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REPORT DATE (DD-MM-YYYY) 2. REPORT TYPE 3. DATES COVERED (From - To) 2005 Journal Article Postprint 2005 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Ab initio quantum chemical study of electron transfer in carboranes 5b. GRANT NUMBER 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER Ranjit Pati*, Andrew C. Pineda**, Ravindra Pandey*, Shashi P. Karna† 2305 5e. TASK NUMBER RP 5f. WORK UNIT NUMBER AA 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION REPORT AND ADDRESS(ES) NUMBER **Air Force Research Laboratory Michigan Technological Space Vehicles University 3550 Aberdeen Ave SE 1400 Townsend Dr Kirtland AFB, NM 87117-5776 Houghton, MI 49931 10. SPONSOR/MONITOR’S ACRONYM(S) AFRL/VSSE 11. SPONSOR/MONITOR’S REPORT NUMBER(S) 12. DISTRIBUTION / AVAILABILITY STATEMENT Approved for public release; distribution is unlimited. 13. SUPPLEMENTARY NOTES Published in Chemical Physics Letters 406 (2005) 483-488 Government Purpose Rights †U.S. Army Research Laboratory, AMSRD-ARL-WM-BD, Aberdeen Proving Ground, MD 21005 14. ABSTRACT The electron transfer (ET) properties of 10- and 12-vertex carboranes are investigated by the ab initio Hartree-Fock method within the Marcus-Hush (MH) two-state model and the Koopman theorem (KT) approach. The calculated value of the ET coupling matrix element, V is AB, consistently higher in the KT approach than in the MH two-state model. For the carborane molecules functionalized by –CH groups at C-vertices, V strongly depends on the relative 2 AB orientation of the planes containing the terminal –CH groups. The predicted conformation 2 dependence of V offers a molecular mechanism to control ET between two active centers in AB molecular systems. 15. SUBJECT TERMS Space Vehicles, carboranes, ab initio Hartree-Fock, ET, electron transfer, KT, Koopman theorem, molecular systems 16. SECURITY CLASSIFICATION OF: 17. LIMITATION 18. NUMBER 19a. NAME OF RESPONSIBLE PERSON OF ABSTRACT OF PAGES Andrew C. Pineda a. REPORT b. ABSTRACT c. THIS PAGE Unlimited 7 19b. TELEPHONE NUMBER (include area Unclassified Unclassified Unclassified code) 505-853-2509 Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std. 239.18 ChemicalPhysicsLetters406(2005)483–488 www.elsevier.com/locate/cplett Ab initio quantum chemical study of electron transfer in carboranes Ranjit Pati a,*, Andrew C. Pineda b,c, Ravindra Pandey a, Shashi P. Karna d,* aDepartmentofPhysics,MichiganTechnologicalUniversity,1400TownsendDrive,Houghton,MI49931,USA bTheCenterforHighPerformanceComputingandtheDepartmentofChemistry,TheUniversityofNewMexico, MSC011190,1UniversityofNewMexico,Albuquerque,NM87131-0001,USA cUSAirForceResearchLaboratory,SpaceVehiclesDirectorate,3550AberdeenAve,SE,KirtlandAirForceBase,NM87117-5776,USA dUSArmyResearchLaboratory,WeaponsandMaterialsResearchDirectorate,ATTN:AMSRD-ARL-WM-BD; AberdeenProvingGround,MD21005-5069,USA Received3January2005;infinalform7March2005 Availableonline31March2005 Abstract The electron transfer (ET) properties of 10- and 12-vertex carboranes are investigated by the ab initio Hartree–Fock method withintheMarcus-Hush(MH)two-statemodelandtheKoopmantheorem(KT)approach.ThecalculatedvalueoftheETcoupling matrixelement,V ,isconsistentlyhigherintheKTapproachthanintheMHtwo-statemodel.Forthecarboranemoleculesfunc- AB tionalized by –CH groups at C-vertices, V strongly depends on the relative orientation of the planes containing the terminal 2 AB –CH groups. The predicted conformation dependence of V offers a molecular mechanism to control ET between two active 2 AB centersin molecularsystems. (cid:1)2005Elsevier B.V.All rightsreserved. 1. Introduction also offera unique opportunity inthearea ofmolecular engineering for their potential application as a molecu- Carboranes are animportant class ofboron-contain- laranchorbetweentwoactivereactioncenters,andhave ing rigid structures that have potential applications in beenthe subject ofnumerousexperimental andtheoret- medicinal drug design as hydrophobic pharmacophores icalstudies[8–11].Ithasbeenfoundthatelectrontrans- [1], as antisense agents for antisense oligonucleotide fer (ET) across the carborane cage plays an important therapy (AOT) [2], as boron carriers for boron neutron role in controlling the redox process in Ni-carboranes capture therapy (BNCT)[3–5],andasmolecularprobes [12]. Therefore, an understanding of the electron trans- for molecular medical diagnostics [6], among others. fer process across the carborane cages and its relation- Recently, heteroisomeric diodes, based upon the chemi- ships to molecular geometry and electronic structure is calvapordepositionofdifferentisomersofcloso-dicarb- deemedimportant.Suchanunderstandingisalsocrucial adodecaborane, namely closo-1,2-dicarbadodecaborane for the future application of carboranes in molecular- (orthocarborane, C B H ) and closo-1,7-dicarbado- scale electronics. It has recently been predicted [13–16] 2 10 12 decaborane (metacarborane, C B H ), which have that r-bonded carbon cage structures can be used as 2 10 12 important applications as solid state neutron detectors an effective electron tunnel barrier in molecular-scale have also been fabricated [7]. Due to their axially direc- electronic circuits. tedterminalbondsandrigidcagestructures,carboranes In this Letter, we present ab initio investigations of the electronic structure and ET coupling strengths in closo-1,10-dicarbadecaborane (C B H ), and closo- * Correspondingauthors. 2 8 10 1,12-dicarbadodecaborane (C B H ) and their –CH E-mail addresses: [email protected] (R. Pati), [email protected] 2 10 12 2 (S.P.Karna). derivatives,namely,1,10-dimethylene-1,10-dicarba-closo- 0009-2614/$-seefrontmatter (cid:1)2005ElsevierB.V.Allrightsreserved. doi:10.1016/j.cplett.2005.03.039 484 R.Patietal./ChemicalPhysicsLetters406(2005)483–488 decaborane (H C-CB H C-CH ), and 1,12-dimethylene- and 2 8 8 2 1,12-dicarba-closo-dodecaborane (H C-CB H C-CH ). 2 10 10 2 S ¼hW jW i: ð6Þ AB A B These carborane molecules will be referred to in the rest of this Letter as 10-vertex and 12-vertex carborane Here,SABistheoverlapmatrixelement.Histheelec- molecules, respectively. The ET coupling strength is tronic Hamiltonian of the system, and WA and WB are calculated using the MH two-state model [17–21] within the localized many-electron wave-functions of the two ab initio Hartree–Fock theory. The effects of basis states A and B, respectively. sets and geometrical parameters on the ET coupling In the present study, the ab initio unrestricted strength are also investigated. For comparison, the ET Hartree–Fock (UHF) method was used to generate the coupling strength is also estimated using the KT ap- localized states of the molecules. These localized wave- proach [17]. functions were subsequently used as the initial guess in In Section 2, the computational approach employed the self-consistent evaluation of the ET coupling matrix in the present study is briefly described. The results element.Thenuclearconfigurationusedforthecalcula- and discussions follow in Section 3. The main findings tion of the ET matrix element was taken to be the geo- of the present study are summarized in Section 4. metric average of the two localized structures, where H =H .ItisimportanttonotethatEq.(2)assumes AA BB thevalidityoftheCondonapproximation(i.e.,V isa AB weakfunctionofthenuclearcoordinates)inthevicinity 2. Computational approach of the transition state [17]. For the parent 10- and 12-vertex carboranes (i.e., Ab initio Hartree–Fock (HF) and density functional C B H and C B H ), a symmetry-constrained opti- 2 8 10 2 10 12 theory (DFT) calculations of equilibrium geometry mizationwasperformedtoobtaintherespectiveequilib- and electronic structure were performed with the rium structures. A model p-cage-p structure containing GAUSSIAN quantum chemistry program package [22]. two active reaction centers was then constructed by The geometrical parameters were obtained with the use replacingtheterminalHatomsby–CH groupsyielding 2 of a minimal basis set (STO-3G) as well as an extended atwo-statesystem.Theresultingstructuresofthederiv- basis set consisting of a double zeta augmented by one ative carboranes are shown in Fig. 1 where the –CH 2 pandonedpolarizationfunctions(DZP)asimplemented groups are the active reaction centers. The derivative intheGaussian[22]basissetlibrary.Theextendedbasis molecules were then optimized in the singly positively setisreferredtoastheDZPbasissetintheremainderof charged doublet state. A pair of equilibrium structures, the Letter. In the DFT calculations, the B3LYP [23] whichbyconventionwetermasleft-localizedandright- exchange-correlationfunctionalwasemployed. localized structures, were obtained by varying the C–C Theelectrontransfercouplingstrength,VAB,iscalcu- bond distance between the cage and each of the –CH2 lated using the MH two-state (TS) model the details of end groups, keeping the cage structure fixed. which can be found in various review articles [17–21]. The localized wavefunctions obtained for the deriva- Briefly, the ET rate constant for a weak coupling (i.e., tive carboranes (i.e., [C B H ]+) and (i.e., [C B H ]+) 4 8 12 4 10 14 non-adiabatic limit) between electron donor and accep- were used as the initial guess for the calculation of the torcenterscan beobtainedfromtheFermi Golden rule ET coupling element at the average of the left-localized as [17] and right-localized asymmetric configurations. In order 2p to examine the effects of nuclear configurations on Ket ¼ (cid:1)h jVABj2FCWD; ð1Þ VAB, two-state model calculations were also performed at one of the localized geometries, namely the left- where FCWD represents a Franck–Condon-weighted localized asymmetric configuration. Calculations of density of states, which reflects the nuclear modes of V in the two-state model were performed with the AB the system. The ET coupling matrix element, V , AB HONDO-8 electronic structure suite [24]. which plays a major role in the ET process, represents The V of a singly-charged positive ion can also be AB the strength of the interaction between the two active calculated within the KT approach as [17] reaction sites, and is given by [21] V ¼1=2ðe (cid:1)e Þ; ð7Þ AB HOMO HOMO(cid:1)1 V ¼ð1(cid:1)S2 Þ(cid:1)1½H (cid:1)S ðH þH Þ=2(cid:2); ð2Þ AB AB AB AB AA BB where e and e are energies of the highest HOMO HOMO(cid:1)1 where occupied molecular orbital (HOMO) and the nexthigh- H ¼hW jHjW i; ð3Þ est occupied molecular orbital in the triplet state of the AB A B neutral molecule. The HOMO and HOMO-1 orbitals H ¼hW jHjW i; ð4Þ correspondtothesymmetricandanti-symmetriccombi- AA A A nation of the p-orbitals of the terminal end groups, H ¼hW jHjW i; ð5Þ respectively. The KT approach has been successfully BB B B R.Patietal./ChemicalPhysicsLetters406(2005)483–488 485 Fig.1. Theequilibriumstructuresof(a)10-and(b)12-vertexcarboranemoleculesobtainedusingtheabinitioHartree–Fockmethod. used to study ET properties of a wide range of organic the geometrical parameters for C B H and C B H , 2 8 10 2 10 12 structures [25–28] and generally yields V values com- the structural parameters for similar systems, B H(cid:1)2 AB 10 10 parabletomorerigorousmethods[29].However,itwas and B H(cid:1)2, have been reported [30,31]. For the bond 12 12 notedinapreviousstudy[13]thatthemagnitudeofV length between a pair of B atoms generated by single AB obtained in the KT approach is generally larger than 4- and 5-fold proper rotations, such as the bonds be- that obtained using the MH two-state approach at a tween B(8)–B(9) in Fig. 1a and B(3)–B(11) in Fig. 1b, similar level of theory. the reported values are 1.88 and 1.77A˚ for the 10- and 3. Results and discussion Table1 3.1. Geometry Calculatedlengthsoftypicalbondsin10-and12-vertexcarboranes Molecule Bondlength HF HF DFT-B3LYP The equilibrium structural parameters, in this case (A˚) (STO-3G) (DZP) (DZP) the bond lengths of the cage portions, of the parent C BH C(1)–B(8) 1.603 1.601 1.607 2 8 10 10- and 12-vertex carboranes (C2B8H10 and C2B10H12) B(8)–B(9) 1.869 1.869 1.869 showninFig.1arepresentedinTable1.Onenotesthat B(5)–B(9) 1.829 1.834 1.825 the optimized geometrical parameters are relatively C B H C(4)–B(3) 1.710 1.710 1.711 2 10 12 insensitive to the choice of the basis set. The HF and B(3)–B(11) 1.789 1.797 1.797 DFT(B3LYP) methods are also in good accord with B(2)–B(3) 1.760 1.780 1.780 each other. While there are no experimental reports on ThelabelingoftheatomsisshowninFig.1. 486 R.Patietal./ChemicalPhysicsLetters406(2005)483–488 12-vertexboranes,respectively.Thesevaluesareingood HFapproachwithDZPbasisset)oftheory.Similardif- agreement with the calculated HF (DZP) values of 1.87 ferences in the calculated values of V in the KT and AB and 1.80A˚ in the corresponding carboranes. The bond MH approaches were noted in our previous study length between a pair of B atoms related by a single 8- [13,14] on carbon cage structures. fold improper rotation in the 10-vertex carborane, such Between the 10-vertex and 12-vertex carboranes, a asthebondsbetweenB(5)–B(9)inFig.1aandB(2)–B(3) decreaseintheETcouplingwithanincreaseincagesize in Fig. 1b, has been reported [30] to be 1.82A˚, which is is observed. This is consistent with our previously re- close to the corresponding bond distance (1.84A˚) ob- ported results [13] for carbon-based spacers. We also tained in our ab initio HF (DZP) calculation. note here that the ET coupling matrix element for the In the degenerate ionized configurations (i.e., left- 10-vertex carborane is nearly the same as that for the localizedandright-localizedasymmetric configurations) smaller carbon-based cage structured bicyclo[1.1.1]pen- of the derived 10- and 12-vertex carboranes, the tane [13]. This suggests that it is possible to control C(CH )–C(cage) bond length is found to be shorter, the ET coupling strength between a pair of active reac- 2 by approximately 0.06A˚, on the side of the cage on tioncentersnotonlybystructuralmodificationbutalso which the single positive charge is localized. For exam- by the chemical nature of the spacer element, as also ple, the respective values of R and R are noted by others [25–29]. (C1–C20) (C2–C19) 1.41 and 1.47A˚ in the 10-vertex carborane molecule at the HF(DZP) level of theory. Similarly, the HF(DZP) 3.3. Dependence of V on the orientation of the end AB values of R and R are 1.43 and 1.49A˚, groups of the molecules (C1–C6) (C4–C5) respectively, in the 12-vertex carborane molecule. In orderto investigate the effect of therelativeorien- 3.2. Computation of the ET matrix element tation of the end groups on ET, we calculated V as a AB function of the angle, /, between the planes of the two The values of V calculated in the MH model with terminal –CH groups. Calculations were performed on AB 2 theuseoftheminimalandtheextendedbasissetsarepre- structures obtained by rotating one of the –CH groups 2 sented in Table 2. In the calculations, the –CH end in steps of 10(cid:2) about the C(cage)–CH bond while 2 2 groups of the carborane molecules were kept co-planar. keeping the rest of the molecule fixed. The calculated It is clear from the table that the choice of the basis set variation of V with the twist angle (/) is shown in AB has a small but noticeable effect on the calculated value Fig. 2 and can be represented by a simple cosine func- of V . The DZP basis set used in the study yields tion of /. It is clear that the value of V is maximal AB AB (cid:3)10% larger value for V than the STO-3G basis set. when the two –CH groups attached to the carborane AB 2 However,negligible,ifany,differenceisnotedintheva- cagearecoplanarandisminimalwhentheyareperpen- lue of V between the localized (i.e., H 6¼H ) and dicular to each other. This conformation dependent, AB AA BB the average (i.e., H =H ) structure, justifying the through-bond electron tunneling between the donor AA BB validityofCondonapproximation[17,18]usedinderiv- and acceptor groups can be explained in terms of the ingEq.(2). super-exchange model. In the planar orientation of The values of V estimated using the KT approach the two end groups, a strong coupling between the AB Eq. (7) from the one-electron energy levels are 70.9 and p-orbitals of the –CH end groups and the vertex 2 64.7kJ/mol for the 10-vertex and 12-vertex carboranes, C-atoms of the cage is inherent. The orbitals of thever- respectively. These values are (cid:3)36% and 38% larger tex C-atoms subsequently couple to the cage-centered than the corresponding values obtained from the MH MO providing a pathway for the electron tunneling. two-state approach (Table 2) at the same level (i.e., This indirect interaction, in which the electron transfer between two reaction centers is mediated by intermedi- ate bonds, is generally referred to as super-exchange interaction. For the perpendicular relative orientation Table2 of the two –CH groups, the coupling between the TheETcouplingelement(V )calculatedwiththeMarcus–Hushtwo- 2 AB statemodelforthe10-and12-vertexcarboranemolecules p-orbitals of the –CH2 end groups and the vertex Molecule Basisset V a(kJ/mol) V b(kJ/mol) C-atoms of the cage vanishes, breaking the super-ex- AB AB change pathway for electron tunneling, thereby yielding C B Hþ STO-3G 48.3 48.3 4 8 12 a nearly vanishingvalue forV .As proposed inapre- DZP 52.6 53.7 AB vious study [13,16], and also observed experimentally C B Hþ STO-3G 37.6 37.5 4 10 14 [32], the conformational dependence of ET offers an DZP 46.7 46.7 effective intrinsic mechanism for the control of electron a V calculated using the asymmetric (localized) geometry of the AB transport in molecular systems – a property that can be molecule. b V calculated using the symmetric (average) geometry of the of immense value in developing molecular-scale AB molecule. electronics. R.Patietal./ChemicalPhysicsLetters406(2005)483–488 487 (a) 60 STO-3G 50 DZP 40 ol) M J/ 30 K (B A V 20 10 0 0 20 40 60 80 100 Twist Angle, φ (degrees) 50 (b) 45 STO-3G DZP 40 35 ol) 30 M J/ 25 K (B VA 20 15 10 5 0 0 20 40 60 80 100 Twist Angle, φ (degrees) Fig.2. The variationoftheETcouplingelement(|V |)asafunctionoftwist-angle(/) in(a)10-and(b)12-vertexcarboranemoleculesusing AB STO-3GandDZPbasissets. 4. Conclusion for V . Any other orientation between p-end groups AB leads toafiniteorbitaloverlapandafinite ETcoupling Ab initio electronic structure calculations have been between the two reaction centers. The conformational performed to obtain the equilibrium structure and V dependenceofET,alsoobservedinourpreviousstudies AB of –CH derivatized 10-vertex and 12-vertex carborane on carbon cage systems [13], offers an effective mecha- 2 molecules. The value of V is calculated to be larger nism for developing molecular switches [16]. AB by more than 35% in the KT approach than in the MH two-state model. The strength of the calculated ET coupling between the two active reaction centers is Acknowledgments found to be only weakly dependent on the nuclear con- figuration of the carboranes considered here. We thank Professor Josef Michl, Professor Mark The switching characteristics with respect to rotation Ratner,andDr.JohnMillerforhelpfuldiscussionsdur- of the p-end groups can be simply described in terms of ingthiswork.GenerouscomputertimeattheUniversity the cosine dependence on the twist angle between the of New Mexico Center for High Performance Comput- terminal moieties, as also predicted for carbon cage ing and the Army Research Laboratory Major Shared systems [13]. The perpendicular orientation of the two Resource Center is gratefully acknowledged. 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