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THE ARTS This PDF document was made available from www.rand.org as CHILD POLICY a public service of the RAND Corporation. CIVIL JUSTICE EDUCATION Jump down to document6 ENERGY AND ENVIRONMENT HEALTH AND HEALTH CARE INTERNATIONAL AFFAIRS The RAND Corporation is a nonprofit research NATIONAL SECURITY organization providing objective analysis and POPULATION AND AGING PUBLIC SAFETY effective solutions that address the challenges facing SCIENCE AND TECHNOLOGY the public and private sectors around the world. SUBSTANCE ABUSE TERRORISM AND HOMELAND SECURITY Support RAND TRANSPORTATION AND INFRASTRUCTURE Purchase this document WORKFORCE AND WORKPLACE Browse Books & Publications Make a charitable contribution For More Information Visit RAND at www.rand.org Explore the RAND National Defense Research Institute View document details Limited Electronic Distribution Rights This document and trademark(s) contained herein are protected by law as indicated in a notice appearing later in this work. This electronic representation of RAND intellectual property is provided for non-commercial use only. Unauthorized posting of RAND PDFs to a non-RAND Web site is prohibited. RAND PDFs are protected under copyright law. Permission is required from RAND to reproduce, or reuse in another form, any of our research documents for commercial use. For information on reprint and linking permissions, please see RAND Permissions. Report Documentation Page Form Approved OMB No. 0704-0188 Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. 1. REPORT DATE 3. DATES COVERED 2010 2. REPORT TYPE 00-00-2010 to 00-00-2010 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Regime and Periphery in Northern Yemen: The Huthi Phenomenon 5b. GRANT NUMBER 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION Rand Corporation,1776Main Street,PO Box 2138,Santa REPORT NUMBER Monica,CA,90407-2138 9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S) 11. SPONSOR/MONITOR’S REPORT NUMBER(S) 12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release; distribution unlimited 13. SUPPLEMENTARY NOTES 14. ABSTRACT 15. SUBJECT TERMS 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF 18. NUMBER 19a. NAME OF ABSTRACT OF PAGES RESPONSIBLE PERSON a. REPORT b. ABSTRACT c. THIS PAGE Same as 412 unclassified unclassified unclassified Report (SAR) Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18 This product is part of the RAND Corporation monograph series. RAND monographs present major research findings that address the challenges facing the public and private sectors. All RAND monographs undergo rigorous peer review to ensure high standards for research quality and objectivity. Regime and Periphery in Northern Yemen The Huthi Phenomenon Barak A. Salmoni, Bryce Loidolt, Madeleine Wells Prepared for the Defense Intelligence Agency Approved for public release; distribution unlimited NATIONAL DEFENSE RESEARCH INSTITUTE The research described in this report was prepared for the Defense Intelligence Agency. The research was conducted in the RAND National Defense Research Institute, a federally funded research and development center sponsored by the Office of the Secretary of Defense, the Joint Staff, the Unified Combatant Commands, the Department of the Navy, the Marine Corps, the defense agencies, and the defense Intelligence Community under Contract W74V8H-06-C-0002. Library of Congress Cataloging-in-Publication Data Salmoni, Barak A. Regime and periphery in Northern Yemen : the Huthi phenomenon / Barak A. Salmoni, Bryce Loidolt, Madeleine Wells. p. cm. Includes bibliographical references. ISBN 978-0-8330-4933-9 (pbk. : alk. paper) 1. Yemen (Republic)--History--1990- 2. Civil war--Yemen (Republic)--History-- 21st century. 3. Yemen (Republic)--Politics and government--21st century. 4. Yemen (Republic)--Politics and government--20th century. I. Loidolt, Bryce. II. Wells, Madeleine. III. Title. DS247.Y48S236 2010 953.305'3--dc22 2010003956 The RAND Corporation is a nonprofit research organization providing objective analysis and effective solutions that address the challenges facing the public and private sectors around the world. RAND’s publications do not necessarily reflect the opinions of its research clients and sponsors. R ® is a registered trademark. Cover photo: Yemeni Huthi rebels supervise the reopening of a road in Sa‘da, north of San‘a, on February 16, 2010, following a truce between the rebels and government forces that ended six months of fighting. AFP/Getty Images. © Copyright 2010 RAND Corporation Permission is given to duplicate this document for personal use only, as long as it is unaltered and complete. Copies may not be duplicated for commercial purposes. Unauthorized posting of RAND documents to a non-RAND website is prohibited. RAND documents are protected under copyright law. For information on reprint and linking permissions, please visit the RAND permissions page (http://www.rand.org/ publications/permissions.html). Published 2010 by the RAND Corporation 1776 Main Street, P.O. Box 2138, Santa Monica, CA 90407-2138 1200 South Hayes Street, Arlington, VA 22202-5050 4570 Fifth Avenue, Suite 600, Pittsburgh, PA 15213-2665 RAND URL: http://www.rand.org To order RAND documents or to obtain additional information, contact Distribution Services: Telephone: (310) 451-7002; Fax: (310) 451-6915; Email: [email protected] Preface The RAND National Defense Research Institute was asked to study the conflict between the Government of Yemen and the Huthis of northern Yemen, in all of its sociocultural, political, and military aspects. This study should be of interest to intel- ligence analysts and military planners concerned with the security of the Arabian Pen- insula, Yemen, and the Horn of Africa. This research was sponsored by the Defense Intelligence Agency’s Middle East and North Africa branch and conducted within the Intelligence Policy Center of the RAND National Defense Research Institute, a federally funded research and develop- ment center sponsored by the Office of the Secretary of Defense, the Joint Staff, the Unified Combatant Commands, the Navy, the Marine Corps, the defense agencies, and the defense Intelligence Community. For more information on RAND’s Intelligence Policy Center, contact the Direc- tor, John Parachini. He can be reached by email at [email protected]; by phone at 703-413-1100, extension 5579; or by mail at the RAND Corporation, 1200 South Hayes Street, Arlington, Virginia 22202-5050. More information about RAND is available at www.rand.org. iii Contents Preface ................................................................................................. iii Figures ................................................................................................. xi Tables .................................................................................................xiii Summary ..............................................................................................xv Acknowledgments .................................................................................. xix Arabic Terms and Definitions .................................................................... xxi Abbreviations ......................................................................................xxvii Introduction ........................................................................................... 1 Analytical Dimensions of the Conflict .............................................................. 2 Context ................................................................................................ 3 Roots .................................................................................................. 4 Proximate Causes ................................................................................... 6 The GoY Anti-Huthi Campaign: Prolonging Resistance, Provoking Insurgency? .......... 8 Chapter Structure and Major Analytical Questions ..............................................11 Part I: The Context of Regime-Periphery Relations in Northern Yemen ....................11 Part II: From Tension to Conflict: Social Change and Huthi Emergence, 1980s–2004 ...12 Part III: The Six Sa‘da Wars .......................................................................13 Conclusion ...........................................................................................14 Sources Consulted ....................................................................................14 Conclusion .............................................................................................16 Part I: The Context of Regime-Periphery Relations in Northern Yemen ..................17 CHAPTER ONE Sa‘da in the North Yemeni Context ..............................................................19 A “United” Yemen’s Many Divides .................................................................19 Geographic and Material Divides ................................................................19 Social Divides and Distinctions in the Center and North .....................................21 Sect and Society .................................................................................... 22 v vi Regime and Periphery in Northern Yemen: The Huthi Phenomenon The Rhetorical Activation of Yemen’s Divides .................................................. 24 Physical, Human, and Economic Geography North of San‘a ...................................25 Physical Characteristics ............................................................................25 Population Dispersion in the Sa‘da Governorate ............................................... 27 Economy .............................................................................................31 Government Presence in the Governorate ........................................................ 42 Sa‘da as Geographic Periphery: Implications for the Huthi Conflict ......................... 43 CHAPTER TWO The Sociocultural Ecology of the Huthi Conflict: Tribalism and Religion ...............45 Qabyala North of San‘a: Geography ................................................................45 Qabyala North of San‘a: Aspects of Social Organization ........................................52 Qabila and Shaykhs.................................................................................53 Qabyala as a Value System ........................................................................ 56 Individual and Collective Autonomy as Expressed Through Weapons ..................... 60 Tribal Law and Conflict Containment ..........................................................62 Zaydism as a Religious and Social Phenomenon ................................................. 64 Zaydi Political History in Yemen to 1962 .......................................................65 Theology .............................................................................................65 Practice and Interpretation ....................................................................... 66 Zaydi Self-Definition .............................................................................. 66 Zaydi Religious Strata: Sada, Fuqaha’, and Quda ..............................................67 The Latent Nature of Socioreligious Tension ....................................................72 The Sunni Spectrum: Implications for GoY-Huthi Conflict .....................................72 Conclusion .............................................................................................75 Part II: From Tension to Conflict: Social Change and Huthi Emergence, 1980s–2004 ......................................................................................79 CHAPTER THREE Run-Up to the Regime-Huthi Conflict, 1980s–2001 .........................................81 Economic, Social, and Political Ferment ...........................................................81 Regional Opening and Economic Changes, 1970s–1990s.....................................81 Social Change and Friction in Sa‘da ..............................................................83 The Role of the Pre-Unification Regime, 1980s–1990 ........................................ 86 From Unification to the Believing Youth ......................................................... 88 An Overheating Governorate, 1990–2001 ...................................................... 88 Salafism in the Zaydi Heartland ..................................................................89 Zaydi Defensive Responses ...................................................................... 94 Politics at the Center .............................................................................. 94 Religious Revival ................................................................................... 96 Contents vii The Believing Youth ............................................................................... 98 The Huthi Family ................................................................................. 101 Conclusion: Toward 2001 .......................................................................... 107 CHAPTER FOUR From Tension to Confrontation: Triggers of Conflict, 2001–2004 ...................... 111 Sa‘da in the New Millennium ..................................................................... 113 Sa‘da Dissent and Husayn al-Huthi as Mobilizer and Ideologue ............................. 114 Methods, Occasions, and Locations ............................................................ 115 Themes, Messages, and Motifs in Husayn al-Huthi’s Lectures ............................. 117 What Did Husayn Want? ....................................................................... 121 The Post–9/11 Environment and Saleh Regime Calculations ............................... 124 Part III: The Six Sa‘da Wars ..................................................................... 129 CHAPTER FIVE From Phases to Rolling Conflict: Time Line, Geography, and Magnitude of Huthi-GoY Fighting ............................................................................... 131 The Six “Sa‘da Wars” ............................................................................... 131 Time Line and Geographic Migration of the Conflict ......................................... 133 Phase 1 (June 2004–September 2004) ........................................................ 134 Interim 1 (September 2004–March 2005) .................................................... 134 Phase 2 (March 2005–April 2005) ............................................................. 134 Interim 2 (April 2005–December 2005) ...................................................... 137 Phase 3 (December 2005–February 2006) .................................................... 138 Interim 3 (February 2006–February 2007) ................................................... 141 Phase 4 (February 2007–January 2008) ....................................................... 143 Interim 4 (January 2008–May 2008) .......................................................... 148 Phase 5 (May 2008–July 2008) ................................................................. 148 Interim 5 (July 2008–August 2009) ........................................................... 150 Phase 6 (August 2009–February 2010) ....................................................... 154 CHAPTER SIX GoY Operations: Goals and Methods .......................................................... 159 GoY Military Operations........................................................................... 159 The Information Dimension ....................................................................... 168 Huthis as Foreign ................................................................................. 169 Huthis as Closet Imamis Who Distort Zaydism .............................................. 171 Huthis as Cowardly, Oppressing Yemenis in the North ..................................... 174 Huthis as Anti-Republican ...................................................................... 176 The GoY as Aligned with the People ........................................................... 178

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