid:147)they focus on foreign and, based on all we had been able to been struggling in vain for weeks, the targets.(cid:148) learn in advance ofthe meeting, was Committee received from the Rock a man ofimpeccable integrity.L efeller Commission3 a copy ofthe Regrouping, Peter and I decided to (cid:147)family jewels,(cid:148) the name given to a try to identifysome former NSA Genera! Allen welcomed us and roughly 800-page compilation ofthe employees willing to spill the beans motioned for us to sit at the large recollections ofCIA employees who on their old agency. Using the con conference table in his office. (cid:147)Well, had previously been directed by then nections ofothers on the staff, we gentlemen,(cid:148) he began, (cid:147)what can we DCIJames Schlesinger to identify managed to identify a handful of do for you?(cid:148) any past abuses or improprieties in NSA retirees living in theWashing which CIA mayhave been involved. ton areawhom we contacted and I wanted to respond, (cid:147)Well, General, Buried within this infamous tome interviewed. While we were encour you might begin by running through were two references to NSA. The aged by theirwillingness to talkwith all your abuses and improprieties,(cid:148) firstwas a reference to an office in us, the most egregious (cid:147)abuses(cid:148) we but, with no arrows in our quiver, we NewYork that CIA had provided were told aboutwere complaints were hardly in a position to be so NSA for the purpose ofcopying tele about how NSA allocated its parking bold. We toldAllen wewould like to grams. The other disclosed that CIA spaces among employees and about a be given more information about the had asked NSA to monitor the com few cases oftime and attendance Agency(cid:146)s organization and activities, munications ofcertain US citizens fraud. None ofthe people we inter and he offered to arrange whatever active in the antiwar movement. viewed had any knowledge ofNSA(cid:146)s briefings we might require. having undertaken surveillance At lastwe had something to sink our againstAmerican citizens. It became These occurred over the ensuing teeth into. We decided that I would clear to us from these interviews that weeks, and implicitly the message run down the reference to the office NSA(cid:146)s operations were so compart came through: (cid:147)Whatever you do, in NewYork, and Peter, together mented that, unless we had the right kids, don(cid:146)t screw this up(cid:151)it(cid:146)s impor with a young lawyer who had since person, others were not apt to know. tant to the country.(cid:148) In fact, the joined the staff, would look into the How, though, did we find the right briefings did give us a considerably request to monitor the communica person? At that point, we did not improved understanding ofNSA(cid:146)s tions ofthe antiwar protesters. even have an organization chart. mission and accomplishments, but they failed to identify a single avenue I began by making an oral inquiry to We decided to try the front door and that appeared promising from an NSA, asking for an explanation of asked for a meetingwith the Direc investigative standpoint. Part ofit the reference in the (cid:147)family jewels(cid:148) to tor. Itwas our first trip to Fort was due to our own ignorance and the NewYork office and any docu Meade, and, although ourvisit pre uncertainty in terms ofwhere to ments that maypertain to the matter. dated the construction ofthe (cid:147)new(cid:148) probe and how hard to push, and Weeks passed without a response. In headquarters building, the size ofthe part ofit was due to NSA(cid:146)s uncer July, out ofgrowing frustration, I old complex was daunting. NSAwas tainty in terms ofwhat to share with prepared a list ofwritten interrogato housed in an enormous glass edifice, us. Given the current highly intru ries thatwere sent to NSAover the with large parabolic antennas on its sive nature ofCongressional Chairman(cid:146)s signature. This at last roofand surrounded by acres of oversight, it may seem strange that in produced a response, albeit one in parking lots. We were given visitors(cid:146) 1975 NSAwas an agency that had which NSA said the subject was so 44 Shamrock In early August, a leak appeared press in an article in sensitive that it could be briefed only The Story ofSHAMROCK The New York Times to Senators Church and Tower, the Chairmanandrankingminoritymem alleging that NSA had I waste~l little time in locating Dr. ber, respectively. My efforts to eavesdropped Torde1~a. To my surprise, he readily on arrange such a briefing failed, how agreed to see me. On a Sunday after ever, largely because ofthe difficulty the international noon in September 1975, Ivisited his in getting the two Senators together communications of home in suburban Maryland. While at the same time. he gree~ed me politely, Tordella was US citizens. clearly uncomfortable with the whole In earlyAugust, a press leak appeared yidoeuango,f~~wciotnfhidliitntlgeiknnsoowmleedognee like me, ailnlaegninargtitchlaetiNnSTAhehNadeweaYvoerskdrToipmpeesd apprec~ation ofintelligence, wohro was, far he knew, hell-bent mak the international communications as as on oofnUS citizens.4 The article dis telegrams that appeared to be ing NSA look bad. cussed in general terms the matters encrypted. We be~an by questioning each other wsfooerurwtceheereoCfoincmvomenissttiidtgeaerteaibngl,ewaceonlnldstiterwNnaSasAt.iao5n While telegrams sent by US citizens acobnovuety~~utrhebiamcpkrgersosuinodns.I wIastri(cid:147)reedstpoon as as sible,(cid:148) interested only in the facts. The leak had the salutary effect, how to foreign destinations were also ever, ofbreaking the bureaucratic present in the tapes NSA received, He saiadbhoeutwatshenCootmsmoiwtotrereieadndabwohuatt logjam that hadstymied us. With the the briefer said that, as a practical mitemiagsI~t make ofthe (cid:147)facts.(cid:148) He asNrileSdlceeoAgroadtft,iotolNhndeSsmAsnetoowrwtayh.naattmSeaoad,tbttrioeinreeflxoiapntflegpaAwuiubnaglsuiitscst, m(cid:147)Wtahete(cid:146)rtereera,ltnsotooufofbn,u(cid:148)eshyeevjeusrsatildko.eoekTpehidenagtpurtpohgewrmia.tmh aRsSisOHgkCheAIda~Mrm.~RdeOItwhtCheoanlKtdbhtIehigkamatn.nelaawHsedtaiebdssociuiogntuhtreoSsdetHahoelAnoMng being arranged. had been terminated in May, he told early e~ening. The he talked, more me, by order ofthe Secretary of the more he seemed to relax. I can remember the clean-cut, ear Defense. I asked ifthe Secretary had nest man in his early forties who met ended it because he knew the Com SHAIv~ROCKactuallypredatedNSA, with me, butI do not recallhis name. mittee was on to it. (cid:147)Not really,(cid:148) he which ~(cid:145)as created by President Tru It was true, he said, that NSA had said, (cid:147)the program just wasn(cid:146)t pro man in 1952. It had been essentially had access for many years to most of ducingvery much ofvalue.(cid:148) a cont~nuation ofthe military censor the international telegrams leaving ship p~ogram ofWorld War II. NewYork City for foreign destina Copie~ offoreign telegraph traffic tions. The program was codenamed When I asked howlong this had been had be~en turned over to military SHAMROCKand known to only a going on, he said he did not know. intelligence during the war, and, few people within the government. When I asked how it had begun, he when the war ended, the Army Secu YEvoerrkyodnayt,heatcroauirniearndwernettuurpnetdotNoew said he did not know. When I asked rtihtiysAcog~ennticnyue(.ASAAl)l tshoeugbhitg itonthearvnea who had approved it, he said he did Fort Meade with large reels ofmag tional carrierswere involved, Tordella netic tape, which were copies ofthe not know. I then askedwho would said, (cid:147)but none of(cid:145)em ever got a international telegrams sent from know, andhe saidhe thoughtthe only nickel for what they did.(cid:148) NewYork the preceding day using person alivewho would know the the facilities ofthree telegraph com whole storywould probably be (cid:147)Dr. Tordella thought the companies had pelaenciterso.niTcahlelytpapreoscewsosuedldfotrhietnembse of Tordella.(cid:148) That namewas familiar to dbeenetnTasrsuumreadnatantdheAtttiomrentehyatGePnreersail foreign intelligence interest, typically me. Louis Tordella had been the civil Tom clarkwere aware ofand telegrams sent byforeign establish ian DeputyDirector at NSAfor many approyed the continuation ofthe ments in the United States or years and had recently retired.6 program, but he did not know ifany 45 Shamrock (cid:147) SHAMROCK just without ran on a great deal of subsequent President orAttorney attention citizens were looked at, the compa General had ever been briefed on it. nies had no knowledge ofit. He did say he had personally briefed from anyone. Secretary ofDefense Schlesinger on (cid:145)9 I countered with the observation the program in 1973, and, to his that, by making the tapes available to knowledge, Schlesinger had been the the government, the companies had only Secretary to have such a brief to know theywere providing the ing, at least before Tordella(cid:146)s that years would sometimes go by wherewithal for the government to retirement. without his hearing anything about use them however itwanted. They SHAMROCK. Itjust ran on, he had to bear some responsibility. Tordellawent on to describe in detail said, without a great deal of atten how the program evolved. During tion from anyone. This comment caused Tordella(cid:146)s tem the 1950s, paper tape had been the per to flare for the first time during medium ofchoice. Holes were I asked ifNSA used the take from our interview. The companies were pscuanncnheeddtionctrheeatpeaapnerelteacpteroannidc ttrheanns StiHonAalMcRomOmCunKictaotsipoynsonofthAemeirnitecranna wneotrerejsupstondsoibilneg,whheatreittheeragtoedv,ertnhemyent mission. Every day, an NSA courier asked them do because they would pick the reels ofpunched citizens. Tordella responded, (cid:147)Not to were ptaakpeerthtaepmebtauhcaptkwteorFeorlteftMeovaedre.andIn ptheersese.k(cid:148)inNdsSoAfwcaosmmnuontiicnatteireosntsedasina sabesycsuutrrhieetdyC.iotmIwmfaitsthetiiemrepr,oorlitetawwneotruetlodenxsaputobisjoeencdatl stwheitecahreldy t1o96m0asg,nettheiccotamppea.niWehsile the fruelwe,cahseessawihd,erbeutthheensaaimdesthoerfeAwmeerreia tsuhitesm, atondemibtawrorualsdsmdeinstc,ouirfangoetoltahewr companies were agreeable to continu can citizens had been used by NSA to companies from cooperatingwith US select their international irentgaitnhethperorgeerlasmo,ftmhaegynweatinctetdapteo. nicatioonust, and to the extent thcios mwamsu intelligence for years to come. This necessitated NSA(cid:146)s finding done, the take from SHAMROCK pt1la9ap6ec6se,ttTohoemrcdaØoklmelpaacnohipaiedesspweoerfrstoehneaulsmilnaygg.snoeautIgnihct wdthoaanutc,ledatwaitltshohehttahivemseeebtcehreeitneHrusioas.rttoeHndeiPnnlaoantc7ecdor yIteetrtowltdoouhdleidtmebrtehmaittnreetahtheeodC,woimtnmhceiltuwdthieonlegehtmahedat involvement ofthe companies. We assistance from the CIA to rent was being considered, the Nixon parted amicably, but he clearly had oNfSfiAcecsopualcdediunpNliecawteYotrhekmCaigtnyestoicthat atdumrinniinsgtorvaetrioSnHhaAdMtRhoOuCghKt taobotuhte misgivings abouthow thiswould turn tapes there. This lasted until 1973, FBI, but the FBI did not want it. omuatn.ifeHsits.distrust ofpoliticians was Tordella said, when CIA pulled out ofthe arrangement because ofcon When I asked ifitwas legal for NSA caerrrnasngreadisfeodrbiytsiotswlnawoyfefrisc.e sNpSacAe itnhen ctiotirzeeands,t8heheterlepelgireadm,s(cid:147)Yoofu(cid:146)lAlmerhiacvaento The Companies Manhattan. ask the lawyers.(cid:148) Several days after my interviewwith Tordella recalled thatwhile many Tordella, an NSA official briefed the NSA employees of I noted that I would have expected Committee in closed session, were aware SHAMROCK, only one lower-level the companies themselves to be con confirming essentiallywhat Tordella manager(cid:151)who reported to him cerned, and Tordella remarked that, had told me about SHAMROCK. directly(cid:151)had had ongoing responsi (cid:147)the companies are whatworry me bility for the program over the years. about this.(cid:148) He said thatwhatever It was clear that the issue for the The first person who served in this they did, they did out ofpatriotic rea Committee was likely to be the com capacity had started doing it in 1952 sons. They had presumed NSA panies themselves and how to treat and had continued until he retired in wanted the tapes to look for foreign them in its report. We decided to 1970. Another personwas appointed intelligence. That was NSA(cid:146)s mis explore for ourselves the companies(cid:146) to take his place. Tordella recalled sion. Ifthe telegrams ofAmerican involvement to see whether they 46 Shamrock were as oblivious to the implications The executive from Western Union from the government. I said that if oftheir conduct as Tordella and the International gave a slightly different we exp~sed them, it would cause NSA briefer contended. version ofthe operation. He said them p~iblic embarrassment and per that in his company, employees haps su~ject them to lawsuits, would microfilm copies ofoutgoing thereby~making it difficult for US We sought pertinent documents and international telegrams that would intellig~nce agencies to obtain the witnesses from each ofthe three then be picked up by a government cooperation ofprivate companies in companies involved: RCA Global, courier. the fun~re. Fritz countered that the ITT World Communications, and compar~ies had a duty to protect the Western Union International. No All the companywitnesses testified privacy oftheir customers. In his one could find any record whatso that their companies had assumed view, tl~ey deserved to be exposed. If ever ofan agreement with NSA or NSAwas using the telegraph traffic the Committee did notdo it, itwould ASA setting forth the terms ofthe only for foreign intelligence pur become~the subject ofcriticism itself. operation. Only RCA Global could poses. It did not occur to any of So, for the time being, the names produce awitness who had been them that NSAmight have used their stayed i~i, and the draft report was involved in establishing the arrange access to look for the international submit~ed to NSA for security ment afterWorldWar II; the other telegrams ofAmerican citizens, nor review. two companies could produce a few they that their companies were aware witnesses(cid:151) mid-level executives(cid:151) had ever sought assurances from The next step in the process took who had become aware ofthe NSA on this point. Moreover, all place on 28 October 1975, when the arrangement over the course ofits were adamant that their companies Committee met in executive session existence. I deposed each ofthe wit had never received any compensa to consider what it would do with nesses the companies identified. tion or favoritism from the respect to the matters the staffhad government in return for their been in~(cid:146)estigating: SHAMROCK cooperation. and the NSA (cid:147)watch list.(cid:148)9 Lieuten The RCA Global executive, then Gei~ieral retired, was the most colorful and ant sch~duleAdllen, the NSbeAfoDrieretchteor, forthright ofthe lot. He offered no was to appear apologies forwhat he or the company ActionWithin the Committee Comm~ttee the following day in pub lic session. Itwould be the first time had done. He said theArmyhad come to him and asked for the company(cid:146)s Based upon the information I had that an NSA Director had appeared cooperation, and, by damn, that was developed, I prepared a report on in publ~c before a Congressional enough for him. SI-IAMROCK for the Committee, committee, and the Committee was outlining the facts as we then knew meetin~ on the 28th to get its ducks them. I submitted it to the Commit in a row. The executive from ITT World Com tee ChiefCounsel, FrederickA. 0. munications, bycomparison, came to (cid:147)Fritz(cid:148) Schwarz, a lineal descendant The Fo~rd administration had agreed the deposition surrounded by a pha ofthe toy store magnate on leave to allowAllen to testify publicly lanx ofcorporate lawyers who from a Wall Street law firm, with a about the (cid:147)watch list(cid:148) but had proceeded to object to every ques recommendation that the Committee refused~to allow him (or anyone else) tion I asked once I had gotten past notmake public the names ofthe totestifyaboutSHAMROCK. While the man(cid:146)s name and position. I three cooperating companies. NSA h~td little to say about the accu pointed out to them that this was the racy of~the draft report on United States Senate(cid:151)not a court of Fritz called me into his office to dis SHAMROCK, it objected to making law(cid:151) and, iftheywanted to object to cuss the report and told me he the rep~rt public. Without a knowl the questions I was asking, I would disagreed with my recommendation edgeab~e advocate for NSA(cid:146)s position have a Senator come in and overrule that the companies not be identi in the room, however, Chairman every one oftheir objections. They fied. I pointed out to him that the Church rather easily obtained consen piped down after that and allowed companies had cooperated purelyout sus froi~n a bare quorum ofthe the witness to respond to my ofpatriotic motives and, as far as we Comrn~ttee(cid:151) without taking a questions. knew, had never received anything vote(cid:151)i~hat the SHAMROCK report 47 Shamrock (cid:147) Senators were bothered that the telegrams of should be made public, notwithstand Americans had for ofit, but whyshould that make it ing the administration(cid:146)s objection. classified? This action by Senator Church and years been handed the Committee was based on a provi over to an In what I recall was largely a party- sion in the resolution establishing the Committee that allowed it to release mtelligence agency. liignneorveotet,hetPhreesCiodmemnti(cid:146)sttoebejevcottieodnstoand information in its possession, classi 9, to publish the report with the three fied or not, by majorityvote. companies identified therein. It remains to this day the only occasion After the meeting, however, Senator and take (cid:147)up down(cid:148) I know ofwhere a Congressional Tower and other Republican an or vote on mem disclosure. committee voted to override a presi bers who had not been present began dential objection and publish voicing their displeasure with the information the President contended Chairman(cid:146)s action. In a rare display In the next few days, the Committee was classified. ofadministration concern, President met to consider the disclosure of Ford telephoned the Chairman and SHAMROCK. For the first time A few days later, 6 November oitmhpelrormienmgbtehresmotfotrheecoCnosmidmeirt.teWehile stiionncse,tAhtetoCronmemyitGetneeerablegEadnwaorpedrLaevi, h1a9d75w,ritthteenC,hainicrlmuoadnninrgetahdethe reporotfI the Chairman may have been confi speaking expressly on behalfofthe the companies, into the pubnlaicmersecord dent he had the votes to maintain his President, personally appealed to the ofthe Committee. The witness table ptoaskietni.on, no vote had actually been Committee not to publish the was empty that day, the executive SHAMROCK report on the grounds branch having refused to send wit that publication would damage testify.(cid:146)(cid:176) This disagreement the nesses to among mem national security. Before hushed a bers played itselfout in public the hearing room, Levi made an elo fGoelnleorwailngAldiaeny(cid:146)satttehseticmoonncyl.usSieonnaotfor quent appeal to the Committee, Belated Discoveries objecting to the publication ofthe Church raised the matter himselfand report, and, in particular, to disclos proceeded to describe SI-IAMROCK ingthenames ofthe threecompanies. For all practical purposes, my investi in general terms, alluding to the Levi(cid:146)s arguments generally mirrored gative work on SHAMROCK ended i(cid:147)ctlholemegmpa.al,niIaennsdh(cid:148) iistsbvuidietswcn,loottshuearcepturwaoolgluryladnmanwmoaitsng ftthheoewsyewweIoeuhklasddbemfaordee,ttahonedFdraiIytw.zaSschhwoapriznga wmCiootmvhmeitdthteoenCeh.taoioIrtnmhaMenra(cid:146)srtcasrhkesc1ift9oa7rt6i,tohnhe,oanwd I carry harm national security. ever, as the Committee staffwas at work putting together its final seven- According to Church, moreover, the In the discussion that followed, how volume report, a lawyer in the Gen Committee had acted in accordance ever, with Levi out ofthe room, it eral Counsel(cid:146)s office at the with its rules. Senators Tower, Gold soon became clear which way the Department ofDefense called me to water, and Baker challenged him on wind was blowing. Senators were say that (cid:147)a lower-level employee(cid:148) at both substantive and procedural bothered that the telegrams ofAmeri NSA had recently discovered a file grounds, among other things, reveal cans had for years been handed over relating to SHAMROCK and, while ing that President Truman had to an intelligence agency. Whatever (cid:147)it did notreallychangeanything,(cid:148) he approved the program and contend its legality, it should not have hap asked whether I would be interested ing that disclosure ofthe details pened. The program was now in seeing it. would have far-reaching repercus terminated. Whywould it matter if sions for US security. In what it were disclosed? Whywas the The file proved to be a mother lode seemed a pre-ordained finale to the identification ofthe companies a ofinformation. In it were internal discussion, Church gave in to the dis national security concern? Yes, the memorandums oftheArmy Signal senters, agreeing that the Committee reportmight be embarrassing to them SecurityAgency that described visits would consider the matter further and they might even get sued because byArmy representatives to the three 48 Shamrock I found it highly suspicious that these documents had international telegraph companies in been located by the With the failure ofthe effort to enact August 1945 at the conclusion ofthe legislation, the companies in 1949 war and reflected the initial responses government months sought(cid:145)and obtained assurances from ofthe companies. ITT World Inter after the Committee(cid:146)s Forrest(cid:224)l(cid:146)s successor, LouisJohnson, national at first refused to cooperate, that theywould not be prosecuted. but went along after itwas told that investigation had On thi~ occasion, Johnson said he sp~aking the presidents ofRCA Global and closed. was on behalfofthe Presi Western Union had agreed to cooper dent ai~d theAttorney General as ate ifAttorney General Tom Clark ~9 well. said the operation was (cid:147)not illegal.(cid:148) ITT said it would cooperate on the I foun4 ithighlysuspicious that these same basis. docun~ents had been located by the government months after the Com These documents filled out the pic mittee~s investigation had closed. Ahafcotcweeorvrtedhrie,nAgtuhtgeoupsttrheo1gA9rr4am5mymbemeegetaminonrgsashonwrdtialt,yh tiunre19e4v7enthfeurtthhrere.e cTohmepyanrieeflsechtaedd that a(tWthhyiswjeurncetutrhee?y)stiTllhleoodkoicnugmfeonrttshem out an opinion from the Attorney sdeonutg,htAtatsosrunreayncGeesnefrraolm,tahnedPSreecsrietary atlhseoccoa~r1tpadnoiuebst(cid:146)scolnaimthsetvheartatcihteyyocfo(cid:146) uld General. It involved all the interna tional telegraph offices ofthe three ofDefense that their cooperation in find no documentation pertaining to companies, not simply those in New teshseenStiHalAtMoRthOeCnKatipornoalgrianmterweasst and ScoHncAeMi~RneOdCtKhe.hiAgfhteesrtallel,vetlhsisofhtahdeir York, but those in Washington, DC, San Francisco, and San Antonio as tFheadtertahleyprwoosuelcudtinoontfboerstuhbejiercatcttoivi cfoorurpoyr~aatres.maWniatghetmheenCtofmomriatttleeaest well. ties. In fact, the documents showed about to go out ofbusiness, how that Secretary ofDefenseJames For ever, there was no time for me to The file also indicated that the con restal, stating that he was speaking investigate the failure to produce cerns ofthe companies over the for the President, had met with repre these documents earlier. I had to be legality oftheir cooperation did not sentatives ofITT and RCA in contei~it that they had arrived in time abate once the operation began. In December 1947 and provided such to be ~eflected in the Committee(cid:146)s an internal memo written more than assurances, but with a warning that final r~port.(cid:146)2 ayear later, theArmy noted that, he could not bind his successors in because ofthe concern over the office. Western Union representa legality oftheir conduct, the compa tives were briefed subsequently on Denouement nies had limited knowledge ofthe this meeting. operation to two or three individuals Several weeks after the Committee in each company. In apparent follow-up to this meet issued its final report, I walked over ing, the documents showed that to the1House side ofthe Capitol to With the discovery ofthis file, I set Secretary Forrestal inJune 1948 qui attend a hearing ofthe subcommit about revising the chapter ofthe etly tried to have Congress amend tee ch~aired by Bella Abaug, the Committee(cid:146)s final report that dealt section 605 ofthe Communications (cid:147)gentlewoman(cid:148) from New York, as w~s with SHAMROCK to incorporate Act of 1934 in awaywhich would she referred to by her col the new information. About a month have made the companies(cid:146) coopera leagues. Her hearings brought to later, in April 1976, as I was putting tion in SHAMROCK clearlylegal. mind~the days ofNero, when Chris the final touches on the revision, I He met informallywith the Chair tians ~were thrown to the lions for received a call from the Department men ofthe Senate and House sport. Ms. Abzug(cid:146)s (cid:147)red meat(cid:148) that ofDefense, this time advising that Judiciary Committees to explain the particular day consisted ofexecutives nine more documents pertaining to situation, and an amendment was from RCA Global, ITT Interna SHAIvIROCKhad been discovered at drafted to accomplish the objective. tional, andWestern Union the National Archives and were en The amendment was never reported Interhational. As I leaned back route to me. by either committee.11 against the wall ofthe hearing room, 49 Shamrock I saw many ofthose I had met I also came to think that the 5. The leakapparentlydid come from months before. investigation, in the long term, had a the Committee or, more likely, its beneficial effect on NSA. With no staff; members were notyetengaged cBoeurladt,inMgs.theAbwzitungesmsaesdeasitonclleyarshsehe dreisenicree,tNoSunAdeardgooptaendotvheerry ssturcihngeexntpe hotoonwpeNrvSoeAvre.,ctoLhnieckleCuosmimovmseitltystwuechehowsatihtseuauctniuaolbnpsrl,iet (cid:147)stood solidly for the privacy ofthe rules in the wake ofthe Church Com was. Theepisodedid make us far American people and squarelyagainst mittee to ensure that its operations morewaryofdiscussingwith thestaff the corporate thugs ofthis country were carried out in accordance with whatwewere doing. who thought they could rough applicable law. Where the communi run shod over the rights oftheAmerican cations ofUS citizens were 6. Tordellawas DeputyDirectorofNSA people.(cid:148) (I am paraphrasing hde.) I concerned, I can attest from my per from 1958 until 1974. knew theywere getting a bum rap, sonal experience that NSA has been but they had no defenders that day. especially scrupulous. As upsetting 7. The Huston Plan was devised by One oftheir attorneys turned and and dembralizing as the Church NixonWhite House aideTom Hus caught my eye in the back ofthe Committee(cid:146)s investigation undoubt ton to organize the resources ofthe rtoolodmy,onuosdod.ing grimly as ifto say I sedylsytewmasw,hiitcchaukseeedpsNiSt wAitthoiinnstthietute a vgteiosevtweesrrsnoafmnetdnhteotathdoemrcisonuiosnpttpreoartsiaeondnt.itwoatrhepro bounds ofUS law and focused on its And the companies(cid:146) troubles would essential mission. Twenty-threeyears 8. The issue oflegalitystemmed from not end there. Jn the weeks that fol later, I still take some satisfaction applicabilityofsection 605 ofthe lowed, theywould be sued byagroup from that. CommunicationsActof1934 to the ofpeople claiming their rights had companies(cid:146) activities. Section 605 on been violated by the SHAIvIROCK its face prohibitedpeople involved in program. NOTES sendingorreceivingforeign commu nications bywire, that is, the employees oftelegraph companies, AafsteIrwtahlekheedarbiancgktthoatthdeayS,enitatoeccsuirdered 1. aPnettetroFDeenmnocisrantoiwcacapnodliitdiactaelscaonnsdult fcroommmudniivcualtgiinognsthteocootnhteerntpseoopflet.hosIen to me that none ofthis would be frequentlyappears on Geraldo Rivera 1968, section 605 had been amended happening ifnot for me. Yet I hardly Live, Hardball, and othertalkshows. bya newwiretap law to clarifythat it felt like gloating. Indeed, I was was not meant to preclude the somewhat shaken to see the conse 2. I have sinceworked closelywith Gen employees oftelegraph companies quences I had predicted to Fritz eralAllen (who retiredsome timeago) cformommudniivcualtgiinognsthwehcoosneteanctqsuiosfitwiiorneby Stochpwasasr.zFaofrewthmeomnotmhesntbe,foIrweacsoomveer aPCsroeamsmimdieesnmstb(cid:146)sieornFooarfneidtgheansAIasntpmeielnlmi-bgBeernrocewonAfdthvei ctoheurgtoovredrern.meWnhtihlaedab1ee9n72suSbujpecrtemofea scf(cid:147)peuooctimtusoerroe,nbecaydosodDpotreuh.rbeatTt.woieroldHnle(cid:148)alwdliiantwhthee,atrdhmiensfpeforaairfcveta,dt?e simtnohotrereyngerBaiomtnayed.rldls.toilwlHtaeomsmaeenemtosofdciaomynpsteihcdacenarbahlbeelydid Ctmanauaiopttguihhrloottanrawipcltoahysssaesetdecoisusnsaruviugrottegylhsevoipsirdutniuregzapdeltohtwscehioeerns1esPtt9(ria6wetp8isustithwdifoieoournnrttael actuallydeciding this issue), no court Because I decided to stay in govern 3. The Rockefeller Commissionwas cre had ever applied this principle to over ment and, indeed, served in positions atedbyPresident Ford in 1974 to ride the prohibition contained in that offered a vantage point, I came lookinto allegations ofCIAinvolve section 605. to see that relations between intelli- ment in monitoringdomesticpolitical gence agencies and the private sector d1i9s7s5en,t.fivIetmiossnutehdsirasftreerpotrhteoCnhu6rJcuhne 9. The (cid:147)watch list(cid:148) referred to a list of endured. Lawyers became more Committeehad been formed. names ofUS citizens used byNSA to involved than they used to be, but select the international communica questions oflegalitywere no longer tions ofsuch citizens from its ignored or unresolved. Agreements 4. HriotryrAogcekn,cNyicRheoploarst,ed(cid:147)NaEtaivoenasldroSpepcinug vhiolddeidngbsy,SiHncAluMdRinOgCtKhe.teNleSgAramhsadpro were put inwriting and signed by the on Most Private Cables,(cid:148) TheNew begun doingthis in theearly 1960son responsible officials. York Times, 8August 1975, p. 1. alimited basis inorder to monitorUS 50 Shamrock citizen travel to Cubaand threats to the President. In 1967, however, the listwas expanded to include the names ofUS citizens involved in anti war and civil rights disturbances, ostensiblyto determine anyforeign influenceoversuch persons. In 1973, at the height ofthis activity, the names of600 US citizenswere on the list. In the fall of1973, however, in response to concerns raisedbyAttor ney General Elliot Richardson regarding its legality, the (cid:147)watch list(cid:148) program was terminated. 10.AttorneyGeneral Leviwas present in the hearingroomwhen the Chairman read thestatementand did subse quentlytestifyon the legal issues surroundingNSA(cid:146)s foreign intelli gence activities, buthedid not mention SHAMROCKin his testimony. 11. The SenateJudiciaryCommittee voted to allowthe Chairman discre tion to report the amendment to the floor or not, but, because ofthe DefenseDepartment(cid:146)s reluctance to have thematterdiscussedon thefloor, the amendmentwas never reported out bythe Chairman. 12. The description ofthe SHAMROCK program appears at pages 765-776 of Book III, SupplementaryDetailedStaff ReportsonIntelligenceActivitiesandthe RightsofAmericans, Final Report of the Select Committee to StudyGov ernmental Operationswith respect to IntelligenceActivities, US Senate, 1976. 51

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