t c e POWELL’S LEADERSHIP j o PRINCIPLES – TIME FOR STATE r DEPARTMENT TO REVISIT P BY h MICHELLE L. STEFANICK c United States Department of State r a e s e R DISTRIBUTION STATEMENT A: ApprovedforPublicRelease. y DistributionisUnlimited. g e USAWC CLASS OF 2009 t a ThisSRPissubmittedinpartialfulfillmentofthe requirementsoftheMasterofStrategicStudiesDegree. r Theviewsexpressedinthisstudentacademicresearch paperarethoseoftheauthoranddonotreflectthe t officialpolicyorpositionoftheDepartmentofthe S Army,DepartmentofDefense,ortheU.S.Government. U.S. Army War College, Carlisle Barracks, PA 17013-5050 Report Documentation Page Form Approved OMB No. 0704-0188 Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. 1. REPORT DATE 2. REPORT TYPE 3. DATES COVERED 30 MAR 2009 Strategy Research Project 00-00-2008 to 00-00-2009 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Powell’s Leadership Principles- Time for State Department to Revisit 5b. GRANT NUMBER 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER Michelle Stefanick 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. 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PLEASEDONOTRETURNYOURFORMTOTHEABOVEADDRESS. 1.REPORTDATE(DD-MM-YYYY) 2.REPORTTYPE 3.DATESCOVERED(From-To) 20-01-2009 StrategyResearchProject 4.TITLEANDSUBTITLE 5a.CONTRACTNUMBER Powell’sLeadershipPrinciples–TimeforStateDepartmenttoRevisit 5b.GRANTNUMBER 5c.PROGRAMELEMENTNUMBER 6.AUTHOR(S) 5d.PROJECTNUMBER MichelleL.Stefanick 5e.TASKNUMBER 5f.WORKUNITNUMBER 7.PERFORMINGORGANIZATIONNAME(S)ANDADDRESS(ES) 8.PERFORMINGORGANIZATIONREPORT Dr.StephenJ.Gerras NUMBER DepartmentofCommand,Leadership,andManagement(DCLM) 9.SPONSORING/MONITORINGAGENCYNAME(S)ANDADDRESS(ES) 10.SPONSOR/MONITOR’SACRONYM(S) U.S.ArmyWarCollege 122ForbesAvenue Carlisle,PA 17013 11.SPONSOR/MONITOR’SREPORT NUMBER(S) 12.DISTRIBUTION/AVAILABILITYSTATEMENT Distribution: A 13.SUPPLEMENTARYNOTES 14.ABSTRACT SincetheendoftheColdWar,studyafterstudyhasdescribedtheDepartmentofStateasaninstitutionimproperlystaffed, trained,andresourcedtosufficientlyandadequatelyaddressthenationalsecuritychallengesofthe21stcentury. Whatall theseexternalreportslack,however,isthereviewoftheinternalculturalchangeneededwithintheDepartmentofState. UnderSecretaryofStateColinPowell’stenure,thisculturalchangeprocesswasstarted,buthasyettobeinculcated. The principlesheeffectivelyespousedmustbereinitiatedtobringaboutthenecessaryinstitutionalchangerequiredwithinthe DepartmentofStatetobepreparedtofaceitsfuturechallenges. ThispaperidentifiesthemeasurestakenunderSecretary Powell’sleadershipandhighlightsaspectsofitsinternalculturethatneedtobechangedtotransform. 15.SUBJECTTERMS Management,Culture,ProfessionalDevelopment,Diplomacy 16.SECURITYCLASSIFICATIONOF: 17.LIMITATION 18.NUMBER 19a.NAMEOFRESPONSIBLEPERSON OFABSTRACT OFPAGES a.REPORT b.ABSTRACT c.THISPAGE 32 19b.TELEPHONENUMBER(includearea UNCLASSIFED UNCLASSIFED UNCLASSIFED UNLIMITED code) StandardForm298(Rev.8-98) PrescribedbyANSIStd.Z39.18 USAWC STRATEGY RESEARCH PROJECT POWELL’S LEADERSHIP PRINCIPLES – TIME FOR STATE DEPARTMENT TO REVISIT by Michelle L. Stefanick United States Department of State Dr. Stephen J. Gerras Project Adviser This SRP is submitted in partial fulfillment of the requirements of the Master of Strategic Studies Degree. The U.S. Army War College is accredited by the Commission on Higher Education of the Middle States Association of Colleges and Schools, 3624 Market Street, Philadelphia, PA 19104, (215) 662-5606. The Commission on Higher Education is an institutional accrediting agency recognized by the U.S. Secretary of Education and the Council for Higher Education Accreditation. The views expressed in this student academic research paper are those of the author and do not reflect the official policy or position of the Department of the Army, Department of Defense, or the U.S. Government. U.S. ArmyWar College CARLISLE BARRACKS, PENNSYLVANIA 17013 ABSTRACT AUTHOR: Michelle L. Stefanick TITLE: Powell’s Leadership Principles – Time for State Department to Revisit FORMAT: Strategy Research Project DATE: 20 January 2009 WORD COUNT: 6148 PAGES: 32 KEY TERMS: Management, Culture, Professional Development, Diplomacy CLASSIFICATION: Unclassified Since the end of the ColdWar, study after study has described the Department of State as an institution improperly staffed, trained, and resourced to sufficiently and adequately address the national security challenges of the 21st century. What all these external reports lack, however, is the review of the internal cultural change needed within the Department of State. Under Secretary of State Colin Powell’s tenure, this cultural change process was started, but has yet to be inculcated. The principles he effectively espoused must be reinitiated to bring about the necessary institutional change required within the Department of State to be prepared to face its future challenges. This paper identifies the measures taken under Secretary Powell’s leadership and highlights aspects of its internal culture that need to be changed to transform. POWELL’S LEADERSHIP PRINCIPLES – TIME FOR STATE DEPARTMENT TO REVISIT Secretary of Defense Robert M. Gates recently reflected a long-standing view of some Pentagon officials that the Department of Defense cannot meet the nation’s security challenges alone. At an April 15, 2008, House Armed Services Committee hearing, Secretary Gates posed the question “...how can we improve and integrate America’s instruments of national power to reflect the new realities and requirements of this century?”1 At the same hearing, Secretary of State Condoleezza Rice concurred that the “…challenges of the 21st century require both change within individual departments of our national security apparatus, and better and stronger means for interagency action and coordination.”2 Later in the year, the Project on National Security Reform, under the sponsorship of the Center for the Study of the Presidency, issued its report on the national security interagency system. This report concluded that the U.S. national security is fundamentally at risk and its entire system, in need of reform.3 The intent of this paper is not to challenge the necessity for national security reform; instead it asserts that before undertaking the massive overarching reform proposed, it is necessary to first implement change within one of its vital departments, the Department of State. To address the changes needed for the future operational health of the Department this paper reflects upon the last time the organization encountered such internal operational capacity challenges: from 2001-2005, during the tenure of Secretary of State Colin Powell. This paper identifies measures taken under Secretary Powell’s leadership for the Department to recover its capabilities that could be