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DTIC ADA439530: Aum Shinrikyo, Al Qaeda, and the Kinshasa Reactor: Implications of Three Case Studies for Combating Nuclear Terrorism PDF

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This PDF document was made available from www.rand.org as a public CHILD POLICY CIVIL JUSTICE service of the RAND Corporation. EDUCATION ENERGY AND ENVIRONMENT Jump down to document6 HEALTH AND HEALTH CARE INTERNATIONAL AFFAIRS NATIONAL SECURITY The RAND Corporation is a nonprofit research POPULATION AND AGING organization providing objective analysis and effective PUBLIC SAFETY solutions that address the challenges facing the public SCIENCE AND TECHNOLOGY SUBSTANCE ABUSE and private sectors around the world. TERRORISM AND HOMELAND SECURITY TRANSPORTATION AND INFRASTRUCTURE Support RAND Purchase this document Browse Books & Publications Make a charitable contribution For More Information Visit RAND at www.rand.org Explore RAND Project AIR FORCE View document details Limited Electronic Distribution Rights This document and trademark(s) contained herein are protected by law as indicated in a notice appearing later in this work. This electronic representation of RAND intellectual property is provided for non-commercial use only. Permission is required from RAND to reproduce, or reuse in another form, any of our research documents for commercial use. Report Documentation Page Form Approved OMB No. 0704-0188 Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. 1. REPORT DATE 3. DATES COVERED 2005 2. REPORT TYPE - 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Aum Shinrikyo, Al Qaeda, and the Kinshasa Reactor. Implications of 5b. GRANT NUMBER Three Case Studies for Combating Nuclear Terrorism 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION Department of the AIr Force,Strategic Planning Division,Directorate of REPORT NUMBER Plans,Washington,DC,20330 9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S) 11. SPONSOR/MONITOR’S REPORT NUMBER(S) 12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release; distribution unlimited 13. SUPPLEMENTARY NOTES The original document contains color images. 14. ABSTRACT see report 15. SUBJECT TERMS 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF 18. NUMBER 19a. NAME OF ABSTRACT OF PAGES RESPONSIBLE PERSON a. REPORT b. ABSTRACT c. THIS PAGE 89 unclassified unclassified unclassified Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18 This product is part of the RAND Corporation documented briefing series. RAND documented briefings are based on research briefed to a client, sponsor, or targeted au- dience and provide additional information on a specific topic. Although documented briefings have been peer reviewed, they are not expected to be comprehensive and may present preliminary findings. Aum Shinrikyo, Al Qaeda, and the Kinshasa Reactor Implications of Three Case Studies for Combating Nuclear Terrorism Sara Daly, John Parachini, William Rosenau Prepared for the United States Air Force Approved for public release; distribution unlimited The research described in this report was sponsored by the United States Air Force under Contract F49642-01-C-0003. Further information may be obtained from the Strategic Planning Division, Directorate of Plans, Hq USAF. ISBN 0-8330-3761-7 The RAND Corporation is a nonprofit research organization providing objective analysis and effective solutions that address the challenges facing the public and private sectors around the world. RAND’s publications do not necessarily reflect the opinions of its research clients and sponsors. R ® is a registered trademark. © Copyright 2005 RAND Corporation All rights reserved. No part of this book may be reproduced in any form by any electronic or mechanical means (including photocopying, recording, or information storage and retrieval) without permission in writing from RAND. Published 2005 by the RAND Corporation 1776 Main Street, P.O. Box 2138, Santa Monica, CA 90407-2138 1200 South Hayes Street, Arlington, VA 22202-5050 201 North Craig Street, Suite 202, Pittsburgh, PA 15213-1516 RAND URL: http://www.rand.org/ To order RAND documents or to obtain additional information, contact Distribution Services: Telephone: (310) 451-7002; Fax: (310) 451-6915; Email: [email protected] PREFACE Revelations about A.Q. Khan’s global nuclear marketing efforts and Osama bin Laden’s contact with Pakistani nuclear scientists have raised concerns about the prospects of terrorists acquiring a nuclear or radiological weapons capability. During the Cold War, there were few instances where subnational groups seemed motivated and competent to acquire such capabilities. Over the past 15 years, terrorist capabilities, motivations, and opportunities have changed. Potential terrorist acquisition of a nuclear or radiological weapons capability poses a grave danger to U.S. national security and to the security of the international system of nation-states. The historical record of terrorists pursuing nuclear and radiological capabilities is small in size, complicated by significant information gaps, and not well understood. The size of the dataset and the considerable unknowns about the cases where groups have sought these capabilities make it difficult to assess the nature of the danger and to anticipate new developments in the nature of the threat. However, given the potential consequences of terrorist theft of a nuclear weapon or indigenous development of a nuclear device—even one employing a crude design that produces only a small nuclear yield—poses a serious danger that the United States and other allied nations must take extraordinary measures to thwart. Developing an effective and comprehensive strategy to prevent terrorist acquisition of nuclear and radiological weapons capabilities must begin with a thorough understanding of the historical record of terrorist efforts and opportunities to acquire these capabilities. The three case studies described herein were undertaken to contribute to an understanding of this phenomenon. This documented briefing is part of a larger project for the U.S. Air Force entitled “Denying Armageddon: Preventing U.S. Adversaries from Acquiring Nuclear Weapons.” The research reported here was sponsored by Brig Gen James M. Shamess, AF/XOF; Brig Gen David E. Clary, AF/XOH; and Maj Gen (Sel) Robert L. Smolen, AF/XON. Work was conducted within the RAND Project AIR FORCE PAF-Wide program with oversight assistance from the Strategy and Doctrine and Aerospace Force Development programs. The analysis and recommendations should be of interest to the U.S. Air Force, the other military services, and to the many interagency actors engaged in trying to prevent the spread of nuclear weapons. iii RAND Project AIR FORCE RAND Project AIR FORCE (PAF), a division of the RAND Corporation, is the U.S. Air Force’s federally funded research and development center for studies and analyses. PAF provides the Air Force with independent analyses of policy alternatives affecting the development, employment, combat readiness, and support of current and future aerospace forces. Research is performed in four programs: Aerospace Force Development; Manpower, Personnel, and Training; Resource Management; and Strategy and Doctrine. Additional information about PAF is available on our web site at http://www.rand.org/paf. iv CONTENTS Preface...........................................................................................................iii Summary.....................................................................................................vii Acknowledgments......................................................................................xi Introduction...................................................................................................2 Case Study 1: Aum Shinrikyo’s Attempt to Acquire a Nuclear Capability..............................................................................................5 Case Study 2: Al Qaeda’s Attempts to Acquire a Nuclear Capability............................................................................................22 Case Study 3: Smuggled Nuclear Material from the Kinshasa Research Reactor................................................................................54 Observations................................................................................................68 Bibliography.................................................................................................71 v SUMMARY Even before the 9/11 attacks on the United States, national security officials had grown increasingly concerned about the potential for terrorists to acquire unconventional weapons or devices. Denying terrorists access to nuclear materials and components has been a particularly urgent priority, given the enormously destructive potential of terrorists armed with a nuclear weapon or an improvised nuclear device. To provide an empirical basis for policymaking, this documented briefing explores attempts by nonstate actors to acquire nuclear materials and to fabricate nuclear systems. Three cases were selected for analysis. Although other terrorist groups in the past have shown interest in acquiring nuclear materials and devices, the two groups examined in this study, Aum Shinrikyo and al Qaeda, have demonstrated a commitment unmatched by other organizations. In addition, a substantial body of open-source material was available, although some of it was unreliable and contradictory, making absolute judgments impossible. The case of the disappearance of nuclear fuel rods from a reactor in Zaire illustrates what might be termed the “supply side” of the nuclear market and illustrates the pathways that terrorists or criminals might follow to obtain nuclear material. As with the two other cases explored here, open source material was available, although in many instances this information provided only a fragmentary and tentative account. Beginning in the early 1990s, Aum, a religious cult with an apocalyptic ideology, recruited scientists and engineers to help the group acquire chemical, biological, and nuclear weapons. Aum identified Russia as a potential source of nuclear weapons, and cult members made numerous overtures to senior officials and scientists. But despite these entreaties, Aum was unable to purchase a nuclear weapon. As a result, Aum chose to focus on building rather than buying a nuclear weapon. Group members investigated the mining of uranium ore in Australia and used the Internet to glean sensitive information on nuclear facilities in Russia, the People’s Republic of China, South Korea, and elsewhere. Fortunately, none of these efforts bore fruit. This study suggests that two factors worked against Aum’s nuclear acquisition program. First, the technical challenges associated with building a nuclear weapon became apparent to the group’s leadership, which chose instead to devote its ample financial and other resources to acquiring chemical weapons, such vii

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