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DTIC ADA519335: Close Encounters at Sea: The USNS Impeccable Incident PDF

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CLOSE ENCOUNTERS AT SEA The USNS Impeccable Incident Captain Raul Pedrozo,JAGC,U.S.Navy O n 23 March 2001,the hydrographic survey ship USNS Bowditch (T-AGS 62)wasconductingroutinemilitarysurveyoperationsinChina’sclaimed exclusiveeconomiczone(EEZ)intheYellowSeawhenitwas“aggressivelycon- 1 fronted”byaChineseJianheuIII–classfrigateandorderedtoleavetheEEZ. Be- inganunarmednavalauxiliaryvessel,Bowditchchangedcourseandleftthearea asinstructed.Afewdayslater,theU.S.embassyfiledastronglywordeddiplo- matic protest with the Chinese Ministry of Foreign Affairs, and Bowditch re- turned to the area of the encounter, this time with an armed U.S. escort, to 2 continueitsmission. Eight years and a new U.S. administration later, the People’s Republic of China(PRC)hasonceagaintakenaggressive,unsafe,andunprofessionalac- tion against an unarmed naval auxiliary vessel—this time the ocean surveil- lance ship USNS Impeccable (T-AGOS 23)—that was engaged in lawful military activities in China’s claimed EEZ. On 8 March 2009, five PRC ves- sels—a navy intelligence ship, a government fisheries-patrol vessel, a state oceanographicpatrolvessel,andtwosmallfishingtrawlers—surroundedand harassed Impeccable approximately seventy-five CaptainPedrozoisamemberoftheNavalWarCol- miles south of Hainan Island in the South China lege’sInternationalLawDepartment,intheCenterfor 3 Naval Warfare Studies. Previously he was the Staff Sea. The fishing trawlers maneuvered within JudgeAdvocatetotheCommander,U.S.PacificCom- twenty-fivefeetofImpeccableandthenintentionally mand.HehasalsoservedasaSpecialAssistanttothe stopped in front of it, forcing Impeccable to take UnderSecretaryofDefenseforPolicyandastheheadof the Navy’s International and Operational Law emergencyactiontoavoidacollision.4TheU.S.gov- Division. ernmentprotestedthePRC’sactionsasreckless,un- professional, and unlawful. China responded that Naval War College Review, Summer 2009, Vol. 62, No. 3 Report Documentation Page Form Approved OMB No. 0704-0188 Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. 1. REPORT DATE 3. DATES COVERED 2009 2. REPORT TYPE 00-00-2009 to 00-00-2009 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Close Encounters at Sea: The USNS Impeccable Incident 5b. GRANT NUMBER 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION Naval War College,686 Cushing Road,Newport,RI,02841-1207 REPORT NUMBER 9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S) 11. SPONSOR/MONITOR’S REPORT NUMBER(S) 12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release; distribution unlimited 13. SUPPLEMENTARY NOTES 14. ABSTRACT 15. SUBJECT TERMS 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF 18. NUMBER 19a. NAME OF ABSTRACT OF PAGES RESPONSIBLE PERSON a. REPORT b. ABSTRACT c. THIS PAGE Same as 11 unclassified unclassified unclassified Report (SAR) Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18 102 NAVALWARCOLLEGEREVIEW Impeccable’spresenceinChina’sclaimedEEZhadbeeninviolationofChinese 5 domesticlawandinternationallaw. Impeccablereturnedtotheareathenext day under escort of a guided-missile destroyer, the USS Chung-Hoon (DDG 93). The PRCposition withregardtocoastal-state control over foreign military activitiesintheEEZisthreefold:nationalsecurityinterests,resource/environ- mental protection,and jurisdiction over marine scientific research (MSR).As discussedindetailbelow,thePRC’spositionisinconsistentwithinternational law(includingthe1982UNConventionontheLawoftheSea)andstateprac- tice.ThePRC’spositionisalsosomewhatdisingenuous,asPRCnavalunitsrou- tinely conduct submarine operations, military survey operations, and surveillance/intelligence-collectionoperationsinforeignEEZsthroughoutthe Asia-Pacificregion. In short, nothing in the 1982 UN Convention on the Law of the Sea (UNCLOS)changestherightofmilitaryforcesofallnationstoconductmilitary activitiesintheexclusiveeconomiczone.Moreover,priortoandsubsequentto theadoptionofUNCLOSmilitaryforceshaveroutinelyconductedmilitaryac- tivitiesseawardofthetwelve-nautical-mileterritorialseawithoutcoastal-state noticeorconsent.Theseactivitiesincludetask-forcemaneuvering,flightopera- tions,militaryexercises,weaponstestingandfiring,surveillanceandreconnais- sance operations (and other intelligence-gathering activities), and military marinedatacollection(militarysurveys). THE EXCLUSIVE ECONOMIC ZONE Allcoastalstatesmayclaimatwo-hundred-nautical-mileEEZ(article57).Com- bined,theseEEZclaimsencompassalargeareaof theworld’socean—nearly30 6 percent—thattwentyyearsagowasconsideredtobehighseas. TheEEZisacrea- tureofUNCLOS,whichcreateditforthepurposeofgivingcoastalstatesgreater control over the resources adjacent to their coasts out to two hundred nautical miles(articles56and57).CoastalstateswerealsograntedjurisdictionintheEEZ overartificialislandsandstructures,MSR,andprotectionandpreservationof theenvironment(article56).Unfortunately,overtheyearssomecoastalstates likeChinahavesoughttoexpandtheirjurisdictionintheEEZbyattemptingto exercise control over non-resource-related activities, including many military activities.Theseillegalcoastal-staterestrictionsintheEEZtakemanyforms,in- cluding prohibitions on military marine data collection (military surveys and hydrographicsurveys),requirementsofpriornoticeorconsenttoconductmili- taryactivities,environmentalconstraintsonsovereignimmunevesselsandair- craft,andnational-securityrestrictions.Theseexcessiveclaimshavenobasisin customaryinternationallaworinUNCLOS,andtheyhavebeendiplomatically PEDROZO 103 protestedbytheU.S.governmentandoperationallychallengedbytheU.S.Navy andAirForceundertheFreedomofNavigationProgramsince1979. MilitaryActivitiesintheEEZ Militaryusesof theseasareclearlyarecognizedrightunderinternationallaw. Forcenturies,thenaviesof theworldhaveoperatedandtrainedinwaterssea- ward of other nations’ territorial seas without constraint or the consent of coastalstates.Thisextensivestatepracticeconfirmsthatmilitaryactivitiesatsea arelawfulundercustomaryinternationallawandconsistentwitharticle2(4)of theUNCharter.UNCLOSreaffirmsthisconclusionbylimitingmilitaryactivi- ties in only a few narrow circumstances: while ships are engaged in innocent passage,transitpassage,andarchipelagic-sea-lanespassage(ASLP)(articles19, 20,39,40,52,and54).Otherinternationalinstrumentsalsosupporttheposi- tionthatmilitaryactivitiesatseaarelawful.Forexample,theInternationalMar- itime Organization/International Hydrographic Organization World-wide Navigational Warning Service specifically recognizes military activities at sea, such as naval exercises and missile firings, as proper, for which “naval area” 7 warningsaretobeissued. Annex15totheChicagoConventionregardingAero- nautical Information Services similarly provides that military exercises that 8 posehazardstocivilaviationareappropriatesubjectsfornoticestoairmen. NothinginUNCLOSorstatepracticechangestherightofmilitaryforcesof allnationstoconductmilitaryactivitiesintheexclusiveeconomiczonewithout coastal-statenoticeorconsent.TheEEZwasnotcreatedtoregulatemilitaryac- tivities. Proposals during the Third UN Conference on the Law of the Sea (UNCLOS III) to include residual coastal-state security interest rights in the 9 EEZwereconsideredandrejected. UNCLOSarticle56makesclearthatcoastal stateshavelimitedsovereignrightsintheEEZforthepurposeofexploring,ex- ploiting,conserving,andmanagingthenaturalresourcesof thezoneandwith regardtootheractivitiesfortheeconomicexploitationandexplorationof the zone.Thecoastalstatealsohaslimitedjurisdictionwithregardtotheestablish- mentanduseofartificialislands,installations,andstructures,marinescientific research,andtheprotectionandpreservationofthemarineenvironment.Inex- ercisingitsrightsandperformingitsdutiesintheEEZ,thecoastalstateistohave dueregardtotherightsanddutiesofotherstatesandactinamannercompati- blewiththeprovisionsofUNCLOS. Pursuanttoarticle58of UNCLOS,allstateshavethehigh-seasfreedomsof navigationandoverflightreferredtoinarticle87ofUNCLOSandotherinter- nationallylawfulusesofthesearelatedtothesefreedoms,suchasthoseassoci- ated with the operation of ships and aircraft. As evidenced by long-standing statepractice,theterm“otherinternationallylawfuluses”doesnotrefersolely 104 NAVALWARCOLLEGEREVIEW tonavigationandoverflightrightsbutincludesalllawfulmilitaryactivities.This point was clearly articulated by the American delegation to the UNCLOS III 1983: All States continue to enjoy in the [EEZ] traditional high seas freedoms of navigation and overflight and the laying of submarine cables and pipelines, and other interna- tionally lawful uses of the sea related to those freedoms, which remain qualitatively and quantitatively the same as those freedoms when exercised seaward of the zone. Military operations, exercises and activities have always been regarded as internation- ally lawful uses of the sea. The right to conduct such activities will continue to be en- 10 joyed by all States in the exclusive economic zone. Theonlylimitationontheuserstate’srightsandfreedomsisareciprocaldue- regardrequirement.Inthisregard,onecanenvisionlimitedsituationswhere legitimatemilitaryactivitiesmaybeadjustedtorespectcoastal-stateresource rightsintheEEZ—forexample,aproposedweaponsexerciseincloseproxim- itytoanactiveoffshoreoilplatform.Butthesesituationsaretheexception,not therule,andcannotbedictatedunilaterallybythecoastalstate.Asdiscussed below,althoughforeignsovereign-immunevesselsdonothavetocomplywith coastalnations’domesticenvironmentalregulations,U.S.Navyvesselsoperate with due regard for the marine environment. For example, when operating low-andmidfrequencysonarsystemsanywherearoundtheworld,U.S.Navy vessels voluntarily apply marine-mammal mitigation measures that provide extensiveprotectionfortheenvironmentbasedonthebestavailablescience. ThePRChasrecentlyindicatedthatsonarusemayharmmarinemammalsand fishstocksinitsEEZ.However,thereisnoevidencethattheNavy’ssonaruse, while applying these scientific protective measures, impacts either marine 11 mammalsorfish. ThesemeasuresaredesignedtoallowtheNavytotrainre- alisticallywithoutharmingtheenvironment,andtheyfarexceedthe“duere- gard” requirement of article 58. In short, the PRC has no right under internationallawtoforcetrainingrestrictionsormitigationmeasuresonfor- eignsovereignimmunevesselsoperatinginitsEEZ. AlthoughcoastalstatesenjoyenvironmentaljurisdictionintheEEZ,appli- cation of environmental controls on foreign warships,naval auxiliaries (like Impeccable and Bowditch), and other government-owned or -operated non- commercialvesselsandaircraftoperatingintheEEZisstrictlylimited.Article 236makesclearthattheprovisionsofUNCLOS“regardingtheprotectionand preservation of the marine environment do not apply to any warship, naval auxiliary,other vessels or aircraft owned or operated by a state and used,for the time being, only on government non-commercial service.” The only re- quirement is that such vessels and aircraft are to act in a manner consistent PEDROZO 105 with the environmental provisions of UNCLOS, so far as is reasonable and practicabletodoso,andtotheextentthatitdoesnotimpairtheoperationsor operationalcapabilitiesofsuchvesselsandaircraft. ItisalsoimportanttonotethatwhileUNCLOSdoesplacecertainlimitations onmilitaryactivitiesatsea,theserestrictionsarelimitedtoshipsengagedinin- nocentpassage,transitpassage,andASLP.Forexample,article19limitscertain military activities in the territorial sea, such as threat or use of force, use of weapons,intelligencegathering,actsof propaganda,launchingandlandingof aircraft and other military devices, and marine data collection (hydrographic surveys and military surveys). Article 52 applies these same limitations to archipelagicwaters.Articles20and52providethatsubmarinesmustnavigate onthesurfacewhenininnocentpassageintheterritorialseaorarchipelagicwa- ters.Articles39and54prohibitthethreatoruseofforcewhenshipsareengaged in transit passage or archipelagic-sea-lanes passage.Finally,articles 40 and 54 prohibitsurveyactivitiesforshipsengagedintransitpassageorASLP.Nosimi- larlimitationsareincludedinpartVofUNCLOSandthereforetheydonotap- ply to foreign warships, military aircraft, or other sovereign, “immune”ships andaircraftinandovertheEEZ.Thisconclusionisconfirmedbythenegotiat- ing history of UNCLOS: efforts to include “security interests” as a protected 12 coastal-stateinterestintheEEZfailed. Chineserelianceonthe“peacefulpurposes”provisionsofUNCLOS(articles 88,141,and 301) to regulate military activities in the EEZ is also clearly mis- placed.Article301providesthat“inexercisingtheirrightsandperformingtheir dutiesunderthisConvention,StatesPartiesshallrefrainfromanythreatoruse offorceagainsttheterritorialintegrityorpoliticalindependenceofanystate,or inanyothermannerinconsistentwiththe principlesof internationallawem- bodiedintheCharteroftheUnitedNations.”Identicallanguagecanbefoundin article 2(4) of the UN Charter and in UNCLOS article 19.2(a). State practice since the adoption of UNCLOS confirms that the “peaceful purposes”provi- sionsdonotcreatenewrightsorobligations,nordotheyimposerestraintson traditionalmilitaryoperationsatseathatareconsistentwithinternationallaw, including the UN Charter. These provisions simply require states to exercise theirrightsandperformtheirdutiesunderUNCLOSinaccordancewiththeir duty under article 2(4) of the UN Charter torefrain from the threat or use of forceagainsttheterritorialintegrityorpoliticalindependenceofanystate.Mili- tarysurveillanceandreconnaissanceoperationsininternationalairspace,how- ever,donotequatetoa“threatoruseofforceagainsttheterritorialintegrityor political independence of any state.” Long-standing state practice, as well as UNCLOS,supportstheconclusionthatsuchoperationsarelawfulandconsis- tent with the UN Charter. In this regard, UNCLOS article 19 makes a clear 106 NAVALWARCOLLEGEREVIEW distinctionbetweena“threatoruseof forceagainstthesovereignty,territorial integrity or political independence of the coastal state”and “any act aimed at collectinginformationtotheprejudiceofthedefenseorsecurityofthecoastal 13 state.” Bothareprohibitedintheterritorialseaforshipsengagedininnocent passage,buttheyareclearlydistinctandindependentactivities.UNCLOSarti- cle19(2)makesasimilardistinctionbetween“threatoruseofforce”andother militaryactivitiesatseathatareconsistentwitharticle2(4)oftheUNCharter, suchasmilitaryexercises,weaponstesting,useofordnance,andmilitarymarine datacollection(militarysurveysandhydrographicsurveys). MarineDataCollectionintheEEZ Althoughcoastalstatescanclearlyregulatemarinescientificresearchintheex- clusive economic zone,marine data collection is much broader.“Marine data collection”isageneraltermreferringtoalltypesof collectionactivitiesatsea, including MSR,military surveys,and hydrographic surveys.UNCLOS applies differentrulestoeachoftheseactivities,dependingonwheretheactivitiestake place. “Marinescientificresearch,”incontrast,indicatesactivitiesundertakentoex- pandscientificknowledgeofthemarineenvironmentanditsprocesses.Classesof data collected could be related to oceanography, marine biology, fisheries re- search,scientificoceandrillingorcoring,orgeologicalorgeophysicalstudies.The data is usually shared among the public and scientific communities. Hydro- graphicsurveys,ontheotherhand,areconductedtosupportsafetyofnavigation. Thedatacollectedisnormallyusedtoproducenauticalchartsandsimilarprod- ucts.Thatis,hydrographicsurveyisnotMSR.Neitherismilitarysurveyconsid- eredtobeMSR,becauseitisconductedformilitary,notscientific,purposes.The datacollectedmaybeeitherclassifiedorunclassified;itisnormallynotreleasedto thepublicorscientificcommunityunlessitisunclassifiedandwascollectedon thehighseas.Suchcollecteddatacouldbeoceanographic,hydrographic,marine geologicalorgeophysical,chemical,acoustic,orbiological.Althoughthemeansof datacollectionareoftensimilarandtothecoastalstatemayappearindistinguish- ablefrommarinescientificresearch,itisthemilitaryorsafetyusetowhichthe data is put that distinguishes military surveys and hydrographic surveys from MSR. OnthebasisofthesedistinctionsandtheplainlanguageofUNCLOS,military surveys and hydrographic surveys remain high-seas freedoms and may be con- ductedinforeignEEZsandonforeigncontinentalshelveswithoutcoastal-state noticeorconsent.Coastal-stateconsentisonlyrequiredforsuchsurveyactivities interritorialseasandarchipelagicwaters.ThefollowingprovisionsofUNCLOS support this conclusion: PEDROZO 107 (cid:129) Researchorsurveyactivitiesareinconsistentwithinnocentpassage(article 19[2][j]). (cid:129) Shipsintransitpassageorarchipelagic-sea-lanespassagemaynotcarryout researchorsurveyactivities(articles40and54). (cid:129) PartXIIIappliesonlytoMSRanddoesnotrefertosurveyactivities. WHY THIS IS IMPORTANT: THE EP-3 INCIDENT Inordertoavoidconflictandpotentialmiscalculationsatseaandintheairbe- tweenU.S.andChineseforces,bothsidesneedtohaveaclearunderstandingof theirrespectiverightsinandovertheEEZascoastalanduserstates.Wecertainly 14 donotwantarepeatof theEP-3incident. Onthemorningof 1April2001,a weekaftertheBowditchincidentdiscussedearlier,twoChineseF-8fighterair- craftinterceptedaU.S.EP-3thatwasconductingaroutinereconnaissanceflight about seventy miles south/southeast of Hainan Island. After making several closeapproachestotheAmericanaircraft,oneoftheF-8slostcontrolandcol- lidedwiththeEP-3.TheF-8waschoppedinhalf;thenoseconeandnumber-one propelleroftheEP-3wereseverelydamaged.TheChinesepilotejectedbutwas never found and was presumed dead. The EP-3 was forced to make an emer- gencylandingattheLingshuimilitaryairfieldonHainan.Thecauseofthecolli- sionisstillamatterof dispute.ThePRCclaimsthattheEP-3swervedintothe flightpathandrammedtheF-8.TheUnitedStatesclaimsthattheF-8raninto thelarger,slower,andlessmaneuverableEP-3.Iwillnotgointothedetailshere butwouldonlysuggestthatthelawsofphysicsdonotsupporttheChineseposi- tion—andleaveitatthat. Some of the legal issues raised by the PRC following this incident included thevalidityofcoastal-statesecurityinterestsintheexclusiveeconomiczone,the legalityofsurveillanceandreconnaissanceflightsovertheEEZ,andtheapplica- bilityofthedue-regardrequirementwhenconductingairintercepts. As previously discussed, coastal states lack security interests in the EEZ. NothinginUNCLOSsupportsthePRCposition.Similarly,theChineseposition thatthefreedomofoverflightreflectedinUNCLOSarticle58isanarrowright, includingonlytherighttotransittheairspaceabovetheEEZ,isnotsupported byUNCLOS,otherinternationalagreements,orstatepractice.Onthecontrary, thenegotiatinghistoryofUNCLOSandstatepracticebefore,during,andafter UNCLOSsupporttheconclusionthatfreedomsofnavigationandoverflightin theEEZarebroadfreedoms;itiscoastal-staterightsintheEEZthatarenarrowly limited.Aswehaveseen,UNCLOSarticle58isquiteclear:allstatesenjoythe freedomsof navigationandoverflightandotherinternationallylawfulusesof theseasrelatedtothesefreedoms,suchasthoseassociatedwiththeoperationof 108 NAVALWARCOLLEGEREVIEW shipsandaircraft.Long-standingstatepracticesupportsthepositionthatsur- veillanceandreconnaissanceoperationsconductedininternationalairspacebe- yondthetwelve-nautical-mileterritorialseaarelawfulactivities.Sincetheend of World War II, surveillance and reconnaissance operations in international airspacehavebecomeamatterofroutine.Manynations,includingthePRC,en- gage in such activities on a routine basis. Moreover, as previously discussed, UNCLOSarticle19.2(c)prohibitsintelligence-gatheringactivitiesbyshipsen- gagedininnocentpassagethroughtheterritorialsea—asnotedabove,nosimi- larprohibitioniscontainedinpartVof UNCLOS,andtherefore,surveillance andreconnaissanceactivitiesarepermittedintheEEZ.ThePRChasanobliga- tionunderUNCLOSarticle56toexerciseitslimitedresource-relatedrightsin theEEZwithdueregardfortherightsofotherstatestoengageinlawfulmilitary activities,includingsurveillanceandreconnaissanceoperations,inthezone. WithregardtosurveillanceandreconnaissanceflightsovertheEEZ,itisalso importanttonotethatcoastalstateslackcompetencetoregulatemilitaryactivi- tiesintheairspaceabovetheEEZ.Articles2and49ofUNCLOSmakeclearthat theairspaceabovetheterritorialseaandarchipelagicwatersisnationalairspace, subjecttocoastal-state/archipelagic-statesovereignty.Similarlanguageisfound inarticle1oftheConventiononInternationalCivilAviationof1944(knownas the Chicago Convention) with regard to the territorial sea. Beyond the twelve-milelimit,however,isinternationalairspace.NeitherUNCLOSnorthe ChicagoConventiongrantcoastalstatesanyauthorityovermilitaryaircraftop- eratingininternationalairspaceabovetheEEZ.Coastal-statesovereignrightsin thezonearelimitedtotheseabed,itssubsoil,andthewaterssuperjacenttothe seabed,withoneexception—thecoastalstatehassovereignrightswithregardto theproductionofenergyfromthewinds(UNCLOSarticle56).Therefore,noth- inginUNCLOSprovidesalegalbasisforregulatingmilitaryactivitiesintheair- spaceabovetheEEZ.UNCLOSdoes,however,clearlyprovidethatintheEEZall statesenjoy,amongotherthings,freedomofnavigationandoverflightandother internationallylawfulusesofthesea.Theonlycaveatisthatinexercisingtheir high-seasfreedomsintheEEZ,statesshallhave“dueregard”totherightsand duties of the coastal state and shall comply with the laws and regulations adoptedbythecoastalstateinaccordancewiththeprovisionsofUNCLOSand otherrulesofinternationallaw“insofarastheyarenotincompatible”withpart VofUNCLOS(article58,emphasisadded).Similarly,theprovisionsoftheChi- cagoConventiondonotapplytostateaircraft,whichincludeallaircraftusedin military,customs,andpoliceservices.Theonlyrequirementisthatstateaircraft 15 flywith“dueregard”forthesafetyofnavigationofcivilaircraft. PEDROZO 109 THE WAY FORWARD The PRC can expect U.S.warships,military aircraft,and naval auxiliaries like Impeccable and Bowditch to continue to operate in its claimed EEZ, in accor- dance with the rights and freedoms guaranteed to all nations under interna- tionallaw.IfthePRChasanissuewithcontinuedAmericanmilitarypresencein itsEEZ,thePRCshouldraiseitsconcernsnotviabridge-to-bridgecommunica- tions,intheopenpress,orviadiplomaticprotestsbutdirectlywiththeUnited Statesandattempttoreachamutuallyacceptablesolutionwithinthecontextof 16 the Military Maritime Consultative Agreement (MMCA). Some have sug- gested that it may be time for the United States to negotiate an INCSEA-like 17 agreement with China to avoid confrontations of this nature. However,I do notbelievesuchanagreementisnecessary,astheMMCAwasspecificallyestab- lished to facilitate consultations between the U.S.Department of Defense and thePRCMinistryofNationalDefenseforthe“purposeofpromotingcommon understandings regarding activities undertaken by their respective maritime 18 andairforceswhenoperatinginaccordancewithinternationallaw.” Unfortu- nately,MMCAhasfailedtoliveuptoexpectationsinthisregard,primarilybe- causeofthePRC’sunwillingnesstoengageinaseriousdebateonthisimportant issue.Asolutioncanbereachedifbothsidesactingoodfaithandapplythem- selves,butasthesayinggoes,“ittakestwototango.”Iwouldpointtothe1989 UniformInterpretationofRulesofInternationalLawGoverningInnocentPas- sage,agreedtobytheUnitedStatesandtheSovietUnionaftera1988BlackSea “bumping”incident,asanexampleofhowtwonationswithdifferingviewscan reach a mutually acceptable solution to a politically charged national-security issue.(Inthe1988case,theissuewastherightofinnocentpassageofwarships through the territorial sea without prior notice to or consent of the coastal 19 state.) Untilamutuallyacceptablesolutionisreached,PRCshipsandaircraftshould immediatelyceasetheiraggressive,unlawful,andunsafemaneuversinthevicinity ofU.S.shipsandaircraft,aswasrecentlywitnessednearImpeccable.Inadditionto complyingwiththeirlegalobligationsundertheCollisionRegulations,Chinese shipsandaircraftshould—ashasbeensuggestedbytheUnitedStatesonnumer- ous occasions—also abide by internationally recognized codes and signals.The CodeforUnalertedEncountersatSea,orCUES,issuedbytheWesternPacificNa- valSymposium,offerssafetymeasuresandprocedures,aswellasameanstolimit mutualinterferenceanduncertaintyandtofacilitatecommunicationwhenwar- ships,submarines,publicvessels,ornavalaircraftmakecontact.Standardsafety procedures are contained in part 3, standard communications procedures in part4,and“SelectedSignalsVocabularyandBasicManeuveringInstructions” in part 5.The NATO publication Multinational Maritime Tactical Instructions

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